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Partial melting of crustal and mantle rocks under pressure from impedance spectroscopy measurements
(2004)
The purpose of this work is to achieve a better understanding of the physical properties of rocks during partial melting processes. The electrical conductivity of some crustal and upper mantle rocks was measured prior and above the melting under pressure. The variations of the electrical conductivity were compared with the distribution of melt in partially molten rock samples. The electrical conductivity was estimated from the impedance spectroscopy at temperatures between 800 and 1450˚C and at pressures between 0.3 and 2 GPa. These measurements were performed in a piston cylinder apparatus. At temperatures above the melting, samples were equilibrated during a long time and subsequently quenched. Thin sections were prepared and topology, volume fraction and chemical composition of melt was analyzed by using a microprobe. Above the solidus temperature, the electrical conductivity increases for about 1 to 2 orders of magnitude in comparison with non-melted rocks. The "melt effect" seems to reflect the formation of an interconnected network of melt. When a complete melt connectivity is established, the charge transport follows the network of the formed melt films at grain boundaries. Usually, it takes a long time in order to reach a steady state of the electrical resistance in partially molten rocks. Only when a steady state of the electrical resistance is achieved, the bulk conductivity of a sample can be measured properly. The time-independent electrical conductivity were found only after 200 h of annealing time at a desired temperature.
Usually, the measurements of a dihedral angle on grain-liquid interfaces in rocks show that the wetting of grain faces start to develop at temperatures slightly above the solidus temperature. The development of these faces should lead to a continuous melt network even at small melt fractions of few wt.%. This result is not confirmed by our electrical conductivity measurements. The complete interconnection of the melt phase, which was mark by an increase of the electrical conductivity, corresponds to a temperature significantly above the solidus temperature, for at least 30-50˚C. The development of these faces stimulate a significant increase of the electrical conductivity, and corresponds to the occurence of at least 5 wt.% of a melt fraction. This result could be explained by deviations from the textural equilibrium of a melt phase topology in partially molten samples due to heterogeneous grain size distribution, misorientation of grains and anisotropy of the superficial energy of adjacent grain boundaries.
Some mixing models that allow to calculate the electrical conductivity of a composite as a function of a melt fraction were examined and the results of these calculations are discussed.
The experimental results were compared to the conductivity data obtained from magnetotelluric and electromagnetic measurements in the Northern part of mid-Atlantic ridge where a series of magma chambers are presumably located. There is a good agreement between our conductivity values for a melt fraction of 10-13 the conductivity estimated in the Reykjanes ridge zone.
Semi-arid African ecosystems influence trends and variability in global terrestrial carbon dynamics. However, there are uncertainties in potential effects of future climates for semi-arid ecosystems, especially for niche ecosystems. At the same time, African ecosystems provide the livelihoods and ecosystem services for around 1.4 billion people. Future population growth and associated changes in land use pose a challenge for the protection of African biodiversity. Therefore, this work focussed on future impacts of climate change on African ecosystems and carbon dynamics and also for African protected areas (PAs), where they may cooccur with other global change factors. Another focus was on uncertainties associated with future projections and with modelling the Nama Karoo, as an example of a semi-arid niche ecosystem. Dynamic vegetation models (DVMs) were the main research tool.
In Chapter 2, we analysed climate change impacts on African ecosystems and carbon pools until the end of the 21st century and associated uncertainties based on an ensemble of vegetation simulations with the DVM adaptive dynamic vegetation model (aDGVM). We investigated the impact of increased atmospheric CO2 concentrations and two climate change scenarios (medium (RCP4.5) and high emissions (RCP8.5); RCP - representative concentration pathway) on vegetation changes. Differences in the simulated vegetation were primarily driven by assumptions about the influence of CO2 on plants. Elevated CO2 concentrations led to increased total aboveground vegetation biomass and shrub encroachment into grasslands and savannas for both climate scenarios. In simulations without the direct influence of CO2 on plants, there was hardly any shrub encroachment and vegetation biomass decreased or varied between a slight decrease in some cases and a slight increase in others. Based on these results, biome changes due to climate change are likely in Africa in the future. Due to the large uncertainties in future projections, strategies to adapt to climate change must be flexible.
The simulated vegetation in Chapter 2 represented potential, natural vegetation and is particularly suitable to investigate PAs. However, PAs do not exist isolated from their environment and social developments. In Chapter 3, the vegetation projections with CO2 effect from Chapter 2 were combined with projections for population density and land use. Except for many PAs in North Africa, most PAs were adversely affected by at least one of the three drivers by the end of the 21st century in both investigated scenarios ("middle-of-the-road" and "fossil-fuelled development"). Cooccurrence of the drivers varied by region and scenario for PAs. Both scenarios implied increasing challenges for the conservation of African biodiversity in PAs. The impact of climate change on vegetation is likely to be exacerbated by socio-economic change for most African PAs. Strong mitigation of future climate change together with equitable societal development may facilitate successful ecosystem conservation.
The simulations in Chapters 2 and 3 showed large-scale patterns of vegetation change, but their low resolution makes them unsuitable for local analyses. In Chapter 4, the challenges of simulating smaller scale, semi-arid ecosystems and their carbon cycle were analysed for the Nama Karoo with the aDGVM2 and its shrub module. The aDGVM2 is based on the aDGVM, but represents plants more flexibly. In all tested aDGVM2 configurations, the carbon fluxes improved compared to initial simulations but still overestimated them. The measured morphology of the dwarf shrubs and soil water dynamics were not reproduced in aDGVM2. Semi-arid soil water dynamics and coping strategies of semi-arid dwarf shrubs under drought stress are not adequately implemented in the aDGVM2. Further field research on semi-arid water and carbon dynamics of vegetation is necessary to parameterise the aDGVM2 for dwarf shrubs. If these challenges are overcome, DVMs can be a powerful tool for much-needed research on the impacts of climate change on the Nama Karoo.
The analyses have shown that climate change under medium to high emission scenarios is likely to lead to large-scale changes in ecosystems and the carbon balance in Africa. Because lower emissions scenarios come with less uncertainty, climate change adaptation strategies likely need to be less complex or extensive if climate change is minimised. For African PAs, the challenges of climate change may be exacerbated by socio-economic factors to a regionally varying extent. This research suggests that successful ecosystem conservation depends on climate change mitigation measures and ensuring equitable, sustainable development. The shown uncertainties, e.g., in the implementation of the CO2 effect on plants or vegetation dynamics in more niche ecosystems, help to focus future research efforts and increase our understanding of the range of plausible futures we may need to adapt to.
Climatology of morphology and cloud-radiative properties of marine low-level mixed-phase clouds
(2023)
Marine stratocumuli cover about 40 - 60% of the ocean surface. They self-organize into different morphological regimes. The two organized cellular regimes are called open and closed mesoscale-cellular convective (MCC) clouds. In mid-to-high latitudes, open and closed cells are the two most frequent types of MCC clouds. In particular, many MCC clouds consist of a mixture of vapor, liquid droplets, and ice particles, referred to as mixed-phase clouds (MPCs). Even for the same cloud fraction, the albedo of open cells is, on average, lower than that of closed MCC clouds. Cloud phase and morphology individually influence the cloud radiative effect. Thus, this thesis investigates the relationships between the cloud phase, MCC organization, cell size, and differences regarding the cloud-radiative effect.
This thesis focuses on space-borne retrievals to achieve extensive temporal and spatial coverage. The liDAR-raDAR (DARDAR) version 2 product collocates two active and one passive satellite: CloudSat, Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO), and Moderate Resolution Imaging Spectroradiometer (MODIS). The cloud phase of DARDAR is vertically integrated to establish a single cloud phase at each data point. The MCC classification data set based on the liquid water path (LWP) of MODIS scenes is collocated with the DARDAR product to determine the MCC organization. Cell-size statistics of both MCC clouds are obtained using a marker-based image segmentation method on MODIS reflectance scenes. In addition, based on MODIS reflectance scenes, a convolutional neural network (CNN) is developed to classify open and closed MCC scenes to avoid missing mature MPCs with a low LWP.
The first part of this thesis explores the relationships between cloud phase, morphology, and cloud albedo in the Southern Ocean (SO). At a given cloud-top temperature (CTT), seasonal changes in the mixed-phase fraction, defined as the number of MPCs divided by the sum of MPC and supercooled liquid cloud (SLC) pixels, are stronger than the morphological changes. Therefore, external factors seem to influence these changes instead of morphology. The dependence of cloud phase on cloud-top height (CTH) is more substantial than on CTT in clouds with CTHs below 2.5 km. The previously observed acceleration of closed-to-open transition in MPCs, known as preconditioning, is not the primary driver of climatological cloud morphology statistics in the SO. The morphological differences in cloud albedo are more pronounced in SLCs than in MPCs. This change in albedo alters the cloud radiative effect in the SO by 21Wm−2 to 39Wm−2 depending onseason and cloud phase.
Open and closed MCC clouds exhibit larger equivalent cell diameters in the MPCs than in SLCs in austral summer, whereas, in austral winter, the SLCs are larger. The cell’s aspect ratio accounts for varying CTHs. Closed cells have smaller aspect ratios than open cells, so their cell diameter is smaller, independent of CTH. While the seasonal differences in closed cells are due to changes in CTH, the seasonal aspect ratio differences in open cells are mainly caused by MPCs. With increasing aspect ratios, the cloud albedo decreases in both open and closed MCC clouds, with the most substantial decrease in open MPCs clouds. This leads to cloud-radiative changes of 60 - 75Wm−2 in the SO, depending on cloud phase and aspect ratio.
The established CNN exhibits a good accuracy of 80.6%, with even higher accuracies in the Open (85.5%) and Closed (87.3%) categories. The global MCC climatology based on the CNN generally agrees well with previous MCC distributions. The most notable difference occurs in the Northern Hemisphere (NH) in boreal winter, with a higher occurrence frequency of closed and open MCC clouds. This might indicate missing MPCs in previous studies based on the LWP and some restricted to warm cloud scenes. Thus, the developed CNN seems to better represent the different morphologies in MPCs than in previous classifications.
In conclusion, this thesis shows that understanding the dependencies of cloud phase, cloud morphology, and cell size is important to enhance predictions of the cloud-radiative effect and thus, it is important to evaluate how cloud phase, cloud morphology, and cellsize change in a warming climate.
Die nachfolgende Dissertation wurde an der Goethe-Universität Frankfurt am Institut für Geowissenschaften (FB 11) in der Arbeitsgruppe Kristallographie und Mineralogie (AG Winkler) verfasst. Die Betreuung der hier durchgeführten Arbeiten erfolgte hauptsächlich durch Prof. B. Winkler in Zusammenarbeit mit Dr. L. Bayarjargal, PD Dr. E. Haussühl und PD Dr. V. Vinograd. Bei dem vorliegenden Manuskript handelt es sich um eine kumulative bzw. publikationsbasierte Dissertation, welche die Forschungsergebnisse verschiedener bereits veröffentlichter wissenschaftlicher Fachartikel zusammenfasst.
Die Arbeit beschreibt verschiedene Synthesen und Untersuchungen an Carbonaten und teilt sich im Wesentlichen in zwei Abschnitte. Zum einen wurden Experimente mit Carbonaten bei Extrembedingungen bzw. unter hohen Drücken und hohen Temperaturen durchgeführt, wie sie auch im Inneren der Erde zu finden sind. Im zweiten Teil wurden Carbonate bei Raumbedingungen synthetisiert und der Einbau von Seltenerdelementen untersucht. Grundsätzlich werden jedoch in beiden Teilen dieser Arbeit die Strukturen und Eigenschaften verschiedener Carbonate und eine mögliche Kationensubstitution bzw. die Synthese isostruktureller Verbindungen erforscht.
This work describes the development and characterization of two instruments and their data evaluation, which contributes to a better understanding of new particle formation and growth, as well as their interactions with clouds. Both instruments were characterized at the Cosmics Leaving Outdoor Droplets (CLOUD) experiment at the European Center for Nuclear Research (CERN).
In this thesis the Quadrupole Electrical Resistivity Tomography (QERT) method is presented as a new measurement concept for profile-based geoelectric field measurements. The concept is based on a tensorial formulation of the apparent resistivity in order to make three-dimensional statements about the underground conductivity structure. For a simple application of the method a number of similarities to the classical dipole-dipole method were made, such as the presentation of the measurement data in a pseudo-section. The added value of the method compared to the classical profile-based methods is especially the differentiation of lateral structures. Anomalies, which are located laterally to the profile, can be detected with respect to their position (left-right) as well as their conductivity contrast. For the practical implementation of the concept a measuring device was developed and constructed, the CR Device. The device uses 64 channels for simultaneous signal recording of voltage and current time series with up to 1 kHz sampling rate. The current injection is freely programmable and allows any survey design. The measurement of the voltages is performed against a common reference (CR) electrode and thus allows the reconstruction of any dipole voltage by difference formation. A complementary, Matlab-based software package completes the measuring system. An evaluation module allows the raw data of the CR device to be read in, processed and displayed in a suitable form. An inversion module allows the inversion of measurement data into a three-dimensional subsurface model. With a modeling module, measurements over any subsurface situation can be simulated and subsequently analysed. A field measurement on a volcanic maar in the Eifel region, Germany, demonstrates the benefits of the method. A QERT profile was set-up tangentially to a conductive anomaly in the centre of the maar. The measurement data were successfully inverted into a geologically coherent 3D resistivity model.
Paläoklimarekonstruktionen, die es sich zum Ziel gesetzt haben, Klima-Mensch Interaktionen auf lange Zeitreihen betrachtet zu erforschen, nehmen begünstigt durch die aktuell intensiv geführte Klimadebatte, einen immer größer werdenden Stellenwert in der öffentlichen und wissenschaftlichen Wahrnehmung ein. Denn trotz aller wissenschaftlicher Fortschritte, die in den vergangenen Jahrzehnten im Bereich der modernen Klimaforschung gemacht wurden, bleibt die zuverlässige Vorhersage und Modellierung von zukünftigen Klimaveränderungen noch immer eine der größten Herausforderungen unser heutigen Zeit. Betrachtet man die Karibik exemplarisch in diesem Rahmen, dann prognostizieren viele Modellrechnungen, infolge steigender Ozeantemperaturen, ein deutlich häufigeres Auftreten von tropischen Stürmen und Hurrikanen sowie eine Verschiebung hin zu höheren Sturmstärken. Dieser Trend stellt für die Karibik und viele daran angrenzende Staaten eine der größten Gefahren des modernen Klimawandels dar, den es wissenschaftlich über einen langen Zeitrahmen zu erforschen gilt.
Klimaprognosen stützen sich meist vollständig auf hoch-aufgelöste instrumentelle Datensätze. Diese sind aber alle durch einen wesentlichen Aspekt limitiert. Aufgrund ihrer eingeschränkten Verfügbarkeit (~150 Jahre) fehlt ihnen die erforderliche Tiefe, um die auf langen Zeitskalen operierenden Prozesse der globalen Klimadynamik adäquat abbilden zu können. Betrachtet man das Holozän in seiner Gesamtheit, so wurde die globale Klimadynamik über die vergangenen ~11,700 Jahre von periodisch auftretenden Prozessen und Abläufen gesteuert. Diese wirken grundsätzlich über Zeiträume von mehreren Jahrzehnten, teilweise Jahrhunderten und in einigen Fällen sogar Jahrtausenden. Viele dieser natürlichen Prozesse, können in der kurzen Instrumentellen Ära nicht gänzlich identifiziert und angemessen in Klimamodellen berücksichtig werden. Die alleinige Berücksichtigung der Instrumentellen Ära bietet daher nur eine eingeschränkte Perspektive, um die Ursachen und Abläufe von vergangenen sowie mögliche Folgen von zukünftigen Klimaveränderungen zu verstehen. Um diese Einschränkung zu überwinden, ist es somit erforderlich, dass die geowissenschaftliche Forschung mit Proxymethoden ein zusammenfassendes und mechanistisches Verständnis über alle Holozänen Klimaveränderungen erlangt.
Wenn man sich diese Limitierung, die ansteigenden Ozeantemperaturen und das in der Karibik in den vergangen 20 Jahren vermehrte Auftreten von starken tropischen Zyklonen ins Gedächtnis ruft, ist es nachvollziehbar, dass im Rahmen dieser Doktorarbeit ein zwei Jahrtausende langer und jährlich aufgelöster Klimadatensatz erarbeitet werden soll, der spät Holozäne Variationen von Ozeanoberflächenwasser-temperaturen (SST) und daraus resultierende lang-zeitliche Veränderungen in der Häufigkeit tropischer Zyklone widerspiegelt. In Zentralamerika wird das Ende der Maya Hochkultur (900-1100 n.Chr.) mit drastischen Umweltveränderungen (z.B. Dürren) assoziiert, die während der Mittelalterlichen Warmzeit (MWP; 900-1400 n.Chr.) durch eine globale Klimaveränderung hervorgerufen wurde. Die aus einem „Blue Hole“ abgeleiteten Informationen über Klimavariationen der Vergangenheit können als Referenz für die gegenwärtige Klimakriese verwendet werden.
Als „Blue Hole“ wird eine Karsthöhle bezeichnet, die sich subaerisch während vergangener Meeresspiegeltiefstände im karbonatischen Gerüst eines Riffsystems gebildet hat und in Folge eines Meeresspiegelanstiegs vollständig überflutet wurde. In einigen wenigen marinen „Blue Holes“ treten anoxische Bodenwasserbedingungen auf. Die in diesen anoxischen Karsthöhlen abgelagerten Abfolgen mariner Sedimente können als einzigartiges Klimaarchiv verwendet werden, da sie aufgrund des Fehlens von Bioturbation eine jährliche Schichtung (Warvierung) aufweisen.
In dieser kumulativen Dissertation über das „Great Blue Hole“ werden die Ergebnisse eines 3-jährigen Forschungsprojekts vorgestellt, dass das Ziel verfolgte einen wissenschaftlich herausragenden spät Holozänen Klimadatensatz für die süd-westliche Karibik zu erzeugen. Beim „Great Blue Hole“ handelt es sich um ein weltweit einzigartiges marines Sedimentarchiv für diverse spät Holozäne Klima-veränderungen, das im Zuge dieser Dissertation sowohl nach paläoklimatischen als auch nach sedimentologischen Fragestellungen untersucht wurde. Die vorliegende Doktorarbeit befasst sich im Einzelnen mit (1) der Ausarbeitung eines jährlich aufgelösten Archives für tropische Zyklone, (2) der Entwicklung eines jährlich aufgelösten SST Datensatzes und (3) einer kompositionellen Quantifizierung der sedimentären Abfolgen sowie einer faziell-stratigraphischen Charakterisierung von Schönwetter-Sedimenten und Sturmlagen. Zu jedem dieser drei Aspekte, wurde jeweils ein Fachartikel bei einer anerkannten wissenschaftlichen Fachzeitschrift mit „peer-review“ Verfahren veröffentlicht.
Der insgesamt 8.55 m lange Sedimentbohrkern („BH6“), der für diese Dissertation untersucht wurde, stammt vom Boden des 125 m tiefen und 320 m breiten „Great Blue Holes“, das sich in der flachen östlichen Lagune des 80 km vor der Küste von Belize (Zentralamerika) gelegenen „Lighthouse Reef“ Atolls befindet. Durch seine besondere Geomorphologie wirkt das, innerhalb des atlantischen „Hurrikan Gürtels“ positionierte, „Great Blue Hole“ wie eine gigantische Sedimentfalle. Die unter Schönwetter-Bedingungen kontinuierlich abgelagerten Abfolgen feinkörniger karbonatischer Sedimente, werden von groben Sturmlagen unterbrochen, die auf „over-wash“ Prozesse von tropischen Zyklonen zurückzuführen sind.
...
Cenozoic lignite deposits are widespread across Europe, Asia, America, Australia, and Indonesia. These deposits were the subject of numerous studies on changes in regional/global paleoclimates, paleobotany, paleoenvironment, and basin evolutions, which led to the formation of these lignites. In some of these Cenozoic lignite deposit basins, a succession of pale and dark lignite layers has been described in the Miocene Lower Rhine Basin in Germany, the Oligo-Miocene Gippsland Basin in southeastern Australia, and several Mio-Pliocene basins in southwestern China. Furthermore, pale and dark lithotypes in lignite seams also have been found in some Pliocene lignite deposit basins from Slovenia, Serbia, and Poland. The widespread cyclic occurrence of pale and dark layers in lignite basins might represent alternating depositional conditions related to the changes in plant communities, the regional/global climate, the tectonic setting, the Asian monsoon, and orbital periodicity during peat formation. ...
Groundwater is the largest source of accessible freshwater with its dynamics having significantly changed due to human withdrawals, and being projected to continue to as a result of climate change. The pumping of groundwater has led to lowered water tables, decreased base flow, and depletion.
Global hydrological models (GHMs) are used to simulate the global freshwater cycle, assessing impacts of changes in climate and human freshwater use. Currently, groundwater is commonly represented by a bucket-like linear storage component in these models. Bucket models, however, cannot provide information on the location of the groundwater table. Due to this limitation, they can only simulate groundwater discharge to surface water bodies but not recharge from surface water to groundwater and calculate no lateral and vertical groundwater flow whatsoever among grid cells. For instance this may lead to an underestimation of groundwater resources in semiarid areas, where groundwater is often replenished by surface water. In order to overcome these limitations it is necessary to replace the linear groundwater model in GHMs with a hydraulic head gradient-based groundwater flow model
This thesis presents the newly developed global groundwater model G3M and its coupling to the GHM WaterGAP spanning over 70,000 lines of newly developed code. Development and validation of the modeling software are discussed along with numerical challenges. Based on the newly developed software, a global natural equilibrium groundwater model is presented showing better agreements with observations than previous models. Groundwater discharge to rivers is found to be the most dominant flow component globally, compared to flows to other surface water bodies and lateral flows. Furthermore, first global maps of the distribution of gaining and losing surface water bodies are displayed.
For the purpose of determining the uncertainty in model outcomes a sensitivity study is conducted with an innovative approach through applying a global sensitivity analysis for a computationally complex model. First global maps of spatially distributed parameter sensitivities are presented. The results at hand indicate that globally simulated hydraulic heads are equally sensitive to hydraulic conductivity, groundwater recharge and surface water body elevation, even though parameter sensitivities do vary regionally.
A high resolution model of New Zealand is developed to further understand the involved uncertainties connected to the spatial resolution of the global model. This thesis finds that a new understanding is necessary how these models can be evaluated and that a simple increase in spatial resolution is not improving the model performance when compared to observations.
Alongside the assessment of the natural equilibrium, the concept of a fully coupled transient model as integrated storage component replacing the former model in the hydrological model WaterGAP is discussed. First results reveal that the model shows reasonable response to seasonal variability although it contains persistent head trends leading to global overestimates of water table depth due to an incomplete coupling. Nonetheless, WaterGAP-G3M is already able to show plausible long term storage trends for areas that are known to be affected by groundwater depletion. In comparison with two established regional models in the Central Valley the coupled model shows a highly promising simulation of storage declines.
Enhanced aridification of Central Asia driven by the combined effects of orogenic surface uplift, Paratethys retreat, changes in atmospheric moisture transport and global cooling is one of the most prominent Cenozoic climate change events of the Northern Hemisphere. Deciphering regional long-term patterns of Central Asian hydrology is, therefore, a key element in understanding the role of Northern Hemisphere mid-latitude drying in the global hydrological system. Pedogenic carbonates record information of the paleoecosystem, the paleogeography, hydrology, tectonic and climatic conditions as well as the sedimentary regime during the time in which they formed. The calcrete-bearing paleosols in continental sedimentary basins yield the possibility for understanding these processes, mechanisms and controlling factors. This study characterizes long-term paleoenvironmental conditions between the late Oligocene and early Miocene in SE Kazakhstan based on stable isotopes, elemental geochemistry and laser ablation U-Pb geochronology from alluvial, fluvial and pedogenic deposits. The main topics addressed in this thesis are paleosol and calcrete formation processes in the light of geochemistry, tectonic and climatic influences on both, as well as the paleoenvironmental and hydrological conditions which led to these processes.
The sedimentological succession of the 14 km-long Kendyrlisai Valley in the Ili Basin, SE Kazakhstan in Central Asia, yields exceptional well-developed paleosols which provide an insight into the relationship between tectonics and sedimentation as well as soil formation processes. The valley accommodates more than 600 m of siliciclastic sediments deposited in a fluvial to alluvial environment in the lower part which grade into lacustrine to fluvial deposition with minor gypsum accumulation in the upper part. The yet undated sediments of Kendyrlisai Valley are compared with a biostratigraphically dated and well described succession in an adjacent location. The correlation of the two successions revealed a proximal-distal relation with the Kendyrlisai Valley succession represents the basin margin position with coarse alluvial-fluvial sediments. The calcrete nodules in Kendyrlisai Valley paleosols give the opportunity of U-Pb dating with LA-ICP-MS which uses the variation in both U and Pb to directly date the calcite. The U-Pb dating revealed a late Oligocene-early Miocene age for the investigated section. The analysis of facies and geochemistry of the paleosol profiles in Kendyrlisai Valley gives insight into calcretization stages, pedogenic processes and landscape stability. Kendyrlisai Valley paleosols show a low to moderate weathering intensity with the highest weathering intensity between 0.5 and 0.8 m depth in the paleosol profile. The comparison between acid leachable and non-acid leachable fraction indicate an incorporation of Ca and Ba in incipient calcrete calcite, whereas clay minerals adsorb Mg and Sr. During the evolution from early to more mature calcrete stages, i.e. calcrete nodules, Ba is lost by dissolution and subsequently adsorbed on clay minerals. The nodules consist almost exclusively of pure calcium carbonate with rare substitution of Ca by Mg indicating a constant supply of Ca by weathering and solution during calcrete formation. The occurrence of Mg-bearing clay minerals indicates high evaporative conditions with alkaline waters (pH >9).
Sampled calcrete nodule cross sections reveal more than one weathering and calcrete formation phase with a higher supply of Ca, Mg and Fe during early phases. The organic and inorganic carbon isotope composition of the calcrete nodules reflects C3 metabolism under occasionally moisture stress, resulting in higher δ13C values and lower respiration rates. This study also presents calculated atmospheric pCO2 values from the calcrete nodules with the equation from Cerling et al. (1999). The average calculated CO2 concentration for Kendyrlisai Valley paleosols is 313 ± 110 ppmv. The comparison with data from other studies during the late Oligocene–early Miocene reveal lower values for Kendyrlisai Valley paleosols, which may stem from an underestimation of the plant-respired CO2.
The knowledge of the variability within the paleosols and calcrete nodules enables a reliable paleoclimatic interpretation for the Kendyrlisai Valley and beyond the Ili Basin. Sedimentary facies and geochemical weathering indices suggest an increased surface and groundwater discharge fed by orographically-enhanced precipitation in the Tien Shan hinterland. In contrast, pedogenic stable isotope data and elevated rates of Mg fixation in clay minerals mirror enhanced rates of evaporation in the vadose zone due to protracted aridification. This study posits that pronounced surface uplift of the Tien Shan Mountains during the Oligocene–Miocene transition promoted regionally increased orographic precipitation and the development of fluvial discharge systems.
The comparison with other studies in adjacent basins creates a precipitation pattern for Central Asia during the late Oligocene to early Miocene. The westerlies supplied Central Asia with atmospheric moisture from the West, possibly from the Eastern Paratethys. The uplifting Tien Shan Mountain ranges captured this moisture on their luv-side, resulting in a pronounced orographic rainfall in the adjacent Ili and Issyk Kul Basins. The Tarim Basin and the Valley of Lakes experienced drier conditions due to the rain shadow effect on the lee-side of the Tien Shan and Altai Mountains. In course of this findings, the thesis highlights the crucial role the Tien Shan Mountains play and had been playing in former times as an orographic barrier for the distribution of atmospheric moisture across Central Asia.
Recently, carbonates have attracted a lot of attention, due to the recognition of their importance in the global carbon cycle. This was enabled by improvement of the experimental techniques that allow for investigating the stability, structure, and physical properties of materials and high-pressures and high-temperatures, that is, they allow for investigating minerals and geochemical processes at the conditions occurring deep inside Earth. Although a lot of research has been focused on carbonates, there are still some open questions regarding their structure and physical properties at such extreme conditions. The aim of this thesis is to establish a deeper understanding of the nature of the phase transitions in carbonates by studying how do the atoms building up the crystal structure vibrate, that is lattice dynamics. The methodology adapted in this study is a combination of experimental and computational methods which allows for a very thorough examination of the problem. The computational approach allows to determine parameters that are elusive or tedious to measure, and the experimental results provide a solid benchmark for the calculations. This tandem of methods has been widely used for investigating lattice dynamics of various materials. In this study it was used to elucidate the structure and properties of carbonates in the deep Earth conditions
Atmospheric nanoaerosols have extensive effects on the Earth’s climate and human health. This cumulative work focuses on the development and characterization of instrumentation for measuring various parameters of atmospheric nanoaerosols, and its use to understand new particle formation from organic precursors. The principal research question is, how the chemical composition of nanoaerosol particles can be measured and how atmospheric chemistry influences aerosol processes, especially new particle formation and growth. Therefore, nanoaerosols are investigated under various aspects. More specifically, an instrument is developed to analyze nanoparticles, and field as well as chamber studies are conducted.
The main project is the instrument development of the Thermal Desorption Differential Mobility Analyzer (TD-DMA, project 1, Wagner et al. (2018)). This instrument analyzes the chemical composition of small aerosol particles. By characterization and testing in chamber experiments, it is proven to be suitable for the analysis of freshly nucleated particles.
The second project (Wagner et al. (2017)) applies a broad spectrum of aerosol measurement instruments for the characterization of aerosol particles produced by a skyscraper blasting. A comprehensive picture of the particle population emitted by the demolition is obtained.
Project 3 (K¨urten et al. (2016)) is also an ambient aerosol measurement, focusing of new particle formation in a rural area in central Germany, and the ability of a negative nitrate CI-APi-TOF to detect various substances in atmosphere. Project 4 (Heinritzi et al. (2016)) is a characterization of the negative nitrate CI-APi-TOF used in projects 1, 3, 5, 6, 7 and 8. The following projects focus on understanding new particle formation from atmospherically abundant organic precursors. Key instruments comprise the negative nitrate CI-APiTOF for gas-phase measurements of the nucleating species, and various sizing and counting instruments for quantifying the particle formation and growth. Project 5 (Kirkby et al. (2016)) shows that biogenic organic compounds formed from alpha-pinene can nucleate on their own without the influence of e.g. sulfuric acid. Project 6 (Tr¨ostl et al. (2016)) describe the subsequent growth of these particles. Project 7 (Stolzenburg et al. (2018)) covers the temperature dependence of this growth and in project 8 (Heinritzi et al. (2018)), the suppressing influence of isoprene on the new particle formation is assessed.
The main objective of this PhD work is to assess the impact of fine-scale air-sea interaction on the performance of a regional climate prediction model in marginal sea regions. Focus is on the North and Baltic Seas, the largest marginal sea area in the mid-latitudes. Motivation for this work is to better understand the interaction between the different components of the climate system, namely atmosphere, ocean and sea-ice. In addition to that, the sea regions of interest, the North and Baltic Seas, are orographically complex and cannot be resolved by a global ocean model. The ice coverage on the Baltic Sea is underestimated in the stand-alone atmospheric model COSMO-CLM due to the low water freezing temperature value assumed, which is not applicable for such brackish water body. To fulfil the thesis goal, a new regional coupled atmosphere-ocean-ice system was developed for these two seas, named COSMO-CLM/NEMO. The two-way coupling system involves active feedback from both component models: the limited-area climate model COSMO-CLM and the regional ocean model NEMO-NORDIC.
The coupled system COSMO-CLM/NEMO for the North and Baltic Seas was used to study the impact of sea surface temperature and sea ice on the atmosphere on diffrent topics. The long term impact of the North and Baltic Seas was studied through 15- year long simulations driven by European Center for Medium-Range Weather Forecasts (ECMWF) Interim reanalysis (ERA-Interim) data. Furthermore, to see whether the marginal sea modelling can advance the simulation of extreme climate events, the coupled model was used to reproduce six extreme snowband phenomena over the Baltic Sea in simulations driven by ERA-interim data. Last but not least, the role of the North and Baltic Sea model in improving long-term regional climate prediction was examined. Two sets of experiments with coupled and uncoupled models, each set has five independent decadal hindcasts forced by global climate model, were carried out.
All results were compared with observations and the stand-alone atmospheric model COSMO-CLM results. In all experiments, COSMO-CLM/NEMO showed good agreement with observations. Improvements compared with the uncoupled COSMO-CLM were also found. Coupling was found to affect the air temperature not only around the coupled sea region but also inland. The convective snowbands over the Baltic Sea were successfully reproduced by the coupled model. The high contrast of temperature in the air column, as well as considerably high amounts of surface heat fluxes exchanged between air and sea could not be simulated by COSMO-CLM without the help of reanalysis data. The coupled model also provided better forecasts in decadal scales compared with the uncoupled model and the global model. The added predictability came from the initialized regional seas and better simulated sea surface temperatures by the ocean model.
The impact of the North and Baltic Seas on the climate of the surrounding regions is in certain phases dominated by the North Atlantic Oscillation (NAO) activity. In this thesis, the relation between the NAO and the marginal sea influences was studied. It is confirmed by this study that, in strong phases, the NAO can overpower the impact of the local seas. During dominant phases of NAO, the European climate is mainly governed by large-scale circulation. On the other hand, the local seas play an important role in determining the European climate when NAO is in weak phases.
The added value of the coupled model raises promising perspectives for research in this field. It points to a potential benefit of using the coupled atmosphere-ocean-ice system for climate prediction in the region surrounding the North and Baltic Seas. Along with that, it is still a challenge to complete the model representation of the climate system by adding more climate components (such as a hydrological model). Further improvement of the coupled system can be achieved by coupling for a larger sea region, or by trying to reduce remaining low performance of the coupled model in some areas with a better configuration of the current system.
Kontinuierlich hohe Stickstofffrachten der Elbe und weiterer Nordseezuflüsse haben die Internationale Nordseeschutzkonferenz (INK) Ende der 80er Jahre dazu veranlasst, eine 50%ige Reduzierung der N-Einträge in die Nordsee innerhalb von 10 Jahren zu beschließen. Diese Reduzierung wurde in diesem Zeitraum nicht erreicht. Für Oberflächengewässer wurde im Jahr 2001 zur Umsetzung der EU-Wasserrahmenrichtlinie in Bundesdeutsches Recht von der Länderarbeitsgemeinschaft Wasser (LAWA) in Zusammenarbeit mit dem Umweltbundesamt (UBA 2001d) eine Güteklassifikation für Nährstoffe erstellt, die einen Wert von 3 mg/l N für Oberflächengewässer festgelegt. Am Beispiel der mittleren Mulde, die kontinuierlich hohe Stickstoffkonzentrationen von durchschnittlich 6 mg N /l aufweist, wird deutlich, dass eine Reduzierung der N-Einträge zur Erzielung der geforderten Gewässergüte unabdingbar ist. Sowohl für die Meere als auch für die Oberflächengewässer ist eine Halbierung der N-Einträge eine umweltpolitische Notwendigkeit. Im Rahmen des Projektes „Gebietswasserhaushalt und Stoffhaushalt in der Lößregion des Elbegebietes als Grundlage für die Durchsetzung einer nachhaltigen Landnutzung“ wurden deshalb die Wasser- und Stickstoffflüsse im Einzugsgebiet der mittleren Mulde (2700 km²) flächendifferenziert erfasst, um die N-Eintragpfade zu quantifizieren und Maßnahmen zur Minderung der N-Frachten abzuleiten. ...
The African continent is regularly portrayed as an indolent space with a well-known reputation as a chaotic continent. Viewed as lacking vision, means and capacities, Africa is perceived at best as a place that is marked by a permanent status quo, stagnation, or in worst case scenarios, as a declining continent. Various references to the continent are synonymous with famine, poverty, war, etc. Such portrayals are all the more intriguing given that the continent is known for its abundant natural resources, such as timber, oil, natural gas, minerals, etc., whose reserves are, moreover, not well known both by the African people and their leaders. As a result, there is still much progress to be made in tapping into the resources in order to improve the daily lives of African citizens.
In such a context dominated by infantile carelessness throughout the continent, the interventions of actors from outside the continent are the only hopes of bringing some vitality to this continent which is cloaked in "la grande nuit – the great darkness" (Mbembé 2013). Thus during the main sequences of recent history, representing different forms of Western penetration and activity on the African continent (slavery, imperialism, colonization), all the Western world’s contributions have obviously not sufficed to boost Africa and take it out of its never ending childhood. It has remained just as passive and apathetic today as it was yesterday.
The attraction of Asian actors to the continent is even more recent. And consistent with its abovementioned indolence, Africa is seen as an easy and defenceless prey for the Korean, Japanese, Indian, Malaysian, or Chinese conquerors. In the latter case, the insatiable appetite for natural resources whose reserves are being rapidly depleted is the cornerstone of their foreign aid policy. This led China to colonize the continent, showing a preference for Pariah Regimes which held no appeal for the West, by sending an army of workers to extract those resources (Lum et al. 2009), in defiance of all national and international regulations and based on completely opaque contracts.
Although the concept of African Agency was rapidly developed in several African countries, the aim of this study was more specific to Cameroon’s mining sector in which different entrepreneurs from abroad got involved over time. The thesis investigates whether indigenous citizens took part in any way in the development of mining projects in the country. Thus, the work assesses and analyses actions and reactions initiated and undertaken by local people in the context of China’s presence within Cameroon’s mining sector to promote and advance their interests over those of foreign investors. In addition, the author has no knowledge of any other study investigating African Agency in the mining sector as a whole in Cameroon.
In conducting this study, a multi-method research framework was developed including a series of methods used to collect data and analyse concepts of African Agency associated Political Ecology as they developed within Cameroon’s mining sector. Specifically, those methods comprised quantitative research when it came to collecting data using a positivist and empirical approach constructed by deducing evidence from statistical data collected by means of the 167 questionnaire surveys administered to local inhabitants and workers randomly selected on mining sites and in riparian communities. The questionnaires helped to capture Cameroonians' perceptions of the recent phenomenon of the gradual but significant influx of international actors and precisely Chinese players in the mining sector on the one hand, and on the other hand, observational data was collected across the GVC as developed in the Betare-Oya region. As a complement to the former technique, qualitative methods helped to study and deepen understanding of human behaviour and the social world in a holistic perspective through individual interviews, focus groups, and direct observations on the ground. In addition, the spatial analysis method based on the land use classification technique served to detect changes to land use/land cover that have been brought on by mechanised mining activities undertaken in this region. The sequencing of data collected and their processing from a ground theory perspective led to the formulation and specification of Cameroon’s Ecological Agency theory.
One of the earliest steps of this work consisted in a literature review and in placing the African Agency concept in a broader context. It then led to the state of the art, specifications about research content of the work and the main theories undergirding this thesis. Before examining developments that emerged during the last decade, a historical perspective was provided to the topic in order to show how African societies started mining operations and how they dealt with foreign partners interested in their mining resources. The aim was to show that while Western imperialism presented a challenge for the sector, it did not erase local participation, even despite the constraints associated with such involvement.
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Despite mounting evidence of the anthropogenic influence on the Earth's climate, underlying mechanisms of climate change often remain elusive. The investigation of periods of rapid climate change from geological archives may provide crucial information about magnitude, duration, teleconnections of and regional responses to global and hemispheric scale climate perturbations. Thus, paleoclimate reconstructions may help in mitigating and adapting to the challenges of the coming decades. The '8.2 kyr B.P. climatic event' has previously been proposed as a possible analogue for the future climatic scenario of a reduced Atlantic Meridional Overturning Circulation (AMOC). The catastrophic drainage of the Laurentide meltwater lakes through the Hudson Bay and into the Labrador Sea, that occurred ca. 8.47 kyr B.P., caused the slowdown of the AMOC around 8.2 kyr B.P.. Subsequently, reduced heat transfer towards Europe triggered a substantial decline in (winter) temperature and pronounced changes in atmospheric circulation patterns in many regions of the northern hemisphere, especially the North Atlantic realm and Europe. Among the regions affected by the 8.2 kyr B.P. climatic event, the Eastern Mediterranean region is of particular interest for both past and future climate developments. Traditionally characterized as a region highly sensitive to variations in the climate systems of the high and low latitudes, abrupt climate changes have the potential to strongly alter atmospheric circulation patterns and thus precipitation distribution in the region that may have severe socioeconomical consequences. The analysis of stable hydrogen (δD) and oxygen isotopes (δ18O) in precipitation is an excellent tool to trace changes in atmospheric circulation. Here, we present a comparative study of δD and δ18O in precipitation from the Eastern Mediterranean region both in a present day scenario and during the 8.2 kyr B.P. climatic event. We analyze the influences of topography, air mass trajectory, climate and seasonality among others the stable isotopic compositions of meteoric waters from the Central Anatolian Plateau (CAP), Turkey, in order to create a first-order template which may serve as a reference against which paleoenvironmental proxy data may be more accurately interpreted and tested. Further, we employ a multiproxy approach on the early Holocene peat deposits of the classical site of Tenaghi Philippon (TP), NE Greece, to investigate paleoenvironmental responses to northern hemisphere cooling during the 8.2 kyr B.P. climatic event and aim to determine changes atmospheric circulation from δD of leaf wax n-alkanes (δDwax).
Based on δD and δ18O data from more than 480 surface water samples from the CAP, we characterize moisture sources affecting the net isotopic budget of precipitation, manifesting in a systematic north-south difference in near-sea level moisture compositions. Rainout, induced by the major orographic barriers of the plateau, the Pontic Mountains to the north and the Taurus Mountains to the south, strongly shape the modern patterns of δD and δ18O. Stable isotope data from the semi-arid plateau interior provide clear evidence for an evaporitic regime that drastically affects surface water compositions. Strong evaporative enrichment contrasts rainfall patterns along the plateau margins, in part obfuscating the effects of topography and air mass trajectory.
Consequently, in order to address possible influences of evaporation on δD and δ18O in paleoprecipitation from TP, we analyze n-alkane abundances and distributions along with stable carbon isotope compositions of total organic carbon (δ13CTOC) and palynological data to estimate surface moisture conditions during the early Holocene (ca. 8.7 - 7.5 kyr B.P.) and especially during the 8.2 kyr B.P. climatic event. A period of relatively dry surface conditions from ca. 8.7 to 8.2 kyr B.P., indicated by low values of the 'aquatic index' (Paq ) and by elevated Average Chain Length (ACL) values, in concert with elevated δ13CTOC values, precedes the 8.2 kyr B.P. climatic event. The event itself is characterized by slightly wetter, more humid conditions, as suggested by an increase in Paq values as well as reduced ACL and δ13CTOC values between ca. 8.2 and 7.9 kyr B.P.. In the upper section of the core, a distinct change in paleohydrology becomes. A steep increase in Paq and a decrease in ACL values as well as variations in δ13CTOC from 7.9 kyr B.P. onwards imply considerably elevated surface moisture levels, likely caused by the increased activity of the karstic system of the surrounding mountains. Collectively, the biomarker proxies presented here, reveal a concise picture of changing moisture conditions at TP that is consistent with palynological data and provide detailed paleoenvironmental information for the analysis of δDwax as a paleoprecipitation proxy. The long-term decline in δDwax values characterizes the lower section of the core until ca. 8.2 kyr B.P.. The 8.2 kyr B.P. climatic event itself is connected to two distinct positive hydrogen isotope excursions: a minor shift in δDwax around 8.2 kyr B.P. and a major shift in δDwax between ca. 8.1 and 8.0 kyr B.P.. The upper part of the section shows a progressive trend towards higher δDwax values. With no indication of increased evaporitic conditions at TP during the 8.2 kyr B.P. climatic event, as evident in biomarker proxies and pollen data, we link shifts in δDwax to changes in Mediterranean air mass trajectories supplying precipitation to northeastern Greece, with variations in the relative contributions of northerly derived, D-depleted moisture and southerly-derived, D-enriched moisture. Possible control mechanisms include changes in the influence of the Siberian High and differences in the influence of the African and Asian monsoon circulations on anticyclonic conditions in the Mediterranean region as well as regional inflow of moist air from the Aegean Sea.
The East African Rift System (EARS) was initiated in the Eocene epoch between 50 and 21 Ma probably due to the influence of mantle plumes that caused volcanism, flood basalts and rifting extensions in Ethiopa and the Afar region. As a result of magmatic intrusions and adiabatic decompression melting within the lithosphere caused by the impact of the Kenya plume, there was a southward propagation of the EARS of about 30 – 15 Ma from Ethiopia to Kenya, which coincide with the occurrence of volcanism. The EARS developed towards the south along the margins of the Tanzania Craton between 15 and 8 Ma. Previous findings of low-velocity anomalies within the upper mantle and the mantle transition zone indicate an upwelling of hot mantle material in the vicinity of the Afar region and the East African Rift. This study includes the analysis of P- and S-receiver functions in order to determine further impacts on the lithosphere from below. The aim was to determine the topographic undulations of further boundary layers and to identify their variability owing to the rifting processes and the formation of the EARS. The study area included the Tanzania Craton and the surrounding rift branches of the East African Rift System.
The region of the Rwenzori Mountains can be analysed in detail because of the large dataset of the RiftLink project. The use of the P-receiver function technique and the H-K stacking method enabled to determine different vP /vS ratios depending on the tectonic setting in the Rwenzori region: Rift shoulders (vP /vS =1.74), Albert Rift segment (vP /vS =1.80), Edward Rift segment (vP /vS =1.87) and Rwenzori Mountains (vP /vS =1.86). To determine the topography of the Moho, it is necessary to take into account the thickness of the sedimentary layer, the surface topography, the azimuthal variations in crustal thickness and the impact of local anomalies. After correcting these effects on the Moho depths, significant variations in Moho topography could be determined. The Moho depths range from 29 to 39 km beneath the rift shoulders of the Albertine Rift. Within the rift valley, the crustal thickness varies between 25 – 31 km in the Edward Rift segment and 22 – 30 km in the Albert Rift segment. An averaged crustal thickness of about 26 km within the rift valley indicates the lack of the crustal root beneath the Rwenzoris. Similar variations in crustal thickness were determined by using an automatic procedure for analysing S-receiver functions that was developed in this study.
The S-receiver functions are created by applying a rotation criterion in order to rotate the Z, N and E components into the L, Q and T components. It is necessary to perform trial rotations using different incident and azimuth angles to determine the correct rotation angles. The latter are identified by the use of the rotation criterion, including the amplitude ratio of the converted Moho signal to the direct S/SKS-wave signal. The L component is rotated correctly in the direction of the incident shear wave in the case of the maximum amplitude ratio. After analysing the frequency content of the receiver functions in order to sort out harmonic and long-periodic traces, the individual Moho signals are checked for consistency in order to remove atypic signals. To increase the signal-to-noise ratios on the traces, the S-receiver functions are stacked. For this purpose, the signals of the direct shear waves must originate from similar epicenters. On the basis of similar ray paths, the receiver functions show comparable waveforms and converted signals. To perform the stacking procedure, it is necessary to merge the datasets of the adjacent stations in order to obtain a sufficient number of receiver functions. This analysis is based on the assumption that the incident seismic waves arriving at the adjacent stations penetrate to some extent the same underground structures in the case of similar wave propagation paths. This approach accounts for the fact that the converted signals do not result exclusively from the piercing points at the boundary layers. Further signals originate from the conversions at the boundary layer within the Fresnel Zone. The piercing points are derived from the significant signals in the receiver functions. Depending on the order of arrival of the converted phases on the traces, the signals are attributed to the theoretical discontinuities DIS1, DIS2, DIS3 and DIS4. However, partly due to the low signal-to-noise ratios on the traces, it is difficult to identify the real conversions on the traces and to ensure that the converted signals are attributed to the correct boundary layers. For this reason, it is necessary to check the consistency of the conversion depths among each other. In the case of inconsistent conversion depths, the corresponding signals are either adjusted to another seismic boundary layer or removed from the dataset. To verify the functionality of the automatic procedure and to determine the resolvability with respect to two boundary layers, several models are tested including horizontal and dipping discontinuities. To resolve distinct discontinuities, their depths must differ by at least 60 km, otherwise, due to similar depth ranges of the different boundary layers, the converted signals cannot be separated from each other. As a consequence, the converted signals that originate from different discontinuities are attributed to a single one. Further tests including break-off edges of seismic discontinuities are performed to check the attributions of the converted signals to the discontinuities. Owing to the varying number of boundary layers, the converted signals cannot be attributed to the discontinuities according to the order of their arrivals on the traces. It is necessary to correct their attributions to the seismic discontinuities in order to resolve the boundary layers.
The crust-mantle boundary and further discontinuities within the lithospheric mantle are investigated by applying this automatic procedure. Depending on the tectonic setting, the conversion depths of the Moho range from about 30 – 45 km beneath the western rift shoulder to 20 – 35 km within the rift valley up to 30 – 40 km beneath the eastern rift shoulder. The long wavelengths of the shear waves hamper the correct identification of the converted phases in the S-receiver functions. With respect to the relative differences in conversion depth, the topographic undulations of the crust-mantle boundary are consistent with the Moho depths derived from P-receiver functions. In contrast to the Rwenzori region, it is difficult to resolve completely the trend of the Moho in the remaining area of the East African Rift due to the small dataset provided by IRIS. The results exibit an increase in crustal thickness to up to 45 km in the region of the Cenozoic volcanics such as Virunga, Kivu, Rungwe and Kenya. The greatest Moho depths of more than 50 km are located near Mount Kilimanjaro. In addition to the Moho, the analysis of the S-receiver functions revealed two further boundary layers at depths of 60 – 140 km and 110 – 260 km, which are associated with a mid-lithospheric discontinuity and the lithosphere-asthenosphere boundary, respectively. The shallowest conversion depths of the LAB are focussed to small-scale regions within the rift branches, namely the northern Albertine Rift, the Chyulu Hills and the Mozambique Belt, which are located around the Tanzania Craton. The larger thickness of the lithosphere beneath the cratonic terrain indicates that the Tanzania Craton is not significantly eroded. However, there are indications that the lithosphere beneath the craton and the rift branches is penetrated by ascending asthenospheric melts to depths of up to 140 and 60 km, respectively. The top of the ascending melts is associated with the occurrence of the mid-lithospheric discontinuity. The shallowest conversion depths of this boundary layer (60 – 90 km) are related to the rifted areas of the EARS and the Cenozoic volcanic provinces, which are located along the Albertine Rift, the Kenya Rift and the Rukwa-Malawi rift zones. The deepest conversion depths of up to 140 km are related to the Rwenzori Belt, the Ugandan Basement Complex and the interior of the Tanzania Craton.
Over the last several decades, spinel-structured minerals with the chemical formula AB2O4 (where A and B stand for divalent and trivalent cations, respectively) have attracted more and more attention, particularly with regards to their breakdown at high pressures and temperatures and the nature of the so-called "post-spinel" phases. Spinel-structured phases with different endmember compositions, like magnetite (Fe3O4), hercynite (FeAl2O4) or spinel (MgAl2O4), are known to breakdown differently at high pressure-temperature conditions (e.g., Akaogi et al. 1999; Schollenbruch et al. 2010; Woodland et al. 2012). Such phases are of particular interest when they incorporate ferric (Fe3+) and ferrous (Fe2+) cations as this makes their stability sensitive to redox conditions. Since magnetite and magnesioferrite (MgFe3+ 2O4) have been found as inclusions in diamond (e.g., Stachel et al. 1998; Harte et al. 1999; Wirth et al. 2014; Palot et al. 2016; Jacob et al. 2016), understanding their phase relations is important for setting constraints on the conditions of their formation.
This study aimed to experimentally investigate the phase relations of Fe-Mg spinel-structured phases at conditions of the deep upper mantle and transition zone. Exploring the stability of new post-spinel phases and their characterization were also major goals of this study. Approaching a pyrolitic mantle composition by adding amounts of SiO2 in the system allowed constraints on the relevance of Fe-Mg post-spinel phases coexisting with mantle silicates to be made. ...
Indian Ocean came into existence with the breakup of Gondwana in the Mesozoic era. The presence of complex aseismic ridges and plateaus in the Indian Ocean makes it the least-understood of all the oceans. Mascarene Plateau, apart from Central Indian Ridge (CIR) running north-south between 2◦N and 25◦S in the Indian Ocean, is one such complex feature in the Indian Ocean that consists of Seychelles microcontinent in the north and the volcanic islands of Mauritius, La Réunion and Rodrigues in the south.
Most of the previous seismological studies on the islands of Mauritius, Rodrigues and Seychelles are restricted as each of them has only one operational permanent station. In the current study, I present the results obtained from the investigations of the seismological data obtained from the deployment of temporary seismic network on Mauritius (November, 2012–August, 2014) and Seychelles (March, 2013–March, 2015) under Réunion Hotspot and Upper Mantle–Réunions Unterer Mantel (RHUM–RUM) project and later in Rodrigues (September, 2014–June, 2016) under a collaborative project between Goethe-Universität, Frankfurt, Germany and Mauritius Oceanography Institute (MOI), Mauritius. Additional data from the permanent stations were also used in this study. The investigations and results are presented under three themes, namely: (1) crustal structure beneath Mauritius, (2) upper mantle anisotropy below Mauritius, Rodrigues and Seychelles and (3) intraplate seismicity in the Rodrigues–CIR region.
Upper mantle anisotropy in south-west Indian Ocean region are very limited, especially from the islands of Mauritius and Rodrigues. With the new data from the seismic stations deployed in Mauritius and Seychelles, under RHUM–RUM, and permanent stations in Rodrigues, I constrain the upper mantle flow pattern beneath these islands. From the joint-splitting analysis, I obtain fast-polarisation direction (φ) dominant in N80◦E and delay time (δt) of ≈0.85 s for Mauritius and φ tending east–west in Rodrigues with δt of ≈1.1 s. Parabolic asthenospheric flow model explains the orientation of the fast-polarisation direction beneath Mauritius, whereas deep mantle circulation patterns best explain the horizontal alignment of the fast-polarisation direction in Rodrigues. From Seychelles data, the results show φ trending NE and δt ≈0.74 s, even for the island close to Amirante Ridge, suggesting an asthenospheric deformation induced by relative motion between the plate and the deep mantle flow.
It has recently been suggested that the volcanic island of Mauritius may be underlain by a remnant of continental origin termed “Mauritia.” To constrain the crustal thickness beneathMauritius, I analysed data from 11 land stations, 10 of which were deployed recently under the RHUM–RUM project. From the recordings, I obtained 382 P-receiver functions. On the obtained receiver functions, I applied the H–κ stacking technique and derived the crustal thickness of ≈10–15 km. I observe a considerable variation in the VP/VS ratio caused by a lack of clear multiples. Using forward modelling of receiver functions, I show that the lack of clear multiples can be explained by a transitional Moho, where the velocity increases gradually. The modelling further indicates that the thickness of this gradient zone is estimated to be ≈10 km. I argue that my findings suggest oceanic crust thickened by crustal underplating due to the mantle plume currently located beneath La Réunion.
Seismicity around Rodrigues Island is generally associated with events recorded by the global networks along the CIR. Using seismological array techniques on the data collected by the temporary deployment of seismic array on Rodrigues Island for a period of 22 months (September, 2014–June 2016), 62 new events were located, which were not reported by any global network. Determination of backazimuth and apparent velocity were performed by applying array methods in the time-domain instead of the more conventional frequency-domain analysis. Event distances were calculated using a 1-D velocity model and the measured travel-time differences between S- and P-wave arrivals. Local magnitudes of the events were obtained by removing the velocity response from the seismographs and then convolving with Wood–Anderson transfer function to obtain ground motion in nanometers. Most of the newly-detected events are located off the ridge axis and can be classified as intraplate events. Three different seismic clusters were observed around the island. Most of the events were localised in the north-east of Rodrigues at a distance of ≈138 km from the reference station. A distinguishable swarm of earthquakes was observed on the west of the spreading segment from March to April 2015. The local magnitudes (ML) of the events varied between 1.6 and 3.7.
Eisnukleierende Partikel (INP) sind ein wichtiger Bestandteil des atmosphärischen Aerosols. Trotz ihrer geringen Konzentrationen in der Atmosphäre haben sie Einfluss auf die Bildung von Eiskristallen und auf den Niederschlag. Durch Änderungen in Anzahlkonzentration oder anderer Eigenschaften der INP können sich Wolkenparameter wie Lebensdauer und Tröpfchendichte ändern, was weiter eine Ursache für Änderungen im globalen Strahlungshaushalt sein kann.
Der Anteil zum globalen Strahlungshaushalt durch „Wolken-Anpassungen aufgrund von Aerosolen“, stellt weiterhin die größte Unsicherheit des Strahlungsantriebes dar. Aus diesem Grund sind Messungen und Studien über atmosphärische Aerosole und INP notwendig. Im Rahmen dieser Arbeit wurde der Eiskeimzähler FINCH („fast ice nucleus chamber“) grundlegend überholt und für Messungen von INP optimiert. FINCH ist ein in-situ Eiskeimzähler der durch Mischung unterschiedlicher Luftströme eine Übersättigung der Probeluft mit Wasserdampf erzeugt, um auf diese Weise die zu untersuchenden Aerosolpartikel zu Eiskristallen wachsen zu lassen. Am Ende einer Wachstumskammer werden die Partikel durch eine Optik, dem FINCH-OPS, anhand von Streueigenschaften klassifiziert und ausgewertet. Um FINCH im erwarteten Umfang benutzen zu können, wurden am F-OPS der Laser und die zur Detektion des Streulichts benutzen Photomultiplier ersetzt. Weiter wurde die Software zur Detektion der Partikel neu entwickelt. Durch diese Änderungen ist es möglich Partikelanzahl, Partikelgröße sowie eine Information über die Form der Partikel abzuleiten. Über einen weiteren Photomultiplier im F-OPS ist es zudem möglich eine Information über Fluoreszenz des Partikels zu gewinnen, um so auf einen biologischen Ursprung des Partikels zu schließen. Vorangegangene Probleme durch elektromagnetische Einstrahlung und dadurch entstandene Inkonsistenzen während Messungen konnten im Rahmen dieser Arbeit identifiziert und ausgeschlossen werden. Ebenfalls konnten die zur Flusskühlung benutzen Wärmetaucher als Ursache für Verunreinigungen und Kontamination ausgemacht werden. Auch dieser, für Messungen ungeeignete Zustand, wurde im Rahmen dieser Arbeit behoben.
Ausführliche Charakterisierungsmessungen konnte die Funktionsfähigkeit des F-OPS, als einzelnes Messgerät ohne FINCH-Kammer, belegen. Durch Messungen mit einer steuerbaren Lichtquelle in der Optik konnte zudem die elektrische Verarbeitung sowie die Zählqualität der Optik verifiziert werden. Weiter kann durch diese Experimente gezeigt werden, dass mit dem F-OPS größenaufgelöst gemessen werden kann.
Auch in den ersten Streulichtexperimenten mit Testaerosol kann die Funktionsfähigkeit der Optik gezeigt werden. Für Partikelgröße von Dp > 400 nm wird eine Zähleffizienz von 25% eines TSI 3025 CPCs erreicht. Die über den F-OPS abgeleitete Partikelgröße kann durch Messungen mit monodispersen Aerosolpartikeln und einer parallelen Messung mit einem TSI 3330 OPS parametrisiert werden. Weiter kann die Fluoreszenz von ausgewählten Referenzstoffen gezeigt werden.
Im Betrieb von F-OPS hinter der FINCH-Kammer, also FINCH als Komplettsystem, wurden weitere Charakterisierungsmessungen durchgeführt. Es wurde festgestellt, dass die Anzahlkonzentration der Partikel nach Schließen eines Ventils exponentiell abfällt. Die Partikel folgen demnach nicht nur einem laminaren Fluss durch die Kammer. 50% der Partikel haben nach ca. 13 s die Kammer verlassen. Auch wurde ermittelt, dass ca. 40% der Partikel in der Kammer verloren gehen.
Erste Aktivierungsexperimente zeigen, dass Eispartikel in der Kammer auf eine Größe von Dp > 6 µm anwachsen. Durch Nullfiltermessungen in Aktivierungsphasen, sowie Ändern des zur Aktivierung notwendigen feuchten Flusses, wird zudem gezeigt, dass die Aktivierung der INP durch Mischung erfolgt und außerdem keine Fremdpartikel aktiviert werden. Die neue Steuerung der Kammer lässt es zu Temperaturen in etwa einer Stunde gezielt anzusteuern. Es wird gezeigt, dass Schwankungen in der Sättigung hauptsächlich durch Temperaturphänomene beeinflusst werden.
Abschließend wurden beispielhaft Laborexperimente mit Snomax© durchgeführt, welche sehr gut mit Werten aus der Literatur verglichen werden konnten. Auch eine erste Außenluftmessung am Jungfraujoch (Schweiz) wird in dieser Arbeit präsentiert. Die gemessenen INP-Konzentrationen im gezeigten Zeitraum liegen zwischen 1,4 ± 4,1 L-1 und 53 ± 30 L-1 und entsprechen somit wiederum bekannten Literaturwerten.
The present PhD thesis comprises structural geology, petrographic and geochronological investiga-tions on crystalline rocks of the Uppermost Unit in the southern Aegean realm. Studies were carried out in three areas: (1) on the island of Anafi, (2) in the area west of Melambes in central Crete and (3) between the villages of Pefkos, Kalami and Sykologos in the municipality of Viannos in eastern Crete.
The Uppermost Unit forms together with the underlying, non-metamorphic Pindos Unit the upper nappe system of the Cretan nappe pile that, unlike the units of the lower nappe system, was not affected by Late Oligocene to Early Miocene subduction-related metamorphism. The upper nappe system must therefore have been at upper levels of the lithosphere in the Late Oligocene. This is of particular im-portance when reconstructing the tectonometamorphic evolution of the Uppermost Unit. The Upper-most Unit is very heterogeneous in composition and is subdivided into several subunits, which differ mainly in their lithological composition and the degree of metamorphic overprint. Usually, it is subdi-vided into several low-grade metamorphic subunits and one high-grade metamorphic subunit. Within the scope of this PhD thesis, three of these subunits were examined; (1) the anchimetamorphic Arvi Unit, (2) the newly described Greenschist Unit and (3) the Asterousia Crystalline Complex (ACC).
The analyses conducted during this PhD thesis include: (1) structural geology investigations in the field, (2) microstructural and petrographic analyses on thin sections, (3) radiometric dating of zircons using isotope dilution thermal ionisation mass spectrometry (ID-TIMS) and laser ablation inductively coupled plasma mass spectrometry (LA-ICP-MS), (4) electron microprobe (EMP) analysis, (5) quartz texture analysis using electron-backscattered diffraction (EBSD), (6) semiquantitative analysis of min-eral phases using X-ray powder diffraction (XRD), (7) analysis of the modal composition of intrusive rocks applying point counting on thin sections and (8) X-ray microtomography (micro-CT) on chias-tolite hornfels.
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The Earth’s surface condition we find today is a result of long exposure to metabolism of life forms. Particularly, molecular oxygen in the atmosphere is a feature which developed over time. The first substantial and lasting rise of atmospheric oxygen level happened ≈ 2.5 Ga ago, but localities are reported where transiently elevated oxygen levels appeared before this time-point. To trace the timing and circumstances of the earliest availability of free oxygen in the atmosphere is important to understand the habitats of early microbial life forms on Earth.
This thesis focuses to obtain information of oxygen levels and the related atmospheric cycling of metals in sediments of the 3.5 to 3.2 Ga Barberton Greenstone Belt. First, as iron was a ubiquitous constituent of Archean seawater, I investigated its isotopic composition in minerals of chemical sediments. Hereby, I tried to resolve the changes within the water basin on small scale sedimentary sequence cycles. Second, I focused on the minor constituents of Archean seawater. The Re-Os geochronologic system and the abundance patterns of the platinum-group elements were chosen to integrate information of oxygen promoted weathering of a large source area. To integrate information of a large time interval, the isotopes of uranium were investigated over a large stratigraphic section.
The two key findings of this thesis are:
• Quantitative oxidation of ferrous iron in surface layers of Paleoarchean seawater occurred during the onset and termination of hydrothermal FeIIaq delivery into shallow waters.
• Paleoarchean sedimentary successions of the Barberton Greenstone Belt lack any evidence of transient basin-scale oxygenation.
The Manzimnyama Iron Formation (IF, Fig Tree Group, Barberton Greenstone Belt, South Africa) has been deciphered to exist of cyclic stacks of lithostratigraphic units with varying amounts of iron oxide and carbonate minerals. In-situ femtosecond-Laser-Ablation ICP-MS iron isotope measurements showed that the majority of siderite (γ56Fe ≈ −0.5 ‰) precipitated directly from seawater of γ56Fe ≈ 0 ‰. Ferric iron from the surface layers is preserved in ≤ 1μ m hematite and in magnetite that has been grown within the consolidated sediment. During FeIIaq events, fine-grained hematite (γ56Fe ≈ 2.2 ‰) and magnetite (γ56Fe 0.5 to 0.8 ‰) indicate oxygen levels in surface waters of lower than 0.0002 μM. Upon onset and termination of iron oxide abundance, magnetite with γ56Fe ≈ 0 ‰ indicates that low concentrations of FeIIaq in surface waters were oxidized quantitatively. These observations demonstrate the existence of iron oxidation in Paleoarchean surface waters independent of FeIIaq concentration. This is the first investigation of Paleoarchean IF showing that lithostratigraphic cyclicity can be traced in iron isotopic composition of oxide minerals.
ID-ICP-MS measurement of Re, Ir, Ru, Pt and Pd, trace element (SF-ICP-MS) and ID-MCICP- MS uranium isotope determination have been applied to carbonaceous shale of the Mapepe Fm. (Fig Tree Group) after inverse Aqua Regia leaching and bulk digestion. The sediments reveal a silicified fraction which exhibits a seawater REE signature and a mixture of detrital and meteoritic PGE. Neither enrichment of the redox-sensitive elements Re or Mo nor fractionated uranium isotopes have been found on a stratigraphic interval of several hundred meters. The non-silica fraction shows no depletion of Re which indicates that the detrital material had no contact to oxidizing fluids. ID-TIMS measurements of Re and Os after the CrO3-SO4 Carius Tube method of two sample intervals showed that the Re-Os isotopic systems of the non-silica fractions are identical to two komatiite occurrences. Weltevreden Fm. and Komati Fm. rocks were uplifted, eroded and transported to the deep part of the sedimentary basin without any change to the Re-Os system. Negative fractionated uranium isotopes (γ238U = −0.41 ± 0.01 ‰) associated with detrital Ba-Cr-U occurrences suggest the existence of distal redox-processes that involve uranium species. This study demonstrates that over the time of exposure and deposition of the Mapepe Fm. sedimentation, free oxygen was not available for weathering in the catchment area.
Geoelektrische Methoden sind weit verbreitet und werden häufig zur Erkundung des oberflächennahen Untergrundes eingesetzt. Angewendet werden standardmäßig meist nur linienhafte Anordnungen der Sender- und Empfängerelektroden, die nur wenige Zehner Meter lang sind. Hierdurch haben diese Methoden nur geringe Eindringtiefen. Um größere Eindringtiefen und 3-dimensionale Informationen über den Untergrund zu erhalten, sind in der vorgestellten Studie die Empfänger- und Senderdipole in mehr oder weniger regelmäßigen Abständen über das Untersuchungsgebiet verteilt worden. Mit jeder Empfängerstation sind kontinuierlich die elektrischen Spannungen in bis zu drei Richtungen aufgezeichnet worden. Für die Einspeisungen wurde ein Rechtecksignal verwendet, das sich gut von den Störfrequenzen und den natürlichen Spannungen abhebt. Die Richtungen der Einspeisedipole sind entsprechend den örtlichen Gegebenheiten, jedoch möglichst parallel zu den Messrichtungen, gewählt worden. Zur Auswertung der erhobenen Messdaten wurde ein Programmpaket entwickelt, das eine weitestgehend automatisierte Auswertung der Daten erlaubt. Die Bestimmung der scheinbaren spezifischen Widerstände und ihrer Messfehler wurde an den fouriertransformierten Datenzeitreihen durchgeführt. Hierdurch konnten Störeinflüsse minimiert werden und es wurde möglich selbst stark verrauschte Datensätze auszuwerten. Um die erhobenen Daten interpretieren zu können sind die berechneten scheinbaren spezifischen Widerstände als Grundlage für Inversionen und Modellstudien verwendet worden. Die oben beschriebene Methode wurde im Rahmen der vorliegenden Arbeit in zwei unterschiedlichen Messgebieten angewandt.
Messgebiet im Hohen Vogelsberg
Im Juli 2007 wurde damit begonnen, die Forschungsbohrung Sichenhausen-Eschwald im Hohen Vogelsberg abzuteufen. Ziel war es, Informationen über den strukturellen Aufbau des größten geschlossenen Vulkankomplexes Mitteleuropas zu gewinnen. Die Gesteinsansprache der Tiefbohrung lieferte bereits relativ früh Hinweise darauf, dass ein großer magmatischer Körper aufgeschlossen wurde.Aufgrund der begrenzten räumlichen Aussagekraft der Bohrung und fehlender Geländebefunde war es nicht möglich, den Mechanismus der Platznahme und die Größe des Körpers näher zu beschreiben. Die Kampagne hatte das Ziel diese Lücke zu schließen und ein 3-dimensionales Modell des Untergrundes zu erstellen.In dem annähernd quadratischen Untersuchungsgebiet, das eine Fläche von ca. 25 $km²$ aufweist, wurden 20 Datenlogger zur Aufzeichnung der elektrischen Spannungen aufgebaut. Die Empfängerdipole waren zwischen 20 m und 30 m lang. Insgesamt wurden 36 Stromeinspeisungen mit Stromstärken zwischen 28 A und 40 A an 16 unterschiedlichen Positionen für jeweils 2 bis 3 verschiedene Dipolrichtungen vorgenommen. Die Einspeisedipole waren zwischen 100 m und 300 m lang. Insgesamt konnten 1.439 scheinbare spezifische Widerstände berechnet werden.Die Ergebnisse der Modellierungen und der Inversion der Daten zeigen, dass mit der Forschungsbohrung ein domartiger Körper angebohrt wurde. Anhand der Ergebnisse kann die räumliche Ausdehnung des Körpers eingegrenzt und ein vorher noch nicht kartierter Gang nachgewiesen werden.
Messgebiet im Bereich der Kinzigtalsperre
Das etwa Ost-West verlaufende Kinzigtal bildet die naturräumliche und geologische Grenze zwischen dem vulkanischen Vogelsberg im Norden und dem, in diesem Bereich aus Sedimentgesteinen aufgebauten, Spessart im Süden.Die zwischen Steinau a. d. Str. und Bad Soden-Salmünster befindliche Kinzigtalsperre dient dem Hochwasserschutz und der Regulierung des Pegels der Kinzig bei Dürreperioden. Der aufgestaute See ist relativ flach und weist im Normalstau maximale Tiefen von ca. 6~m auf. Der Stausee ist jedoch über weite Teile etwa 4~m tief. In dieser Kampagne betrug der Abstand zwischen den einzelnen Empfängerstationen etwa 100 m bis 300 m. Es wurde aufgrund der beengten Platzverhältnisse eine Dipollänge von ca. 48 m für die Einspeise- und die Empfängerdipole im Messgebiet gewählt. Insgesamt wurden 14 Empfängerstationen im Messgebiet aufgebaut, von denen sich Neun auf dem Seegrund befanden. Das Messraster orientierte sich am vermuteten Verlauf der Kinzigtalstörung. An 8 Positionen sind in 21 Richtungen elektrische Ströme mit Stärken zwischen 2,2 A und 40 A in den Untergrund eingespeist worden. Es konnten 536 scheinbare spezifische Widerstände berechnet werden. Ziel war es, den Verlauf der Störung näher zu bestimmen und die Tiefe der im Untergrund vorhandenen salinären Grundwässer zu bestimmen. Die Bestimmung des Verlaufs der Kinzigtalstörung sowie die Tiefenbestimmung der salinären Grundwässer war mit den erhobenen Daten jedoch nicht möglich.
This PhD thesis has been carried out within an interdisciplinary cooperational project between the Deutsches Bergbau-Museum Bochum and the Goethe-Universität Frankfurt, which is dedicated to ancient Pb-Ag mining and metal production in the hinterland of the municipium Ulpiana in central Kosovo. Geochemical analysis (OM, XRD, EMP, MC-ICP-MS) of ores, metallurgical (by-) products and metal artefacts allowed to reconstruct the local chaîne opératoire and to decipher significant chronological differences between presumably Roman/late antique and medieval/early modern metallurgical processing. Pb isotope provenance studies documented the relevance of local metal production within the Roman Empire and confirmed the actual existence of a Metalla Dardanica district, which until now solely has been suspected on basis of epigraphy.
The predominant abundance of the by-products matte (Cu, Pb, Fe and Zn sulphides) and speiss (ferrous speiss: Fe-As compounds; base metal speiss: ~(Cu,Ni,Fe,Ag )x(Sb,Sn,As )y ) at smelting sites with a preliminary Roman/late antique dating points to treatment of complex polymetallic ore. Pb isotope analysis demonstrated that the mining district of Shashkoc-Janjevo (partially) supplied six of the ten investigated metallurgical sites. In this mineralisation, parageneses with elevated Cu, As and Sb abundances comprise significant proportions of particularly tennantite-tetrahedrite minerals, chalcopyrite, arsenopyrite and were generated during the early and main stages of ore formation. Later precipitated ore in contrast is marked by a significantly less versatile mineralogy and consists almost exclusively of galena, sphalerite and pyrite/marcasite. Besides increased Cu, As and Sb contents, ore from the main formation stage also exhibits generally higher Ag abundances, which are mainly hosted by fahlore and locally abundant secondary Cu sulphides (chalcocite, digenite and covellite) and oxidised phases (e.g. malachite, azurite). The higher precious metal grades of this ore type, whose geochemical signature (i.e. higher proportions of Cu, As and Sb) is mirrored by the abundance of the metallurgical by-products matte and speiss (almost exclusively found at potentially Roman/late antique smelting sites; see above), presumably were a pivotal factor leading to its preferential exploitation in earlier times. Matte and base metal-rich speiss contain notable amounts of Ag, which are mainly present in Cu-(Fe) sulphides and particularly antimonides ((Cu,Ni)2Sb, Ag3Sb), respectively. While the speiss compounds due to their close association with Pb bullion presumably were cupelled automatically, the metallurgical treatment of matte could not have been proven unambiguously, but overall certainly is highly likely.
The beneficiated ore (i.e. crushed and sorted, potentially also treated by more lavish techniques such as grinding, sieving or wet-mechanical methods) possibly was partially roasted and subsequently together with fluxes and charcoal submitted to the furnaces. The working temperatures approximately ranged between 1100 and 1400 °C. Slags from all presumably Roman/late antique dated and few of their potentially medieval/early modern analogues were produced from smelting of (partially roasted) ore with charcoal and added siliceous material, thus resulting in fayalite-dominant phase assemblages or rarely observed glassy parageneses. Even though several subtypes of fayalite slags have been established on basis of the abundance of Fe-rich oxide phases (i.e. spinel ss and wüstite), late clinopyroxene and the general solidification sequence of the slags, the process conditions (i.e. temperature, fO2, added fluxing agents) must have been widely similar; chemical variations could be explained by varying degrees of interaction of the slag melt with charcoal ash and furnace material. The other investigated metallurgical remains indicate employment of a calcareous flux, which led to formation of Ca-rich olivine-, olivine+clinopyroxene-, clinopyroxene- or melilite-type slags. These types as well as glassy slags were generated at more oxidising conditions outside the fayalite stability field (FMQ buffer equilibrium, cf. Lindsley, 1976) than their olivine-dominant analogues. Conclusions on the furnace construction could be drawn on basis of the typology of the slags, which mostly were tapped into a basin located outside the furnace, but partially (at two presumably medieval/early modern sites) also accumulated in a reservoir within the smelter.
Lead artefacts excavated in Ulpiana could be isotopically related to ores from mineralisations in its vicinity and demonstrate that the resources were at least utilised for local metal production. However, also ship wreck cargo from Israel - including several lead ingots with the inscription 'MET DARD' (Raban, 1999) - and late antique lead-glazed pottery from Serbia and Romania (Walton & Tite, 2010) could be related to a possible Kosovarian/Serbian provenance of the raw material and thus indicate flourishing trade of metal from the Metalla Dardanica district within the Roman Empire.
References:
Lindsley, D. H. (1976). Experimental studies of oxide minerals. In D. Rumble, III (Hrsg.), Oxide minerals (61-88). Reviews in Mineralogy, Volume 3. Washington, DC: Mineralogical Society of America.
Raban, A. (1999). The lead ingots from the wreck site (area K8). Journal of Roman Archaeology, Supplementary Series, 35, 179-188.
Walton, M. S., & Tite, M. S. (2010). Production technology of Roman lead-glazed pottery and its continuance into late antiquity. Archaeometry, 52(5), 733-759.
Ziel der Arbeit war es, die Flugzeitmassenspektrometrie als neue Analysemethode für die instrumentelle Analytik halogenierter Spurengase in der Luft zu etablieren. Die grundle-gende Motivation dafür ist, dass anthropogene Emissionen vieler Vertreter dieser Sub-stanzklasse einen negativen Einfluss auf die Umwelt zeigen: in der Atmosphäre agieren die Substanzen bzw. ihre Abbauprodukte als Katalysatoren für den stratosphärischen Ozonab-bau und verstärken den Strahlungsantrieb der Erde durch Absorption elektromagnetischer Strahlung im sogenannten atmosphärischen Fenster. Um diese Effekte und deren Auswir-kung quantifizieren zu können, ist es notwendig, Konzentrationen und Trends der Substan-zen in der Atmosphäre zu überwachen. Nur so können Gegenmaßnahmen wie Produktions-reglementierungen geplant und bewertet werden. In Kombination mit inverser Modellie-rung können zudem Rückschlüsse über tatsächlich emittierten Mengen gezogen werden. Dies stellt den Anspruch an die Analytik, sehr geringe Mengen dieser Gase sehr präzise quantifizieren zu können, um auch schwache Trends zu erkennen. Zudem muss die Analy-semethode die Möglichkeit zu bieten, mit der wachsenden Anzahl bekannter und zu über-wachender Substanzen Schritt zu halten. Besonders für letzteren Aspekt bietet die Flug-zeitmassenspektrometrie einen entscheidenden Vorteil gegenüber der „konventionellen“ Methode, der Quadrupolmassenspektrometrie: sie zeichnet das gesamten Massenspektrum auf ohne dadurch an Empfindlichkeit einzubüßen. Um das atmosphärische Mischungsver-hältnis von Substanzen im Bereich von pmol mol−1 bis fmol mol−1 bestimmen zu können, muss das Quadrupolmassenspektrometer im Single Ion Monitoring Modus betrieben wer-den – so wird zwar eine hohe Sensitivität erreicht, es wird aber auch nur die Intensität eines bestimmten Masse zu Ladungsverhältnisses (kurz: Masse) zu einem Zeitpunkt aufgezeich-net. Ein Flugzeitmassenspektrometer hingegen extrahiert Ionen mit einer Frequenz im Ki-loherzbereich und zeichnet für jede Extraktion das vollständige Flugzeitspektrum und da-mit Massenspektrum auf.
Aufgabe dieser Arbeit war es, ein Flugzeitmassenspektrometer mit vorgeschalteter Pro-benanreicherungseinheit sowie Gaschromatograph zur Trennung des Subtanzgemisches vor der Detektion aufzubauen und Werkzeuge zur Datenauswertung zu entwickeln. Um einen zukünftigen Feldeinsatz vorzubereiten, sollte der Aufbau möglichst kompakt, mobil und vollständig automatisiert sein. Anschließend sollte Empfindlichkeit, Präzision und dynami-scher Messbereich geprüft, optimiert und die Anwendbarkeit zur Analyse halogenierter Spurengase gezeigt werden. Die Ergebnisse aus der in der vorliegenden Arbeit präsentier-ten Geräteentwicklung finden sich in drei Publikationen wieder, welche in thematischer Reihenfolge die Probenanreicherung (Obersteiner et al., 2016b), den Vergleich von Quadrupol- und Flugzeitmassenspektrometrie (Hoker et al., 2015) sowie Eigenschaften und Anwendung des neuen Aufbaus (Obersteiner et al., 2016a) behandeln. Mit den genannten Aufsätzen ist die Arbeitsgruppe Engel weltweit die erste, welche hochpräzise Analytik ha-logenierter Spurengase routinemäßig mittels Flugzeitmassenspektrometrie durchführt. Der nächste Schritt ist der Übergang von der Laboranwendung zur Feldmessung, z.B. in Form von bodenbasierter in situ Analyse troposphärischer Luftmassen am Taunus Observatorium auf dem Kleinen Feldberg. Da es bisher keine Messstation für die hier beschriebene analy-tische Fragestellung in Deutschland gibt, könnte eine deutliche Verbesserung der Überwa-chung halogenierter Treibhausgase und ozonzerstörender Substanzen in Europa erzielt wer-den. Weiterhin wäre eine Flugzeugapplikation in Zukunft denkbar, welche neben der durch das Flugzeitmassenspektrometer abgedeckten Substanzbandbreite auch von dessen hoher möglicher Spektrenrate profitieren könnte. In Kombination mit Hochgeschwindigkeitsgas-chromatographie könnte eine bisher unerreichte Zeitauflösung der Beprobung der Atmo-sphäre mittels Gaschromatographie-Massenspektrometrie erzielt werden.
Many natural minerals exist in the form of a solid solution. The systematic changes in structural and physical properties of oxide solid solutions are of geological importance and allow for wide applications. In order to understand the composition-structureproperty relations, substitutional solid solutions of CuxZn2−xTiO4, ZnxMg1−xTi2O5 and CuxMg1−xTi2O5 have been synthesised by mechanochemical activation assisted solid state synthesis. Self-propagating high-temperature synthesis has been employed to achieve the interstitial solid solutions of Ti5Si3Zx (Z refers to the element boron or oxygen).
The changes in the crystal structure and physical properties due to the formation of solid solutions are investigated by employing X-ray diffraction, neutron diffraction, Raman spectroscopy, low-temperature heat capacity, thermal expansion, scanning electron microscopy, UV-vis spectroscopy, plane-wave ultrasound spectroscopy and density functional theory calculations.
Melt segregation inside the earth consists of two different processes: 1) Generation of partially molten rock and 2) separation of melt, produced from partially molten rock, from the solid residual matrix. This thesis focuses on the later process. The 2 phase flow dynamics combines the study of flow dynamics of melt and matrix. Several studies have given the background theoretical frameworks for the flow dynamics of melt inside the earth. [McKenzie, 1984] summarizes the studies of [Ahern and Turcotte, 1979; Frank, 1968; Sleep, 1975] and gives a complete set of governing equations for the 2-phase flow problem.
[Bercovici et al., 2001] gives a general formulation considering the univariate system of equations related to matrix and melt flow which includes the interfacial surface force. The assumption of melt having negligible viscosity compare to the matrix has been abandoned. Therefore, based on these formulations, we have constructed our numerical model and thereafter a fortran code PERCOL2D to get an insight of melt percolation process through porous media. Additionally, we have used the Helmhotz decomposition, which splits a smooth and rapidly decaying vector field into an irrotational vector field and an incompressible vector field [Srámek, 2007], for matrix and fluid viscosity in order to lower the number of linearly independent variables to minimize the computational complications. The melt residing at inter-granular areas of lithosphere, forms an interconnected network even at low porosity. Therefore, being less dense than the matrix, melt moves up through porous media due to its buoyancy. Compaction of matrix, which occurs to compensate the melt separation, is considered in this thesis, where the effective bulk and shear viscosity of matrix are function of melt fraction. We have effective bulk viscosity of matrix as inversely proportional to melt fraction. Porosity dependence of effective bulk and shear viscosity leads to stronger melt focusing in highly porous region like mid ocean ridges [Katz, 2008] since the ratio of bulk and shear viscosity is smaller (< 10) than the constant viscosity case for the porous waves having non dimensional amplitude 5% or higher. Moreover, it is observed in [Richard et al., 2012] that the solitary wave formed in porosity dependent viscous matrix settings are steeper than the one formed in the constant matrix viscosity setting.
Firstly some 1D numerical experiments with PERCOL2D have been carried out using fixed and periodic boundary conditions for zero source term (i.e. no melting or no freezing) and negligible surface tension.
3 series of model setups with different initial conditions have been carried out varying the width, non-dimensional amplitude and the background porosity value of the initial input of porous wave.
A mathematical derivation for 1D solitary wave solution for the two phase flow through porosity dependent compacting media, is obtained in this thesis which is different than the study of [Barcilon and Lovera, 1989; Barcilon and Richter, 1986; Scott and Stevenson, 1984; Spiegelman, 1993a,b] as the effective viscosity of matrix is constant there.
Although [Simpson and Spiegelman, 2011] gives the solitary wave solutions in 1D, 2D and 3D considering the porosity dependent effective viscosity of the matrix, but using the small background porosity approximation, they neglect the background porosity (i.e φ0) and therefore the effect of variation of compaction lengths, which causes variation in the shape and dynamics of the solitary wave. Therefore, the study [This thesis, Richard et al., 2012] can be used for more general purpose. Solitary waves in varying viscous medium, are steeper (cf fig.5.1) compared to the one in constant viscous medium and their speed decreases as an inverse function of the background porosity. Additionally, this analytical solution is used in our code PERCOL2D and also in FDCON for numerical benchmarking (1D) of PERCOL2D.
The role of melt grain contiguity is considered in the revised viscosity formulation [Schmeling et al., 2012] based on elastic moduli theory of a fluid filled poro-elastic medium. This formulation is used in this thesis to produce a comparative dispersion relationship between speed of the wave and the non dimensional amplitude of porous wave, based on both the viscosity formulations (fig. 6.20) where one can see that the model based on [Bercovici et al., 2001] formulation, converges to the same dispersion relationship obtained from [Simpson and Spiegelman, 2011]. Whereas, the dispersion relationship using [Schmeling et al., 2012] formulations, shows time-dependent decrease of phase velocity with increasing amplitude and it is not yet clear that whether these solutions converge to steady state porosity waves before the porosity becomes 1.
Development of the flash-heating method for measuring melting temperatures in the diamond anvil cell
(2016)
A new ‘laser flash-heating’ method has been developed for measuring melting temperatures above 2000 K in a diamond anvil cell at gigapascals of pressure. It overcomes the general difficulties in detecting an onset of melting in a diamond anvil cell. It also circumvents the notorious experimental difficulties associated with the long heating durations of the CW laser-heating and the short timescales in the pulsed laser-heating and shock-compression experiments.
In this method, the duration of heating a sample is tuned to avoid chemical reactions of the sample with the diamond anvils and the surrounding pressure medium, while maintaining the accuracy of the temperature measurements. The absence of chemical reactions is confirmed by the EDS technique. Melt detection is now unambiguous from the analysis of textures on the surface and in depth of the recovered samples using the SEM and FIBM techniques, respectively. Using this method, the following has been achieved.
1. The melting curve of hcp-Re has been measured to 48 GPa, 4200 K for the first time. It has a significantly steeper slope than those observed for other transition metals like W and Mo with bcc structures. Above 20 GPa, Re becomes the most refractory metal surpassing W.
2. The melting curve of bcc-Mo has been measured to 45 GPa, 3100 K. It agrees with previous melt-slopes approaching zero value with pressure as reported in the LHDAC experiments using ADXRD and visual observation techniques for inferring the onset of melting. Flash-heating experiments at pressures higher than 50 GPa are required to further corroborate the flat melt-slope and resolve the long standing controversy about melting of Mo.
3. The melting curve of bcc-Ta has been measured to 85 GPa, 4300 K. Unlike in previous experiments using ADXRD and visual observation as probes, it has been tightly bracketed with an unambiguous detection of the onset of melting, without any chemical reaction. The present melting curve cannot be reconciled with shock measurements and theoretical predictions, and the precision of measurements calls for a reevaluation of theoretical, shock compression, and other DAC approaches to determine melting at high pressures. A further analysis with TEM technique for investigating the structure of the heated portion below and above melting temperatures of Ta may benefit in resolving various phase transitions predicted to explain the vast discrepancies in the reported melt-slopes.
When extrapolated to one atmosphere pressure, all the measured flashmelting curves agree with the known melting points.
This thesis addresses the reconstruction of the topographic evolution and the climate dynamics of the Early Cenozoic North American Cordillera through integrated geochronology, sedimentology, stable isotope, and clumped isotope thermometry studies. It encompasses the scientific disciplines of geochemistry, tectonics, and Earth surface processes.
Die vorliegende Arbeit beschäftigt sich mit der Entwicklung von regionalen Klimasimulationen für die Region Ostasien. Hierfür werden zwei verschiedene Modellierungsansätze verwendet. Der dynamische Regionalmodellierungsansatz, vertreten durch COSMO CLM (CCLM), und der statistische Modellierungsansatz, vertreten durch STARS. Die Simulationen erfolgten unter den Rahmenbedingungen des Coordinated Regional Climate Downscaling Experiment (CORDEX). Beide Regionalmodelle wurden im Rahmen dieser Arbeit umfassend für die Region CORDEX-Ostasien kalibriert und evaluiert. Das statistische Modell STARS wurde hierbei erstmals auf kontinentaler Ebene angewendet. Auf Basis der kalibrierten Modelle wurden Projektionen der zukünftigen klimatischen Entwicklung der Region durchgeführt.
Zur Auswertung der einzelnen Kalibrierungsläufe wurde ein komplexes Evaluierungsschema, mit einem Gütekennzahlensystem basierend auf einer linearisierten Form der relativen Modelldifferenz, entwickelt. Neben den etablierten univariaten statistischen Kennwerten (Mittelwert, Varianz, Trend) enthält das Gütekennzahlensystem auch ein bivariates statistisches Maß, welches die zweidimensionalen Stichprobenverteilungen zweier Variablen (beispielsweise Temperatur und Niederschlag) bewertet.
Im Rahmen der Kalibrierung konnte ein Großteil des Parameterraums des statistischen Modells STARS systematisch untersucht werden. Es zeigte sich, dass nur wenige Parameter einen Einfluss auf die Simulationen haben. Die meisten Parameter zeigten eine geringe und teilweise unsystematische Beeinflussung. Es konnte zudem eine Schwachstelle des Modells in Bezug auf die Variablenkorrelationen identifiziert werden. Bei der Kalibrierung des dynamischen Regionalmodells CCLM zeigte sich, dass aufgrund der groben horizontalen Auflösung des Modells eine signifikante Verbesserung der Simulationen durch eine Anpassung der physikalischen Parametrisierungen erfolgen kann.
Im Rahmen einer abschließenden Evaluierung wurden beide Modelle hinsichtlich ihres räumlichen Bias, des simulierten Jahresgangs und der Abbildung des asiatischen Monsunphänomens untersucht. Im ersten Punkt ergab sich kein qualitativer Unterschied zwischen CCLM und STARS. Beide Modelle zeigen eine deutliche Überschätzung der 2m-Temperatur im Winter über dem nördlichen Teil CORDEX-Ostasiens und eine Überschätzung des Luftdrucks über dem Hochland von Tibet im Sommer. Unterschiede zwischen beiden Modellen ergaben sich hingegen beim simulierten Jahresgang.
In Bezug auf die Modellierung des Monsunphänomens zeigt CCLM eine Unterschätzung der Intensität des indischen Sommermonsuns und eine Überschätzung des Sommermonsuns über dem westlichen Nordpazifik. Das statistische Modell STARS zeigte eine Auffälligkeit bei der Simulation des Jahresgangs sowie der räumlichen und zeitlichen Entwicklung des Sommermonsuns. Aufgrund der Konzeption des Modells ergab sich in einzelnen Regionen eine systematische Deformation des Jahresgangs. Trotz der identifizierten Schwachstellen von CCLM und STARS, bilden beide Modelle das Klima über der Region CORDEX-Ostasien qualitativ ähnlich gut ab wie aktuelle Reanalysen (ERA-Interim).
Auf Basis der kalibrierten und evaluierten Modelle wurden Klimaprojektionen für einen nahen (2020-2046), mittleren (2041-2070), und späten (2071-2100) Projektionszeitraum unter den Emissionsszenarien RCP2.6, RCP4.5 und RCP8.5 durchgeführt. Aufgrund von Modellbeschränkungen begrenzen sich die Rechnungen des Modells STARS auf den nahen Projektionszeitraum und die Emissionsszenarien RCP2.6 und RCP4.5. Die Projektionen beider Modelle zeigen eine deutliche und statistisch signifikante Erhöhung der 2m-Temperatur über der gesamten Region mit einer stärkeren Erwärmung über dem Kontinent gegenüber dem Meer. Aufgrund der relativ großen interannulären Variabilität des Niederschlags und des Luftdrucks werden statistisch nicht signifikante Änderungssignale und teils widersprüchliche Änderungen für den nahen Projektionszeitraum simuliert. Für den späten Projektionszeitraum ergeben sich jedoch deutliche Änderungssignale in den Simulationen des Modells CCLM. Insbesondere über dem Hochland von Tibet wird für den Zeitraum von 2071-2100 eine Temperaturerhöhung von über 7.0°C simuliert. Der Luftdruck und der Niederschlag zeigen räumlich heterogene Änderungssignale. Die spezifische Ausprägung der Luftdruckänderungen deutet auf eine Abschwächung der indischen Sommermonsunzirkulation und eine deutlichen Intensivierung des Sommermonsun über dem westlichen Nordpazifik hin. Die Niederschlagsänderungen über dem ostasiatischen Monsungebiet lassen auf eine Entkopplung der östlichen Monsunsysteme schließen. Trotz der heterogenen Änderungssignale im Niederschlag wird in den meisten Regionen eine Zunahme der Intensität von Extremniederschlägen simuliert. Dies gilt selbst für Regionen mit einer simulierten Abnahme der jährlichen Niederschlagssumme wie Westindonesien.
This thesis presents microstructural investigations of rock salt from the central part of the Gorleben salt dome (Northern Germany). The main emphasis was to characterize the rock salt microfabrics, to identify operating deformation mechanisms in halite and anhydrite and to decipher the macro- and microstructural distribution of hydrocarbons, which have been encountered during the underground exploration of the salt dome. The microfabrics of the Knäuel- and the Streifensalz formation indicate that strain-induced grain boundary migration has been active during deformation of halite. Crystal plastic deformation of halite is further documented by lattice bending, subgrain formation and minor subgrain rotation. Evidence for pressure solution of halite has not been found, but cannot be excluded because of the small grain size, the lack of LPO and the low differential stress (1.1 - 1.3 MPa) as deduced from subgrain-size piezometry. Solution precipitation creep was proven for intercalated anhydrite layers and clusters, which have been deformed in the brittle-ductile regime. Brittle deformation of anhydrite in terms of boudinage and fracturing was counteracted by viscous creep of halite which caused a re-sealing of fractures and a reestablishing of the characteristic sealing capacity of rock salt. Hydrocarbons are mainly located along cross cut 1 West of the Gorleben exploration mine and are heterogeneously distributed in the rock salt. They are incorporated in the rock salt foliation in the form of streaks, dispersed clouds, clusters and isolated patches. On the micro-scale, hydrocarbons are trapped along grain boundaries of halite and/or anhydrite, in micro-capillary tubes of anhydrite and in pore space of the rare rock salt with elevated porosity (< 1.26 vol.-%). Such elevated porosities correlate with elevated hydrocarbon concentrations of several hundred ppm. The overall concentrations of hydrocarbons, however, are very low (< 0.05 wt.-%). Elevated porosity is depicted to be a remnant originating from an early stage of salt uplift when fluid and hydrocarbons have migrated and spread from the Staßfurt Karbonat (z2SK) into the superjacent Gorleben Hauptsalz. During halokinesis and the strong reworking of the salt body hydrocarbons have been redistributed and dismembered resulting in the isolated present-day occurrences. The distribution of hydrocarbons shows no relation to local variations in the rock salt fabric. The microstructures of hydrocarbon-bearing and hydrocarbon-free Gorleben rock salt are not distinguishable from each other. Likewise, the presence of hydrocarbons should not have influenced the mechanical behavior or the rock salt as indicated by the microfabrics studied and by geomechanical data. The pure amounts of hydrocarbons are too low for any detectable impact on the barrier properties of this part of rock salt. Although hydrocarbons have migrated into the Gorleben Hauptsalz during an early stage of salt uplift when the sealing capacity of rock salt was diminished, the major implication of their isolated distribution patterns is that the Gorleben rock salt was able to regain its sealing capacity during subsequent deformation and re-equilibration. Former migration pathways for fluid and hydrocarbons have been healed and do not exist anymore. The application of X-ray computed tomography (CT) allows the 3D visualization and quantification of anhydrite, pore space and fluid phases located along grain-boundaries or trapped as intracrystalline inclusions. The 3D reconstruction of anhydrite clusters and pore space for the same sample reveals different spatial distribution patterns. This fact implies that anhydrite is not responsible for such elevated pore space in the rock salt studied, which has been largely closed during the polyphase deformation history of the Gorleben salt dome. High-resolution nanoCT scans (≤ 1 μm voxel size) of single intra- and intercrystalline fluid inclusions in rock salt enable a characterization of gaseous, solid and liquid phases inside single fluid inclusions and give exact information on morphology and shape. The 3D reconstruction of grain boundary fluid inclusions allows the amount, volumes, surface areas or diameters of various types to be determined. Non-destructive X-ray CT imaging is presented as very useful tool to characterize the structural inventory of rock salt. This non-destructive technique offers new perspectives for microstructural studies and for a wide range of research in structural geology, in general.
Clouds and precipitation are essential climate variables. Because of their high spatial and temporal variability, their observation and modeling is difficult. In this thesis multiple observational data sources, including satellite data and station data are globally analyzed to understand the distribution and variability of clouds and precipitation, while a special focus is on the diurnal cycle of both variables. Substantial diurnal cycles of clouds and precipitation are observed in the tropics, with different properties over land and ocean. But also in Europe cloud diurnal cycles are observed in the summer season. Overall the maximum cloud cover and also the maximum precipitation is observed in the afternoon over land, and in the morning over ocean. The analyzed climate model simulations and the model-based reanalysis fail to simulate the observed diurnal cycles. Owing to their limited resolution, models can not fully resolve the processes responsible for the existence of diurnal cycles of clouds and precipitation.
The stable isotope geochemistry of pedogenic and lacustrine carbonate and fossil herbivore tooth enamel is a powerful tool to study the evolution of terrestrial paleoenvironments. This thesis aims to reconstruct Neogene ecosystems in the Karonga Basin in the southern part the East African Rift (EAR) and the Central Anatolian Plateau (CAP).
Karonga Basin: Understanding the development of East African savanna biomes is crucial for reconstructing the evolution, migration and dietary behaviors of early hominins. These rift ecosystems range from closed woodland to open grassland savanna and vary widely in fraction of woody cover. Here I present Plio-Pleistocene carbon (δ13C) and oxygen (δ18O) records from pedogenic carbonate and fossil herbivore tooth enamel collected from the Malawi Rift. This is the first southern hemisphere long-term record in the East African Rift.
The studied ca. 4.3 Ma to 0.6 Ma deposits of the Chiwondo Beds (Karonga Basin) are home to two hominin fossil finds, a maxillary fragment of Paranthropus boisei and a mandible of Homo rudolfensis, both dated to ca. 2.4 Ma. The study site is situated between the well-known hominin-bearing localities of eastern and southern Africa and hence fills an important geographical gap for early hominin research.
The δ13C values of pedogenic carbonate (n = 321) and of enamel from 14 different large-bodied herbivorous mammal taxa (suid, equid, bovid, elephant an hippopotamus; n = 122) permit assessment of the evolutionary history of C3 and C4 biomass, which is closely linked to climate patterns. The reconstruction of C4-grassland development offers insights into the retreat of tree cover and the distribution and seasonality of precipitation. δ18O values reflect hydrological patterns, and we supplement the data of fossil proxy material with analyses of modern meteoric water to evaluate influences of seasonality and evaporation.
Consistent δ13C values around -9‰ and δ18O values of ca. 24‰ of the pedogenic carbonate from 14 sections spanning the last 4.3 Ma indicate a relatively mesic and persistent climate with C3-dominated woodland savannas in the Karonga Basin. The data from tooth enamel of suid, elephant, and hippo taxa complement these findings with constantly low δ13C and δ18O values, demonstrating intake of mainly C3 biomass and water from sources which are only very limited affected by evaporation.
In contrast, Karonga Basin equid and bovid taxa reflect much more complex dietary patterns, ranging from mixed C3/C4-feeders to strongly C4-influenced diets. Intra-tooth δ18O values also show large variations, indicating water intake from resources that differ in their isotopic composition and therefore experienced different hydrological settings.
Overall, the stable isotope data reflect a mostly C3-dominated mesic paleoecosystem, which comprises patches of more open C4-grasslands within the range of migrating mammals. Supplementary analyses of δ18O values of modern meteoric water (precipitation, lake, river and groundwater; n = 111) show a similar magnitude to the fossil herbivore oxygen isotopic values. Expected 18O values of the drinking water calculated from herbivore enamel of animals with a mixed- or C3-diet indicate water intake from barely evaporated sources. Specialized feeders with a high C4-consumtion, however, reflect s|||||||||||||||||||||values of 16O-depleted reservoirs, similar in δ18O |||||||||||| to modern evaporated lakes.
The absence of long-term trends towards more positive δ13C and δ18O values in the Karonga Basin contrasts the increasing role of C4-grasslands since ca. 2.5 Ma in the Eastern Rift. Our data hence point to regional differences in climate and vegetation dynamics during the Plio-Pleistocene. Therefore, regions that are home to early hominins such as H. rudolfensis and P. boisei may have had a different environmental history when compared to the Eastern Rift. This suggests that hominin adaptation is not necessarily directly linked to the emergence of open landscapes.
Central Anatolian Plateau: The development of relief and climate patterns in the Central Anatolian Plateau is long-standing debate in modern paleoecological studies. This thesis presents long-term δ13C and δ18O records on five lacustrine successions, which are widely distributed across the CAP. Also, new 40Ar/39Ar geochronological data from volcanic ashes are established in addition to existing biostratigraphic and paleomagnetic data.
Field relationships combined with stable isotope data of 230 lacustrine carbonates indicate a Late Oligocene environment that was characterized by large, temporally open freshwater lakes in a relatively humid subtropic climate. In the middle Aquitanian, an increase in lake δ18O values reflects more arid settings and an overall increasing dominance of closed saline lakes. This time was probably characterized by frequent climatic fluctuations, recording the influence of seasonality, topography and the waxing and waning of aridity.
In Belize, which is well known for the Belize Barrier Reef and its offshore atolls, coastal lagoons are frequent morphological features along the coast. They represent transitional environments between siliciclastic and carbonate settings. In order to shed light into the Holocene evolution of coastal lagoon environments, five localities along the central coast of Belize were selected as coring sites. These include four coastal lagoons and one marsh area, namely Mantatee Lagoon, Mullins River Beach, Colson Point Lagoon, Commerce Bight Lagoon and Sapodilla Lagoon. A total of 26 sediment cores with core lengths ranging from 109 cm to 500 cm, were drilled using a Lanesky-vibracorer. Overall, 73 m of Holocene sediments and Pleistocene soil were recovered. Together with 58 radiocarbon dates the sediments reveal details on the sediment architecture and depositional features of the localities.
Marine inundation of the mainland and coastal lagoon formation started around 6 kyrs cal BP.
As a response to sea-level rise during the Holocene transgression, facies retrograded towards the coast, as seen in marginal marine overlying brackish mollusk faunas. Evidence for late Holocene progradation of facies due to sea-level stagnation is largely lacking. The occurrence of landward thinning sand beds, hiatuses and marine fauna in lagoonal successions are indications of event (overwash) sedimentation. Sediments recovered are largely of Holocene age (<7980 cal BP), overlying Pleistocene sections. Analyses of sediment composition and texture, radiocarbon dating and mollusk shell identification were used to describe and correlate sedimentary facies.
XRD analyses have identified quartz as the dominant mineral, with the Maya Mountains as main source of coastal lagoon sediments. The most common sedimentary facies include peat and peaty sediment, mud, sand, and poorly sorted sediments. Pleistocene soil forms the basement of Holocene sediments. Holocene mud represents lagoon background permanent sedimentation.
Peats and peat-rich sequences were deposited in mangrove swamp environments, whereas sandy facies mainly occur in the shoreface, beach, barriers, bars, barrier spits and overwash deposits. Facies successions could be identified for each locality, but it has proven difficult to correlate the stratigraphic sequences, especially among localities. These differences among the five locations studied suggest that apart from regional influence such as sea-level rise, local environmental factors such as small-scale variation in geomorphology and resulting facies heterogeneity, connectivity of the lagoon with the sea, antecedent topography and river discharge, were responsible for coastal sedimentation and lagoon development in the Holocene of Belize.
Faunal composition and distribution patterns of mollusk assemblages from 20 shell concentrations in cores collected in coastal lagoons, a mangrove-fringed tidal inlet and the marginal marine area (shallow subtidal) show considerable variation due to environmental heterogeneity and the interplay of several environmental factors in the course of the mid-late Holocene (ca. 6000 cal BP to modern). The investigated fauna ≥2 mm comprises 2246 bivalve, gastropod and 11 scaphopod specimens. Fifty-three mollusk species, belonging to 42 families, were identified. The bivalve Anomalocardia cuneimeris and cerithid gastropods are the dominant species and account for 78% of the total fauna. Diversity indices are low in concentrations from lagoons and relatively high in the marginal marine and tidal inlet areas.
Based on cluster analysis and nonmetric multidimensional scaling (NMDS), seven lagoonal assemblages and three marginal marine/tidal inlet assemblages were defined. A separation between lagoonal and marginal marine/tidal inlet assemblages seen in ordination indicates a lagoon-onshore gradient. The statistical separation among lagoonal assemblages demonstrates environmental changes during the Holocene evolution of the coastal lagoons, which is probably related to the formation of barriers and spits. The controlling factors of species distribution patterns are difficult to figure out, probably due to the heterogeneity of the barrier-lagoon systems and the interaction of paleoecological and paleoenvironmental factors. In addition to the taxonomic analysis, a taphonomic analysis of 1827 valves of A. cuneimeris from coastal lagoons was carried out. There is no relationship between depth and age of shells and their taphonomic condition. Size-frequency distributions and right-left valve ratios of A. cuneimeris suggest that valves were not transported over long distances but were deposited parautochthonously in their original habitat. Shells from tidal inlet and marginal marine environments were also predominantly deposited in their original habitats.
Since the Belize coast was repeatedly affected by hurricanes and the paleohurricane record for this region is poor, the sediment cores have been examined in order to identify storm deposits.
The paleohurricane record presented in this study spans the past 8000 years and exhibits three periods with increased evidences of hurricane strikes occurring at 6000-4900 cal yr BP, 4200-3600 cal yr BP and 2200-1500 cal yr BP. Two earlier events around 7100 and 7900 cal yr BP and more recent events around 180 cal yr BP and during modern times have been detected. Sand layers, redeposited corals and lagoon shell concentrations have been used as proxies for storm deposition. Additionally, hiatuses and reversed ages may indicate storm influence. While sand layers and corals represent overwash deposits, the lagoon shell concentrations, which mainly comprise the bivalve Anomalocardia cuneimeris and cerithid gastropods, have been deposited due to changes in lagoon salinity during and after storm landfalls. Comparison with other studies reveals similarities with one record from Belize, but hardly any matches with other published records. The potential for paleotempestology reconstructions of the barrier-lagoon complexes along the central Belize coast differs depending on geomorphology, and deposition of washovers in the lagoon basins is limited, probably due to the interplay of biological, geological and geomorphological processes.
Water is scarce in semi-arid and arid regions. Using alternative water sources (i.e. non-conventional water sources), such as municipal reuse water and harvested rain, contributes to using existing water resources more efficiently and productively. The aim of this study is to evaluate the two alternative water sources reuse water and harvested rain for the irrigation of small-holder agriculture from a system perspective. This helps decision and policy makers to have proper information about which system and technology to adopt under local conditions. For this, the evaluation included ecologic, societal, economic, institutional and political as well as technical aspects. For the evaluation, the study area in central-northern Namibia was chosen in the frame of the research and development project CuveWaters. The main methods used include a mathematical material flow analysis, the computation and modelling of crop requirements, a multi-criteria decision analysis using the Analytical Hierarchy Process (AHP) method and a financial cost-benefit analysis. From a systemic perspective, the proposed novel systems were compared to the exciting conventional infrastructure. The results showed that both water reuse and rainwater harvesting systems for the irrigation of small-holder horticulture offer numerous technological, ecologic, economic, societal, institutional and political benefits. Rainwater harvesting based gardens have a positive benefit-cost ratio under favorable conditions. Government programs could fund the infrastructure investment costs, while the micro-entrepreneur can assume a micro-credit to finance operation and maintenance costs. Installing sanitation in informal settlements and reusing municipal water for irrigation reduces the overall water demand of households and agriculture by 39%, compared to improving sanitation facilities in informal settlements without reusing the water for agriculture. Given that water is the limiting factor for crop fertigation, the generated nutrient-rich reuse water is sufficient to annually irrigate about 10 m2 to 13 m2 per sanitation user. Compared to crop nutrient requirements, there are too many nutrients in the reuse water. Thus when using nutrient-rich reuse water, no use of fertilizers and a careful salt management is necessary. When comparing this novel system with improved sanitation, advanced wastewater treatment and nutrient-rich water reuse to the conventional and to two adapted systems, results showed that the novel CuveWaters system is the best option for the given context in a semi-arid developing country. Therefore, the results of this study suggest a further roll-out of the novel CuveWaters system. The methodology developed and the results of this study demonstrated that taking sanitation users into consideration plays a major role for the planning of an integrated water reuse infrastructure because they are the determinant factor for the amount of available nutrient-rich reuse water. In addition, it could be shown that water reuse and rainwater harvesting systems for the irrigation of small-scale gardens provide a wide range of benefits and can be key to using scarce water resources more efficiently and to contributing to the Sustainable Development Goals.
Im Fokus der vorliegenden Arbeit standen die Landschaftsrekonstruktion und die Abschätzung der Mensch-Umwelt Wechselwirkungen im Umfeld der kupferzeitlichen (ca. 5. Jts. v. Chr.) Siedlung Magura Gorgana im heutigen Süd-Rumänien. Im Zuge der sedimentologischen Untersuchungen wurde deutlich, dass zur Zeit der kupferzeitlichen Besiedlung in der Donauaue ein Paläosee existierte, welcher sich nahezu über den gesamten Auenbereich im Untersuchungsgebiet erstreckte. Mit der Entdeckung des Paläosees ‚Lacul Gorgana‘ ergaben sich, durch die exzellenten Eigenschaften von Seesedimenten als Geoarchiv, neue Möglichkeiten zur Paläomilieurekonstruktion und zur Abschätzung von Mensch-Umwelt-Interaktionen. Bis etwa in das 8. Jt. v. Chr. war die Donau in diesem Gebiet durch ein fluviales System charakterisiert, welches vermutlich aus einer Vielzahl von Gerinnen bestand und einem ‚braided river‘ ähnelte. Während des 8. Jt. v. Chr. begann die Bildung des Paläosees ‚Lacul Gorgana‘. Die Gründe hierfür sind unbekannt, wenngleich ein Zusammenhang zum Anstieg des Schwarzmeerspiegels in diesem Zeitraum naheliegt. Spätestens ab dem 13. Jh. n. Chr. kommt es zur Aggradation- bzw. Verlandung des Paläosees ‚Lacul Gorgana‘. Infolge progradierender Zuflüsse wurde die einstige Seefläche in kleinere Seen fragmentiert. Dies dauerte bis zu den Trockenlegungsmaßnahmen in den 1960er Jahren an. Somit ist die Verlandung zum gegenwärtigen Zeitpunkt, zumindest theoretisch, noch nicht abgeschlossen. Die Ausprägung des rezenten Flussbettes der Donau begann spätestens mit der Verlandung des Paläosees, genaue chronologische Angaben sind jedoch anhand der aktuellen Datenlage nicht möglich. Auf der Grundlage geochemischer Untersuchungen geben die Sedimente des Paläosees ‚Lacul Gorgana‘ Hinweise auf alternierende Bedingungen bezüglich aerober und anaerober Akkumulationsmilieus. Dabei sind die aeroben Abschnitte durch einen höheren Anteil klastischen Materials, einem niedrigeren Anteil organischen Materials und allgemein helleren Sedimenten gegenüber den anaeroben, allgemein dunkleren Abschnitten gekennzeichnet. Die Gesamtheit der sedimentologischen Befunde, und der Vergleich mit Untersuchungen anderer Autoren in benachbarten Einzugsgebieten legen nahe, dass das alternierende Seemilieu in erster Linie durch Variationen der klimatischen Bedingungen im Einzugsgebiet der Donau verursacht wurde. Diese Variationen führten zur Veränderung der Stärke von Erosion und dem Charakter des erodierten Materials. Der hohe, zeitlich begrenzte Eintrag organisch gebundenen Phosphates in Bereichen der unteren Dunklen Lage, welcher weitestgehend zeitgleich zur neolithischen und kupferzeitlichen Besiedlung akkumuliert wurde und mit hoher Wahrscheinlichkeit zu einer Eutrophierung des ‚Lacul Gorganas‘ führte, lässt sich vermutlich durch die menschliche Besiedlung der Uferzone des Sees in diesem Zeitraum erklären. Im Verlauf der Untersuchungen im Einzugsgebiet erwies sich der ‚Regionalisierungsansatz‘ als effektives und unabdingbares Werkzeug bei der Differenzierung der Seegenese. Diese Methode dient der Relativierung bzw. Abschätzung der raumzeitlichen Heterogenität des Akkumulationsmilieus anhand des Vergleiches von Sedimentstratigraphien bzw. Sedimentbohrkernen von unterschiedlichen Standorten innerhalb des Paläosees. So konnten die alternierenden Milieubedingungen innerhalb der Seesedimente deutlich als allgemeine und nicht nur als lokale Eigenschaft einzelner Bereiche des Paläosees Lacul Gorgana identifiziert werden. Daneben zeigte die Regionalisierung, dass die aeroben Bereiche nicht nur durch einen erhöhten klastischen Eintrag gekennzeichnet sind, sondern dass dieser auch in Richtung des nördlichen Litorals zunimmt. Dies spricht für eine Herkunft des Materials aus dieser Richtung und erlaubt eine räumlich differenzierte Betrachtung der Seegenese. Darüber hinaus ermöglicht der ‚Regionalisierungsansatz‘, die räumliche Variabilität bestimmter Parameter, beispielsweise des TOC/TN Anstiegs in Richtung Litoral, zu relativieren. Diese Relativierung trägt zum besseren Verständnis spezifischer Prozessabläufe bei. Während der Untersuchung wurde ebenfalls deutlich, dass das Geoarchiv Seesediment eine Vielzahl verschiedenster Signale unterschiedlichster Genese aus dem Einzugsgebiet und dem Gewässermilieu selbst als Proxy-Information speichert. Die Überlagerung dieser Signale innerhalb der Sedimentstratigraphie erschwert mitunter die Identifikation einzelner Prozesse oder Prozesskaskaden. In diesem Zusammenhang erweist sich der ‚Regionalisierungsansatz‘ erneut als sinnvolles Hilfsmittel, da über diesen eine Signaldifferenzierung erfolgen kann, unter der Annahme, dass es eher unwahrscheinlich ist, dass alle Signale in allen Bereichen des Milieus in gleicher Intensität vorliegen. Gerade für die Untersuchung sowohl allochthoner als auch autochthoner Ereignissedimentation ist jedoch die Differenzierung zur ‚Hintergrundsedimentation‘ unabdingbar für ein umfassendes Prozessverständnis.
Ziel dieser Arbeit, die im Rahmen der Ice Nuclei Research Unit (INUIT) Forschergruppe erstellt wurde, war ursprünglich die saisonale und geographische Variabilität von bodennahen Eiskeimen zu untersuchen. Die Konzentrationen, Quellen und Zusammensetzung der Eisnuklei (ice nuclei, IN) sollte als Basis für Parametrisierungen dienen. Das Verständnis von Eiskeimen und deren Einfluss auf Wetter und Klima sind nur zum Teil bekannt und bedürfen daher noch weitgehender Forschung. Auch die Änderung der Eiskeimkonzentration mit der Zeit kann von Bedeutung sein, diese sollte durch die Fortführung einer Langzeitmessreihe untersucht werden. Durch Hinzuziehen von lokalen Parametern und Trajektorien sollten Proxies für die IN Konzentration ermittelt werden.
Im Rahmen dieser Arbeit taten sich jedoch Probleme am Messverfahren auf, weshalb die ursprünglichen Ziele in den Hintergrund gerieten und die Verbesserung und Neuaufnahme des Messverfahrens in den Vordergrund trat. Anhand von zielgerichteten Experimenten wurde ein Messfehler ermittelt, der durch die vorherige Fehlinterpretation von deliqueszierenden Partikeln und von Tröpfchen als vermeintliche Eiskristalle entstand. Dieser Fehler wurde charakterisiert und durch optische Analysen dessen Ursprung ermittelt. Datensätze, die durch diese hygroskopischen Partikel fehlerbehaftet waren, wurden korrigiert und reanalysiert. Ein in früheren Arbeiten am Taunus Observatorium/Kleiner Feldberg ermittelter Jahresgang in der Eiskeimkonzentration mit einem Maximum im Sommer und einem Minimum im Winter konnte bestätigt werden, die Absolutzahlen sind jedoch deutlich geringer als bisher angenommen. Lokale Parameter sowie Trajektorien wurden zur weiteren Analyse hinzugezogen.
Die Reevaluierung der Datensätze vom Taunus Observatorium führte zu keinem abschließenden Ergebnis. Ein allgemein gültiger Zusammenhang zwischen Eiskeimkonzentration und Parametern, welche das Staubvorkommen in der Atmosphäre quantifizieren (PM10 und Aerosol Optische Dicke), konnte nicht festgestellt werden. Da die Messungen bei relativ warmen Bedingungen (≥-18°C) durchgeführt wurden, Staub aber erst bei kälteren Temperaturen als effektiver Eiskeim gilt, ist dieses Ergebnis jedoch zu erwarten gewesen.
Auch die Luftmassenherkunft scheint keinen eindeutigen Einfluss zu haben. Betrachtungen der Bodenfeuchte lieferten signifikante Korrelationen, welche jedoch monatsabhängig positiv oder negativ ausfallen können. Im Frühling ist eine hohe Bodenfeuchte mit einer erhöhten Konzentration von IN in Verbindung zu bringen, im Sommer liegt bei niedriger Bodenfeuchte eine tendenziell höhere Eiskeimkonzentration vor. Die Windrichtung hat für die Eiskeimkonzentration einen Einfluss, wenn der Wind aus Südost zum Taunus Observatorium strömt. Anthropogenes Aerosol aus Frankfurt am Main hemmt hier vermutlich die Eisbildung, was zu einer signifikant niedrigeren mittleren Konzentration aus dieser Richtung führt.
Da das Messverfahren noch nicht in seinem vollen Potential genutzt wurde, wurde es um eine Analysemethode erweitert. Mittels Tröpfchengefrierexperimenten konnte ein weiterer Gefriermodus betrachtet werden. Nun deckt das hier genutzte Messverfahren drei der vier bekannten Gefriermoden ab. Anhand von Testsubstanzen wurde die Zuverlässigkeit der neu eingeführten Methode überprüft und nachgewiesen.
Erste Parallelproben der korrigierten Depositions- und Kondensationsgefriermessmethode und der neu eingeführten Immersionsgefriermessung wurden am Taunus Observatorium/Kleiner Feldberg genommen. Dabei wurde auch ein Staubereignis beprobt und detailliert ausgewertet. Zwischen lokalen Parametern und Eiskeimkonzentration fanden sich Zusammenhänge. Bei Messbedingungen <-20°C konnte ein signifikanter Zusammenhang zwischen PM10 und Eiskeimkonzentration im Immersions- und Kondensationsmodus gefunden werden. Der Depositionsgefriermodus blieb unauffällig. Zwischen Bodenfeuchte und IN-Konzentration konnten ebenfalls wie bei der Reevaluierung der alten Messdaten Signifikanzen festgestellt werden.
Die neu eingeführte Immersionsmessmethode und die korrigierte Methode zur Bestimmung von Depositions- und Kondensationsgefrierkernen liefern Messdaten, welche im Bereich anderer Eiskeimzähler liegen. Vergleiche mit Parametrisierungen zeigen, dass die Messwerte dem aktuellen Stand der Forschung entsprechen und davon ausgegangen werden kann, dass sie vertrauenswürdig und belastbar sind.
The timing and duration of leaf deployment strongly regulate earth-atmosphere interactions and biotic processes. Leaf dynamics therefore have major implications for life on earth, including the global energy balance, carbon and water cycles, feedbacks to climate, species extinction risk and agriculture. Evidence of shifts in the timing of leaf deployment and senescence (leaf phenology) as a result of climate change has been accumulating over the past decades, particularly in relation to spring phenology in the northern hemisphere. However, leaf phenological change in other parts of the world has received less attention. This thesis quantifies global phenological change over the past three decades using remotely sensed data. Phenological change was found to be widespread and severe, also in the southern hemisphere. While the detected change testifies of the phenological plasticity of many plant species, it is not clear if the duration of leaf deployment (leaf habit) is equally sensitive to environmental change. Since evergreen and deciduous leaf habits are often distinctly sorted along environmental gradients, ecologists have hypothesised that these patterns result from natural selection for an optimal leaf habit, under a given environmental regime. Such evolutionary convergence can be examined by testing if the physiological niche that is occupied by a particular leaf habit (evergreen or deciduous) is similar among regions with distinct evolutionary histories. Using a process-based model of plant growth and a constructed map of evergreen and deciduous vegetation, the physiological niche of leaf habits was quantified in four global biogeographic realms. Substantial niche overlap was found between the same leaf habit in different realms, suggesting evolutionary convergence of the physiological niche. This implies a sensitivity of leaf habit to environmental change, as environmental variables determine the geographic space where the physiological niche allows a positive carbon balance, and therefore occurrence of the leaf habit. Since the physiological niche consists of the integrated effects of physiological traits and trade-offs, environmental dependencies and leaf habit and phenology, an understanding of the carbon economy of individual plants requires decomposing the physiological niche into its components. Using empirical data on leaf phenology, leaf habit and physiological processes from woody species in a seasonally dry African savanna, a simple carbon balance model was parametrised. Carbon gain varied considerably between species as a result of substantial variation in leaf habit, leaf phenology and physiological traits. The multiple lines of evidence in this thesis therefore suggest that, while convergent selective forces may determine the dominant leaf habit in a particular environment, inter-specific variation is substantial, potentially as a consequence of historical contingencies or competitive interactions.
Ein Finite-Volumen-Modell des differentiell geheizten rotierenden Annulus wird verwendet, um die spontane Schwerewellenabstrahlung durch die großskalige, von baroklinen Wellen beherrschte Strömung zu untersuchen. Bei diesem Vorgang bilden barokline Wellen und der durch sie abgelenkte und verzerrte Strahlstrom, die sich näherungsweise im hydrostatischen und geostrophischen Gleichgewicht befinden, durch ihre Dynamik Ungleichgewichte aus, die sich als Schwerewellen ausbreiten. Neben der Anregung von Schwerewellen durch Prozesse wie Gebirgsüberströmung, Konvektion und Frontogenese, bildet dieser Vorgang vermutlich eine weitere wichtige Quelle von Schwerewellen in der Atmosphäre. Anders als für orographisch und konvektiv angeregte Schwerewellen gibt es für die spontane Schwerewellenabstrahlung bislang keine befriedigende Parametrisierung in Wettervorhersage- und Klimamodellen, die diesen Prozess nicht auflösen können. Die Durchführung von Messungen zur spontanen Schwerewellenabstrahlung in der Atmosphäre ist üblicherweise sehr aufwendig, sodass die Untersuchung dieses Vorganges in einem wiederholbaren und steuerbaren Laborexperiment reizvoll erscheint. Ob dafür möglicherweise das Experiment des differentiell geheizten rotierenden Annulus infrage kommt, untersuchen wir mit einem eigens dafür entwickelten numerischen Modell, dessen Tauglichkeit wir zunächst im Rahmen einer Validierung durch den Vergleich mit Labormessungen überprüfen. Damit die Ergebnisse zur Schwerewellendynamik im Annulus auf die Atmosphäre übertragbar sind, verwenden wir eine neue, atmosphärenähnliche Annuluskonfiguration. Im Gegensatz zu den klassischen Annuluskonfigurationen ist in der neuen Konfiguration die Brunt-Väisälä-Frequenz größer als der Coriolis-Parameter, sodass die Schwerewellen ein ähnliches Ausbreitungsverhalten zeigen sollten wie in der Atmosphäre. Deutliche Hinweise auf eine Schwerewellenaktivität in der atmosphärenähnlichen Konfiguration geben die horizontale Geschwindigkeitsdivergenz und eine Normalmodenzerlegung der kleinräumigen Strukturen der simulierten Strömung. Um der Herkunft der beobachteten Schwerewellen auf den Grund zu gehen, zerlegen wir die Strömung in den schwerewellenfreien quasigeostrophischen Anteil und den schwerewellenenthaltenden ageostrophischen Anteil. Bereiche innerhalb der baroklinen Welle, in denen ein erhöhter spontaner Antrieb des ageostrophischen Anteils durch die quasigeostrophische Strömung beobachtet wird, fallen mit Bereichen erhöhter Schwerewellenaktivität zusammen. Dies deutet darauf hin, dass die spontane Schwerewellenabstrahlung auch im Annulus zum Schwerewellenfeld beiträgt, sodass dieses Experiment als Labormodell dieser Schwerewellenquelle für deren weitere Erforschung geeignet erscheint.
During this study clumped isotope analysis of carbonates was established at the Goethe University of Frankfurt, Germany. Therefore, preparation protocols and analytical parameters were elaborated to obtain precise and accurate Δ47 data. Briefly, analyte CO2 was cleaned cryogenically using glass extraction lines to remove traces of water that enable re-equilibration of C–O bonds in the gases. Furthermore, analyte CO2 was passed through a gas chromatograph (GC) to clean it from contaminants that produce isobaric interferences with m/z 47. Initially, phosphoric acid digestions of carbonates was conducted at 25 °C in McCrea-type reaction vessels. Afterwards samples were reacted at 90 °C using a common acid bath. Mass spectrometric analyses were performed using a MAT 253 equipped with a dual inlet system. Δ47 values were directly projected to the absolute scale using CO2 gases equilibrated at distinct temperatures.
In cooperation with Stefano Bernasconi and his research group at ETH Zurich we studied the non-linearity that occurs for the measurement of m/z 47. This effect results from secondary electrons created by the m/z 44 beam. These electrons cause a negative background on the m/z 47 collector. A correction procedure was proposed that relies on the determination of the negative background on the m/z 47 Faraday cup. This approach might reduce time-consuming analyses of heated gases which were used so far to account for the observed non-linearity. However, the suggested correction of the negative background on the m/z 47 cup is only applicable if the slit width of the m/z 44 beam is significantly wider than that of the m/z 47 beam.
This thesis, furthermore, presents a comparison of the different phosphoric acid digestion techniques which are commonly used for carbonate clumped isotope analysis. For calcitic and aragonitic material digested at 25 °C in McCrea-type vessels we observed that the sample size has an effect on Δ47 data: higher mean Δ47 values and a larger scatter of data were received for samples <7 mg than for larger aliquots. For carbonate samples digested at 90 °C in a common acid bath no sample size effect was determined. We assume that secondary re-equilibration of CO2 with water preferentially occurs at 25 °C producing the observed differences. However, a sample size effect can be avoided if reaction temperature is increased to 90 °C.
In order to make carbonate Δ47 data obtained from acid digestions at 90 °C comparable to Δ47 data received from reactions at 25 °C the difference of the acid fractionation factores (Δ47*25-90) between both temperatures has to be known. For the determination of the Δ47*25-90 value we have considered Δ47 data made at 25 °C from samples >7 mg only. For calicte and aragonite we obtained differences in fractionation factores of 0.075‰ and 0.066‰, respectively. These Δ47*25-90 values are coincident with the theoretical prediction of 0.069‰ proposed for calcite (Guo et al., 2009).
Moreover, this dissertation comprises a calibration study of the clumped isotope thermometer based on various natural calcites that grew between 9 and 38 °C. The samples include a brachiopod shell, a bivalve shell, an eggshell of an ostrich and foraminifera tests which formed from distinct biomineralizing processes. Furthermore we included an authigenic carbonate crystallized from biological-induced precipitation. The following linear relationship between 1/T2 and Δ47 was determined (with Δ47 in ‰ and T in K):
Δ47 = 0.0327 (± 0.0026) x 106 / T2 + 0.3030 (± 0.0308) (R2 = 0.9915)
This equation differs from the pioneering Ghosh et al. (2006a) calibration. However, our regression line is statistically indistinguishable from that of Henkes et al. (2013) which is based on aragonitic mollusks and calcitic brachiopod shells. Both studies have in common that calibration data were, at first, directly referenced to the absolute scale. In addition, both datasets rely on similar digestion techniques. Furthermore, the two calibrations are conform with the theoretical prediction of Guo et al. (2009).
The calcite calibration of the clumped isotope paleothermometer received in this study was applied to Δ47 data measured for Silurian brachiopods shells from Gotland/Sweden. Prior to isotopic analysis the fossils were intensively investigated for their preservation state (CL, SEM, trace elements). The lowest T(Δ47) values of ca. 28 to 33 °C were estimated from ultrastructurally well-preserved regions of some shells. For these samples also the lowest δ18Ow values of Silurian seawater were determined. These estimates of ca. −1‰ confirm the assumption that the δ18O value of the Silurian ocean was buffered to (0 ± 1)‰.
Nevertheless, most studied shells were characterized by a patchwork of pristine and altered shell portions resulting in elevated T(Δ47) values which plot mostly between 40 and 60 °C. Our results indicate that the clumped isotopic composition of the shells were altered at low water-rock ratios, not affecting the δ18O values. Δ47 and δ18O data of associated diagenetic phases (sparitic and micritic phases of the inner fillings of the fossils) provide evidence that the sparitic cements grew during several diagenetic events which occurred at different temperatures in fluid-buffered systems. We, furthermore, conclude that the micritic phases lithified at a very early diagenetic stage with the δ18O values being most probably close to a Silurian seawater composition
Terrestrial climate and ecosystem evolution during ‘Greenhouse Earth’ phases of the early Paleogene remain incompletely known. Particularly, paleobotanical records from high southern latitudes are giving only limited insights into the Paleocene and early Eocene vegetation of the region. Hence, data from continuous well-calibrated sequences are required to make progress with the reconstruction of terrestrial climate and ecosystem dynamics from the southern latitudes during the early Paleogene.
In order to elucidate the terrestrial conditions from the high southern latitudes during the early Paleogene, terrestrial palynology was applied in the present study to two well-dated deep-marine sediment cores located at the Australo-Antarctic region: (i) IODP Site U1356 (Wilkes Land margin, East Antarctica) and (ii) ODP Site 1172 (East Tasman Plateau, southwest Pacific Ocean). The studied sequence from IODP Site U1356 comprises mid-shelfal sediments from the early to middle Eocene (53.9 – 46 million years ago [Ma]). For the ODP Site 1172, the studied succession is characterized by sediments deposited in shallow marine environments of the middle Paleocene to the early Eocene (60.7 – 54.2 Ma).
Based on the obtained pollen and spores (sporomorphs) results from the studied sequences of Site U1356 and Site 1172, this study aims to: (1) decipher the terrestrial climate conditions along the Australo-Antarctic region from the middle Paleocene to the middle Eocene; (2) evaluate the structure, diversity and compositional patterns of forests that throve in the Australo-Antarctic region during the early Paleogene; (3) understand the response of forests from the high southern latitudes to the climate dynamics from the early Paleogene; (4) establish a connection between the generated terrestrial palynomorph data and published Sea Surface Temperatures (SSTs) from the same cores.
To decipher the terrestrial climatic conditions on the Australo-Antarctic region, this study relies on the nearest living relative (NLR) concept that assumes that fossil taxa have similar climate requirements as their modern counterparts. This approach was applied to the sporomorph results of Site U1356 and Site 1172, following mainly the bioclimatic analysis. With regard to the structure and diversity patterns of the vegetation from the same region, the present study presents combined qualitative (i.e., reconstruction of the vegetation based mainly on the habitats of the known living relatives) and quantitative (i.e., application of ordination techniques, rarefaction and diversity indices) analyses of the fossil sporomorphs results.
The overall results from the paleoclimatic and vegetation reconstruction approaches applied in the present study, indicate that temperate and paratropical forests during the early Paleogene throve under different climatic conditions on the Wilkes Land margin and on Tasmania, at paleolatitudes of ∼70°S and ∼65°S, respectively.
Specifically, the sporomorph results from Site U1356, suggest that a highly diverse forest similar to present-day forests from New Caledonia was thriving on Antarctica during the early Eocene (53.9 – 51.9 Ma). These forests were characterized by the presence of termophilous taxa that are restricted today to tropical and subtropical settings, notably Bombacoideae, Strasburgeria, Beauprea, Spathiphyllum, Anacolosa and Lygodium. In combination with MBT/CBT paleotemperature results, they provide strong evidence for near-tropical warmth at least in the coastal lowlands along the Wilkes Land margin. The coeval presence of frost tolerant taxa such as Nothofagus, Araucariaceae and Podocarpaceae during the early Eocene on the same record suggests that paratropical forests were thriving along the Wilkes Land margin. Due to the presence of this kind of vegetation, it is possible to suggest that forests in this region were subject to a climatic gradient related to differences in elevation and/or the proximity to the coastline.
By the middle Eocene, the paratropical forests that characterized the vegetation of the early Eocene on the Wilkes Land margin were replaced by low diversity temperate forests dominated by Nothofagus, and similar to present-day cool-temperate forests from New Zealand. The dominance of these forests and the absence of thermophilous elements together with the lower temperatures suggested by the MBT/CBT and the sporomorph-based temperatures indicate consistently cooler conditions during this time interval.
With regard to the sporomorph results of Site 1172, this study suggests that three vegetation types were thriving on Tasmania from the middle Paleocene to the early Eocene under different climatic conditions. During the middle to late Paleocene, warm-temperate forests dominated by Podocarpaceae and Araucariaceae were the prevailing vegetation on Tasmania. The dominance of these forests was interrupted by the transient predominance of cool-temperate forests dominated by Nothofagus and Araucariaceae across the middle/late Paleocene transition interval (~59.5 to ~59.0 Ma). This cool-temperate forest was characterized by a lack of frost-sensitive elements (i.e., palms and cycads) indicating cooler conditions with harsher winters on Tasmania during this time interval. By the early Eocene, and linked with the Paleocene Eocene Thermal Maximum (PETM), Paleocene temperate forests dominated by gymnosperms were replaced by paratropical rainforests with the remarkable presence of the tropical mangrove palm Nypa during the PETM and the earliest Eocene. The overall results from Site U1356 and Site 1172, provide a new assessment of the terrestrial climatic conditions in the Australo-Antarctic region for validating climate models and understanding the response of high-latitude terrestrial ecosystems to the climate dynamics of the early Paleogene on southern latitudes.
The climatic conditions in the higher latitudes during the early Paleogene were further unravelled by comparing the obtained terrestrial and marine results. The integration of the obtained sporomorph data with previously published TEX86-based SSTs from Site 1172 documents that the vegetation dynamics were closely linked with the temperature evolution from the Australo-Antarctic region. Moreover, the comparison of TEX86-based SSTs and sporomorph-based climatic estimations from Site 1172 suggests a warm-season bias of both calibrations of TEX86 (i.e., TEX86Hand TEX86H), when this proxy is applied to high southern latitudes records of the early Paleogene.
To reconstruct ocean circulation changes during specific periods of Earth history, benthic and planktic foraminifera were used as proxies in the different parts of this thesis. Both studied time periods, the Late Cretaceous and the early Pleistocene, are characterized by long-term climate cooling and major changes in ocean circulation. The first part of this thesis concentrated in the Late Cretaceous. During the Late Cretaceous long-term cooling phase, benthic foraminiferal δ18O values show a positive shift lasting about 1.5 Myr (71.5–70 Ma). This shift can be observed on a global scale and has become known as the Campanian-Maastrichtian Boundary Event (CMBE). It is proposed that this δ18O excursion is influenced either by changing intermediate- to deep-water circulation or by temporal build-up of Antarctic ice sheets. Benthic foraminiferal assemblage counts from a southern high-latitudinal site near Antarctica (ODP Site 690) are analyzed to test if the influence of the CMBE on the benthic species composition. One of the two discussed hypotheses for the causation of the δ18O transition is a change in intermediate- to deep-water circulation from low-latitude to high-latitude water masses. This change would result in cooler temperatures, higher oxygen concentration, and possibly lower organic-matter flux at the seafloor, causing a major benthic foraminiferal assemblage change. Another possible explanation of the δ18O transition of the CMBE is significant ice formation on Antarctica. However no major benthic foraminiferal assemblage change would be expected in this case. The benthic foraminiferal assemblage of Site 690 shows a separation of the studied succession into two parts with significantly different species composition. The older part (73.0–70.5 Ma) is dominated by species, which are typical for lower bottom water oxygen concentration and more common in low-latitude assemblages. Species dominating the younger part (70.0–68.0 Ma) are indicators for well-oxygenated bottom waters and more common in high-latitude assemblages. This change in the benthic foraminiferal assemblages is interpreted to represent a shift of low-latitude toward high-latitude dominated intermediateto deep-water sources. A change in oceanic circulation was therefore at least a major component of the CMBE. The Pacific Ocean contributed significantly to the climatic development during the Late Cretaceous cooling period. The contribution of ocean circulation changes in the Pacific Ocean to the Late Cretaceous climatic development in general and the CMBE and Mid-Maastrichtian Event (MME) in particular, however, is poorly understood. Previously measured high resolution planktic and benthic stable isotope data and a neodymium (Nd) isotope record from the Pacific ODP Site 1210 (Shatsky Rise, tropical Pacific Ocean) for the Campanian to Maastrichtian (69.5 to 72.5 Ma) are used to reconstruct changes in surface- and bottom water temperatures as well as changes in the source region of deep- to intermediate waters [see Appendix 4; Jung et al. 2013]. The results of the benthic foraminiferal δ18O and Nd isotope records in combination with Nd isotope records from other studies indicate changes in the intensity of intermediate- to deep ocean circulation in the tropical Pacific across the Campanian-Maastrichtian interval [see Appendix 4; Jung et al. 2013]. During the early Maastrichtian (72.5 to 69.5 Ma), a three-million-year-long period of cooler conditions and a simultaneous change towards less radiogenic Nd isotope signatures is interpreted to represent a period of increased admixture and northward flow of deep waters from the Southern Ocean (Southern Component Water, SCW). This change was probably caused by an intensified formation of deep waters in the Southern Ocean. This was reduced again during the MME (69.5 to 68.5 Ma). This early Maastrichtian cold interval is similar to the CMBEδ13C fall and succeeding δ13C rise towards the MME and is therefore also interpreted to represent tectonically forced, long-term changes in the global carbon cycle and thus a tectonic forcing of the early Maastrichtian climate cooling. Overall, the Campanian-Maastrichtian Nd and stable isotope records of Shatsky Rise indicate changes in ocean circulation that are paralleled by global warming and cooling periods. The fluctuating strength of SCW contribution in the tropical Pacific points towards an increased respectively weakened ocean circulation, which is probably related to the strength of deep-water formation in the Southern Ocean [see Appendix 4; Jung et al. 2013]. For this study, the analysis of benthic foraminiferal assemblages of Site 1210 is carried out for the same time interval (69.5 to 72.5 Ma) as Nd and stable isotopes to evaluate the influence of intermediate- to deep ocean circulation changes on the benthic foraminiferal community. The possible reaction of benthic foraminiferal assemblages is compared to the results of stable isotope and neodymium isotopes. The observed changes in species abundances only partly reflect the circulation changes reconstructed with Nd and stable oxygen istopes. For example, Stensioina spp., Aragonia spp. and Lenticulina spp., cold-water preferring species, start to be increasingly abundant at the beginning of enhanced influence of SCW. However, their abundance pattern does not follow the varying strength of the cold SCW influence at Shatsky Rise. Other species prefer lesser oxygen concentrations and warmer bottom water, e.g. Paralabamina spp. and Globorotalites spp. Paralabamina spp. has its highest relativ abundance at the beginning of the studied succession, where the influence of SCW is small. However, this taxa occurs throughout the record, even though the influence of SCW increases. Globorotalites spp. is even most abundance after the CMBE, where bottom waters are till cold and influenced by SCW. This leads to the conclusion that the varying strength of SCW in the tropical Pacific at Shatsky Rise through the studied interval is not facilitating a significant faunal turnover as has been observed at the South Atlantic Site 690 (Chapter 3). These results of the benthic foraminiferal assemblage analysis suggest a rather minor influence of the SCW on the major environmental factors that are generally influencing benthic foraminiferal communities (e.g., oxygen concentration, organic matter flux to the sea floor, bottom-water temperature). The second major part of this thesis focused on the late Pliocene-earliest Pleistocene. The late Pliocene is characterized by a long-term global cooling trend resulting in a major increase of Arctic ice sheets from around 3 Ma onwards, culminating in the Plio-Pleistocene intensification of the Northern Hemisphere glaciation. At around 2.7 Ma, large amplitude glacial-interglacial excursions (~1‰ δ18O in benthic foraminiferal calcite) in benthic oxygen isotopes can be observed. Marine isotope stage (MIS) 100 at around 2.55 Ma is the first glacial, when widespread ice rafted debris has been found in sediments in the North Atlantic Ocean. To gain a deeper understanding of the climatic evolution of the latest Pliocene-early Pleistocene, it is necessary to improve the reconstructions of North Atlantic paleohydrography, as the North Atlantic provides a key region for global climate. The consequences of the intensification of Northern Hemisphere on the early Pleistocene North Atlantic thermocline stratification and intermediate waters are still poorly understood. However, surface hydrography, the history of the thermocline and development of North Atlantic intermediate waters are well-studied for the Last Glacial Maximum (LGM). These well-known mechanisms responsible for the LGM in comparison with the present-day interglacial North Atlantic are used as an analogue for te early Pleistocene glacialinterglacials cycles. In this study, suborbitally resolved stable oxygen and carbon isotope and Mg/Ca records are measured from a deep-dwelling planktic foraminifera (Globorotaliacrassaformis) from Integrated Ocean Drilling Program Site U1313 (North Atlantic, 41°N) covering marine oxygen isotope stages MIS 103 to 95 (early Pleistocene, 2.6 to 2.4 Ma). The results are interpreted to represent a change in intermediate-water masses on glacialinterglacial timescales. During glacials geochemical records in G. crassaformis (~500–1000 m) bear the imprint of Glacial North Atlantic Intermediate Water (GNAIW), while during interglacials this species reflects the signature of the influence of Mediterranean Outflow Water (MOW) in combination with the subtropical gyre. The comparison of this data with the published records from G. ruber from the same samples facilitates the reconstruction of glacial-interglacial stratification changes of the upper water column at Site U1313. The results show that larger gradients of temperature, salinity and δ13C prevailed during glacials, suggesting a stronger stratification of the upper water column. This can be seen to indicate glacial-interglacial changes in ntermediate water masses in the North Atlantic similar to those reconstructed for the latest Pleistocene. As an additional proxy, the clumped isotope paleothermometer is applied for the Late Cretaceous study as well as for the early Pleistocene. This proxy is commonly assumed to be independent of other factors than temperature. Clumped isotopes are measured for the Late Cretaceous Site 690 on the planktic foraminiferal species Archaeoglobigerina australis and compared to already existing stable oxygen isotopes of this species. This is assumed to enable the reconstruction of paleotemperature independent of ice volume and therefore contribute to the long-lasting discussion whether there was a temporal ice build-up on Antarctic during the Campanian-Maastrichtian cooling period. For the early Pleistocene, the planktic foraminiferal species G. crassaformis is used from Site U1313 from MIS 99 (interglacial) and MIS 98 (glacial). This provides the opportunity to separate ice volume, salinity and temperature effects on the measured δ18O record of G. crassaformis. The results of the clumped isotope measurements reveal comparatively large standard errors. For the Late Cretaceous the standard error of the clumped isotope measurements proved too large to allow any conclusions on the temperature component on the δ18O record of A. australis. For the early Pleistocene, the temperature difference is also too small to be reconstructed with the standard error of the clumped isotope measurements in this study. Measuring many replicates of one sample would minimize the standard error considerably. However, the amount necessary to measure replicates cannot be gained for either time period, as almost all foraminifera were picked from the respective samples. It is concluded that the respective questions may be solved with a different method of clumped isotope analysis requiring less sample material. This method is, for example, available at the ETH Zurich.
Mantle convection is the process by which heat from the Earth’s core is transferred upwards to the surface and it is accepted to explain the dynamics of the Earth’s interior. On geological time-scales, mantle material flows like a viscous fluid as a consequence of the buoyancy forces arising from thermal expansion. Indeed, mantel convection provides a framework which links together the major disciplines, such as seismology, mineral physics, geochemistry tectonic and geology. The numerical model has been applied to understand the dynamic, structure and evaluation of the Earth, and other terrestrial planets and the investigations continue to explore, different aspects of the mantle convection.
In fact, to model this phenomenon, two complementary approaches are possible. On the one hand, one can solve self-consistently the equations of thermal convection, including parameters and employing physical relationships derived from mineral physics. Our understanding of mantle convection depends ultimately upon the success of such fully self-consistent dynamic models in explaining observable features of the flow. Although, these models presently unable to predict the actual convection pattern of the Earth, they are extremely useful to investigate general characteristics of given physical systems. On the other hand, to permit comparison with specific observables associated with the flow, one can consider a more restricted problem. Instead of focusing on the time evolution of mantle flow, if we know a priori the temperature - and hence presumably the density - anomalies that drive the convection, we can try to build a snapshot of the present-day flow pattern, consistent with those anomalies, that can successfully predict the observables. As matter of fact, the aim of this study is to investigate both approaches in comparison with the main geophysical constraints on mantle structure. These constraints include the geoid anomalies, the dynamic surface and core-mantle boundary topography and tectonic plate motions.
The most appropriate mathematical basis functions for describing a bounded and continuous function on a spherical surface are spherical harmonics. We may therefore expand the geodynamic observables in terms of spherical harmonics. We have investigated two methods of the global spherical harmonic analysis by specific attention to the dynamic geoid computation of the geodynamic models. The first method is the quadrature method in which the loss of the orthogonality of the Legendre functions in transition from continues to discrete case is the major drawback to the method. Particularly, we showed that in the absence of the tesseral harmonics, quadrature formulation leads to obtain inaccurate results. The second method is the least-squares which can be considered as the best linear unbiased estimator that provides the exact results. We showed that even with a low resolution grid data it is possible to reconstruct the data and achieve an accurate result by using this method, which is extremely remarkable in three-dimensional global convection studies. However, special care has to be taken since there is some source of errors that might influence the efficiency of this method.
In general, to better understanding of the properties of the mantle, it is useful to assess observable characteristics of plumes in the mantle, including geoid, topography and heat flow anomalies. However, only few studies exist on geoid and topography for axi-symmetric convection and their models were restricted to isoviscous (or stratified) mantle and low Rayleigh numbers. We studied fully coupled depth and temperature dependent Arrhenius type of viscosity in axi-symmetric spherical shell geometry in order to investigate the shape of geoid anomalies and dynamic topography above a plume. Indeed, the topography and geoid anomalies produced from plumes are sensitive to rheology of the mantle and rheology of the plume; both have effects on shape and amplitude of the geoid anomalies. As results we are able to define different classes of plumes by their geoid signals.
Mainly depth-dependent viscosity models show a geoid with negative sign above the plume which can turn to the positive sign by decrease the viscosity contrast. This can be considered as a transition between the strongly depth dependent and the constant viscosity case. Our results basically support the idea by Morgan [1965] and McKenzie [1977]. They have shown the magnitude and even the sign of the total gravity anomaly depend on the spatial variation in effective viscosity. In addition, Hager [1984] has concluded that the total gravity field is depend on the radial distribution of effective viscosity, and a small change in viscosity contrast leads to varying sign of the response function.
In the case of temperature-dependent viscosity, the formation of an immobile lithosphere is a natural result, and the flow as well as the total geoid becomes strongly time dependent. When we increase the activation energy, all geoids associated with the first arriving plumes look like bell shaped whereas for typical plumes, after reaching a statistical steady state, bell-shaped geoids with decreasing amplitude as well as linear flank shaped geoids are observed. It is surprising that in spite of large differences in lateral and depth varying viscosities, the shapes of the geoid anomalies remained rather similar. We also identified different behaviors in the combined model with temperature-and pressure-dependent viscosity. In fact, in spite of the strongly different rheology, the geoid anomalies in all cases were surprisingly similar. Furthermore, we proposed a scaling law for the geoid which makes our results directly applicable to other planets. Moreover, we can apply the results of our calculation to find relations between different rheology and sub-lid temperature, since we know that the mantle temperature can change significantly with variation in pressure-temperature dependent viscosity. It is also possible to define a range of stagnant lid thickness related to the amplitude of the geoid which can be reasonable for study of the lid thickness in Venus or Mars.
Nevertheless, in these series of models, we simplified a number of complexities within the Earth. One of the most important of such simplification is the Boussinesq approximation. This approximation is valid if the temperature scale height (i.e. the depth over which temperature increases by a factor of “ ” due to adiabatic compression) is much greater than the convection depth. However, a temperature scale height in the Earth’s mantle is at best only slightly greater than the mantle depth. Hence, the Boussinesq approximation could mask some very important stratification and compressibility effects that influence both the spatial and temporal structure of the convection. Therefore, in more advance models we considered compressibility in our mantle convection models, assuming that density vary both radially and laterally, being determined as a function of pressure and temperature through an appropriate equation of the state. Moreover, thermodynamic properties assumed to be a function of depth.
We examined the details of the structure of the spherical axi-symmetric Anelastic Liquid Approximation model (ALA) with special attention to the Arrhenius rheology, and compare it to the cases of compressible convection without depth dependent thermodynamical properties, and to cases of the extended Boussinesq approximation. At the same time, the effects of the interaction between temperature and pressure-dependent viscosity and thermodynamic parameters in the compressible mantle convection on the geoid and topography have been studied. We showed that assuming compressible convection with depth-dependent thermodynamic properties strongly influence the geoid undulations. Using compressible convection with constant thermodynamic properties is physically inconsistent and may lead to spurious results for the geoid and convection pattern. Indeed, by a systematic study of different approaches of compressibility in the spherical shell convection for different Arrhenius viscosity laws we proved that only in the unrealistic case of zero activation energy the different compressibility modes result in comparable convection and geoid patterns. In all other rheological cases, large differences have been obtained, that stressing the important role of consistent compressible thermodynamic properties for mantle convection.
In addition, we examine the impact of compressibility as well as different rheologies on the power law relation that connects the Nusselt number to the Rayleigh number. We have discovered that the power law index of the relationship is controlled by the rheology, independent of which approximation is used. Instead, the bound of this relation is controlled by a combination of different approximation and rheology.
Next, instead of focusing on the time evolution of mantle flow, we have carried out three-dimensional spherical shell models of mantle circulation to investigate the effects of joint radial and lateral viscosity variations on the Earth’s non-hydrostatic geoid, surface and core-mantle boundary topographies. These models include realistic lateral viscosity variations (LVV) in the lithosphere, upper mantle and lower mantle in combination with different stratified viscosity structures. We have demonstrated that the contradictory results concerning the effects of LVV can be clarified by the most straight-forward problem in geoid modeling; namely, rather poorly known stratified viscosity structure. We explored three classes of dynamic geoid models due to lateral viscosity variations. In the first class, the LVV strongly improved the fit to the observed geoid. Indeed, when the viscosity contrast between lower and upper mantles is not large enough to produce a good fit to geoid the LVVs are able to perform this action by adjusting amplitudes, so that it becomes comparable with observation. In the second class, inducing the LVV moderately improved the fit. Actually, when the geoid induced by a stratified viscosity structure already has a good correlation with observation, then the LVV causes its amplitude to further improve. In the last class, if the viscosity contrast between upper and lower mantle would be high enough, inducing LVV deteriorate the fit to the observed geoid.. Indeed, depending on the stratified viscosity, inducing the LVV may take place in one of these categories.
We also quantified the effects of LVV in the mantle and lithosphere individually. We found that the presence of LVV in the mantle (upper and lower) improves the fit to the observed geoid regardless of stratified viscosity. While LVV in the lithosphere is a crucial parameter, and dependent of the stratified viscosity, may increase or decrease the geoid fit. In fact, when the lower mantle considers being viscous enough, it would support the negative buoyancy of subducting slabs. Thus, it transmits some of the stress back to the top boundary and causes a weak coupling between slab and surface. Therefore, by including the low viscous plate boundaries in this model, the slabs and overriding plates decouples and the fit to the observed geoid degrades. In contrast, when the lower mantle viscosity is not sufficiently stiff, the presence of the low viscous plate boundaries assists to weaken the strong mechanical coupling between slab and surface. Hence, a better fit achieved.
Die Seismizität des nördlichen Oberrheingrabens (ORG) ist aufgrund seines Potentials für die geothermische Nutzung und der damit möglicherweise verbundenen seismischen Risiken von allgemeinem Interesse. Detaillierte Kenntnisse der natürlichen Seismizität erlauben Rückschlüsse auf aktive Störungszonen und Spannungsverhältnisse im Untergrund. Sie liefert außerdem wichtige Hintergrundinformationen für die Abschätzung einer möglichen induzierten Seismizität. Untersuchungen zur Charakterisierung der natürlichen Seismizität, des Spannungsfeldes und der seismischen Gefährdung des nördlichen ORG sind Hauptbestandteil dieser Arbeit, die innerhalb des BMU/BMWi-Projektes SiMoN (Seismisches Monitoring im Zusammenhang mit der geothermischen Nutzung des Nördlichen Oberrheingrabens) entstanden ist. Aufzeichnungen eines Netzwerkes aus 13 seismischen Stationen dienen als Datengrundlage zur Charakterisierung der Seismizität innerhalb eines etwa 50 x 60 km2 großen Areals im dichtbesiedelten Rhein-Main Gebiet. Untersuchungen der Rauschbedingungen zur Bewertung der Eignung der Stationsorte für das Aufzeichnen der natürlichen Seismizität lieferten bei den Stationen auf felsigem Untergrund sehr gute spektrale Eigenschaften, während alle Stationen im Sediment des ORG deutlich höhere Rauschanteile aufzeigten. Anhand systematischer Messungen in flachen Bohrlöchern konnten laterale und vertikale Variationen des seismischen Rauschens beschrieben werden und dadurch eine Verbesserung der Detektionsschwelle beobachtet werden.
Es werden die Ergebnisse des seismischen Monitorings für den Zeitraum November 2010 bis Dezember 2014 dargestellt. Die Detektionsschwelle für das Netzwerk liegt bei einer Lokalmagnitude von etwa 0,5, die Vollständigkeitsmagnitude beträgt Mc = 1,2. Seit Beginn der Datenaufzeichnung konnten 243 Erdbeben im unmittelbaren Bereich des Stations-netzwerkes mit Magnituden im Bereich zwischen ML = -0,5 und ML = 4,2 lokalisiert werden. Die Epizentren liegen hauptsächlich entlang der östlichen Grabenschulter und im Graben; entlang der westlichen Grabenschulter ist die seismische Aktivität deutlich geringer. Eine weitere aktive Region konnte entlang der südlichen Ausläufer des Taunus im Nordwesten des Untersuchungsgebietes identifiziert werden. Die Seismizität erstreckt sich bis in eine Tiefe von 24 km mit einem Maximum der hypozentralen Tiefenverteilung im Bereich von 12-18 km. Im Graben ist die Seismizität dabei auf die tiefere Kruste im Bereich von 9-24 km beschränkt. Das Fehlen von seismischer Aktivität in der oberen Kruste bis ca. 9 km Tiefe im Graben könnte auf eine aseismische Deformation in diesem Tiefenbereich hindeuten. Seit Mai 2014 konnte südöstlich von Darmstadt bei der Ortschaft Ober-Ramstadt zum ersten Mal seit fast 150 Jahren eine Schwarmbebenaktivität im Bereich des nördlichen ORG registriert werden. Die Hypozentren sind in zwei Cluster unterteilt, die räumlich voneinander getrennt sind und unterschiedliche Aktivitätsraten aufweisen. Die Herdtiefen liegen im Bereich von 1-8 km.
Zusätzlich zu den Daten des SiMoN Netzwerkes wurden Aufzeichnungen der regionalen Erdbebendienste in Herdflächenanalysen für insgesamt 58 Erdbeben einbezogen. Die Herdflächenlösungen weisen überwiegend Blattverschiebungen (Strike-slip-Mechanismen) auf. Auf- und Abschiebungen spielen nur eine untergeordnete Rolle. Die berechneten Herdmechanismen bestätigen, dass sich das Spannungsfeld des nördlichen ORG transtensional verhält, im Vergleich zu früheren Studien konnte jedoch eine deutlich ausgeprägte Blattverschiebungskomponente identifiziert werden. Zur Bestimmung der Hauptspannungsachsen wurde eine Inversion der Herdflächenlösungen durchgeführt und die Richtung der maximalen horizontalen Spannung, welche hauptsächlich in N135°E orientiert ist, bestimmt.
Aufbauend auf den neu gewonnen Erkenntnissen zur natürlichen Seismizität und zum Spannungsfeld des nördlichen ORG wurde eine probabilistische seismische Gefährdungsanalyse durchgeführt. Um Unsicherheiten in den seismischen Quellregion-modellen zu berücksichtigen, wurden sechs unterschiedliche Modelle entwickelt. Für jede Quellregion wurden spezifische Parameter bestimmt. Ihre Unsicherheiten werden in einem logischen Baum behandelt. Auf der Grundlage eines neu zusammengestellten Momentmagnituden-basierten Erdbebenkatalogs wurden die Magnitudenhäufigkeits-parameter bestimmt. Unter Berücksichtigung des tektonischen Regimes in jeder Quelle wurden unterschiedliche Dämpfungsrelationen der Bodenbeschleunigung verwendet. Zur Quantifizierung der maximal zu erwartenden Magnitude in jeder Quelle wurden Wahrscheinlichkeitsdichtefunktionen berechnet. Die Resultate der Gefährdungsanalyse werden in Form von Karten der Spektralbodenbeschleunigungen und Spitzenboden-beschleunigungen für Wiederkehrperioden von 475 und 2475 Jahren und Antwortbeschleunigungsspektren dargestellt. Im Vergleich zu früheren Studien konnte eine erhöhte seismische Gefährdung für den nördlichen ORG festgestellt werden.
This study describes the Holocene sedimentary lagoonal deposition history, including event sedimentation and benthic foraminiferal analyzes, from about 10 kyrs BP until today. This is the first study describing the sedimentation of a Maldivian atoll lagoon in such detail. Thirty-nine sediment cores have been recovered from the deep Rasdhoo Atoll lagoon of the Maldives (4°N/73°W). Seventeen sediment cores were opened, described, and 296 sediment samples have been collected and analyzed. Different methods have been used to evaluate the coarse- and fine-grained carbonate components and a total of fifty-eight samples have been dated radiometrically by Beta Analytic Inc., Miami, Florida. In general, the Rasdhoo Atoll lagoon sediments can be divided into (1) a Late Pleistocene soil, (2) an early Holocene peat layer composed of mangrove deposits which mark the beginning inundation of the atoll lagoon by the rising Holocene sea-level at 10,320 ± 100 yrs BP, and (3) carbonate sediments starting to fill up the lagoon 7850 ± 140 yrs BP until today. The transition from peat to carbonate is characterized by a considerable hiatus. Six different carbonate sediment facies are classified by statistical analyses, listed in decreasing abundance:
(1) mollusk-coral-algal floatstone to rudstone (30%)
(2) mollusk-coral-red algae rudstone (23%)
(3) mollusk-coral-algal wackestone to floatstone (23%)
(4) mollusk-coral wackestone (13%)
(5) mollusk-coral mudstone to wackestone (9%)
(6) mollusk mudstone (2%)
Based on grain-sizes in combination with coral identification, the facies represent both lagoonal background sedimentation (mostly fine-grained sediments (matrix >50%)) and event sedimentation (coarse-grained sediment layers composing reefal components).
Six coarser grained layers in muddy background sediments of the Rasdhoo Atoll lagoon were interpreted as Holocene tsunami events, based on the increase of allochthonous skeletal material with shallow-water reef affinity such as fragments of shallow-water coral species, coralline red algae, and reef-dwelling foraminifera in these layers, as well as AMS dating:
• Event 1: 420 - 890 yrs BP (655 yrs BP)
• Event 2: 890 - 1560 yrs BP (1225 yrs BP)
• Event 3: 2040 - 2340 yrs BP (2190 yrs BP)
• Event 4: 2420 - 3380 yrs BP (2900 yrs BP)
• Event 5: 3890 - 4330 yrs BP (4110 yrs BP)
• Event 6: 5480 - 5760 yrs BP (5620 yrs BP)
Five of the six layers may be correlated to previously published tsunami events at adjacent coastal research sites. The mid-late Holocene atoll lagoon archive is incomplete though based on the assumption that major earthquakes at the Indonesian subduction zone generated more than six major tsunamis during the past 6.5 kyrs.
According to Gischler (2006), the sediments of the Rasdhoo Atoll lagoon can be divided into two areas: (1) a central to marginal deep lagoon with a lateral west-to-east gradient of sediment facies distribution, visible in sections <4 kyrs BP with sedimentary facies of mudstone to wackestone in the western part (e.g., cores 16, 18, and 34) and coarse-grained coral and algal-rich sediments in the eastern part of the lagoon (e.g., cores 30 and 31). (2) A northern enclosed and shallow area between the sand apron and the sand spit accumulating “sandy” sediments of wackestone facies (cores 2, 19, 25, and 26).
Comparing the sediment accumulation data of the lagoon with two reconstructed local sea-level curves, three different sequence-stratigraphical systems tracts are visible: (1) a lowstand systems tract (LST) >10 kyrs BP. Pleistocene brownish soil superposing subaerially exposed Pleistocene reef limestone. (2) A transgressive systems tract (TST) 10-6.5 kyrs BP. A peat layer marks the beginning of the inundation, and the carbonate sedimentation starts with very low sedimentation rates of 0.02 m/kyr. (3) A highstand systems tract (HST) 6.5-0 kyrs BP, further divided into three stages (6.5-3, 3-1, 1-0 kyrs BP). The sea-level rise slowed down, sedimentation rates are increasing continuously up to a maximum of 1.4 m/kyr, the sand spit developed some 4 kyrs BP, the lagoonal circulation got restricted, and the lateral west-to-east gradient of grain-size accumulation started. From 1-0 kyrs BP the sedimentation rates slowed down to modern mean sedimentation rates of 0.6 m/kyr.
Two cores, one core from the center of the lagoon (core 16) and one core from the northern margin of the lagoon (core 19), have been analyzed on diversity and assemblages of benthic foraminifera in high-resolution. The transitions of Ammonia spp. to a more even and diverse fauna marks a significant environmental change at 7.0 kyrs BP in core 16 (onset of a stable environment in the deep lagoon after the sea-level rise slowed down at HST stage 1) and at 4.0 kyrs BP in core 19. A continuing environmental change after 1.4 kyrs BP in core 16 caused the fauna to become more even, a recovery of diversity and a permanent decline of foraminiferal accumulation rate. The changes in the faunas at 4.0 kyrs BP and at 1.4 kyrs BP could be explained with the sand spit formation in the northwestern and western lagoon. The sand spit has apparently acted as an obstacle in lagoonal circulation and might have caused unstable environmental conditions due to a more rapid circulation at the shallow marine site of core 19 and a slowdown of bottom water circulation in the main lagoon (core 16) leading to higher residence times and to lower oxygen and higher nutrient concentrations.
Derivation and characterization of a new filter for nonlinear high-dimensional data assimilation
(2015)
Data assimilation (DA) combines model forecasts with real-world observations to achieve an optimal estimate of the state of a dynamical system. The quality of predictions in nonlinear and chaotic systems such as atmospheric or oceanic circulation is strongly sensitive to the initial conditions. Therefore, beyond the consistent reconstruction of past states, a primary relevance of advanced DA methods concerns the proper model initialization. The ensemble Kalman filter (EnKF) and its deterministic variants, mostly square root filters such as the ensemble transform Kalman filter (ETKF), represent a popular alternative to variational DA schemes. They are applied in a wide range of research and operations. Their forecast step employs an ensemble integration that fully respects the nonlinear nature of the analyzed system. In the analysis step, they implicitly assume the prior state and observation errors to be Gaussian. Consequently, in nonlinear systems, the mean and covariance of the analysis ensemble are biased and these filters remain suboptimal. In contrast, the fully nonlinear, non-Gaussian particle filter (PF) relies on Bayes' theorem without further assumptions, which guarantees an exact asymptotic behavior. However, it is exposed to weight collapse, particularly in higher-dimensional settings, known as the curse of dimensionality.
This work presents a new method to obtain an analysis ensemble with mean and covariance that exactly match the corresponding Bayesian estimates. This is achieved by a deterministic matrix square root transformation of the forecast ensemble, and subsequently a suitable random rotation that significantly contributes to filter stability while preserving the required second-order statistics. The forecast step remains as in the ETKF. The algorithm, which is fairly easy to implement and computationally efficient, is referred to as the nonlinear ensemble transform filter (NETF). The limitation with respect to fully-nonlinear filtering is that the NETF only considers the mean and covariance of the Bayesian analysis density, neglecting higher-order moments.
The properties and performance of the proposed algorithm are investigated via a set of experiments. The results indicate that such a filter formulation can increase the analysis quality, even for relatively small ensemble sizes, compared to other ensemble filters in nonlinear, non-Gaussian scenarios. They also confirm that localization enhances the applicability of this PF-inspired scheme in larger-dimensional systems. Finally, the novel filter is coupled to a large-scale ocean general circulation model with a realistic observation scenario. The NETF remains stable with a small ensemble size and shows a consistent behavior. Additionally, its analyses exhibit low estimation errors, as revealed by a comparison with a free ensemble integration and the ETKF. The results confirm that, in principle, the filter can be applied successfully and as simple as the ETKF in high-dimensional problems. No further modifications are needed, even though the algorithm is only based on the particle weights. Thus, it is able to overcome the curse of dimensionality, even in deterministic systems. This proves that the NETF constitutes a promising and user-friendly method for nonlinear high-dimensional DA.
In the past sixty years, excessive water consumption and dam construction have significantly influenced natural flow regimes and surface freshwater ecosystems throughout China, and thus resulted in serious environmental problems. In order to balance the competing water demands between human and environment and provide knowledge on sustainable water management, assessments on anthropogenic flow alterations and their impacts on aquatic and riparian ecosystems in China are needed.
In this study, the first evaluation on quantitative relationships between anthropogenic flow alterations and ecological responses in eleven river basins and watersheds in China was performed based on the data that could be obtained from published case studies. Quantitative relationships between changes in average annual discharge, seasonal low flow and seasonal high flow and changes in ecological indicators (fish diversity, fish catch and vegetation cover, etc.) were analyzed. The results showed that changes in riparian vegetation cover as well as changes in fish diversity and fish catch were strongly correlated with the changes in flow magnitude (r = 0.77, 0.66), especially with changes in average annual river discharge. In addition, more than half of the variations in vegetation cover could be explained by changes in average annual river discharge (r² = 0.63) and roughly 50 % changes in fish catch in arid and semi-arid region and 60% changes of fish catch in humid region could be related to alterations in average annual river discharge (r² = 0.53, 0.58).
In a supplementary analysis of this study, the first estimation on quantitative relationships between decreases in native fish species richness and anthropogenic flow alterations in 34 river basins and sub-basins in China was conducted. Linear relationships between losses of native fish species and five ecologically relevant flow indicators were analyzed by single and multiple regression models. For the single regression analysis, significant linear relationships were detected for the indicators of long-term average annual discharge (ILTA) and statistical low flow Q90 (IQ90). For the multiple regressions, no indicator other than ILTA has significant relationships with changes in number of fish species mainly due to collinearity. Two conclusions emerged from the analysis: 1) losses of fish species were positively correlated with changes in ILTA in China and 2) indicator of ILTA was dominant over other flow indicators included in this research for the given dataset. These results provide a guideline for the sustainable water resources management in rivers with high risk of fish extinction in China.
Bayesian Networks are computer-based environmental models that are frequently used to support decision-making under uncertainty. Under data scarce conditions, Bayesian Networks can be developed, parameterized, and run based on expert knowledge only. However, the efficiency of expert-based Bayesian Network modeling is limited by the difficulty in deriving model inputs in the time available during expert workshops. This thesis therefore aimed at developing a simple and robust method for deriving conditional probability tables from expert estimates in a time-efficient way. The design and application of this new elicitation and conversion method is demonstrated using a case study in Xinjiang, Northwest China. The key characteristics of this method are its time-efficiency and the approach to use different conversion tables based on varying levels of confidence. Although the method has its limitations, e.g. it can only be applied for variables with one conditioning variable; it provides the opportunity to support the parameterization of Bayesian Networks which would otherwise remain half-finished due to time constraints. In addition, a case study in the Murray-Darling Basin, Australia, is used to compare Bayesian Network types and software to improve the presentation clarity of large Bayesian Networks. Both case studies aimed at gaining insights on how to improve the applicability of Bayesian Networks to support environmental management.
The Late Cretaceous is known to be mostly affected by warm periods interrupted temporarily by a number of cooling events. The reconstruction of the paleoclimatic conditions during a period of high concentration of CO2 in the atmosphere is of great importance for the creation of future climate models. We applied the recently developed method reconstructing the SST from the TEX86 (TetraEther indeX of tetraethers consisting of 86 carbon atoms).
The sample material used for the present study was obtained from the tropical Late Cretaceous southern Tethys upwelling system (Negev/Israel), lasting from the Late Santonian to the Early Maastrichtian (~ 85 to 68 Ma). On the core samples from the Shefela basin, representing the outer belt of the upwelling system and the outcrop profile from the open mine Mishor Rotem (Efe Syncline), representing the inner belt, various bulk geochemical and biomarker studies were performed in this thesis.
Derived from TEX86 data, a significant long-term SST cooling trend from 36.0 to 29.3 °C is recognized during the Late Santonian and the Early Campanian in the southern Tethys margin. This is consistent with the opening and deepening of the Equatorial Atlantic Gateway (EAG) and the intrusion of cooler deep water from the southern Atlantic Ocean influencing the global SSTs and also the Tethys Ocean. Furthermore, the cooler near shore SST usually found in modern upwelling systems could be verified in case of the ancient upwelling system investigated in the present study. The calculated mean SST in the inner belt (27.7 °C) represented in the Efe Syncline was 1.5 °C cooler in comparison to the more seaward located outer belt (Shefela basin).
Moreover, geochemical and biomarker analyses were used to identify both the accumulation of high amounts of phosphate in the PM and good preservation of organic matter (OM) in the lower part of the OSM section. Total organic carbon (TOC) contents are highly variable over the whole profile reaching from 0.6 % in the MM, to 24.5 % in the OSM. Total iron (TFe) varies from 0.1 % in the PM to 3.3 % in the OSM and total sulfur (TS) varies between 0.1 % in the MM and 3.4 % in the OSM. Different correlations of TS, TOC and TFe were used to identify the conditions during the deposition of the different facies types. Natural sulfurization was found to play a key role in the preservation of the OM particularly in the lower part of the OSM. Samples from the OSM and the PM were deposited under dysoxic to anoxic conditions and iron limitation lasted during the deposition of the OSM and the PM, which effected the incorporation of sulfur into OM.
Phosphorus is highly accumulated in the sediments of the PM with a mean proportion of 11.5 % total phosphorus (TP), which is drastically reduced to a mean value of 0.9 % in the OSM and the MM. From the correlation of the bulk geochemical parameters TOC/TOCOR ratio and TP a major contribution of sulfate reducing bacteria to the phosphate deposition is concluded. This interrelation has previously been investigated in recent coastal upwelling systems off Peru, Chile, California and Namibia. This was further supported by the analysis of branched and monounsaturated fatty acids indicating the occurrence of sulfate reducing and sulfide oxidizing bacteria during the deposition.
According to the results from the analysis of n-alkanes and C27- to C29-steranes up to 95 % of the OM was of marine origin.
Organic sulfur compounds (OSC) were a major compound class in the aromatic hydrocarbon fraction and n-Alkyl and isoprenoid thiophenes were the most abundant, with highest amounts found for 2-methyl-5-tridecyl-thiophene (28 µg/g TOC). The relatively high abundance of ββ-C35 hopanoid thiophenes and epithiosteranes is equivalent to an incorporation of sulfur during the early stages of diagenesis.
Moreover, the geochemical parameters δ13Corg, δ15Norg, C/N and the pristane/phytane (Pr/Ph) ratio, were studied for reconstruction of seafloor and water column depositional environments. The high C/N ratio along with relatively low values of δ15Norg (4 ‰ to 6 ‰) and δ13Corg (-29 ‰ to -28 ‰) are consistent with a significant preferential loss of nitrogen-rich organic compounds during diagenesis. Oxygen-depleted conditions lasted during the deposition of the PM and the bottom of the OSM, reflected by the low Pr/Ph ratio of 0.11–0.7. In the upper part of the OSM and the MM the conditions changed from anoxic to dysoxic or oxic conditions. This environmental trend is consistent with co-occurring foraminiferal assemblages in the studied succession and implies that the benthic species in the Negev sequence were adapted to persistent minimum oxygen conditions by performing complete denitrification as recently found in many modern benthic foraminifera.
Furthermore, the anammox process could have influenced the nitrogen composition of the sediments. In this anaerobically process nitrite and ammonia are converted to molecular nitrogen.