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This paper evaluates trills [r] and their palatalized counterparts [rj] from the point of view of markedness. It is argued that [r]s are unmarked sounds in comparison to [r ]s which follows from the examination of the following parameters: (a) frequency of occurrence, (b) articulatory and aerodynamic characteristics, (c) perceptual features, (d) emergence in the process of language acquisition, (e) stability from a diachronic point of view, (f) phonotactic distribution, and (g) implications.
Several markedness aspects of [r]s and [rj] are analyzed on the basis of Slavic languages which offer excellent material for the evaluation of trills. Their phonetic characteristics incorporated into phonetically grounded constraints are employed for a phonological OT-analysis of r-palatalization in two selected languages: Polish and Czech.
To some, the relation between bidirectional optimality theory and game theory seems obvious: strong bidirectional optimality corresponds to Nash equilibrium in a strategic game (Dekker and van Rooij 2000). But in the domain of pragmatics this formally sound parallel is conceptually inadequate: the sequence of utterance and its interpretation cannot be modelled reasonably as a strategic game, because this would mean that speakers choose formulations independently of a meaning that they want to express, and that hearers choose an interpretation irrespective of an utterance that they have observed. Clearly, the sequence of utterance and interpretation requires a dynamic game model. One such model, and one that is widely studied and of manageable complexity, is a signaling game. This paper is therefore concerned with an epistemic interpretation of bidirectional optimality, both strong and weak, in terms of beliefs and strategies of players in a signaling game. In particular, I suggest that strong optimality may be regarded as a process of internal self-monitoring and that weak optimality corresponds to an iterated process of such self-monitoring. This latter process can be derived by assuming that agents act rationally to (possibly partial) beliefs in a self-monitoring opponent.
The present study examines a particular kind of rule blockage – referred to below as an 'antistructure-preservation effect'. An anti-structure-preservation effect occurs if some language has a process which is preempted from going into effect if some sequence of sounds [XY] would occur on the surface, even though other words in the language have [XY] sequences (which are underlyingly /XY/). It will be argued below that anti-structure-preservation effects can be captured in Optimality Theory in terms of a general ranking involving FAITH and MARKEDNESS constraints and that individual languages invoke a specific instantiation of this ranking. A significant point made below is that while anti-structure-preservation effects can be handled straightforwardly in terms of constraint rankings they typically require ad hoc rule-specific conditions in rule-based approaches.
In this paper I discuss four type of bare nominal, and note that, in some sense, all of them appear to imply stereotypicality. I consider an account in terms of Bidirectional Optimality Theory: unmarked (bare) forms give rise to unmarked (stereotypical) interpretations. However, it turns out that, while the form of bare numerals is unmarked, the interpretation sometimes is not. I suggest that the crucial notion is not unmarkedness, but optimal inference: unmarked forms give rise to interpretations that are best used for drawing inferences. I propose a revision of Bidirectional Optimality Theory to reflect this.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
In this work, I examine a set of languages which appear to require resyllabification postlexically; in less derivational terms, a word's syllabification in isolation differs from its syllabification in a phrase-internal context. Although many people, myself included, have been looking at such cases in isolation over the years, I bring together several examples here to see what features they share and how an Optimality Theory analysis improves upon rule-based derivational approaches.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
Dialectal variation in german 3-verb clusters : a surface-oriented optimality theoretic account
(2004)
We present data from an empirical investigation on the dialectal variation in the syntax of German 3-verb clusters, consisting of a temporal auxiliary, a modal verb, and a predicative verb. The ordering possibilities vary greatly among the dialects. Some of the orders that we found occur only under particular stress assignments. We assume that these orders fulfil an information structural purpose and that the reordering processes are changes only in the linear order of the elements which is represented exclusively at the surface syntactic level, PF (Phonetic Form). Our Optimality theoretic account offers a multifactorial perspective on the phenomenon.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.