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This thesis investigates the structure of research articles in the field of Computational Linguistics with the goal of establishing that a set of distinctive linguistic features is associated with each section type. The empirical results of the study are derived from the quantitative and qualitative evaluation of research articles from the ACL Anthology Corpus. More than 20,000 articles were analyzed for the purpose of retrieving the target section types and extracting the predefined set of linguistic features from them. Approximately 1,100 articles were found to contain all of the following five section types: abstract, introduction, related work, discussion, and conclusion. These were chosen for the purpose of comparing the frequency of occurrence of the linguistic features across the section types. Making use of frameworks for Natural Language Processing, the Stanford CoreNLP Module, and the Python library SpaCy, as well as scripts created by the author, the frequency scores of the features were retrieved and analyzed with state-of-the-art statistical techniques.
The results show that each section type possesses an individual profile of linguistic features which are associated with it more or less strongly. These section-feature associations are shown to be derivable from the hypothesized purpose of each section type.
Overall, the findings reported in this thesis provide insights into the writing strategies that authors employ so that the overall goal of the research paper is achieved.
The results of the thesis can find implementation in new state-of-the-art applications that assist academic writing and its evaluation in a way that provides the user with a more sophisticated, empirically based feedback on the relationship between linguistic mechanisms and text type. In addition, the potential of the identification of text-type specific linguistic characteristics (a text-feature mapping) can contribute to the development of more robust language-based models for disinformation detection.
This dissertation deals with the lexical, morphological, syntactic, and semantic properties of (VP )idioms and their behavior in combination with restrictive relative clauses, raising, constituent fronting, wh-movement, VP-ellipsis, pronominalization, the progressive form, verb placement, passivization, conjunction modification, and the N-after-N construction. It provides empirical evidence towards a combinatorial analysis of both semantically non-decomposable idioms (SNDIs) and semantically decomposable idioms (SDIs) and contributes to the (formal) formulation of such an account.
The Introduction (Chapter 1) first motivates why idioms are an exciting and challenging phenomenon and then gives a definition of the term idiom, a classification of idioms, and an overview of the wide spectrum of idiom analyses found in the linguistic literature.
Chapter 2, “Idioms as evidence for the proper analysis of relative clauses”, shows that the Modification Analysis beats the other two major analyses of restrictive relative clauses (RRCs), namely Raising and Matching, as (i) the latter two lead to a loss of numerous empirical generalizations in syntax and morphology, and (ii) contrary to the assumption in the literature, idioms in RRCs can, in fact, be licensed without literal syntactic movement of the RRC-head, which makes modification fully compatible with idiom reconstruction effects.
Chapter 3, “How frozen are frozen idioms?”, presents new empirical observations on the lexical, morphological, and syntactic flexibility of kick the bucket and displays that this idiom is not completely frozen with respect to its NP complement, the progressive form, and, in some contexts, even passivization. The chapter concludes that analyses of kick the bucket as a single lexical entry should be replaced by analyses of this and other SNDIs with a syntactically regular shape as consisting of individual word-level lexical entries that combine according to the standard rules of syntax.
This idea is taken up in Chapter 4, “The syntactic flexibility of semantically non-decomposable idioms”, which – based on the differences between English and German with regard to verb placement, constituent fronting, and passivization as well as a short outlook on Estonian and French – spells out a combinatorial analysis of SNDIs and augments it with a semantic analysis formulated in Lexical Resource Semantics, according to which some idiom parts make identical semantic contributions to the overall meaning of the idiom. The analysis further suggests that the syntactic flexibility of idioms is due to the semantic and pragmatic constraints on the involved constructions, rather than the syntactic encoding of the idioms.
Chapter 5, “Modification of literal meanings in semantically non-decomposable idioms”, reviews Ernst’s (1981) classical three types of idiom modification (internal, external, and conjunction) to then closely investigate the most challenging type, namely conjunction modification, in SNDIs. Based on naturally occurring examples of four SNDIs (two English, two German), it sketches an analysis in terms of two or more conjoined independent propositions, each of which can be the result of figurative reinterpretation. One of the propositions contains the idiomatic meaning, in (one of) the other(s), the meaning of the modifier applies to the literal meaning of the idiom’s noun.
Chapter 6, “Semantically decomposable idioms in the N-after-N construction”, offers a formal syntactic and semantic account of SDIs like pull strings in the N-after-N construction, as in Kim pulled string after string to get Alex into a good college. While the idiom contributes the type of entity at stake (‘string’ in the case of pull strings), N-after-N contributes that there are several instantiations of that type of entity and that these are subject to temporal or spatial succession. The chapter first summarizes the empirical properties of N-after-N, then provides an account of N-after-N in Head-driven Phrase Structure Grammar (HPSG), presents an updated version of the account of SDIs suggested in Chapter 2 within HPSG, and combines it with the HPSG account of N-after-N.
Restructuration des répertoires langagiers de migrant·e·s de la République du Congo en Lorraine
(2023)
Cette thèse étudie la complexité du plurilinguisme des migrant·e·s d’origine de la République du Congo en Lorraine à travers le prisme de la restructuration des répertoires langagiers. En affûtant la conceptualisation de la restructuration des répertoires langagiers par l’étude du plurilinguisme des migrant·e·s d’origine congolaise, cette recherche ouvre de nouvelles perspectives pour les recherches portant sur le plurilinguisme, notamment concernant les mobilités transgénérationnelles et la diversité des processus de restructuration façonnant les répertoires langagiers. En se focalisant sur les biographies langagières et migratoires de 15 individus migrants, sur leurs réseaux sociaux et sur leurs ressources langagières, cette étude révèle la diversité des processus et des facteurs au cœur des restructurations des répertoires langagiers à travers une étude ethnographique multi-située en Lorraine et au Congo. La compréhension de la diversité des dynamiques restructurant les connaissances langagières des enquêté·e·s passe par l’étude des situations de socialisation langagière au Congo dans leur historicité, des itinéraires de migration et des restructurations des réseaux sociaux ainsi que des répertoires langagiers dans l’installation en Lorraine. Les participations à la société lorraine et ses groupes sociaux imprègnent les identifications, les orientations sociales et les positionnements dans les réseaux sociaux et vice-versa.
Les répertoires langagiers apparaissent comme des enregistrements de la mobilité des individus et de celle des générations antérieures ainsi que de leur entourage. Les restructurations concernent entre autres les ressources associées au français, aux langues congolaises et à d’autres langues appropriées par la migration. Les ressources du français sont restructurées par les migrant·e·s en s’appropriant les ressources courantes dans différentes situations sociales en Lorraine, en marquant et/ou en dissimulant les ressources appropriées ailleurs et inappropriées dans ces situations. En même temps, un savoir de différenciation des ressources, dont font aussi partie les schémas de catégorisation et les stratégies communicatives, est développé et une (in)sécurité langagière se manifeste. Les ressources associées aux langues congolaises, leurs fonctions sociales et leurs représentations sont restructurées dans des processus d’attrition, d’actualisation, de transformation et d’élaboration langagière. Les ressources associées à d’autres langues européennes appropriées par la migration sont reléguées au second plan et se perdent lentement par manque d’usage. Enfin, les connaissances liées à la gestion du plurilinguisme, de la diversité culturelle et de l’altérité, appropriées dans les mêmes situations de diversité, aident au traitement interne des expériences des mobilités spatiales et sociales ainsi que des restructurations des répertoires langagiers.
Lange Zeit gab es in der deutschsprachigen Kinder- und Jugendliteraturkritik keine Unterscheidung zwischen phantastischen Erzählungen und Fantasy. Diese Gattungsdifferenzierung beginnt sich erst ab der Jahrtausendwende durchzusetzen. Betrachtet man das deutsche Textkorpus, das bis dahin global als Phantastik bezeichnet wurde, so lässt sich feststellen, dass der mittlerweile herausgearbeitete Unterschied zwischen phantastischen Erzählungen und Fantasy schon in den 1950er und 1960er Jahren zu erkennen ist. Sowohl die gattungstheoretischen Unterscheidungen als auch die Gattungsbegriffe haben jedoch erst um die Jahrtausendwende eine gewisse Festigkeit gewonnen.
Ein zentrales Anliegen dieser Arbeit ist es, die nicht-realistischen kinder- und jugendliterarischen Werke der Nachkriegsjahrzehnte im Lichte der jüngeren gattungstheoretischen Differenzierungen neu zu bewerten und ggf. zuzuordnen. Gefragt wird, ob in der deutschen Kinder- und Jugendliteratur der 1950er bis 1980er Jahre bereits Werke existieren, welche nach aktuellem Begriffsgebrauch als Fantasy zu bezeichnen sind. Ein dabei zu berücksichtigender Aspekt betrifft die Gattungsgeschichte, welche nicht mit der der englischer bzw. amerikanischer Kinder- und Jugendliteratur vergleichbar ist. Laut einer Definition von Ewers (2013) versuchte die deutsche Kinder- und Jugendliteraturwissenschaft lange Zeit, dem Genre Fantasy „beizukommen“, indem sie diese als ein Sub-Genre der Phantastik ansah. Hierin sieht er einen Irrweg. Sicherlich gibt es Parallelen zwischen phantastischer Erzählung und Fantasy, doch seien diese rein äußerlicher Natur.
Anhand der Definition von Ewers untersucht diese Arbeit, ab wann von Texten gesprochen werden kann, die dem jüngeren Verständnis von Fantasy entsprechen und welche kinder- und jugendliterarischen Werke nach diesem Erkenntnisstand hinzuzuzählen sind. Dabei liegt das Augenmerk auf der Bedeutung und Vorgeschichte von Fantasy-Literatur für den westlichen deutschsprachigen Raum. Methodisch wurde wie folgt vorgegangen: Ein Korpus aus kinder- und jugendliterarischen Texten wurde gebildet. Anschließend wurde dieser im Hinblick auf die in Ewers‘ Definitionsansatz genannten Charakteristika untersucht. Hieraus entwickelte sich der Gedanke, eine für die weiterführende Forschung hilfreichen Klassifizierung der phantastischen Kinder- und Jugendliteratur der Nachkriegszeit zu entwickeln, um den Stellenwert zeitgenössischer Fantasy verdeutlichen zu können.
Der Konflikt von Tradition und Moderne in der Avantgarde. Dargestellt in den Romanen La vie secrète und Visages cachés von Salvador Dalí, Hebdemeros und Monsieur Dudron von Giorgio de Chirico sowie Caravansérail von Francis Picabia
Die Arbeit setzt sich anhand der Frage des Konfliktes von Tradition und Moderne mit den Prosawerken Dalís, Chiricos und Picabias auseinander. Zusätzlich wird der Medienwechsel der ursprünglich bildenden Avantgardekünstler hin zur Sprache als Ausdrucksform thematisiert: die Frage nach veränderten literarischen Möglichkeiten durch die bildlich geprägte Perspektive der Künstler, verbunden mit der Frage nach Traditionen und Mythologien. Darüber hinaus wird erörtert, inwieweit die als „Ego-Dokumente“ konzipierten Texte Rückschlüsse auf die Biographien der Verfasser zulassen.
Caravansérail, Picabias fragmentarischer Roman präsentiert sich dem Titel entsprechend als Umschlagplatz eines Spektrums literarischer Konzepte, vergegenwärtigt durch die literarische Prominenz der Avantgarde. Ein Roman, der den technischen Fortschritt von Bewegung und Medien thematisiert, in der der Titel lediglich als vorübergehender Ruhepol dient.
Narratologisch gesehen entspricht der Text der Definition der „deambulatorischen“ Erzählweise (Wolfzettel). Die überwiegende Dialogform deutet auf Picabias Orientierung an Romanen des 18. Jahrhunderts hin.
Chiricos surrealistischer Roman Hebdomeros zeigt sich noch „deambulatorisch“, doch schon strukturiert durch die Wiederaufnahme der „navigatio mystica“ verknüpft mit dem Weg der Selbstfindung. Im Kontrast zu Picabia thematisiert Chirico Tagträume und Gedanken des Protagonisten, wodurch sich bereits die Wende zu traditionellen Formen andeutet. Statt surrealistischer Welthaltigkeit wird die Mythologie der Antike, Elemente des Christentums sowie die Seefahrt in Verbindung mit einer idealisierten Frauengestalt angeknüpft.
Monsieur Dudron zeigt Chiricos endgültige Abkehr von avantgardistischer Textproduktion, die parallel zu den Entwicklungen im faschistischen Italien verläuft. Mittels des „Schneckenfarm-Besuchs“ wird Dudrons/Chiricos Ablehnung zeitgenössischer Kunst exprimiert. Durch integrierte essayartige Teile, die sich an Traditionellem, Antike und Renaissance, orientieren, entspricht er noch dem „deambulatorischen“ Konzept.
Dalís Pseudo-Biographie La vie secrète orientiert sich an hagiographischen Texten, um sich zum Heiligen und Retter der Kunst vor der Avantgarde zu stilisieren. So konzipiert er auch seine Beziehung zu Gala entsprechend der Tristan-Mythologie.
Die Rückkehr zu traditioneller Textproduktion vollendet Dalí mit dem epischen Werk Visages cachés. Die Charaktere des Romans verweisen auf Literatur des ausgehenden 18. Jhs, der Protagonist zeigt jedoch Analogien zu Huysmans oder Wildes Romanfiguren. Surreale Elemente sind nur noch als Splitter in die Roman-Realität integriert. Mittels Sprache sowie der geschlossenen Form des Romans opponiert Dalí gegen avantgardistische Textproduktionen.
James Joyce's Ulysses is treated as one of the most influential, paradigmatic texts of high modernism. Novels like Thomas Pynchon’s 1973 Gravity’s Rainbow and David Foster Wallace’s 1996 Infinite Jest, which equally raise claims to being the paradigms of their respective time, are perpetually compared to and measured against Joyce’s epic novel. However, novels like Ulysses, Gravity’s Rainbow and Infinite Jest are usually either grouped together due to their length, complexity and importance, to examine direct allusions in the texts or analyse a rather general “style” or to conversely stress the novels’ singularity and autonomy. I argue that not only can Joyce’s Ulysses, Pynchon’s Gravity’s Rainbow and Wallace’s Infinite Jest be meaningfully put in relation to one another but that their singularity and paradigmatic status in 20th century literature should be understood through the relationality of a Ulyssean Tradition. Novels like Gravity’s Rainbow and Infinite Jest can be fruitfully read in a Ulyssean Tradition. Their singular, paradigmatic aesthetic projects emerge from a reciprocal dialogue with Ulysses in their self-inscription into a Ulyssean Tradition. The intertextual connection of this Ulyssean Tradition is integrally constitutive of the autonomy through which these novels claim the status of singular representations of their respective human condition and thus epic paradigms of a new way of writing the world. By positioning themselves in the literary field alongside Ulysses as the received paradigm of modernism, Wallace in Infinite Jest and Pynchon in Gravity’s Rainbow legitimize their own, independent project and their own claims to paradigmaticness. The Ulyssean Tradition thereby becomes not only a way of writing,a nd this study not merely a study of literary influence, but also a way of reading that can generate new, independent readings through the relationality of a Ulyssean Tradition
Die diskursanalytische Dissertation beschäftigt sich mit der Frage, wie das amerikanische Kino von seinen Anfängen bis in die Gegenewart das Thema des Scheiterns und Versagens dargestellt hat.
Ausgangspunkt der Arbeit ist dabei zunächst eine Einordnung und Differenzierung des Begriffspaares aus etymologischer Perspektive. Es wird bereits an dieser Stelle auf semantische Unterschiede verwiesen, denen sich divergierende Plotstrukturen anschließen: Die Geschichte des Versagens ist eine andere als die des Scheiterns. Außerdem werden anthropologische Erkenntnisse der Aufklärung benannt, die ein eigenständiges Scheitern und Versagen überhaupt erst ermöglichen.
Im Anschluss an diese sprachtheoretische Untersuchung widmet sich die Arbeit den Besonderheiten des amerikanischen Narrativs des Scheiterns und Versagens und damit einer historischen Perspektivierung, die von der Analyse ausgewählter literarischer Texte abgeschlossen wird.
Die Ergebnisse der sprachtheoretischen Untersuchung, der historischen Perspektivierung und der Literaturanalyse bilden schließlich das Fundament für die sich anschließende Filmanalyse, die die Frage stellt, wie tradierte Erzählformen des Scheiterns und Versagens ab dem 20. Jahrhundert in filmischer Form bestätigt, subvertiert oder gänzlich neu etabliert werden.
Im Vordergrund steht hier zunächst das klassische Hollywood-Kino. Dabei wird grundsätzlich zwischen zwei unterschiedlichen Narrativen unterschieden: Dem Versagen und dem Scheitern. Im ersten Teil stehen die Versager, bewusste Aussteiger, die auf der Suche nach alternativen Lebensentwürfen sind. Bespiele hierfür sind der tramp Chaplins, der singende Obdachlose Bumper in Halleluja, I'm a Bum oder der glückliche Tunichtgut Thadeus Winship Page in The Magnificent Dope. Demgegenüber stehen die Figuren, die an äußeren Umständen scheitern und meist an diesen zerbrechen, wie die lost woman in Blonde Venus oder der forgotten man in I Am a Fugitive from a Chain Gang. Ziel der Analyse ist es, iterative Semantiken und syntaktische Strukturen zu benennen, die die Grundlage eigener Erzählgenres bilden, wie das des „Glücklichen Versagers“ oder der lost woman.
Im letzten Kapitel werden die bisherigen Ergebnisse um Erkenntnisse erweitert, die sich dem modernen amerikanischen Kino entnehmen lassen. Ausgangspunkt ist das New Hollywood-Kino der 60er und 70er Jahre mit Filmen wie Easy Rider, The Graduate, oder The Swimmer.
Auf der Reflexion über die eigene Tätigkeit liegt vor allem im letzten Teil dieses Kapitels der Schwerpunkt. Hier sind es vorwiegend Künstler des 21. Jahrhunderts, wie Drehbuchschreiber, Theaterregisseure oder Comicautoren, die ihre eigenen Handlungen in Frage stellen. Neu ist, dass sich das künstlerische Versagen der Protagonisten nicht nur innerhalb der Diegese auf den Film auswirkt, bzw. dessen Form modifiziert, sondern diese geradezu dekonstruiert und aufbricht.
Since Vietnamese is an isolating language, word order plays an important role in identifying the function of a particular word. Yet in some contexts word order may be flexible especially in the case of special information-structural settings. Discontinuous noun phrases constitute a specific case of non-canonical word order in Vietnamese.
I have conducted two read-speech experiments in order to find out whether there are prosodic or intonational effects in a comparison between continuous and discontinuous noun phrases in Vietnamese. In the first experiment, speakers from the Northern dialect were recorded and in the second experiment speakers from the Southern dialect. The results showed prosodic differences in the two word order conditions in both dialects. The duration of the classifier is significantly longer (p<0.001, ANOVA calculation) in the case of discontinuous noun phrases and the rising tone (sắc) is clearly articulated as rising. In the case of continuous noun phrases, the duration of the classifier is significantly shorter (p<0.001, ANOVA calculation) and a classifier with rising tone may lose its rising property. These prosodic effects are related to prosodic boundaries. In the case of discontinuous noun phrases, the classifier constitutes the prosodic boundary, whereas with continuous noun phrases, the (right) prosodic boundary occurs further to the right.
I assume that in Vietnamese there is generally a correspondence between syntactic and prosodic structure as in Selkirk (2011) and Féry (2017).
This means that for example the DP hai trái cam ‘two oranges’ (two CLF orange) is matched by a prosodic phrase, thus (hai trái cam)Φ. However, when the noun cam ‘orange’ is separated from the numeral-classifier complex, the noun and the classifier form a prosodic phrase on their own: (hai trái)Φ. It can thus be concluded that intonation effects in Vietnamese are not only present when expressing sentence modality and when changing the role of function words (Đỗ et al. 1998 and Hạ & Grice 2010), but they also play a role in word order change, as in discontinuous nominal phrases.
When it comes to syntactic aspects of discontinuous noun phrases, I discuss whether split constructions in Vietnamese involve movement as proposed by Trịnh (2011) or base-generation as put forward by Fanselow & Féry (2006). I argue for base-generation analysis since the second part of a discontinuous NP (remnant) may also occur outside of discontinuous noun phrases without its head noun and some discontinuous noun phrases do not have a continuous counterpart. My study confirms the connection between syntax and prosody.
The two parts of the discontinuous noun phrase form their own phrases syntactically as well as prosodically.
Attributive participle constructions in German behave like adjectives in terms of inflection and position, but keep their verbal arguments. They can be extended by adjuncts or arguments and these extended attributive present participles mainly occur in written language (Weber, 1994). As the same content can also be expressed in a relative clause (RC), I compare both constructions in order to find out under which conditions a participle construction could lead to processing difficulties and how this relates to RC processing.
Based on previous assumptions for production (e.g. Weber, 1971; Fabricius-Hansen, 2016), three potential factors on the comprehension of prenominal modifiers and RCs are investigated: modifier length, the internal structure and multiple levels of embedding. The hypotheses for an effect on modifier length are mainly based on two processing accounts that make opposite predictions under specific circumstances: memory-based accounts such as the dependency locality theory (DLT) (e.g. Gibson, 2000) and expectation-based accounts such as surprisal (e.g. Levy, 2008). An increase in modifier length results in more intervening material between determiner and noun for the participle construction, contrary to RCs where these elements are adjacent. This separation of the DP could increase memory load. Therefore, longer participles would slow down processing of the noun, while there should be no difference for RCs. Two acceptability judgment experiments showed a tendency for longer participle phrases to receive lower ratings. The modifier length was further investigated in online processing. Contrary to the predicted locality effect, self-paced reading data reveals an anti-locality effect for participle phrases, with lower RTs on the noun when additional material was present inside the modifier. This experiment was followed up by an eye-tracking experiment which replicated the anti-locality effect, but at the participle instead at the noun.
The second factor that was investigated is the argument structure of the participle (or RC verb). My hypothesis is that more “prototypical” adjectives in terms of syntactic structure and semantics are more acceptable and easier to process. Attributive participles are considered hybrids between verbs and adjectives (e.g. Fuhrhop & Teuber, 2000; L¨ubbe & Rapp, 2011) due to their modifier internal verbal function, but adjectival position and agreement with the noun. This double role could lead to difficulties, in particular with a more complex verbal structure. Therefore, the prediction was that the presence of an accusative object inside a participle phrase would lead to lower acceptability ratings and higher reading times in online processing. In the first two acceptability experiments, this prediction was borne out. In addition, an SPR experiment was conducted which manipulated the presence of either an accusative object or adjunct for participles (of verbs that could be used intransitively and transitively) and the corresponding RCs. The experiment showed an effect of the presence of an accusative object on the participle, with higher reading times if an object was present, compared to an adjunct. No such difference was found for the RC verb, which indicates that only participles are processed more slowly when there is an accusative object. An alternative explanation for this finding is the inherent imperfective aspect of the present participle: a direct object could change the event structure in such a way that the aspect no longer matches.
The third factor I investigate is an effect of double embedding on the acceptability of participle phrases and RCs. While double embedded participles are rated lower than double embedded RCs, there is a smaller decrease from single to double embedding for participles than for RCs, contrary to the predictions calculated by the metric of the DLT.
Overall, the results provide evidence for experience-based processing, but they cannot be explained by either memory- or experience-based accounts alone. The effect concerning the presence of an accusative object suggest that properties of the participle distinguish the construction from RCs and affect its processing. The thesis suggests that the latter effect needs to be investigated further in future research. Furthermore, the findings have implications for the role of attributive present participles in German and for hypotheses about similar constructions in other languages.
This work is about resumptive and non-resumptive relative clauses (RCs) in the three big Ibero-Romance languages: Spanish, Portuguese, and Catalan. In (1), the examined structures are exemplified for Spanish: (1a.) No conozco el hombre que viste _ ayer. “I don’t know the man that you saw yesterday.” (1b.) Es este el hombre que le enviaron el libro. “This is the man to whom they sent the book.” (1c.) Es este el hombre a quien le enviaron el libro. “This is the man to whom they sent the book.”
(1a.) displays a non-resumptive, or canonical, RC, which is characterized by the canonical use of a relativizing operator and a gap in the subordinate’s object position, a piece of evidence which has induced most of the generative literature to assume wh-movement of the relative operator in the sense of Chomsky (1977). The last two decades, however, have seen a big debate regarding the exact derivational analysis, starting with Kayne’s (1994) antisymmetry theory and the following focus on reconstruction and anti-reconstruction effects in RCs. This search for the correct starting site of the RC’s head noun has dismissed the original Head External Analysis (HEA) (Chomsky 1965, 1977) and led to the development of a Head Raising Analysis (RA) (Kayne 1994, Bianchi 1999, a.o.) and a Matching Analysis (MA) (Munn 1994, Sauerland 1998, a.o.). The discussion in this work argues that the data on reconstruction and anti-reconstruction effects are not sufficiently clear and reliable in order to adopt one of the head-internal analyses, i.e. a HEA or a MA. Instead, the work follows a variant of the HEA proposed for Portuguese by Rinke & Aßmann (2017), which adheres to standard assumptions about Romance syntax, and avoids the empirical problems that the other proposals have to face. Arguing that the HEA holds for all Ibero-Romance languages, this work also takes a stance in the debate around the categorical status of the relativizing element que and argues that it is always a D-element, and never of category C, i.e. there is no such thing as a relativizing complementizer (cf. also Kayne 2010, Kato & Nunes 2008, Poletto & Sanfelici 2018).
The work argues that wh-movement in a HEA fashion is the correct analysis also for resumptive relative clauses as in (1b., c.), which crucially lack a gap in argument position but show a resumptive pronominal element instead. Furthermore, it takes advantage of the fact that the choice of such genetically closely related languages like Spanish, Portuguese, and Catalan enables research to address the phenomenon under consideration from a microcomparative perspective, which is “the closest we can come … to a controlled experiment in comparative syntax” (Kayne 2005: 281-282). The descriptive literature suggests that, at least for Spanish and Catalan, there are two types of a resumptive RC structure available: a simple resumption as in (1b.), including mere que, and a complex resumption structure which displays a more complex relativizer like a quien in combination with a resumptive pronoun (1c.). However, a corpus study carried out for this work reveals that speakers of the three languages behave alike insofar as the only resumptive RC used in spontaneous speech is a simple-resumption structure, while complex resumption never occurs. Additionally, a multivariate analysis shows that in all three languages, grammatical case is the most important factor when it comes to the possibility of a resumptive structure in RCs: with a dative argument, simple resumption is obligatory, while for accusative and nominative arguments, resumption is optional. The discussion concludes that simple and complex resumption constitute different phenomena also on a structural level: the latter one is argued to be a subcase of clitic doubling, and therefore, receives an analysis along the lines of Pineda (2016), who argues against a dative alternation in Romance languages and locates the (non-)realisation of the dative clitic in a transitive clitic-doubling structure outside of syntax, it being a case of silent variation along the lines of Sigurðsson (2004) and Kayne (2005). From this perspective, it follows naturally that in Portuguese, complex resumption structures are ungrammatical. Simple resumption, on the other hand, which is a possible structure in all three languages, is argued to represent the phonological counterpart of “scattered deletion”, i.e. the preferred interpretation for an A’-chain according to Chomsky (2003): in the operator position SpecCP, every feature except for the operator feature is deleted, resulting in the phonological outcome que, while in the variable position, everything but the operator is interpreted, resulting in a pronominal element according to the argument’s phi-features.
This work takes a stance in the latest topics on generative analyses for relative clauses. Using not only theoretical considerations but conclusions drawn from empirical data on three languages, it offers a new perspective on pending questions and proposes to take a fresh look on supposedly outdated analyses.