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In 1911 Eugen Bleuler (Bleuler, 1911) postulated that schizophrenia was a disorder resulting from inability to properly integrate mental processes. Around the same time, Carl Wernicke (Wernicke, 1894) proposed that psychosis might result from disruption of white matter tracts. Both of these statements can be considered early cornerstones of modern connectivity hypotheses developed towards the end of the twentieth century by such researchers as Karl Friston (1998) and Nancy Andreansen (1998). In the current work, the hypothesis that schizophrenia, rather than being a disorder or either anatomical or functional connectivity, is a disorder where both of these processes interact and influence the clinical presentation of patients, is examined. This is achieved through a detailed examination of a sample of chronic schizophrenia patients using a combination of functional and anatomical Magnetic Resonance Imaging techniques. The relationship of these measures to clinical symptoms is also explored. In the first study, anatomical connectivity at the whole-brain level is examined using Diffusion Tensor Imaging. The results of the study contribute to the previous literature on auditory hallucinations in schizophrenia and provide the first direct correlation between increased anatomical connectivity and increased severity of psychotic symptoms. The second study provides a thorough examination of the interhemispheric connectivity. This is achieved through a detailed examination of the corpus callosum using a combination of diffusivity and volumetric values. This is the first study to date where several anatomical methods are used in one sample. The results illustrate the importance of using different techniques to accurately characterize anatomical abnormalities observed in schizophrenia. In addition, contrary to previous research reports, the results of the current study imply that only specific sub-sections of the corpus callosum are affected by anatomical abnormalities. The pattern of these changes may influence clinical presentation of patients. Finally, functional connectivity at the whole-brain level is examined during resting-state using Independent Component Analysis. Similarly to the results of the anatomical examinations, it provides further supporting evidence that the pattern of disturbances observed in the current sample of schizophrenia patients examined herein reflects a combination of hypo- and hyperconnectivity. Moreover, the study further validates resting-state functional Magnetic Resonance Imaging as a reliable tool for examining functional abnormalities in schizophrenia.
Visual working memory (WM) and selective attention are fundamental cognitive mechanisms, both operating at the interface between perception and action. They are related because both are postulated to have limits with respect to how much information can be processed. Specifically, selective attention has been implicated as a limiting factor for the storage capacity of visual WM. However, visual WM and attention have been largely studied in isolation and interactions between the two have rarely been addressed. This dissertation aimed at investigating interactions between selective attention and the encoding of information into visual WM in the context of one common characteristic feature, namely their limitation in capacity. An experimental task was used that combined visual search with delayed discrimination and the demands on selective attention and WM encoding were manipulated orthogonally. In each trial participants were presented with a search array consisting of nine different grey geometric shapes. A small L-shaped item that appeared in one of four different orientations and that was coloured either blue or red was placed in the centre of each shape. Participants were instructed to search for predefined target items (Ls oriented 90°) and to memorise the shapes associated with these target items. After a delay phase a probe was presented and participants decided whether it did or did not match one of the memorised shapes. Attentional demand was manipulated by changing the search efficiency in the visual search component of the task (easy vs. difficult search) and WM load was manipulated by the number of targets (1 to 5). A behavioural study was conducted to isolate the processes that allowed participants to successfully encode complex shapes into WM while engaging spatial attention for a visual search task. The data provided evidence for a two-step encoding strategy. In the first step participants selected and memorised only the locations of all target items and only then they encoded the associated shapes at a later step. This strategy allowed them to cope with the interference between WM and attention that would otherwise take place. In the second part of this dissertation interference between visual attention and the encoding into visual WM was investigated on the level of neural activation using functional magnetic resonance imaging (fMRI). Specifically, the hypothesis was tested that the capacity limitation of visual WM is due to common limited-capacity neural resources shared by visual WM and attention. Two separate fMRI experiments were conducted that combined visual search and delayed visual discrimination for either objects (experiment 1) or locations (experiment 2). The results revealed overlapping activation for attention-demanding visual search and object WM encoding in distributed posterior and frontal regions. In the right prefrontal cortex and bilateral insula BOLD activation additively increased with increased WM load and attentional demand. Conversely, the analysis revealed an interaction effect in several visual, parietal, and premotor areas. These regions showed overlapping activation for the two task components and were severely reduced in their WM load response under the condition with high attentional demand. This interaction effect was found in similar frontal and posterior regions when combining visual search and spatial WM encoding in experiment 2. In contrast, regions in the prefrontal cortex were selectively responsive to WM load and differed to some degree depending on the WM domain. Here, activation associated with increased WM load was delayed rather than reduced under high attentional demand. The fMRI results provide convergent evidence that visual selective attention and the encoding of information into WM share, to a high degree, common neural resources. The findings indicate that competition for resources shared by visual attention and WM encoding can limit processing capabilities in distributed posterior brain regions but not the prefrontal cortex. The findings support the view that WM evolves from the recruitement of attentional mechanisms (Cowan, 2001; Wheeler und Treisman, 2002) the very same that act upon perceptual representations as well (Slotnick, 2004; Jonides et al., 2005; Pasternak and Greenlee, 2005; Postle, 2006; Ranganath, 2006). The similarity in the effects of interference between attention and the encoding of objects or locations into WM indicates that the attention-based model of WM encoding is valid across different WM domains. The capacity of visual WM can be limited at various stages of processing. The behavioural and fMRI data presented in this dissertation illustrate that one major bottleneck of information processing arises from the common demands on neural and cognitive resources shared between visual WM and selective attention during the encoding stage.
The pathophysiology of schizophrenia is still poorly understood. Investigating the neurophysiological correlates of cognitive dysfunction with functional neuroimaging techniques such as electroencephalography (EEG) and functional magnetic resonance imaging (fMRI) is widely considered to be a possible solution for this problem. Working memory impairment is one of the most prominent cognitive impairments found in schizophrenia. Working memory can be divided into a number of component processes, encoding, maintenance and retrieval. They appear to be differentially affected in schizophrenia, but little is known about the neurophysiological disturbances which contribute to deficits in these component processes. The aim of this dissertation was to elucidate the neurophysiological underpinnings of the component processes of working memory and their disturbance in schizophrenia. In the first study the the neurophysiological substrates of visual working memory capacity limitations were investigated during encoding, maintenance and retrieval in 12 healthy subjects using event-related fMRI. Subjects had to encode up to four abstract visual shapes and maintain them in working memory for 12 seconds. Afterwards a test stimulus was presented, which matched one of the previously shown shapes in fifty percent of the trials. A bilateral inverted U-shape pattern of BOLD activity with increasing memory load in areas closely linked with selective attention, i.e. the frontal eye fields and areas around the intraparietal sulcus, was observed already during encoding. The increase of the number of stored items from memory load three to memory load four in these regions was negatively correlated with the increase of BOLD activity from memory load three to memory load four. These results point to a crucial role of attentional processes for the limited capacity of working memory. In the second study, the contribution of early perceptual processing deficits during encoding and retrieval to working memory dysfunction was investigated in 17 patients with schizophrenia and 17 healthy control subjects using EEG and event-related fMRI. A slightly modified version of the working memory task used in the fist study was employed. Participants only had to encode and maintain up to three items. In patients the amplitude of the P1 event-related potential was significantly reduced already during encoding in all memory load conditions. Similarly, BOLD activity in early visual areas known to generate the P1 was significantly reduced in patients. In controls, a stronger P1 amplitude increase with increasing memory load predicted better performance. These findings indicate that in addition to later memory related processing stages early visual processing is disturbed in schizophrenia and contributes to working memory dysfunction by impairing the encoding of information. In the third study, which was based on the same data set as the second study, cortical activity and functional connectivity in 17 patients with schizophrenia and 17 to healthy control subjects during the working memory encoding, maintenance and retrieval was investigated using event-related fMRI. Patients had reduced working memory capacity. During encoding activation in the left ventrolateral prefrontal cortex and extrastriate visual cortex was reduced in patients but positively correlated with working memory capacity in controls. During early maintenance patients switched from hyper- to hypoactivation with increasing memory load in a fronto-parietal network which included left dorsolateral prefrontal cortex. During retrieval right ventrolateral prefrontal hyperactivation was correlated with encoding-related hypoactivation of left ventrolateral prefrontal cortex in patients. Cortical dysfunction in patients during encoding and retrieval was accompanied by abnormal functional connectivity between fronto-parietal and visual areas. These findings indicate a primary encoding deficit in patients caused by a dysfunction of prefrontal and visual areas. The findings of these studies suggest that isolating the component processes of working memory leads to more specific markers of cortical dysfunction in schizophrenia, which had been obscured in previous studies. This approach may help to identify more reliable biomarkers and endophenotypes of schizophrenia.
The present study consists of two parts: The first part is made up of questions concerning the cognitive underpinnings of auditory verbal hallucinations in schizophrenia. As this thesis framed schizophrenia as a multivariate problem, neural correlates to auditory verbal and visual hallucinations were investigated in the second part. The main finding is that vividness of mental imagery was increased in all putative high-risk groups as well as the patients themselves, compared with low-schizotypy controls. Therefore, it seems that vivid imagery is a trait rather than a state marker, and may be related to the genetic liability to develop schizophrenia. However, no evidence was found for a linear relationship between vividness of mental imagery and predisposition to hallucinate. Self-reported imagery vividness and predisposition to hallucinate did not depend on psychomotor speed or intelligence. In addition, individual psychopathology ratings did not correlate significantly with the mental imagery scores. Furthermore, the analysis of the control orientation and the degree of dysfunctional psychopathological status across the schizophrenia spectrum, showed an independence of control orientation and dysfunctional status from each other, as well as from other markers of schizophrenia or schizophrenic-like individuals. As a conclusion, external control orientation seems to be a symptom or a trait marker of schizophrenia. The results lead to the assumption that, beside schizophrenic individuals, first-degree relatives and schizotypy controls have some impairments and visible signs without suffering from the illness directly. This would lead to the further assumption that the illness schizophrenia is not only genetic but also dependent on environmental factors. In the second part of the study, we investigated anatomical and functional brain abnormalities in the schizophrenia patients compared with first-degree relatives and healthy controls. Here, the results followed the continuum of healthy controls, first-degree relatives and schizophrenic patients in the functional and anatomical data sets, and in the language lateralization. The decrease of lateralisation correlated with the severity of symptoms in the patient group. The investigation of visual hallucinations showed activity in higher visual areas during the experience of visual hallucinations in a schizophrenia patient and in a blindfolded subject. The activity in higher visual areas followed the boundaries of category-selective areas in both subjects. In contrast to the memory-related areas found in the schizophrenic patient experiencing visual hallucinations, we did not observe memory-related areas during visual hallucinations induced by blindfolding. This suggests that the neural mechanisms underlying hallucinations in schizophrenia are at least partly distinct from those operational in cortical deafferentation. It is proposed that individual differences in psychopathology, as well as neuropsychological and psychosocial functioning may provide further means to understand the complex and highly dynamic aspects of hallucinations specifically and schizophrenia in general. The enlargement of the subject sample to high-schizotypy controls and first-degree relatives of patients allowed new insights into the mental imagery debate and the dysfunctional connectivity pattern known to be responsible for psychotic symptoms. Further topics of research are discussed.
Das ereigniskorrelierte Potential (EKP) P300 ist eines der am häufigsten untersuchten Potentiale des Elektroenzephalogramms (EEG). Wegen der bedeutsamen Rolle der P300 in der kognitiven Forschung mit gesunden Probanden und psychiatrischen Patienten kommt der Suche nach ihren neuronalen Generatoren ein hoher Stellenwert zu. Man geht im Allgemeinen davon aus, dass sie kein einheitliches Potential darstellt und von mehreren weit verstreuten Quellen generiert wird. Die Fragen nach der genauen Anzahl der P300-Subkomponenten, ihrer Lokalisierung sowie den ihnen zugrunde liegenden kognitiven Prozesse sind jedoch nach wie vor ungelöst. Die Zielsetzung der vorliegenden Arbeit war, die P300 mit Hilfe der Kombination vom EEG und der funktionalen Magnetresonanztomografie (fMRT) in ihre Subkomponenten zu untergliedern und deren Quellen zu lokalisieren. Zu diesem Zweck wurden drei kombinierte EEG/fMRT-Studien durchgeführt. Die ersten beiden Studien beinhalten eine abgewandelte Form des klassischen Oddballparadigmas. Bei der dritten Studie handelt es sich um ein Arbeitsgedächtnisexperiment. Durch die Verknüpfung der fMRT-Ergebnisse mit EKP-Daten aus den beiden Oddball-Experimenten konnten die neuronalen Quellen der zwei wichtigsten Subkomponenten der P300, der P3a und P3b, lokalisiert werden. Es konnte gezeigt werden, dass inferiore und posteriore parietale (IPL bzw. PPC) und inferior temporale (IT) Areale zur Entstehung der P3b beitrugen, während hauptsächlich die präzentralen Regionen (PrCS) die P3a generierten. Die Ergebnisse des Arbeitsgedächtnisexperiments bestätigten die P3b-Quellenlokalisierung der Oddball-Untersuchung mit einr Beteiligung von PPC und IT an der Generierung der P3b-Komponente. Das Arbeitsgedächtnisexperiment verdeutlichte aber auch, dass eine komplexere Abrufanforderung (mit langen Reaktionszeiten) zu einer anhaltenden Aktivität im PPC und einer späten Antwort im ventrolateralen präfrontalen Kortex (VLPFC) führte, die eine zweite P3b-Subkomponente generierten. Durch eine umfassende zeitlich-räumliche Trennung der neuronalen Aktivität beim Arbeitsgedächtnisabruf konnten darüber hinaus die einzelnen Stufen der beteiligten Informationsverarbeitungsprozesse (mentale Chronometrie) beschrieben werden. Diese Anwendung ging über die „reine“ Quellenlokalisation der P300-Komponenten hinaus. Die Ergebnisse zeigten frühe transiente Aktivierungen im IT, die sich zeitlich mit dem Beginn einer anhaltenden Aktivität im PPC überlappten. Darüber hinaus wurden eine späte transiente Aktivität im VLPFC und eine späte anhaltende Aktivität im medialen frontalen und motorischen Kortex (MFC bzw. MC) beobachtet. Es liegt nahe, dass diese neuronalen Signaturen einzelne Stufen kognitiver Aufgabenverarbeitungsschritte wie Reizevaluation (IT), Operationen am Gedächtnispuffer (PPC), aktiven Abruf (VLPFC) und Reaktionsorganisation (MFC und MC) reflektieren. Die vorgestellten Quellenmodelle zeigten übereinstimmend, dass mehrere kortikale Generatoren das P300-EKP erzeugen. Dabei trugen neben den erwarteten parietalen interessanterweise auch inferior temporale und inferior frontale Quellen zur P3b bei, während die P3a vor allem auf anterioren Generatoren im prämotorischen Kortex basierte. Diese Ergebnisse bestätigen teilweise die bisherigen Lokalisationsmodelle, die weitgehend auf neuropsychologischen und invasiven neurophysiologischen Befunden beruhen, widersprechen ihnen aber auch zum Teil, besonders was die Abwesenheit der postulierten präfrontalen und hippocampalen Beiträge zur P3a bzw. P3b betrifft.