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Terahertz (THz) technology is an emerging field that considers the radiation between microwave and far-infrared regions where the electronic and photonic technologies merge. THz generation and THz sensing technologies should fill the gap between photonics and electronics which is defined as a region where THz generation power and THz sensing capabilities are at a low technology readiness level (TRL). As one of the options for THz detection technology, field-effect transistors with integrated antennae were suggested to be used as THz detectors in the 1990s by M. Dyakonov and M. Shur from where the development of field-effect transistor-based detector began. In this work, various FET technologies are presented, such as CMOS, AlGaN/GaN, and graphene-based material systems and their further sensitivity enhancement in order to reach the performance of well-developed Schottky diode-based THz sensing technology. Here presented FET-based detectors were explored in a wide frequency range from 0.1 THz up to 5 THz in narrowband and broadband configurations.
For proper implementation of THz detectors, the well-defined characterization is of high importance. Therefore, this work overviews the characterization methods, establishes various definitions of detector parameters, and summarizes the state-of-the-art THz detectors. The electrical, optical, and cryogenic characterization techniques are also presented here, as well as the best results obtained by the development of the characterization methods, namely graphene FET stabilization, low-power THz source characterization for detector calibration, and technology development for cryogenic detection.
Following the discussion about the detector characterization, a wide range of THz applications, which were tested during the last four years of Ph.D. and conducted under the ITN CELTA project from HORIZON2020 program, are presented in this work. The studies began with spectroscopy applications and imaging and later developed towards hyperspectral imaging and even passive imaging of human body THz radiation. As various options for THz applications, single-pixel detectors as well as multi-pixel arrays are also covered in this work.
The conducted research shows that FET-based detectors can be used for spectroscopy applications or be easily adapted for the relevant frequency range. State-of-the-art detectors considered in this work reach the resonant performance below 20 pW/√Hz at 0.3 THz and 0.5 THz, as well as 404 pW/√Hz cross-sectional NEP at 4.75 THz. The broadband detectors show NEP as low as 25 pW/√Hz at around 0.6 THz for the best AlGaN/GaN design and 25 pW/√Hz around 1 THz for the best CMOS design. As one of the most promising applications, metamaterial characterization was tested using the most sensitive devices. Furthermore, one of the single-pixel devices and a multi-pixel array were tested as an engineering solution for a radio astronomy system called GREAT in a stratosphere observatory named SOFIA. The exploration of the autocorrelation technique using FET-based devices shows the opportunity to employ such detectors for direct detection of THz pulses without an interferometric measurement setup.
This work also considers imaging applications, which include near-field and far-field visualization solutions. A considerable milestone for the theory of FET technology was achieved when scanning near-field microscopy led to the visualization of plasma (or carrier density) waves in a graphene FET channel. Whereas another important milestone for the THz technology was achieved when a 3D scan of a mobile phone was performed under the far-field imaging mode. Even though the imaging was done through the phone’s plastic cover, the image displayed high accuracy and good feature recognition of the smartphone, inching the FET-based detector technology ever so close to practical security applications. In parallel, the multi-pixel array testing was carried out on 6x7 pixel arrays that have been implemented in configurable-size aperture and imaging configurations. The configurable aperture size allowed the easier detector focusing procedure and a better fit for the beam size of the incident radiation. The imaging has been tested on various THz sources and compared to the TeraSense 16x16 pixel array. The experimental results show the big advantage of the developed multi-pixel array against the used commercial technology.
Furthermore, two ultra-low-power applications have been successfully tested. The application on hyper-frequency THz imaging tested in the specially developed dual frequency comb and our detector system for 300 GHz radiation with 9 spectral lines led to outstanding imaging results on various materials. The passive imaging of human body radiation was conducted using the most sensitive broadband CMOS detector with a log-spiral antenna working in the 0.1 – 1.5 THz range and reaching the optical NEP of 42 pW/√Hz. The NETD of this device reaches 2.1 K and overcomes the performance limit of passive room-temperature imaging of the human body radiation, which was less than 10 K above the room temperature. This experiment opened a completely new field that was explored before only by the multiplier chain-based or thermal detectors.
...
Classical light microscopy is one of the main tools for science to study small things. Microscopes and their technology and optics have been developed and improved over centuries, however their resolution is ultimately restricted physically by the diffraction of light based on its wave nature described by Maxwell’s equations. Hence, the nanoworld – often characterized by sub-100-nm structural sizes – is not accessible with classical far-field optics (apart from special x-ray laser concepts) since its lateral resolution scales with the wavelength.
It was not until the 20th century that various technologies emerged to circumvent the diffraction limit, including so-called near-field microscopy. Although conceptually based on Maxwell’s long known equations, it took a long time for the scientific community to recognize its powerful opportunities and the first embodiments of near-field microscopes were developed. One representative of them is the scattering-type Scanning Near-field Optical Microscope (s-SNOM). It is a Scanning Probe Microscope (SPM) that enables imaging and spectroscopy at visible light frequencies down to even radio waves with a sub-100-nm resolution regardless of the wavelength used. This work also reflects this wide spectral range as it contains applications from near-infrared light down to deep THz/GHz radiation.
This thesis is subdivided into two parts. First, new experimental capabilities for the s-SNOM are demonstrated and evaluated in a more technical manner. Second, among other things, these capabilities are used to study various transport phenomena in solids, as already indicated in the title.
On the technical side, preliminary studies on the suitability of the qPlus sensor – a novel scanning probe technology – for near-field microscopy are presented.
The scanning head incorporating the qPlus sensor–named TRIBUS – is originally intended and built for ultra-high vacuum, low temperature, and high resolution applications. These are desirable environments and properties for sensitive nearfield measurements as well. However, since its design was not planned for near-field measurements, several special technical and optical aspects have to be taken into account, among others the scanning tip design and a spring suspended measurement head.
In addition, in this thesis field-effect transistors are used as THz detectors in an s-SNOM for the first time. Although THz s-SNOM is already an emerging technology, it still suffers from the requirements of sophisticated and specialized infrastructure on both the detector and laser side. Field-effect transistors offer an alternative that is flexible, cost-efficient, room-temperature operating, and easy to handle. Here, their suitability for s-SNOM measurements, which in general require very sensitive and fast detectors, is evaluated.
In the scientific part of this thesis, electromagnetic surface waves on silver nanowires and the conductivity/charge carrier density in silicon are investigated. Both are completely different concepts of transport phenomena, but this already shows the general versatility of the s-SNOM as it can enter both fields. Silver nanowires are analysed by means of near-infrared radiation. Their plasmonic behaviour in this spectral region is studied complementing other simulations and studies in literature performed on them using for example far-field optics.
Furthermore, the surface wave imaging ability of the s-SNOM in the near-infrared regime is thoroughly investigated in this thesis. Mapping surface waves in the mid-infrared regime is widespread in the community, however for much smaller wavelengths there are several important aspects to be considered additionally, such as the smaller focal spot size.
After that, doped and photo-excited silicon substrates are investigated. As the characteristic frequencies of charge carriers in semiconductors – described by the plasma frequency and the Drude model – are within the THz range, the THz s-SNOM is very well suited to probe their behaviour and to reveal contrasts, which has already been shown qualitatively by numerous literature reports. Here, the photo-excitation enables to set and tune the charge carrier density continuously.
Furthermore, the analysis of all silicon samples focuses on a quantitative extraction of the charge carrier densities and doping levels ...
High-energy astrophysics plays an increasingly important role in the understanding of our universe. On one hand, this is due to ground-breaking observations, like the gravitational-wave detections of the LIGO and Virgo network or the black-hole shadow observations of the EHT collaboration. On the other hand, the field of numerical relativity has reached a level of sophistication that allows for realistic simulations that include all four fundamental forces of nature. A prime example of how observations and theory complement each other can be seen in the studies following GW170817, the first detection of gravitational waves from a binary neutron-star merger. The same detection is also the chronological starting point of this Thesis. The plethora of information and constraints on nuclear physics derived from GW170817 in conjunction with theoretical computations will be presented in the first part of this Thesis. The second part goes beyond this detection and prepares for future observations when also the high-frequency postmerger signal will become detectable. Specifically, signatures of a quark-hadron phase transition are discussed and the specific case of a delayed phase transition is analyzed in detail. Finally, the third part of this Thesis focuses on the inclusion of radiative transport in numerical astrophysics. In the context of binary neutron-star mergers, radiation in the form of neutrinos is crucial for realistic long-term simulations. Two methods are introduced for treating radiation: the approximate state-of-the-art two-moment method (M1) and the recently developed radiative Lattice-Boltzmann method. The latter promises
to be more accurate than M1 at a comparable computational cost. Given that most methods for radiative transport or either inaccurate or unfeasible, the derivation of this new method represents a novel and possibly paradigm-changing contribution to an accurate inclusion of radiation in numerical astrophysics.
Die vorliegende Arbeit präsentiert Forschungsarbeiten basierend auf nanoskopischen Oberflächenmessungen an plasmonischen Metaoberflächen und zweidimensionalen Materialien, insbesondere dem halbleitenden Übergangsmetal-Dichalcogenid (TMDC) WS_2. Die Thesis ist in sieben Kapitel untergegliedert. Die Einleitung vermittelt einen Überblick über die treibenden Kräfte hinter der Forschung im Bereich der Nanophotonik an zweidimensionalen Materialsystemen. Die Untersuchung der Licht-Materie-Wechselwirkung an dünnen Materialgrenzflächen zieht sich als roter Faden durch die gesamte Arbeit.
Das zweite Kapitel beschreibt den experimentellen Aufbau, der für die Durchführung der nanoskopischen Messungen in dieser Arbeit implementiert wurde. Es werden theoretische Grundlagen, das Messprinzip und die Implementierung des optischen Rasternahfeldmikroskops (s-SNOM) skizziert. Außerdem wird ein Strom-Spannungs-Rasterkraftmikroskop (c-AFM) im Kontaktmodus genutzt, um elektrische Ströme auf mikroskopischen zweidimensionalen TMDC-Terrassen zu messen. In den darauffolgenden vier Kapiteln werden die Beiträge dieser Arbeit zur Untersuchung der Licht-Materie-Wechselwirkung auf der Nanoskala aus verschiedenen Perspektiven vorgestellt. Jedes Kapitel enthält eine kurze Einleitung, einen Theorieteil, Messdaten oder Simulationsergebnisse sowie eine Analyse; vervollständigt durch einen Schlussteil.
Die zentrale Arbeit an einer metallischen Metaoberfläche aus elliptischen Goldscheiben wird in Kapitel 3 vorgestellt. Der zugehörige Theorieteil führt in das Konzept von Oberflächen-Plasmon-Polaritonen (SPP) ein, das für den Forschungsbereich der Plasmonik im Allgemeinen wesentlich ist. Verschiedene Methoden zur Berechnung der Dispersionsrelation dieser Oberflächenmoden an ein- und mehrschichtigen Grenzflächen werden auf die untersuchte Metaoberflächenprobe angewendet. Das Modell sagt drei verschiedene Moden voraus, die sich an der Grenzfläche ausbreiten. Eine teil-gebundene ins Substrat abstrahlende Oberflächenmode sowie zwei vergrabene stark gebundene anisotrope Moden. Eine auf der Probe platzierte Nanokugel aus Silizium wird als radiale Anregungsquelle verwendet.
Der Vergleich mit s-SNOM-Nahfeldbildern zeigt, dass nur die schwach gebundene geführte Modenresonanz ausreichend angeregt wurde, um durch s-SNOM-Bildgebung nachgewiesen werden zu können. Die schwache Oberflächenbindung erklärt die scheinbar isotrope Ausbreitung auf der anisotropen Oberfläche. Die Beobachtung der verbleibenden stark eingegrenzten anisotropen vergrabenen Moden würde eine verbesserte tiefenempfindliche Auflösung des Systems erfordern, die im Prinzip für Schichtdicken von 20 nm möglich sein sollte. Darüber hinaus wirft die Beobachtung die Frage auf, ob die durch Impuls- und Modenvolumenanpassung der Nanokugel gegebene Anregungseffizienz einen ausreichenden Anregungsquerschnitt erzeugt, um nachweisbare vergrabene SPP-Moden zu erzeugen.
In Kapitel 4 wird die Idee der Visualisierung vergrabener elektrischer Felder mit s-SNOM fortgesetzt. Hier wird es auf die Untersuchung von WS_2 angewendet, einem zweidimensionalen TMDC-Material, welches Photolumineszenz zeigt. Durch die Strukturierung des Galliumphosphid-Substrats unter der hängenden Monolage, die von einer dünnen Schicht aus hBN getragen wird, wird die Photolumineszenzausbeute um den Faktor 10 erhöht. Dies wird durch den Entwurf einer lateralen DBR-Mikrokavität mit zusätzlich optimierter vertikaler Tiefe erreicht, die in das Substrat geätzt wurde.
Die hochauflösende Abbildung der elektrischen Feldverteilung im Resonator wird durch den Einsatz von s-SNOM ermöglicht, um die Verbesserung der Einkopplung durch diese beiden Ansätze zu bewerten. Es konnte festgestellt werden, dass die laterale Struktur überwiegend zur verstärkten Photolumineszenzausbeute beiträgt, während für die Einkopplung keine offensichtliche Verstärkung auf die vertikale Strukturoptimierung zurückgeführt werden konnte.
Das zweidimensionale Material WS_2 wird in Kapitel 5 erneut mit Hilfe von c-AFM untersucht. Unterschiedlich dicke Multilagen auf Graphen und Gold dienen als Tunnelbarrieren für vertikale Ströme zwischen Substrat und leitender c-AFM-Messpitze. Die Daten können mit einem Fowler-Nordheim-Modell mit Parametern für die Tunnelbreite und Schottky-Barrierenhöhen der beiden Grenzflächen erklärt werden. Die Messungen zeigen jedoch eine schwache Reproduzierbarkeit, was eine detailliertere Zusammenfassung der relevanten Fehlerquellen erfordert. In der Schlussfolgerung des Kapitels werden mehrere Schlüsselaspekte vorgeschlagen, die bei künftigen Messungen berücksichtigt werden sollten. Entscheidend ist, dass c-AFM sehr empfindlich auf die Adsorption von Wasserfilmen an der Probenoberfläche reagiert, worunter WS_2-Oberflächen unter Umgebungsbedingungen leiden...
Die vorliegende Dissertation stellt die Strahldynamikdesigns zweier Hochfrequenzquadrupol-Linearbeschleuniger bzw. Radio Frequency Quadrupoles (RFQs) vor: das fur den RFQ des Protonen-Linearbeschleunigers (p-Linac) des FAIR2-Projekts an der GSI3 Darmstadt sowie einen ersten Designentwurf für einen kompakten RFQ, der u.a. zur Erzeugung von Radioisotopen für medizinische Zwecke genutzt werden könnte. Der Schwerpunkt liegt auf dem ersten Design.
The topic of this thesis is the theoretical description of the hadron gas stages in heavy-ion collisions. The overall addressed question hereby is: How does the hadronic medium evolve i.e. what are the relevant microscopic reaction mechanisms and the properties of the involved degrees of freedom? The main goal is to address this question specifically for hadronic multi-particle interactions. For this goal, the hadronic transport approach SMASH is extended with stochastic rates, which allow to include detailed balance fulfilling multi-particle reactions in the approach. Three types of reactions are newly-accounted for: 3-to-1, 3-to-2 and 5-to-2 reactions. After extensive verifications of the stochastic rates approach, they are used to study the effect of multi-particle interactions, particularly in afterburner calculations.
These studies follow complementary results for the dilepton and strangeness production with only binary reactions, which show that hadronic transport approaches are capable of describing observables when employed for the entire evolution of low-energy heavy-ion collisions. This is illustrated by the agreement of dilepton and strangeness production for smaller systems with SMASH calculations. It is, in particular, possible to match the measured strangeness production of phi and Xi hadrons via additional heavy nucleon resonance decay channels. For larger systems or higher energies, hadronic transport cascade calculations with vacuum resonance properties can point to medium effects. This is demonstrated extensively for the dilepton emission in comparisons to the full set of HADES dielectron data. The dilepton invariant mass spectra are sensitive to a medium modification of the vector meson spectral function for large collision systems already at low beam energies. The sensitivity to medium modifications is mapped out in detail by comparisons to a coarse-graining approach, which employs medium-modified spectral functions and is based on the same evolution.
The theoretical foundation of stochastic rates are collision probabilities derived from the Boltzmann equation's collision term with the assumption of a constant matrix element. This derivation is presented in a comprehensive and pedagogical fashion. The derived collision probabilities are employed for a stochastic collision criterion and various detailed-balance fulfilling multi-particle reactions: the mesonic Dalitz decay back-reaction (3-to-1), the deuteron catalysis (3-to-2) and the proton-antiproton annihilation back-reaction (5-to-2). The introduced stochastic rates approach is extensively verified by studies of the numerical stability and comparisons to previous results and analytic expectations. The stochastic rates results agree perfectly with the respective analytic results.
Physically, multi-particle reactions are demonstrated to be significant for different observables, most notably the yield of the partaking particles, even in the late dilute stage of heavy-ion reactions. They lead to a faster equilibration of the system than equivalent binary multi-step treatments. The difference in equilibration consequently influences the yield in afterburner calculations. Interestingly, the interpretation of results is not dependent on employing multi-particle or multi-step treatments, which a posteriori validates the latter.
As the first test case of multi-particle reactions in heavy-ion reactions, the mesonic 3-to-1 Dalitz decay is found to be dominated by the omega Dalitz decay back-reaction. While the effect on the medium is found to be negligible overall, the regeneration is found to be sizable: up to a quarter of Dalitz decays are regenerated.
Non-equilibrium rescattering effects are shown to be relevant for late collision stages for two particle species: deuteron and protons. In both cases, the relevant rescatterings involve multiple particles.
The deuteron pion and nucleon catalysis reactions equilibrate quickly in the afterburner stage at intermediate energies. The constant formation and destruction keeps the yield constant and microscopically explains the "snowballs in hell"-paradox. The yield is also generated with no d present at early times, which explains why coalescence models can also match the multiplicity.
New is the study of the 5-body back-reaction of proton-antiproton annihilations. This work marks the first realization of microscopic 5-body reactions in a transport approach to fulfill detailed balance for such reactions. A sizable regeneration due to the back-reaction of up to half of the proton-antiproton pairs lost due to annihilations is found. Consequently, both annihilation and regeneration in the late non-equilibrium stage are shown to have a significant effect on the p yield.
Ziel dieser Dissertation ist es, die Gleichgewichts- und Nichtgleichgewichts-Eigenschaften des stark wechselwirkenden QGP-Mediums nahe dem Phasenübergang unter extremen Bedingungen von hohen T und hohen Baryonendichten mit Hilfe der kinetischen Theorie im Rahmen von effektiven Modellen zu untersuchen. Wir werden zunächst die thermodynamischen und Transporteigenschaften des QGPs in der Nähe des Gleichgewichts auf der Basis des DQPM im Bereich moderater chemischer Baryonenpotentiale μB ≥ 0.5 GeV untersuchen. Insbesondere werden die EoS und die Schallgeschwindigkeit sowie die Transportkoeffizienten des QGP auf der Grundlage des DQPM bei endlichen T und μB berechnet. Transportkoeffizienten sind besonders interessant, da sie Informationen über die Wechselwirkungen im Medium erlauben, das im Gleichgewicht durch eine Temperatur T und ein chemisches Potential μB charakterisiert werden kann. Unter Berücksichtigung der Transportkoeffizienten und der EoS der QGP-Phase vergleichen wir unsere Ergebnisse mit verschiedenen Resultaten aus der Literatur, in denen Transportkoeffizienten des QGPs auf Basis von effektiven Modellen vorwiegend bei Null oder kleinem chemischen Potentialen untersucht wurden.
Darüber hinaus werden in Kapitel 3 die Gleichgewichtseigenschaften des QGPs und insbesondere die Auswirkungen der μB-Abhängigkeit der thermodynamischen und Transporteigenschaften des QGPs im Rahmen des erweiterten PHSD-Transportansatzes untersucht, der die vollständige Entwicklung des Systems einschließlich der partonischen Phase umfasst. Die Entwicklung des PHSD-Transportansatzes wird in der partonischen Phase erweitert, indem explizit die gesamt- und differentiellen partonischen Streuquerschnitte auf der Grundlage des DQPM berechnet und bei der tatsächlichen Temperatur T und dem baryonischen chemischen Potential μB in jeder einzelnen Raum-Zeit-Zelle, in der die partonische Streuung stattfindet, ausgewertet werden.
Um die Spuren der μB-Abhängigkeit des QGPs in den Observablen zu untersuchen, werden die Ergebnisse von PHSD5.0 (mit μB-Abhängigkeiten) mit den Ergebnissen von PHSD5.0 für μB = 0 sowie mit PHSD4.0, in dem die Massen/Breiten der Quarks und Gluonen sowie deren Wechselwirkungsquerschnitte nur von T abhängen, verglichen. Wir diskutieren die PHSD-Ergebnisse für verschiedene Observablen: (i) Rapiditäts- und pT -Verteilungen von identifizierten Hadronen für symmetrische Au+Au- und Pb+Pb- Kollisionen bei Energien von 30 AGeV (zukünftige NICA-Energie) sowie für die RHIC-Spitzenenergie von √sNN = 200 GeV; (ii) gerichteter Fluss v1 von identifizierten Hadronen für Au + Au bei invarianter Energie √sNN = 27 GeV und 200 GeV; (iii) elliptischer Fluss v2 der identifizierten Hadronen für Au+Au bei invarianten Energien √sNN = 27 und 200 GeV. Der Vergleich der "Bulk"-Observablen für Au+Au-Kollisionen innerhalb der drei PHSD-Einstellungen hat gezeigt, dass sie eine recht geringe Empfindlichkeit gegenüber den μB -Abhängigkeiten der Partoneigenschaften (Massen und Breiten) und ihrer Wechselwirkungsquerschnitte aufweisen, sodass die Ergebnisse von PHSD5.0 mit und ohne μB sehr nahe beieinander liegen. Nur im Fall von Kaonen, Antiprotonen ̄p und Antihyperonen ̄Λ + ̄Σ0 konnte ein kleiner Unterschied zwischen PHSD4.0 und PHSD5.0 bei den höchsten SPS- und RHIC-Energien festgestellt werden.
Wir finden nur geringe Unterschiede zwischen den Ergebnissen von PHSD4.0 und PHSD5.0 für die hier betrachteten hadronischen Observablen sowohl bei hohen als auch bei mittleren Energien. Dies hängt damit zusammen, dass bei hohen Energien, wo die Materie vom QGP dominiert wird, ein sehr kleines chemisches Baryonenpotential μB in zentralen Kollisionen bei mittlerer Rapidität gemessen wird, während mit abnehmender Energie und größerem μB der Anteil des QGPs rapide abnimmt, sodass die endgültigen Beobachtungswerte insgesamt von den Hadronen dominiert werden, die an der hadronischen Rückstreuung teilgenommen haben, und somit die Information über ihren QGP-Ursprung verwaschen oder verloren geht.
In Kapitel 4 betrachten wir die Transportkoeffizienten von QGP-Materie im erweiterten Polyakov-NJL-Modell entlang der Übergangslinie für moderate Werte des chemischen Baryonenpotenzials 0 ≤ μB ≤ 0.9 GeV sowie in der Nähe des kritischen Endpunkts(CEP) und bei großem chemischen Baryonenpotenzial μB = 1.2 GeV, wo ein Phasenübergang erster Ordnung stattfindet. Wir untersuchen, wie die Natur der Freiheitsgrade die Transporteigenschaften des QGPs beeinflusst. Darüber hinaus demonstrieren wir die Auswirkungen des Phasenübergangs erster Ordnung und des CEP auf die Transportkoeffizienten im dekonfinierten QCD-Medium.
Darüber hinaus wird in Kapitel 5 eine phänomenologische Erweiterung des DQPM auf große baryonchemische Potentiale μB einschließlich der Region mit einem möglichen CEP und späterem Phasenübergang erster Ordnung betrachtet. Eines der wichtigsten Merkmale des Modells ist das Auftreten einer ’kritischen‘ Skalierung in der Nähe des CEP. Das Hauptziel des vorgestellten Modells besteht darin, die mikroskopischen und makroskopischen Eigenschaften der partonischen Freiheitsgrade für den Bereich des Phasendiagramms bereitzustellen, der durch moderates T und moderates oder hohes μB gekennzeichnet ist.
...
The main subject of this thesis is the study of hadron and photon production in relativistic heavy-ion collisions by means of hydrodynamics+transport approaches. Two different kinds of such hybrid approaches are employed in this work, the SMASH-vHLLE-hybrid and a MUSIC+SMASH hybrid. While the former is capable of simulating heavy-ion collisions covering a wide range of collision energies down to √s = 4.3 GeV, reproducing the correct baryon stopping powers, the latter provides a framework to consistently model photon production in the hadronic stage of high-energy heavy-ion collisions.
The SMASH-vHLLE-hybrid is a novel state-of-the-art hybrid approach whose development constitutes a major contribution to this thesis. It couples the hadronic transport SMASH to the 3+1D viscous hydrodynamics approach vHLLE. Therein, SMASH is employed to provide the fluctuating 3D initial conditions and to model the late hadronic rescattering stage, and vHLLE for the fluid dynamical evolution of the hot and dense fireball. The initial conditions are provided on a hypersurface of constant proper time, and the macroscopic evolution of the fireball is carried out down to an energy density of ecrit = 0.5 GeV/fm3, where particlization occurs. Consistency at the interfaces is verified in view of global, on-average quantum number conservation and the SMASH-vHLLE-hybrid is validated by comparison to SMASH+CLVisc as well as UrQMD+vHLLE hybrid approaches. The establishment of the SMASH-vHLLE-hybrid to theoretically describe heavy-ion collisions at intermediate and high collision energies forms a basis for a range of extensions and future research projects. It is further made available to the heavy-ion community by virtue of being published on Github.
The SMASH-vHLLE-hybrid is applied to simulate Au+Au/Pb+Pb collisions between √s = 4.3 GeV and √s = 200.0 GeV. A good agreement with the experimentally measured rapidity and transverse mass spectra is obtained. In particular the baryon stopping dynamics are well reproduced at low, intermediate, and high collision energies. Excitation functions for the mid-rapidity yield and mean transverse momentum of pions, protons and kaons are demonstrated to agree well with their experimentally measured counterpart. These results further validate the approach and provide a solid baseline for potential future studies. The importance of annihilations and regenerations of protons and anti-protons is additionally investigated in Au+Au/Pb+Pb collisions between √s = 17.3 GeV and √s = 5.02 TeV with the SMASH-vHLLE-hybrid. It is found that, regarding the p + p ̄ ↔ 5 π reaction, 20-50% (depending on the rapidity range) of the (anti-)proton yield lost to annihila- tions in the hadronic rescattering stage is restored owing to the back reaction. The back reaction thus constitutes a non-negligible contribution to the final (anti-)proton yield and should not be neglected when modelling the late rescattering stage of heavy-ion collisions.
The MUSIC+SMASH hybrid is a hybrid approach ideally suited to model the production of photons in relativistic heavy-ion collisions. Therein, the macroscopic production of photons in the hadronic stage in MUSIC relies on the identical effective field theories as the photon cross sections implemented in SMASH for the microscopic production. The MUSIC+SMASH hybrid thus provides the first consistent framework to the end of hadronic photon production. It accounts for 2 → 2 scattering processes of the kind π + ρ → π + γ and pion bremsstrahlung processes π + π → π + π + γ. The MUSIC+SMASH hybrid is employed in an ideal 2D setup to systematically assess the importance of non-equliibrium dynamics in the hadronic rescattering stage on mid-rapidity transverse momentum spectra and elliptic flow of photons at RHIC/LHC energies. This is achieved by comparing the outcome of the MUSIC+SMASH hybrid, involving an out-of-equilibrium late rescattering stage, to macroscopically approximating late stage photon production by means of MUSIC, employed down to temperatures well below the switching temperature. It is found that non-equilibrium dynamics have only minor implications for photon transverse momentum spectra, but significantly enhance the photon elliptic flow. At RHIC energies, an enhancement of up to 70%, and at LHC of up to 65% is observed in the non-equilibrium afterburner as compared to its hydrodynamical counterpart. In combination with the large amount of photons produced above the particlization temperature, these differences are modest regarding the transverse momentum spectra, but a significant enhancement of the elliptic flow is observed at low transverse momenta. Below pT ≈ 1.4 GeV, the combined v2 is enhanced by up to 30% at RHIC, and up to 20% at the LHC within the non-equilibrium setup as compared to its approximation via hydrodynamics. Non-equilibrium dynamics in the hadronic rescattering stage are hence important, especially in view of momentum anisotropies at low transverse momenta. These findings thus contribute to the understanding of low-pT photons produced in heavy-ion collisions at RHIC/LHC energies and the MUSIC+SMASH hybrid employed for this study provides a baseline for additional studies regarding photon production in the future.
To summarize, the approaches and frameworks presented in this thesis provide a good baseline for further extensions and studies in order to improve the understanding of hadron and photon production in relativistic heavy-ion collisions across a wide range of collision energies. More broadly, such future studies of hadrons and photons may contribute to enhance the understandig of the properties of the fundamental building blocks of matter, of which everything that surrounds us is made of.
This dissertation describes the development of the beam dynamics design of a novel superconducting linear accelerator. At a main operating frequency of 216.816 MHz, ions with a mass-to-charge ratio of up to 6 can be accelerated at high duty cycles up to CW operation. Intended for construction at the GSI Helmholtz Centre for Heavy Ion Research in Darmstadt, the focus of the work is on the beam dynamic design of the accelerator section downstream of the high charge injector (HLI) at an injection energy of 1.39 MeV/u. An essential feature of this linear accelerator (Linac) is the use of the EQUUS (Equidistant Multigap Structure) beam dynamics concept for a variably adjustable output energy between 3.5 and 7.3 MeV/u (corresponding to about 12.4 % of the speed of light) with a required low energy spread of maximum 3 keV/u.
The GSI Helmholtz Centre for Heavy Ion Research is a large-scale research facility that uses its particle accelerators to perform basic research with ion beams. Research on super-heavy elements ("SHE") is a major focus. It is expected that their production and research will provide answers to a large number of scientific questions. The production and detection of elements with atomic numbers 107 to 112 (Bohrium, Hassium, Meitnerium, Darmstadtium, Röntgenium and Copernicium) was first achieved at GSI between 1981 and 1996.
Key to this remarkable progress in SHE research were continuous developments and technical innovations. On the one hand, in the field of experimental sensitivity and detection of the nuclear reaction products and, on the other hand, in the field of accelerator technology.
For the acceleration of the projectile beam, the UNILAC (Universal Linear Accelerator), which was put into operation in 1975, has been used at GSI so far. In the course of the reconstruction and expansion of the research infrastructure at GSI, a dedicated new particle accelerator, HELIAC (Helmholtz Linear Accelerator), is now under development to meet the special requirements of the beam parameters for the synthesis of new superheavy elements. Typically, the production rates of super-heavy elements with effective cross sections in the picobarn range are very low. Therefore, a high duty cycle (up to CW operation) is a key feature of HELIAC. Thus, the required beam time for the desired nuclear reactions can be significantly shortened.
Theoretical preliminary work by Minaev et al. and newly created knowledge about design, fabrication, and operation of superconducting drift tube cavities have laid the foundation for this work and thus the development of the HELIAC linear accelerator. It consists of a superconducting and a normal conducting part. Acceleration takes place in the superconducting part in four cryomodules, each about 5 m long. These contain three CH cavities, one buncher cavity, two solenoid magnets for transverse beam focusing, and two beam position monitors (BPMs).
The following 10 m long normal conducting part is primarily used for beam transport and ends with a buncher cavity. This is operated at a halved frequency of 108.408 MHz.
A key feature of this accelerator is the variability of the output energy from 3.5 to 7.3 MeV/u with a small energy uncertainty of ±3 keV/u maximum over the entire output energy range. For the development of HELIAC, the EQUUS beam dynamics concept used combined the advantages of conventional linac designs with the high acceleration gradients of superconducting CH-DTLs. By doubling the frequency (compared to the GSI high charge injector) to 216.816 MHz in the superconducting section and using CH cavities at an acceleration gradient of maximum 7.1 MV/m, an acceleration efficiency with superconducting drift tube structures that is unique in the world is made possible. At the same time, the compact lengths of the CH cavities ensure good handling for both production and operation. EQUUS leads to longitudinal beam stability in all energy ranges of the accelerator with the sliding motion of the synchronous phase within each CH cavity. The rms emittance growth is moderate in all levels. The modular design of the HELIAC with four cryomodules basically allows the Linac to be commissioned starting with the first cryomodule, the so-called Advanced Demonstrator. In the subsequent expansion stage with only the first two cryomodules of HELIAC, the lower limit of the energy range to be provided by HELIAC (3.5 MeV/u) can already be clearly exceeded, so that use in regular beam operation at GSI is already conceivable from here on.
By means of error tolerance studies, the stability of the HELIAC beam dynamics design against possible alignment errors of the magnetic focusing elements and accelerator cavities as well as errors of the electric field amplitudes and phases have been investigated, basically confirmed and critical parameters have been determined. An additional steering concept via dipole correction coils at the solenoid magnets allows transverse beam control as well as diagnostics by means of two BPMs per cryomodule.
With completion of this work in 2021, the CH1 and CH2 cavities have already been built and are in the final preparation and cold test phase. In parallel, the development of the CH cavities CH3-11 has also been started.
For finite baryon chemical potential, conventional lattice descriptions of quantum chromodynamics (QCD) have a sign problem which prevents straightforward simulations based on importance sampling.
In this thesis we investigate heavy dense QCD by representing lattice QCD with Wilson fermions at finite temperature and density in terms of Polyakov loops.
We discuss the derivation of $3$-dimensional effective Polyakov loop theories from lattice QCD based on a combined strong coupling and hopping parameter expansion, which is valid for heavy quarks.
The finite density sign problem is milder in these theories and they are also amenable to analytic evaluations.
The analytic evaluation of Polyakov loop theories via series expansion techniques is illustrated by using them to evaluate the $\SU{3}$ spin model.
We compute the free energy density to $14$th order in the nearest neighbor coupling and find that predictions for the equation of state agree with simulations to $\mathcal{O}(1\%)$ in the phase were the (approximate) $Z(3)$ center symmetry is intact.
The critical end point is also determined but with less accuracy and our results agree with numerical results to $\mathcal{O}(10\%)$.
While the accuracy for the endpoint is limited for the current length of the series, analytic tools provide valuable insight and are more flexible.
Furthermore they can be generalized to Polyakov-loop-theories with $n$-point interactions.
We also take a detailed look at the hopping expansion for the derivation of the effective theory.
The exponentiation of the action is discussed by using a polymer expansion and we also explain how to obtain logarithmic resummations for all contributions, which will be achieved by employing the finite cluster method know from condensed matter physics.
The finite cluster method can also be used to evaluate the effective theory and comparisons of the evaluation of the effective action and a direction evaluation of the partition function are made.
We observe that terms in the evaluation of the effective theory correspond to partial contractions in the application of Wick's theorem for the evaluation of Grassmann-valued integrals.
Potential problems arising from this fact are explored.
Next to next to leading order results from the hopping expansion are used to analyze and compare the onset transition both for baryon and isospin chemical potential.
Lattice QCD with an isospin chemical potential does not have a sign problem and can serve as a valuable cross-check.
Since we are restricted by the relatively short length of our series, we content ourselves with observing some qualitative phenomenological properties arising in the effective theory which are relevant for the onset transition.
Finally, we generalize our results to arbitrary number of colors $N_c$.
We investigate the transition from a hadron gas to baryon condensation and find that for any finite lattice spacing the transition becomes stronger when $N_c$ is increased and to be first order in the limit of infinite $N_c$.
Beyond the onset, the pressure is shown to scale as $p \sim N_c$ through all available orders in the hopping expansion, which is characteristic for a phase termed quarkyonic matter in the literature.
Some care has to be taken when approaching the continuum, as we find that the continuum limit has to be taken before the large $N_c$ limit.
Although we currently are unable to take the limits in this order, our results are stable in the controlled range of lattice spacings when the limits are approached in this order.