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This thesis provides a detailed derivation of dissipative spin hydrodynamics from quantum field theory for systems composed of spin-0, spin-1/2, or spin-1 particles.
The Wigner function formalism is introduced for quantum fields in the respective representations of the Poincaré group, and the conserved currents, i.e., the energy-momentum tensor and the total angular momentum tensor, in various so-called pseudogauges are derived. An expansion around the semiclassical limit in powers of the Planck constant is performed.
Subsequently, kinetic equations are obtained for binary elastic scattering, using both the de Groot-van Leeuwen-van Weert and Kadanoff-Baym method, with the latter retaining the effect of quantum statistics. The resulting collision term features both local and nonlocal contributions, with the latter providing a relaxation mechanism for the spin degrees of freedom of the quasiparticles. The local-equilibrium distribution function is derived from the requirement that the local part of the collision term vanishes.
From quantum kinetic theory, dissipative spin hydrodynamics is then constructed via the method of moments, extended to particles with spin. The system of moment equations is closed via the Inverse-Reynolds Dominance (IReD) approach, resulting in a set of equations of motion describing the evolution of both ideal and dissipative degrees of freedom. The application to polarization phenomena relevant to heavy-ion collisions is discussed.
This thesis contains three theoretical works about certain aspects of the interplay of electronic correlations and topology in the Hubbard model.
In the first part of this thesis, the applicability of elementary band representations (EBRs) to diagnose interacting topological phases, that are protected by spatial symmetries and time-reversal-symmetry, in terms of their single-particle Matsubara Green’s functions is investigated. EBRs for the Matsubara Green’s function in the zero-temperature limit can be defined via the topological Hamiltonian. It is found that the Green’s function EBR classification can only change by (i) a gap closing in the spectral function at zero frequency, (ii) the Green’s function becoming singular i.e. having a zero eigenvalue at zero frequency or (iii) the Green’s function breaking a protecting symmetry. As an example, the use of the EBRs for Matsubara Green’s functions is demonstrated on the Su-Schriefer-Heeger model with exact diagonalization.
In the second part the Two-Particle Self-Consistent approach (TPSC) is extended to include spin-orbit coupling (SOC). Time-reversal symmetry, that is preserved in the presence of SOC, is used to derive new TPSC self-consistency equations including SOC. SOC breaks spin rotation symmetry which leads to a coupling of spin and charge channel. The local and constant TPSC vertex then consists of three spin vertices and one charge vertex. As a test case to study the interplay of Hubbard interaction and SOC, the Kane-Mele-Hubbard model is studied. The antiferromagnetic spin fluctuations are the leading instability which confirms that the Kane-Mele-Hubbard model is an XY antiferromagnet at zero temperature. Mixed spin-charge fluctuations are found to be small. Moreover, it is found that the transversal spin vertices are more strongly renormalized than the longitudinal spin vertex, SOC leads to a decrease of antiferromagnetic spin fluctuations and the self-energy shows dispersion and sharp features in momentum space close to the phase transition.
In the third part TPSC with SOC is used to calculate the spin Hall conductivity in the Kane-Mele-Hubbard model at finite temperature. The spin Hall conductivity is calculated once using the conductivity bubble and once including vertex corrections. Vertex corrections for the spin Hall conductivity within TPSC corresponds to the analogues of the Maki-Thompson contributions which physically correspond to the excitation and reabsorption of a spin, a charge or a mixed spin-charge excitation by an electron. At all temperatures, the vertex corrections show a large contribution in the vicinity of the phase transition to the XY antiferromagnet where antiferromagnetic spin fluctuations are large. It is found that vertex corrections are crucial to recover the quantized value of −2e^2/h in the zero-temperature limit. Further, at non-zero temperature, increasing the Hubbard interaction leads to a decrease of the spin Hall conductivity. The results indicate that scattering of electrons off antiferromagnetic spin fluctuations renormalize the band gap. Decreasing the gap can be interpreted as an effective increase of temperature leading to a decrease of the spin Hall conductivity.
In this work I investigate two different systems - spin systems and charge-density-waves. The same theoretical method is used to investigate both types of system. My investigations are motivated by experimental investigations and the goal is to describe the experimental results theoretically. For this purpose I formulate kinetic equations starting from the microscopical dynamics of the systems.
First of all, a method is formulated to derive the kinetic equations diagrammatically. Within this method an expansion in equal-time connected correlation functions is carried out. The generating functional of connected correlations is employed to derive the method.
The first system to be investigated is a thin stripe of the magnetic insulator yttrium-iron-garnet (YIG). Magnons are pumped parametrically with an external microwave field. The motivation of my theoretical investigations is to explain the experimental observations. In a small parameter range close to the confluence field strength where confluence processes of two parametrically pumped magnons with the same wave vector becomes kinematically possible the efficiency of the pumping is reduced or enhanced depending on the pumping field strength. Because it is expected that that confluence and splitting processes of magnons are essential for the experimental observations I go beyond the kinetic theories that are conventionally applied in the context of parametric excitations in YIG and investigate the influence of cubic vertices on the parametric instability of magnons in YIG.
Furthermore, the influence of phonons is investigated. Usually in the literature these are taken into account as heat bath. Here, I want to explain experiments where an accumulation of magnetoelastic bosons - magnon-phonon-quasi-particles - has been observed. I employ the method of kinetic equations to investigate this phenomenon theoretically. The kinetic theory is able to reproduce the experimental observations and it is shown that the accumulation of magnetoelastic bosons is purely incoherent.
Finally, charge-density waves (CDW) in quasi-one-dimensional materials will be investigated. Charge-density waves emerge from a Peierls-instability and are a prime example for spontaneous symmetry breaking in solids. Again, the motivation for my theoretical investigations are an experiment where the spectrum of amplitude and phase phonon modes has been measured. Starting from the Fröhlich-Hamiltonian I derive kinetic equations and from these kinetic equations the equations of motion for the CDW order parameter can be derived. The frequencies and damping rates of amplitude and phase phonon modes will be derived from the linearized equations of motion. I compare my theory with existing methods. Furthermore, I also investigate the influence of Coulomb interaction.
Precise tune determination and split beam emittance reconstruction at the CERN PS synchrotron
(2023)
In accelerator physics, the need to improve the performance and better control the operating point of an accelerator has become, year after year, an increasingly important need in order to achieve higher energies and brightness, as well as point-like particle beams. If this involves increasingly advanced technological developments (in terms, for example, of materials for more intense superconducting magnets), it can not take place in the absence of targeted studies of linear and non-linear beam dynamics. In the context of this Ph.D. thesis in physics, linear and non-linear dynamics of charged particles in circular accelerators is the topic that will be discussed and treated in detail. In particular, the presentation and discussion of the results will be divided in two main topics: the need to know the physical properties of a proton beam; and the development of innovative methods to determine and study the accelerator’s working point. With regard to the first topic, an innovative procedure will be presented to determine the transverse size of the PS beam in the beam extraction phase. Among the different ways the extraction occurs at the PS, the analysed one is based on the transverse splitting of the beam by means of non-linear fields. Thus, the knowledge of the transverse beam size is not trivial since resonant linear and non-linear beam structures (namely, core and islands) arise and, for each of them, the beam size has to be quantified. This parameter is crucial for two main reasons: the accelerator that will receive the beam exiting the upstream accelerator may have restrictions (physical or magnetic) that involve a partial or total loss of the incoming beam; and any experiments located downstream of the considered accelerator may need a beam with a transversal size as constant as possible; consequently, its monitoring and control are essential. The second topic concerns the accurate determination of the working point of an accelerator, defined as the number of transverse oscillations the particle beam travels per unit of accelerator circumference, both horizontally and vertically. This quantity is called horizontal and vertical tune, respectively. Their knowledge is also crucial to understand whether the beam will be stable or unstable. In fact, not all tune values are acceptable, as there are particular values that bring the beam into resonance. In this configuration, the amplitude of the transverse oscillations of the particles increases in an uncontrolled manner and leads to the loss of all or part of the beam. Note that, in particular operating conditions, the resonant conditions are sought and desired to model, in a suitable way, the transversal shape of the beam, such as the above mentioned PS extraction scheme. It is even clearer how much the determination of the machine working point is essential to determine the operating conditions of an accelerator. In this context, several methods (also taken from the field of applied mathematics) to calculate the tune will be demonstrated and tested numerically on different types of synthetic signals. At the end of this description, the use of experimental data will allow to obtain the benchmark of a new method for the direct calculation of some characteristic quantities of non-linear beam dynamics (namely, the amplitude detuning, i.e. the variation of tune as a function of intensity of the perturbation provided to the beam.
The development of the designs of the superconducting CH cavities of the HELIAC project from CH0 [27] to CH1 and CH2 [1] has undergone permanent improvements and adaptations based on the learned experiences of each previous cavity. For example, the design of CH1 and CH2 focused on mechanical stabilization and optimization of performance by minimizing peak electric and magnetic fields. As a result, the changes made there were already able to increase stability and performance compared to CH0 by simplifying the design in different ways. The process of designing both cavities was time reasonable, since they are identical in construction and thus only one design had to be developed. However, for both the development and manufacturing of an entire accelerator of individual CH cavities, this type of design would become too time consuming and costly. In order to reduce this time-consuming design process and accelerate the fabrication of superconducting CH cavities, and also reduce costs, a modular cavity design for mass production of superconducting CH cavities was developed as presented in this thesis. In the following section, the conclusions gained in this work and the results already presented will be summarized once again.
So in the first chapters of this thesis the theoretical foundations were laid, which are necessary for the description of superconducting cavities and for their development process, like a theoretical description of superconductivity itself (see chapter 2), the physical basics of RF-acceleration and of the CH cavity (see chapter 3), but also the effects that limit the superconducting cavities in terms of acceleration (see chapter 4) or the properties and laws from structural mechanics needed in later measurements and simulation (see chapter 5). Based on the theoretical foundations given in these sections, all measurements, evaluations and simulations made in the following sections were made.
Sensors for high rate charge particle tracking have to withstand the harsh radiation doses deposited by the particles to be sensed. This holds particularly for the novel CMOS Monolithic Active Pixel Sensors, which are considered a promising sensor technology for future vertex detectors due to their very light material budget and excellent spatial resolution. To resist the radiation doses expected close to the interaction regions of heavy-ion experiments, the sensors have to be hardened against radiation doses, which exceed the native tolerance of CMOS technology significantly. In this thesis, the results of non-ionizing radiation hardness studies at the IKF on sensor prototypes developed at the IPHC in Strasbourg are presented. Our results demonstrate that the CMOS sensors evaluated in the context of this thesis can withstand non-ionizing radiation of up to 5×10^14 neq/cm^2. This hardness qualifies them as promising candidates for use in future vertex detectors.
Die extrem hohen Interaktionsraten, die mit dem CBM Experiment verfügbar sein werden, erlauben die Messung von einigen der herausfordensten Observablen im Feld der Schwerionenphysik. Im besonderen die Messung von Dileptonen im mittleren Massenbereich ist nahezu unmöglich für eine Vielzahl anderer Experimente, da die extrem kleinen Wirkungsquerschnitte der Produktionskanäle das Auftreten eines messbaren Ereignisses so selten machen, so dass es nicht möglich ist eine ausreichende Anzahl dieser Ereignisse zu messen. Hinzu kommt, dass speziell im Energiebereich des CBM Experiments bisher absolut keine Messdaten verfügbar sind, obwohl es zahlreiche Hinweise von theoretischer Seite und von Messungen bei größeren Kollisionsenergien darauf gibt, dass wir im Energiebereich des CBM Experiments bedeutende Entdeckungen machen k¨onnten. Eine solche Messung dieser Observable könnte einen direkten Zugang zu Informationen bezüglich eines potentiellen Phasenubergangs von hadronischer Materie (bzw. im Hadronengas) in den Zustand eines Quark-Gluonen Plasmas liefern. Zusätzlich bieten Dileptonen noch die Möglichkeit Indikatoren für eine Wiederherstellung der chiralen Symmetrie zu messen...
The putative effects of dark matter are most easily explained by a collisionless fluid on cosmological scales and by Modified Newtonian Dynamics (MOND) on galactic scales. Hybrid MOND dark matter models combine the successes of dark matter on cosmological scales and those of MOND on galactic scales. An example of such a model is superfluid dark matter (SFDM) which postulates that this differing behavior with scale is caused by a single underlying substance with two phases. In this thesis, I highlight successful observational tests of SFDM regarding strong lensing and the Milky Way rotation curve. I also discuss three problems due to the double role of the aforementioned single underlying substance and show how these may be avoided. Finally, I introduce a novel Cherenkov radiation constraint for hybrid MOND dark matter models. This constraint is different from standard modified gravity Cherenkov radiation constraints because such hybrid models allow even non-relativistic objects like stars to emit Cherenkov radiation.
For finite baryon chemical potential, conventional lattice descriptions of quantum chromodynamics (QCD) have a sign problem which prevents straightforward simulations based on importance sampling.
In this thesis we investigate heavy dense QCD by representing lattice QCD with Wilson fermions at finite temperature and density in terms of Polyakov loops.
We discuss the derivation of $3$-dimensional effective Polyakov loop theories from lattice QCD based on a combined strong coupling and hopping parameter expansion, which is valid for heavy quarks.
The finite density sign problem is milder in these theories and they are also amenable to analytic evaluations.
The analytic evaluation of Polyakov loop theories via series expansion techniques is illustrated by using them to evaluate the $\SU{3}$ spin model.
We compute the free energy density to $14$th order in the nearest neighbor coupling and find that predictions for the equation of state agree with simulations to $\mathcal{O}(1\%)$ in the phase were the (approximate) $Z(3)$ center symmetry is intact.
The critical end point is also determined but with less accuracy and our results agree with numerical results to $\mathcal{O}(10\%)$.
While the accuracy for the endpoint is limited for the current length of the series, analytic tools provide valuable insight and are more flexible.
Furthermore they can be generalized to Polyakov-loop-theories with $n$-point interactions.
We also take a detailed look at the hopping expansion for the derivation of the effective theory.
The exponentiation of the action is discussed by using a polymer expansion and we also explain how to obtain logarithmic resummations for all contributions, which will be achieved by employing the finite cluster method know from condensed matter physics.
The finite cluster method can also be used to evaluate the effective theory and comparisons of the evaluation of the effective action and a direction evaluation of the partition function are made.
We observe that terms in the evaluation of the effective theory correspond to partial contractions in the application of Wick's theorem for the evaluation of Grassmann-valued integrals.
Potential problems arising from this fact are explored.
Next to next to leading order results from the hopping expansion are used to analyze and compare the onset transition both for baryon and isospin chemical potential.
Lattice QCD with an isospin chemical potential does not have a sign problem and can serve as a valuable cross-check.
Since we are restricted by the relatively short length of our series, we content ourselves with observing some qualitative phenomenological properties arising in the effective theory which are relevant for the onset transition.
Finally, we generalize our results to arbitrary number of colors $N_c$.
We investigate the transition from a hadron gas to baryon condensation and find that for any finite lattice spacing the transition becomes stronger when $N_c$ is increased and to be first order in the limit of infinite $N_c$.
Beyond the onset, the pressure is shown to scale as $p \sim N_c$ through all available orders in the hopping expansion, which is characteristic for a phase termed quarkyonic matter in the literature.
Some care has to be taken when approaching the continuum, as we find that the continuum limit has to be taken before the large $N_c$ limit.
Although we currently are unable to take the limits in this order, our results are stable in the controlled range of lattice spacings when the limits are approached in this order.
This dissertation describes the development of the beam dynamics design of a novel superconducting linear accelerator. At a main operating frequency of 216.816 MHz, ions with a mass-to-charge ratio of up to 6 can be accelerated at high duty cycles up to CW operation. Intended for construction at the GSI Helmholtz Centre for Heavy Ion Research in Darmstadt, the focus of the work is on the beam dynamic design of the accelerator section downstream of the high charge injector (HLI) at an injection energy of 1.39 MeV/u. An essential feature of this linear accelerator (Linac) is the use of the EQUUS (Equidistant Multigap Structure) beam dynamics concept for a variably adjustable output energy between 3.5 and 7.3 MeV/u (corresponding to about 12.4 % of the speed of light) with a required low energy spread of maximum 3 keV/u.
The GSI Helmholtz Centre for Heavy Ion Research is a large-scale research facility that uses its particle accelerators to perform basic research with ion beams. Research on super-heavy elements ("SHE") is a major focus. It is expected that their production and research will provide answers to a large number of scientific questions. The production and detection of elements with atomic numbers 107 to 112 (Bohrium, Hassium, Meitnerium, Darmstadtium, Röntgenium and Copernicium) was first achieved at GSI between 1981 and 1996.
Key to this remarkable progress in SHE research were continuous developments and technical innovations. On the one hand, in the field of experimental sensitivity and detection of the nuclear reaction products and, on the other hand, in the field of accelerator technology.
For the acceleration of the projectile beam, the UNILAC (Universal Linear Accelerator), which was put into operation in 1975, has been used at GSI so far. In the course of the reconstruction and expansion of the research infrastructure at GSI, a dedicated new particle accelerator, HELIAC (Helmholtz Linear Accelerator), is now under development to meet the special requirements of the beam parameters for the synthesis of new superheavy elements. Typically, the production rates of super-heavy elements with effective cross sections in the picobarn range are very low. Therefore, a high duty cycle (up to CW operation) is a key feature of HELIAC. Thus, the required beam time for the desired nuclear reactions can be significantly shortened.
Theoretical preliminary work by Minaev et al. and newly created knowledge about design, fabrication, and operation of superconducting drift tube cavities have laid the foundation for this work and thus the development of the HELIAC linear accelerator. It consists of a superconducting and a normal conducting part. Acceleration takes place in the superconducting part in four cryomodules, each about 5 m long. These contain three CH cavities, one buncher cavity, two solenoid magnets for transverse beam focusing, and two beam position monitors (BPMs).
The following 10 m long normal conducting part is primarily used for beam transport and ends with a buncher cavity. This is operated at a halved frequency of 108.408 MHz.
A key feature of this accelerator is the variability of the output energy from 3.5 to 7.3 MeV/u with a small energy uncertainty of ±3 keV/u maximum over the entire output energy range. For the development of HELIAC, the EQUUS beam dynamics concept used combined the advantages of conventional linac designs with the high acceleration gradients of superconducting CH-DTLs. By doubling the frequency (compared to the GSI high charge injector) to 216.816 MHz in the superconducting section and using CH cavities at an acceleration gradient of maximum 7.1 MV/m, an acceleration efficiency with superconducting drift tube structures that is unique in the world is made possible. At the same time, the compact lengths of the CH cavities ensure good handling for both production and operation. EQUUS leads to longitudinal beam stability in all energy ranges of the accelerator with the sliding motion of the synchronous phase within each CH cavity. The rms emittance growth is moderate in all levels. The modular design of the HELIAC with four cryomodules basically allows the Linac to be commissioned starting with the first cryomodule, the so-called Advanced Demonstrator. In the subsequent expansion stage with only the first two cryomodules of HELIAC, the lower limit of the energy range to be provided by HELIAC (3.5 MeV/u) can already be clearly exceeded, so that use in regular beam operation at GSI is already conceivable from here on.
By means of error tolerance studies, the stability of the HELIAC beam dynamics design against possible alignment errors of the magnetic focusing elements and accelerator cavities as well as errors of the electric field amplitudes and phases have been investigated, basically confirmed and critical parameters have been determined. An additional steering concept via dipole correction coils at the solenoid magnets allows transverse beam control as well as diagnostics by means of two BPMs per cryomodule.
With completion of this work in 2021, the CH1 and CH2 cavities have already been built and are in the final preparation and cold test phase. In parallel, the development of the CH cavities CH3-11 has also been started.