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This thesis contains three theoretical works about certain aspects of the interplay of electronic correlations and topology in the Hubbard model.
In the first part of this thesis, the applicability of elementary band representations (EBRs) to diagnose interacting topological phases, that are protected by spatial symmetries and time-reversal-symmetry, in terms of their single-particle Matsubara Green’s functions is investigated. EBRs for the Matsubara Green’s function in the zero-temperature limit can be defined via the topological Hamiltonian. It is found that the Green’s function EBR classification can only change by (i) a gap closing in the spectral function at zero frequency, (ii) the Green’s function becoming singular i.e. having a zero eigenvalue at zero frequency or (iii) the Green’s function breaking a protecting symmetry. As an example, the use of the EBRs for Matsubara Green’s functions is demonstrated on the Su-Schriefer-Heeger model with exact diagonalization.
In the second part the Two-Particle Self-Consistent approach (TPSC) is extended to include spin-orbit coupling (SOC). Time-reversal symmetry, that is preserved in the presence of SOC, is used to derive new TPSC self-consistency equations including SOC. SOC breaks spin rotation symmetry which leads to a coupling of spin and charge channel. The local and constant TPSC vertex then consists of three spin vertices and one charge vertex. As a test case to study the interplay of Hubbard interaction and SOC, the Kane-Mele-Hubbard model is studied. The antiferromagnetic spin fluctuations are the leading instability which confirms that the Kane-Mele-Hubbard model is an XY antiferromagnet at zero temperature. Mixed spin-charge fluctuations are found to be small. Moreover, it is found that the transversal spin vertices are more strongly renormalized than the longitudinal spin vertex, SOC leads to a decrease of antiferromagnetic spin fluctuations and the self-energy shows dispersion and sharp features in momentum space close to the phase transition.
In the third part TPSC with SOC is used to calculate the spin Hall conductivity in the Kane-Mele-Hubbard model at finite temperature. The spin Hall conductivity is calculated once using the conductivity bubble and once including vertex corrections. Vertex corrections for the spin Hall conductivity within TPSC corresponds to the analogues of the Maki-Thompson contributions which physically correspond to the excitation and reabsorption of a spin, a charge or a mixed spin-charge excitation by an electron. At all temperatures, the vertex corrections show a large contribution in the vicinity of the phase transition to the XY antiferromagnet where antiferromagnetic spin fluctuations are large. It is found that vertex corrections are crucial to recover the quantized value of −2e^2/h in the zero-temperature limit. Further, at non-zero temperature, increasing the Hubbard interaction leads to a decrease of the spin Hall conductivity. The results indicate that scattering of electrons off antiferromagnetic spin fluctuations renormalize the band gap. Decreasing the gap can be interpreted as an effective increase of temperature leading to a decrease of the spin Hall conductivity.
Folgend auf den ersten Realisierungen von Bose-Einstein Kondensaten erschienen weitere innovative Experimente, die sich in den optischen Gittern gefangenen Quantengasen widmeten. In diesen zahlreichen, wissenschaftlichen Untersuchungen konnten die Eigenschaften von Bose-Einstein Kondensaten besser verstanden werden. Das Prinzip von Vielteilchensystemen, gefangen in einem periodischen Potential, bot eine Plattform zur Untersuchung weiterer Quantenphasen.
Eine konzeptionell einfache Modifikation von solchen Systemen erhält man durch die Kopplung der Grundzustände der gefangenen Teilchen an hoch angeregten Zuständen mithilfe einer externen Lichtquelle. Im Falle dessen, dass diese Zustände nahe der Ionisationsgrenze des Atoms liegen, spricht man von Rydberg-Zuständen und Atome, welche zu diesen Zuständen angeregt werden, bezeichnet man als Rydberg-Atome. Eines der vielen charakteristischen Eigenschaften von Rydberg-Atomen ist die Fähigkeit über große Entfernungen jenseits der atomaren Längenskalen zu wechselwirken. Im Rahmen von Vielteilchensystemen wurden dementsprechend Kristallstrukturen aus gefangenen Rydberg-Atomen experimentell beobachtet.
Nun stellt sich die Frage, was mit einem gefangenen Bose-Einstein Kondensat passiert, dessen Teilchen an langreichweitig wechselwirkenden Zuständen gekoppelt sind. Gibt es ein Parameterregime, in dem sowohl Kristallstruktur als auch Suprafluidität in solchen Systemen koexistieren können? Dies ist die zentrale Frage dieser Arbeit, die sich mit der Theorie von gefangenen Quantengasen gekoppelt an Rydberg-Zuständen auseinandersetzt.
This thesis has two main parts.
The first part is based on our publication [1], where we use perturbation theory to calculate decay rates of magnons in the Kitaev-Heisenberg-Γ (KHΓ) model. This model describes the magnetic properties of the material α-RuCl 3 , which is a candidate for a Kitaev spin liquid. Our motivation is to validate a previous calculation from Ref. [2]. In this thesis, we map out the classical phase diagram of the KHΓ model. We use the Holstein-Primakoff
transformation and the 1/S expansion to describe the low temperature dynamics of the Kitaev-Heisenberg-Γ model in the experimentally relevant zigzag phase by spin waves. By parametrizing the spin waves in terms of hermitian fields, we find a special parameter region within the KHΓ model where the analytical expressions simplify. This enables us to construct the Bogoliubov transformation analytically. For a representative point in the special parameter region, we use these results to numerically calculate the magnon damping, which is to leading order caused by the decay of single magnons into two. We also calculate the dynamical structure factor of the magnons.
The second part of this thesis is based on our publication [3], where we use the functional renormalization group to analyze a discontinuous quantum phase transition towards a non-Fermi liquid phase in the Sachdev-Ye-Kitaev (SYK) model. In this thesis, we perform a disorder average over the random interactions in the SYK model. We argue that in the thermodynamic limit, the average renormalization group (RG) flow of the SYK model is identical to the RG flow of an effective disorder averaged model. Using the functional RG, we find a fixed point describing the discontinuous phase transition to the non-Fermi liquid phase at zero temperature. Surprisingly, we find a finite anomalous dimension of the fermions, which indicates critical fluctuations and is unusual for a discontinuous transition. We also determine the RG flow at zero temperature, and relate it to the phase diagram known from the literature.
Topological phases set themselves apart from other phases since they cannot be understood in terms of the usual Landau theory of phase transitions. This fact, which is a consequence of the property that topological phase transitions can occur without breaking symmetries, is reflected in the complicated form of topological order parameters. While the mathematical classification of phases through homotopy theory is known, an intuition for the relation between phase transitions and changes to the physical system is largely inhibited by the general complexity.
In this thesis we aim to get back some of this intuition by studying the properties of the Chern number (a topological order parameter) in two scenarios. First, we investigate the effect of electronic correlations on topological phases in the Green's function formalism. By developing a statistical method that averages over all possible solutions of the manybody problem, we extract general statements about the shape of the phase diagram and investigate the stability of topological phases with respect to interactions. In addition, we find that in many topological models the local approximation, which is part of many standard methods for solving the manybody lattice model, is able to produce qualitatively correct phase transitions at low to intermediate correlations.
We then extend the statistical method to study the effect of the lattice, where we evaluate possible applications of standard machine learning techniques against our information theoretical approach. We define a measure for the information about particular topological phases encoded in individual lattice parameters, which allows us to construct a qualitative phase diagram that gives a more intuitive understanding of the topological phase.
Finally, we discuss possible applications of our method that could facilitate the discovery of new materials with topological properties.
In this thesis we investigate the thermodynamic and dynamic properties of the D-dimensional quantum Heisenberg ferromagnet within the spin functional renormalization group (FRG); a
formalism describing the evolution of the system’s observables as the magnetic exchange inter-action is artificially deformed. Following an introduction providing a self contained summary of the conceptual and mathematical background, we present the spin FRG as developed by Krieg and Kopietz in references [1] and [2] in chapter two. Thereto, the generating functional of the imaginary time-spin correlation functions and its exact flow equation describing the deformation process of the exchange interaction are introduced. In addition, it is highlighted that - in contrast to conventional field-theoretic FRG approaches - the related Legendre trans-formed functional cannot be defined if the exchange interaction is initially switched off. Next, we show that this limitation can be circumvented within an alternativ hybrid approach, which treats transverse and longitudinal spin fluctuations differently. The relevant functionals are introduced and the relations of the corresponding functional Taylor coefficients with the spin correlation functions are discussed. Lastly, the associated flow equations are derived and the possibility of explicit or spontaneous symmetry breaking is taken into account.
In chapter three, we benchmark the hybrid formalism against a calculation of the thermo-dynamic properties of the one and two-dimensional Heisenberg model at low temperatures T and finite magnetic field H. For this purpose, we devise an anisotropic deformation scheme of the exchange interaction which allows for a controlled truncation of the infinite hierarchy of FRG flow equations. Thereby, contact with mean-field and spin-wave theory is made and the violation of the Mermin-Wagner theorem is discussed. To fulfill the latter, the truncation scheme is then complemented by a Ward identity relating the transverse self-energy and the magnetization. The resulting magnetization M (H, T ) and isothermal susceptibility χ(H, T ) are in quantitative agreement with the literature and the established behavior of the transverse correlation length and the zero-field susceptibility close to the critical point is qualitatively reproduced in the limit H → 0.
Finally, we investigate the longitudinal dynamics at low temperatures. To this end, the hierarchy of flow equations is solved within the same anisotropic deformation scheme complemented by an expansion in the inverse interaction range, and the resulting longitudinal dynamic structure factor is calculated within a low-momentum expansion. In D = 3, the large phase space accessible for the decay into transverse magnons yields only a broad hump centered at zero frequency whose width scales linearly in momentum. In contrast, at low temperatures and in a certain range of magnetic fields, a well-defined quasiparticle peak with linear dispersion emerges in D ≤ 2, which we identify as zero-magnon sound. Sound velocity and damping are discussed as a function of temperature and magnetic field, and the relevant momentum-frequency window is estimated and compared to the hydrodynamic
second-magnon regime.
Diese Thesis befasst sich mit dem Problem korrelierter Elektronensysteme in realen Materialien. Ausgangspunkt hierbei ist die quantenmechanische Beschreibung dieser Systeme im Rahmen der sogenannten Kohn-Scham Dichtefunktionaltheorie, welche die Elektronen der Kristallsysteme als effektiv nicht-wechselwirkende Teilchen beschreibt.
Während diese Modellierung im Falle vieler Materialklassen erfolgreich ist, unterscheiden sich die korrelierten Elektronensysteme dadurch, dass der kollektive Charakter der Elektronendynamik nicht zu vernachlässigen ist.
Um diese Korrelationseffekte genauer zu untersuchen, verwenden wir in dieser Arbeit das Hubbard-Modell, welches mit der projektiven Wannierfunktionsmethode aus der Kohn-Scham Dichtefunktionaltheorie konstruiert werden kann.
Das Hubbard-Modell umfasst hierbei nur die lokale Elektron-Elektron-Wechselwirkung auf einem Gitter. Auch wenn das Modell augenscheinlich sehr simpel ist, existieren exakte Lösungen nur in bestimmten Grenzfällen. Dies macht die Entwicklung approximativer Ansätze erforderlich, wobei die Weiterentwicklung der sogenannten Two-Particle Self-Consistent Methode (TPSC) eine zentrale Rolle dieser Arbeit einnimmt.
Bei TPSC handelt es sich um eine Vielteilchenmethode, die in der Sprache funktionaler Ableitungen und sogenannter conserving approximations hergeleitet werden kann.
Der zentrale Gedanke dabei ist, den effektiven Wechselwirkungsvertex als statisch und lokal zu approximieren. Dies wiederum erlaubt die Bewegungsgleichung des Systems
erheblich zu vereinfachen, sodass eine numerische approximative Lösung des Hubbard-Modells möglich wird. Vorsetzung hierbei ist nur, dass sich das System in der normalleitenden Phase befindet und die bei Phasenübergängen entstehenden Fluktuationen nicht zu groß sind.
Während diese Methode ursprünglich von Y. M. Vilk und A.-M. Tremblay für das Ein-Orbital Hubbard-Modell entwickelt wurde, stellen wir in dieser Arbeit eine Erweiterung auf Viel-Orbital-Systeme vor.
Im Falle mehrerer Orbitale treten in der TPSC-Herleitung einzelne Komplikationen auf, die mit weiteren Approximationen behandelt werden müssen. Diese werden anhand eines einfachen Zwei-Orbital Modell-Systems diskutiert und die TPSC-Ergebnisse werden darüber hinaus mit den Ergebnissen der etablierten dynamischen Molekularfeldnährung verglichen.
In diesem Zusammenhang werden auch mögliche zukünftige Erweiterungen bzw. Verbesserungen von TPSC diskutiert.
Ein weiterer wichtiger Aspekt ist die Anwendung von TPSC auf reale Materialien.
In diesem Zusammenhang werden in dieser Arbeit die supraleitenden Eigenschaften der organischen K-(ET)2X Systeme untersucht. Hierbei lassen die TPSC-Resultate darauf schließen, dass das populäre Dimer-Modell, welches zur Beschreibung dieser Materialien herangezogen wird, nicht genügt um die experimentell bestimmten kritischen Temperaturen zu erklären und dass das komplexere Molekülmodell weitere exotische supraleitende Lösungen zulässt.
Schließlich untersuchen wir außerdem die elektronischen Eigenschaften des eisenbasierten Supraleiters LiFeAs und diskutieren inwieweit nicht-lokale Korrelationseffekte, welche durch TPSC aufgelöst werden können, die experimentellen Daten reproduzieren.
The present thesis is primarily concerned with the application of the functional renormalization group (FRG) to spin systems. In the first part, we study the critical regime close to the Berezinskii-Kosterlitz-Thouless (BKT) transition in several systems. Our starting point is the dual-vortex representation of the two-dimensional XY model, which is obtained by applying a dual transformation to the Villain model. In order to deal with the integer-valued field corresponding to the dual vortices, we apply the lattice FRG formalism developed by Machado and Dupuis [Phys. Rev. E 82, 041128 (2010)]. Using a Litim regulator in momentum space with the initial condition of isolated lattice sites, we then recover the Kosterlitz-Thouless renormalization group equations for the rescaled vortex fugacity and the dimensionless temperature. In addition to our previously published approach based on the vertex expansion [Phys. Rev. E 96, 042107 (2017)], we also present an alternative derivation within the derivative expansion. We then generalize our approach to the O(2) model and to the strongly anisotropic XXZ model, which enables us to show that weak amplitude fluctuations as well as weak out-of-plane fluctuations do not change the universal properties of the BKT transition.
In the second part of this thesis, we develop a new FRG approach to quantum spin systems. In contrast to previous works, our spin functional renormalization group (SFRG) does not rely on a mapping to bosonic or fermionic fields, but instead deals directly with the spin operators. Most importantly, we show that the generating functional of the irreducible vertices obeys an exact renormalization group equation, which resembles the Wetterich equation of a bosonic system. As a consequence, the non-trivial structure of the su(2) algebra is fully taken into account by the initial condition of the renormalization group flow. Our method is motivated by the spin-diagrammatic approach to quantum spin system that was developed more than half a century ago in a seminal work by Vaks, Larkin, and Pikin (VLP) [Sov. Phys. JETP 26, 188 (1968)]. By embedding their ideas in the language of the modern renormalization group, we avoid the complicated diagrammatic rules while at the same time allowing for novel approximation schemes. As a demonstration, we explicitly show how VLP's results for the leading corrections to the free energy and to the longitudinal polarization function of a ferromagnetic Heisenberg model can be recovered within the SFRG. Furthermore, we apply our method to the spin-S Ising model as well as to the spin-S quantum Heisenberg model, which allows us to calculate the critical temperature for both a ferromagnetic and an antiferromagnetic exchange interaction. Finally, we present a new hybrid formulation of the SFRG, which combines features of both the pure and the Hubbard-Stratonovich SFRG that were published recently [Phys. Rev. B 99, 060403(R) (2019)].
In this thesis, we presented the theoretical description of the magnetic properties of various frustrated spin systems. Especially in search of exotic states, such as quantum spin liquids, magnetically frustrated systems have been subject of intense research within the last four decades. Relating experimental observations in real materials with theoretical models that capture those exotic magnetic phenomena has been one of the great challenges within the field of magnetism in condensed matter.
In order to build such a bridge between experimental observations and theoretical models, we followed two complementary strategies in this thesis. One strategy was based on first principles methods that enable the theoretical prediction of electronic properties of real materials without further experimental input than the crystal structure. Based on these predictions, low-energy models that describe magnetic interactions can be extracted and, through further theoretical modelling, can be compared to experimental observations. The second strategy was to establish low-energy models through comparison of data from experiments, such as inelastic neutron scattering intensities, with calculated predictions based on a variety of plausible magnetic models guided by microscopic insights. Both approaches allow to relate theoretical magnetic models with real materials and may provide guidance for the design of new frustrated materials or the investigation of promising models related to exotic magnetic states.
In this thesis we study strongly correlated electron systems within the Density Functional Theory (DFT) in combination with the Dynamical Mean-Field Theory (DMFT).
First, we give an introduction into the theoretical methods and then apply them to study realistic materials. We present results on the hole-doped 122-family of the iron-based superconductors and the transition-metal oxide SrVO3. Our investigations show that a proper treatment of strong electronic correlations is necessary to describe the experimental observations.
Die Arbeit beschäftigt sich mit der Herstellung sowie der strukturellen und magnetischen Charakterisierung von zwei Materialklassen von kupferbasierten zweidimensionalen Quanten-Spin-Systemen: Quadratische Gitter von Dimeren sowie geometrisch frustrierte Kagomé Gitter. In beiden Systemen werden Substitutionen vorgestellt die zu verbesserten Eigenschaften führen.