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Trace elemental concentrations of bivalve shells content a wealthy of environmental and climatic information of the past, and therefore the studies of trace elemental distributions in bivalve shells gained increasing interest lately. However, after more than half century of research, most of the trace elemental variations are still not well understood and trace elemental proxies are far from being routinely applicable. This dissertation focuses on a better understanding of the trace elemental chemistry of Arctica islandica shells from Iceland, and paving the way for the application of the trace elemental proxies to reconstruct the environmental and climatic changes. Traits of trace elemental concentrations on A. islandica shells were explored and evaluated. Then based the geochemical traits of the shells, four non-environmental/climatic controlling is indentified. (1) Trace elemental concentrations of bivalve shells are effected by early diagenesis by the leach or exchange of elemental ions, especially in shell tip part, even with the protection of periostrucum; (2) The analytical methods also affect the results of trace elemental concentrations, especially for the element, such as Mg, which is highly enriched in organic matrices; (3) Shell organic matrices are found play a dominating role on the concentration of trace elements on A. islandica shells. Most trace elements only occurred in insoluble organic matrices (IOM), although others are only found in the carbonate fraction. IOM of A. islandica shells is significantly enriched in Mg, while Li and Na are more deplete in IOM, but enriched in shell carbonate. Ba is more or less even contented in IOM and shell carbonate. The concentrations of certain elements vary between primary layer and secondary layer; (4) The vital /physiological controlling on trace elemental distributions of bivalve shells is also confirmed. Six elemental (B, Na, Mg, Mn, Sr, and Ba) concentrations show significant correlation (exponential functions) with ontogenetic age and shell grow rates (logarithmic equations). It is worthy to remark that B, Mg, Sr and Ba concentrations are negatively correlated with shell growth rate, positive with ontogenetic age, while the concentrations of Na and Mn show the opposite trends. At last, all the controlling described above can be taken into account and corrected to extract the environmental and climatic signal by a kind of standardization. The derived six exponential functions of the high correlations between six trace elemental concentrations and ontogenetic year are applied to make the standardization of these element-Ca ratios. The gotten standardized indices are compared with the variations of environmental and climatic parameters in this region, and many correlations are found. Standardized indices of Sr/Ca ratios are strongly related to the sun spot number, autumn NAO, autumn Europe surface air temperature (SAT) and Arctic sea surface temperature anomaly (TA), and those of Mg/Ca ratios are strongly associated with Arctic TA, Europe SAT and Solar variation (irradiance). The variations of autumn Europe SAT demonstrated more similarity with standardized indices of B/Ca than other parameters. Except for the SAT index of Arctic, the standardized indices of Na/Ca showed no distinct relation to temperature. European precipitation and the Arctic sea level pressure index compared well the Na/Ca ratios of the shells, and so did the autumn NAO. Standardized indices of Mn/Ca were correlated with the number of hurricanes in the North Atlantic, Northern Europe SAT and sun spot number.
In the past sixty years, excessive water consumption and dam construction have significantly influenced natural flow regimes and surface freshwater ecosystems throughout China, and thus resulted in serious environmental problems. In order to balance the competing water demands between human and environment and provide knowledge on sustainable water management, assessments on anthropogenic flow alterations and their impacts on aquatic and riparian ecosystems in China are needed.
In this study, the first evaluation on quantitative relationships between anthropogenic flow alterations and ecological responses in eleven river basins and watersheds in China was performed based on the data that could be obtained from published case studies. Quantitative relationships between changes in average annual discharge, seasonal low flow and seasonal high flow and changes in ecological indicators (fish diversity, fish catch and vegetation cover, etc.) were analyzed. The results showed that changes in riparian vegetation cover as well as changes in fish diversity and fish catch were strongly correlated with the changes in flow magnitude (r = 0.77, 0.66), especially with changes in average annual river discharge. In addition, more than half of the variations in vegetation cover could be explained by changes in average annual river discharge (r² = 0.63) and roughly 50 % changes in fish catch in arid and semi-arid region and 60% changes of fish catch in humid region could be related to alterations in average annual river discharge (r² = 0.53, 0.58).
In a supplementary analysis of this study, the first estimation on quantitative relationships between decreases in native fish species richness and anthropogenic flow alterations in 34 river basins and sub-basins in China was conducted. Linear relationships between losses of native fish species and five ecologically relevant flow indicators were analyzed by single and multiple regression models. For the single regression analysis, significant linear relationships were detected for the indicators of long-term average annual discharge (ILTA) and statistical low flow Q90 (IQ90). For the multiple regressions, no indicator other than ILTA has significant relationships with changes in number of fish species mainly due to collinearity. Two conclusions emerged from the analysis: 1) losses of fish species were positively correlated with changes in ILTA in China and 2) indicator of ILTA was dominant over other flow indicators included in this research for the given dataset. These results provide a guideline for the sustainable water resources management in rivers with high risk of fish extinction in China.
In der hier vorliegenden Arbeit wurde der troposphärische Kreislauf von Carbonylsulfid (COS) untersucht. COS ist ein Quellgas des stratosphärischen SulfatAerosols, das die Strahlungsbilanz beeinflussen und den chemischen Abbau des stratosphärischen Ozons beschleunigen kann. Trotz zahlreicher Studien sind die Quellen und Senken des atmosphärischen COS bisher nur unzulänglich quantifiziert. Insbesondere bestehen große Unsicherheiten in den Abschätzungen der Beiträge des Ozeans und der anthropogenen Quellen, sowie der Senkenstärke der Landvegetation. Schiffs und flugzeuggetragene Messungen des atmosphärischen COS ergaben kein einheitliches interhemisphärisches Verhältnis (IHR=MNH /M SH ). Während die Messungen von Bingemer et al. (1990), StaubesDiederich (1992) und Johnson et al. (1993) ein IHR zwischen 1.10 und 1.25 zeigten, fanden die Messungen von Torres et al. (1980), StaubesDiederich (1992), Weiss et al. (1995) und Thornton et al. (1996) keinen oder nur einen geringfügigen N/SGradienten. Die Untersuchung von Chin und Davis (1993) zeigt ein N/SVerhältnis der COS Quellstärke von 2.3, das hauptsächlich auf die stärkeren anthropogenen Quellen auf der Nordhalbkugel zurückzuführen ist. Es ist unklar, ob der zeitweilige Konzentrationsüberschuß der Nordhemisphäre Zeichen anthropogener Quellen dort oder Teil eines durch die Senkenfunktion der Landpflanzen verursachten saisonalen Signals ist. Die Konsistenz der Breitenverteilung des COSMischungsverhältnisses mit den geographischen bzw. saisonalen Variationen der COSQuellen und Senken muß überprüft werden. Dazu werden genaue Kenntnissen der Quell und Senkenstärken des atmosphärischen COS und ihrer raumzeitlichen Variabilität benötigt. Vor dem obigen Hintergrund ergeben sich als Schwerpunkte dieser Arbeit: (1) der Austausch von COS zwischen Atmosphäre und Ozean sowie (2) zwischen Atmosphäre und terrestrischer Vegetation und (3) die raumzeitliche Variabilität des atmosphärischen COS. Zur Untersuchung des Austausches von COS zwischen Atmosphäre und Ozean wurde das KonzentrationsUngleichgewicht von COS zwischen Ozean und Atmosphäre durch Messungen des COS im Seewasser und in der Meeresluft ermittelt und die resultierenden Austauschflüsse mit einem Modell berechnet. Die Messungen fanden an Bord des Forschungsschiffs Polarstern während der Fahrten ANT/XV1 (15.10.6.11.1997, BremerhavenKapstadt) und ANT /XV5 (26.5.6.20.1998, KapstadtBremerhaven) statt. Die Konzentration des gelösten COS und das Sättigungsverhältnis von COS zwischen Ozean und Atmosphäre zeigen ausgeprägte Tagesgänge und saisonale und geographische Variationen. Die mittlere Konzentration von COS im Seewasser beträgt 14.7 pmol L -1 für die HerbstFahrt bzw. 18.1 pmol L -1 für die SommerFahrt. Höchste COSKonzentrationen werden in der jeweiligen SommerHemisphäre und in Gebieten mit hoher biologischer Produktivität beobachtet, d.h. im BenguelaStrom im November, im NordostAtlantik im Juni und in den Auftriebgebieten vor Westafrika im Oktober bzw. Juni. In den übrigen Gebieten sind die Konzentrationen um eine Größenordnung niedriger. Die Konzentration von COS im Seewasser steigt frühmorgens von ihrem tiefsten Stand an. Um ca. 15 Uhr Ortszeit erreicht sie ihr Maximum, danach nimmt sie ab. Der Tagesgang unterstützt die Theorie, daß COS im Seewasser photochemisch produziert wird. Während der Tagesstunden wird eine Übersättigung des offenen Ozean für COS gefunden. Dagegen ist eine Untersättigung des Ozeans in den späten Nachtstunden zu beobachten. Der Ozean wirkt in den Tagesstunden als COSQuelle, in der späten Nacht als COSSenke. Die Untersättigung tritt sogar im Sommer in produktiven Meeresgebieten regelmäßig auf. Eine Konsequenz dieser Beobachtung ist die weitere Reduzierung der ozeanischen Quelle von COS gegenüber bisher publizierten Abschätzungen. Methylmercaptan (CH 3 SH) ist in allen Seewasserproben zu beobachten. Der Tagesmittelwert der CH 3 SHKonzentration variiert zwischen 29 und 303 pm L -1 und ist 316 fach größer als der der COSKonzentration. Der Tagesgang der CH 3 SHKonzentration zeigt ein Minimum um die Mittagszeit. Die Tagesmittel der CH 3 SH und COSKonzentrationen sind signifikant miteinander korreliert. Diese Daten liefern den Beweis dafür, daß CH 3 SH eine der wichtigen Vorgängersubstanzen von COS ist. Die Regressionslinie der Korrelation zwischen den mittleren COS und CH 3 SHKonzentrationen weist nur einen geringfügigen Achsenabschnitt auf. Somit kann die CH 3 SHKonzentration als ein Indikator der Konzentration von COSVorgängern benutzt werden. Es besteht außerdem eine Korrelation zwischen der CH 3 SHKonzentration und dem Logarithmus der Konzentration des gelösten Chlorophyll a. Diese Korrelation deutet darauf hin, daß der Gehalt von CH 3 SH im Seewasser eine enge Beziehung zur marinen Primärproduktion hat. COS wird im Seewasser durch Hydrolyse abgebaut. Die Abbaurate hängt von der Temperatur des Seewassers ab. Je wärmer das Seewasser ist, desto schneller wird COS abgebaut, und um so kürzer ist die Lebenszeit von COS im Seewasser. Die Lebenszeit kann einerseits durch das ReaktionsgeschwindigkeitsGesetz von Arrhenius berechnet werden, andererseits läßt sie sich durch exponentielle Anpassung an den nächtlichen Konzentrationsverlauf (d.h. bei Abwesenheit von Photoproduktion) abschätzen. Eine solche Anpassung des exponentiellen Abklingens wurde anhand von dicht gestaffelten Messungen während einiger Nächte vorgenommen. Die gefitteten Lebenszeiten stimmen mit den theoretischen Werten gut überein, obwohl die gefittete Lebenszeit neben Hydrolyse noch von anderen Prozessen (z.B. Transport nach unten, AirSeaAustausch, usw.) beeinflußt wird. Diese gute Übereinstimmung unterstützt die Aussage, daß die Hydrolyse eine bedeutende Rolle beim Abbau von COS im Seewasser spielt. Die berechnete HydrolyseLebenszeit ist mit dem Tagesmittel der COSKonzentration korreliert. Da die Tagesmittelwerte sowohl zeitliche wie auch räumliche Mittelwerte der COSKonzentrationen darstellen, zeigt diese Korrelation, daß Hydrolyse eine bedeutende Rolle in der raumzeitlichen Variabilität der COSKonzentration einnimmt. Da die Konzentration des gelösten COS von mehreren Faktoren abhängig ist, scheint eine multivariable Betrachtung sinnvoll. Hierfür wurde eine "Multiple Linear Regression Analysis'' (MLRA) ausgeführt. Diese Analyse ergibt ein empirisches Modell der folgenden Form für die Berechnung des Tagesmittels der COSKonzentration: [COS] = 1.8# 13log[Chl] - 1.5W s 0.057G - 0.73, mit [COS] = mittlere Konzentration von COS in pmol L -1 # = HydrolyseLebenszeit in Stunde [Chl] = mittlere Konzentration von Chlorophyll a in mg m -3 W s = Windgeschwindigkeit in m s -1 G = Intensität der Globalstrahlung in W m -2 . Die Parameter auf der rechten Seite der Gleichung können direkt oder indirekt von Satelliten aus gemessen werden, deshalb kann dieses Modell für die Abschätzung der Konzentration von COS im Seewasser anhand von Satelliten Daten verwendet werden. Das empirische Modell soll noch durch weitere Messungen bestätigt bzw. verbessert werden. Der Austauschfluß von COS zwischen der Atmosphäre und dem offenen Ozean wurde mit dem AirSeaFlußModell von Liss and Slater (1974) zusammen mit dem Modell von Erickson (1993) f
Water is scarce in semi-arid and arid regions. Using alternative water sources (i.e. non-conventional water sources), such as municipal reuse water and harvested rain, contributes to using existing water resources more efficiently and productively. The aim of this study is to evaluate the two alternative water sources reuse water and harvested rain for the irrigation of small-holder agriculture from a system perspective. This helps decision and policy makers to have proper information about which system and technology to adopt under local conditions. For this, the evaluation included ecologic, societal, economic, institutional and political as well as technical aspects. For the evaluation, the study area in central-northern Namibia was chosen in the frame of the research and development project CuveWaters. The main methods used include a mathematical material flow analysis, the computation and modelling of crop requirements, a multi-criteria decision analysis using the Analytical Hierarchy Process (AHP) method and a financial cost-benefit analysis. From a systemic perspective, the proposed novel systems were compared to the exciting conventional infrastructure. The results showed that both water reuse and rainwater harvesting systems for the irrigation of small-holder horticulture offer numerous technological, ecologic, economic, societal, institutional and political benefits. Rainwater harvesting based gardens have a positive benefit-cost ratio under favorable conditions. Government programs could fund the infrastructure investment costs, while the micro-entrepreneur can assume a micro-credit to finance operation and maintenance costs. Installing sanitation in informal settlements and reusing municipal water for irrigation reduces the overall water demand of households and agriculture by 39%, compared to improving sanitation facilities in informal settlements without reusing the water for agriculture. Given that water is the limiting factor for crop fertigation, the generated nutrient-rich reuse water is sufficient to annually irrigate about 10 m2 to 13 m2 per sanitation user. Compared to crop nutrient requirements, there are too many nutrients in the reuse water. Thus when using nutrient-rich reuse water, no use of fertilizers and a careful salt management is necessary. When comparing this novel system with improved sanitation, advanced wastewater treatment and nutrient-rich water reuse to the conventional and to two adapted systems, results showed that the novel CuveWaters system is the best option for the given context in a semi-arid developing country. Therefore, the results of this study suggest a further roll-out of the novel CuveWaters system. The methodology developed and the results of this study demonstrated that taking sanitation users into consideration plays a major role for the planning of an integrated water reuse infrastructure because they are the determinant factor for the amount of available nutrient-rich reuse water. In addition, it could be shown that water reuse and rainwater harvesting systems for the irrigation of small-scale gardens provide a wide range of benefits and can be key to using scarce water resources more efficiently and to contributing to the Sustainable Development Goals.
Obwohl Böden unzweifelhaft ein signifikanter Pool von organischem Kohlenstoff sind, ist ihre Bedeutung als potenzielle langfristige Senke für atmosphärischen Kohlenstoff keineswegs klar. Trotz bedeutender wissenschaftlicher Forschritte aus den letzten Jahren zur Klärung der Kohlenstoffdynamik in Böden gibt es nach wie vor offene Fragen insbesondere hinsichtlich der spezifischen geochemischen Mechanismen, die für die Stabilisierung organischen Kohlenstoffs in Böden verantwortlich sind. Vor diesem Hintergrund besteht ein wesentliches Ziel der vorliegenden Dissertation darin, in unterschiedlichen Bodentypen die Konzentration von organischem Kohlenstoff und Stickstoff sowie die mineralogische Zusammensetzung zu untersuchen, um Hinweise auf einen möglichen Einfluss der Tonmineralogie, der spezifischen Oberfläche und der Oxidkonzentration auf die Stabilisierung organischen Materials zu ermitteln. Die Ergebnisse sollen einen Beitrag dazu liefern, die Mechanismen der Fixierung organischer Substanz in Böden besser zu verstehen und das vorhandene Wissen hierüber zu erweitern. Hierzu wurden fünf verschiedene Bodenprofile aus Hessen mit unterschiedlicher mineralogischer Zusammensetzung untersucht. Um die Auswirkungen verschiedener physikalischer und geochemischer Faktoren auf den Gehalt organischer Substanz in den untersuchten Böden festzustellen, wurden folgende Parameter untersucht: -Tonmineralogie, -organische Kohlenstoff- und Stickstoff-Konzentrationen, -%-Kationensättigung, -spezifische Oberfläche, -dithionit- und oxalatlösliche Gehalte an Fe, Al und Mn. Anhand dieser Parameter wurden weiterführende statistische Analysen unter Verwendung der Statistiksoftware SPSS für Windows durchgeführt, um mögliche statistische Zusammenhänge aufzudecken, die für die Stabilisierung von organischem Kohlenstoff in den betrachteten Böden verantwortlich sind. Die im Rahmen der vorliegenden Dissertation ermittelten Ergebnisse zeigen, dass der Tonanteil und die Tonmineralogie der untersuchten Böden nur einen begrenzten Einfluss auf die Stabilisierung organischer Substanz haben. Weiterhin wird gezeigt, dass die in der Literatur propagierte Beziehung zwischen spezifischer Oberfläche und der Konzentration organischen Kohlenstoffs nicht auf alle Böden anwendbar ist. Die Ergebnisse deuten darauf hin, dass die Präsenz von amorphen Eisen- und Aluminiumoxiden der wichtigste Einflussfaktor für die Fixierung von organischem Material in den untersuchten Böden ist. Die größeren Konzentrationen von organischem Kohlenstoff in den kleinsten Fraktionen (Feinschluff und Ton) der Profile sind vor allem darauf zurückzuführen, dass Oxide ebenfalls in diesen Fraktionen aufzufinden sind. Tonminerale haben demnach eine sekundäre Bedeutung, indem sie Komplexe mit den Oxiden bilden, die zur Stabilisierung von organischer Substanz führen können. Insgesamt deuten die Ergebnisse daraufhin, dass Böden keine geeignete Senke für die langfristige Speicherung von organischem Kohlenstoff sind. Obwohl Mechanismen wie die Adsorption von organischer Substanz an Oxide die Stabilisierung organischen Materials unterstützen, scheinen diese nicht stark genug zu sein, um eine permanente Speicherung von organischem Kohlenstoff zu bewirken.
The purpose of this study was to reconstruct the depositional environment, the genesis and the composition of Miocene coals in the Kutai Basin, East Kalimantan, Indonesia and to improve our understanding of the factors controlling the organic and inorganic composition, variation of biomarkers, and the peat forming vegetation of the coals. To achieve the aim methods belonging to three different disciplines were applied: 1. Coal petrology (chapter 3) 2. Inorganic geochemistry: sulfur, pyrite and mineral matter distributions (chapter 4) 3. Organic geochemistry of saturated, aromatic hydrocarbon fractions and stable carbon isotopic composition (chapter 5 and 6) Coal petrology Coal developes from peat deposited in mires, mainly in swamps and raised bogs. It is therefore necessary to consider how peat was formed in the past. Coal contains a variety of plant tissues in different degrees of preservation. Tissues of distinct origin are microscopically identifiable and can frequently be related to certain parts of the plant, such as cuticles, woody structures, spores, algal, resin, etc. Together with the particles of less certain origin they are termed macerals which are the petrographic components of coal. During and after deposition of plant remains in sedimentary basins, the organic matter will undergo a sequence of physical, biochemical and chemical changes, which finally results in the formation of coals of increasing rank depending mainly on the temperature influence. The process of coalification begins with practically unaltered plant material and peat, and continues with increasing rank through brown coal, bituminous coal, and finally to anthracite as well as graphite. Coal petrography provides valuable of data of maceral and mineral percentages with reflectance values, which can be used to reconstruct the depositional environment and the coalification processes. In lower rank coals, the material is represented by a group of macerals called huminite, and in bituminous and anthracite coals by a group of macerals called vitrinite. Coal petrography analyses have been carried out on samples from some Miocene coal seams from Kutai Basin. The study has shown that huminite reflectance values of coal samples from ...
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorph is present (3-16%) as the only autochtonous structured organic matter and generally more abundant in middle part of the profile. The stable carbon isotopic composition of organic matter (δ13C) varies from -27.0 to -30.5‰ and is generally more depleted in middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Relatively less saline environments are observed in the middle part profile. Fungal remains are generally present only in middle part of the profile with distinct peak of abundances. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to the epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted δ13C and the blooming of B. braunii. The chemocline was also shoaling during deposition of the middle part of the profile according to the higher abundance of isorenieratene derivatives of green sulfur bacteria origin. The warmer climate affected also to increase of water supply and thus less saline environments.
Tectonic subsidence is also thought to be a significant factor for the development of the Kiliran lake. The Zr/Rb ratio, an indicator for grain size, ranges from 0.4 to 1.3 and generally increases upwards along the profile. Three sudden decreases of the ratio are observed, indicating rapid change to finer grain size. These decreases are interpreted to indicate rapid deepening events of the lake due to mainly periodic subsidence. During deposition of lower part of the profile, the subsidence rates might have been relatively higher than sediment and water supply rates, resulting in a higher autochtonous fraction in the oil shale. During deposition of middle part of the profile, the sediment and water supply rates were relatively higher promoting distinct progradational sedimentation. Subsequently, the lake became more shallow and smaller during deposition of the upper part of the profile, leading to a relatively higher terrigenous input to the oil shale.
Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The δ13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone.
4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in uppermost and lower parts of the profile. Ca accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane homologues along the profile. This suggests that the 4-methylsteranes were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom.
The 4-methylsterane homologues are considered to originate from Dinoflagellates. Alternation between Dinoflagellates and B. braunii in Paleogene lake systems due to water chemistry changes are known from previous studies. Moreover, freshwater Dinoflagellates have been frequently reported to occur in the basin depocenters. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane homologues along the studied oil shale profile suggest that the 4-methylsterane homologues were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. The oil shale core represents the deposition time of about 240.000 years. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorphs are present (3-16%) as the only autochtonous structured organic matter and generally more abundant in the middle part of the profile. The stable carbon isotopic composition of bulk organic matter (13C) varies from -27.0 to -30.5‰ and is generally more depleted in the middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Slightly less saline environments are observed in the middle part of the profile. Fungal remains are generally present only in this part with a distinct peak of abundance. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of the middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted 13C values and the blooming of B. braunii. The chemocline was also shoaling during the deposition according to the higher abundance of total isorenieratane and its derivatives originated from green sulfur bacteria dwelling in the photic zone euxinia. The warmer climate is also thought to influence the slightly decrease of water salinity during deposition of the middle part of the profile. The occurrence of B. braunii in Kiliran lake is also recognized from organic geochemical data. The distribution of n-alkanes is characterized by the unusual high amount of C27 n-alkane relative to the other long-chain n-alkanes. The concentrations of C27 n-alkane vary from 30.1 to 393.7 μg/g TOC and are generally in parallel with the abundances of B. braunii palynomorphs along the profile. The 13C values of this compound are about -31‰ and up to 2‰ enriched relative to those of the adjacent long-chain n-alkanes. B. braunii race A can thus be regarded as the significant biological source of the C27 n-alkane. Lower amounts of lycopane are observed in many oil shale samples (0 to 54.7 μg/g TOC). The 13C value of this compound is 17.2‰. This strong enrichment of 13C suggests that the lycopane was derived from B. braunii race L. The concentrations of lycopane develop generally in opposite with those of C27 μalkane. It is likely that both B. braunii races bloomed in alternation in the lake, probably due to changes on specific water chemistry. Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The 13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone. 4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in the uppermost and lower parts of the profile. Calcium (Ca) accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane and 4-methyldiasterene homologues along the profile. This suggests that these compounds were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in the middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom. Alternation between Dinoflagellates and B. braunii in ancient lacustrine environments due to water chemistry changes have been known from previous studies. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane and 4-methyldiasterene homologues along the studied oil shale profile suggest a hypothesis that these compounds were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
This PhD thesis has been carried out within an interdisciplinary cooperational project between the Deutsches Bergbau-Museum Bochum and the Goethe-Universität Frankfurt, which is dedicated to ancient Pb-Ag mining and metal production in the hinterland of the municipium Ulpiana in central Kosovo. Geochemical analysis (OM, XRD, EMP, MC-ICP-MS) of ores, metallurgical (by-) products and metal artefacts allowed to reconstruct the local chaîne opératoire and to decipher significant chronological differences between presumably Roman/late antique and medieval/early modern metallurgical processing. Pb isotope provenance studies documented the relevance of local metal production within the Roman Empire and confirmed the actual existence of a Metalla Dardanica district, which until now solely has been suspected on basis of epigraphy.
The predominant abundance of the by-products matte (Cu, Pb, Fe and Zn sulphides) and speiss (ferrous speiss: Fe-As compounds; base metal speiss: ~(Cu,Ni,Fe,Ag )x(Sb,Sn,As )y ) at smelting sites with a preliminary Roman/late antique dating points to treatment of complex polymetallic ore. Pb isotope analysis demonstrated that the mining district of Shashkoc-Janjevo (partially) supplied six of the ten investigated metallurgical sites. In this mineralisation, parageneses with elevated Cu, As and Sb abundances comprise significant proportions of particularly tennantite-tetrahedrite minerals, chalcopyrite, arsenopyrite and were generated during the early and main stages of ore formation. Later precipitated ore in contrast is marked by a significantly less versatile mineralogy and consists almost exclusively of galena, sphalerite and pyrite/marcasite. Besides increased Cu, As and Sb contents, ore from the main formation stage also exhibits generally higher Ag abundances, which are mainly hosted by fahlore and locally abundant secondary Cu sulphides (chalcocite, digenite and covellite) and oxidised phases (e.g. malachite, azurite). The higher precious metal grades of this ore type, whose geochemical signature (i.e. higher proportions of Cu, As and Sb) is mirrored by the abundance of the metallurgical by-products matte and speiss (almost exclusively found at potentially Roman/late antique smelting sites; see above), presumably were a pivotal factor leading to its preferential exploitation in earlier times. Matte and base metal-rich speiss contain notable amounts of Ag, which are mainly present in Cu-(Fe) sulphides and particularly antimonides ((Cu,Ni)2Sb, Ag3Sb), respectively. While the speiss compounds due to their close association with Pb bullion presumably were cupelled automatically, the metallurgical treatment of matte could not have been proven unambiguously, but overall certainly is highly likely.
The beneficiated ore (i.e. crushed and sorted, potentially also treated by more lavish techniques such as grinding, sieving or wet-mechanical methods) possibly was partially roasted and subsequently together with fluxes and charcoal submitted to the furnaces. The working temperatures approximately ranged between 1100 and 1400 °C. Slags from all presumably Roman/late antique dated and few of their potentially medieval/early modern analogues were produced from smelting of (partially roasted) ore with charcoal and added siliceous material, thus resulting in fayalite-dominant phase assemblages or rarely observed glassy parageneses. Even though several subtypes of fayalite slags have been established on basis of the abundance of Fe-rich oxide phases (i.e. spinel ss and wüstite), late clinopyroxene and the general solidification sequence of the slags, the process conditions (i.e. temperature, fO2, added fluxing agents) must have been widely similar; chemical variations could be explained by varying degrees of interaction of the slag melt with charcoal ash and furnace material. The other investigated metallurgical remains indicate employment of a calcareous flux, which led to formation of Ca-rich olivine-, olivine+clinopyroxene-, clinopyroxene- or melilite-type slags. These types as well as glassy slags were generated at more oxidising conditions outside the fayalite stability field (FMQ buffer equilibrium, cf. Lindsley, 1976) than their olivine-dominant analogues. Conclusions on the furnace construction could be drawn on basis of the typology of the slags, which mostly were tapped into a basin located outside the furnace, but partially (at two presumably medieval/early modern sites) also accumulated in a reservoir within the smelter.
Lead artefacts excavated in Ulpiana could be isotopically related to ores from mineralisations in its vicinity and demonstrate that the resources were at least utilised for local metal production. However, also ship wreck cargo from Israel - including several lead ingots with the inscription 'MET DARD' (Raban, 1999) - and late antique lead-glazed pottery from Serbia and Romania (Walton & Tite, 2010) could be related to a possible Kosovarian/Serbian provenance of the raw material and thus indicate flourishing trade of metal from the Metalla Dardanica district within the Roman Empire.
References:
Lindsley, D. H. (1976). Experimental studies of oxide minerals. In D. Rumble, III (Hrsg.), Oxide minerals (61-88). Reviews in Mineralogy, Volume 3. Washington, DC: Mineralogical Society of America.
Raban, A. (1999). The lead ingots from the wreck site (area K8). Journal of Roman Archaeology, Supplementary Series, 35, 179-188.
Walton, M. S., & Tite, M. S. (2010). Production technology of Roman lead-glazed pottery and its continuance into late antiquity. Archaeometry, 52(5), 733-759.
Since the discovery of the ozone hole [Farman et al., 1985], the dynamics of the stratosphere and the transport of anthropogenic trace gases from the surface to the higher atmosphere has come into the focus of interest. In the tropics, air rises high into the stratosphere and is transported poleward. Trace gases like the CFCs1, photochemically stable in the troposphere, are thus transported into regions where they are photolyzed. The products of the photolysis reactions (eg. Cl, Br) interact in the catalytic ozone cycles and lead to enhanced ozone depletion. Regarding the transport of trace gases, the so-called lowermost stratosphere (LMS) is a very interesting region, where the troposphere and the stratosphere directly interact and air masses out of both regions are mixed. It is the lowest part of the stratosphere between the tropopause and the 380 K isentrope. Tropospheric air can enter this region directly via isentropic transport across the extra-tropical tropopause whereas stratospheric air descends across the 380 K isentrope via the mean meridional circulation. Stratosphere-troposphere exchange (STE) controls the chemical composition of the LMS as well as of the tropopause region and thus has an important effect on the radiative and chemical balance of these regions and the climate system. STE exhibits a strong seasonality [Holton et al., 1995]. While downwelling of stratospheric air across the 380 K isentrope is the dominant process in winter, troposphere-to-stratosphere transport (TST) gains importance in summer, when the downwelling from the stratosphere is only weak. Isentropic transport across the extra-tropical tropopause occurs in regions where the tropopause is strongly disturbed and is connected to tropopause folds, streamer events, frontal zones, polar and subtropical jets, warm conveyor belts and cut-off low systems. A short introduction into STE, the LMS region, and methods to study atmospheric transport is given in Chapter 1. One useful tool to analyse the motions of air and transport processes are longlived trace gases. Since the lifetimes of these tracers are longer than the time scale of the transport processes they are involved in, the distribution of tracers in the atmosphere is mostly determined by dynamics. In the context of this thesis, measurements of such long-lived tracers were performed and used to study transport into the LMS region in the northern hemisphere. During the Vintersol/EuPLEx and ENVISAT validation campaigns in winter 2003, long-lived tracers such as N2O, CH4, CFC-12, CFC-11, H-1211, H2, SF6 and CO2 were measured with the High Altitude Gas Analyser (HAGAR), a two channel in-situ gas chromatograph combined with a CO2 instrument, based on nondispersive infrared absorption. Combined with measurements taken during campaigns in Forli/Italy (ENVISAT validation) in July and October 2002, tracer data were gathered from the tropopause up to altitudes around 20 km during 25 flights on board the Russian high-altitude aircraft M55 Geophysica. Thus, a substantial set of high quality tracer data has been obtained covering the polar vortex region as well as the mid latitudes of the northern hemisphere. Chapter 2 gives an overview of the HAGAR instrument and necessary improvements of the instrumental set up (implementing a CH4 channel) that were performed in the context of this thesis, and review data processing, the measurement campaigns. In order to study transport into the LMS it is assumed that air basically enters the LMS via three different pathways: a) quasi-isentropic transport from the troposphere, b) downward advection from the middle stratosphere through the 380 K surface and c) in the polar vortex region subsidence of air from of the polar vortex. Fractions of air originating in each of these source regions are determined with a simple mass balance calculation by using observations of a subset of the above species with distinct lifetimes (N2O, CH4, CFC-11, H-1211, H2 and O3) yielding complementary constraints on transport from each region. Details of the mass balance calculation and the results are presented in Chapter 3. During the mid-latitude measurement campaigns in Forlí the passing of a cut-off low system associated with an elongated streamer over Europe was observed. The impacts of this event on the trace gas mixing ratios in the LMS are examined in Chapter 4. Finally, a summary is given in Chapter 5.
Atmospheric nanoaerosols have extensive effects on the Earth’s climate and human health. This cumulative work focuses on the development and characterization of instrumentation for measuring various parameters of atmospheric nanoaerosols, and its use to understand new particle formation from organic precursors. The principal research question is, how the chemical composition of nanoaerosol particles can be measured and how atmospheric chemistry influences aerosol processes, especially new particle formation and growth. Therefore, nanoaerosols are investigated under various aspects. More specifically, an instrument is developed to analyze nanoparticles, and field as well as chamber studies are conducted.
The main project is the instrument development of the Thermal Desorption Differential Mobility Analyzer (TD-DMA, project 1, Wagner et al. (2018)). This instrument analyzes the chemical composition of small aerosol particles. By characterization and testing in chamber experiments, it is proven to be suitable for the analysis of freshly nucleated particles.
The second project (Wagner et al. (2017)) applies a broad spectrum of aerosol measurement instruments for the characterization of aerosol particles produced by a skyscraper blasting. A comprehensive picture of the particle population emitted by the demolition is obtained.
Project 3 (K¨urten et al. (2016)) is also an ambient aerosol measurement, focusing of new particle formation in a rural area in central Germany, and the ability of a negative nitrate CI-APi-TOF to detect various substances in atmosphere. Project 4 (Heinritzi et al. (2016)) is a characterization of the negative nitrate CI-APi-TOF used in projects 1, 3, 5, 6, 7 and 8. The following projects focus on understanding new particle formation from atmospherically abundant organic precursors. Key instruments comprise the negative nitrate CI-APiTOF for gas-phase measurements of the nucleating species, and various sizing and counting instruments for quantifying the particle formation and growth. Project 5 (Kirkby et al. (2016)) shows that biogenic organic compounds formed from alpha-pinene can nucleate on their own without the influence of e.g. sulfuric acid. Project 6 (Tr¨ostl et al. (2016)) describe the subsequent growth of these particles. Project 7 (Stolzenburg et al. (2018)) covers the temperature dependence of this growth and in project 8 (Heinritzi et al. (2018)), the suppressing influence of isoprene on the new particle formation is assessed.
During this study clumped isotope analysis of carbonates was established at the Goethe University of Frankfurt, Germany. Therefore, preparation protocols and analytical parameters were elaborated to obtain precise and accurate Δ47 data. Briefly, analyte CO2 was cleaned cryogenically using glass extraction lines to remove traces of water that enable re-equilibration of C–O bonds in the gases. Furthermore, analyte CO2 was passed through a gas chromatograph (GC) to clean it from contaminants that produce isobaric interferences with m/z 47. Initially, phosphoric acid digestions of carbonates was conducted at 25 °C in McCrea-type reaction vessels. Afterwards samples were reacted at 90 °C using a common acid bath. Mass spectrometric analyses were performed using a MAT 253 equipped with a dual inlet system. Δ47 values were directly projected to the absolute scale using CO2 gases equilibrated at distinct temperatures.
In cooperation with Stefano Bernasconi and his research group at ETH Zurich we studied the non-linearity that occurs for the measurement of m/z 47. This effect results from secondary electrons created by the m/z 44 beam. These electrons cause a negative background on the m/z 47 collector. A correction procedure was proposed that relies on the determination of the negative background on the m/z 47 Faraday cup. This approach might reduce time-consuming analyses of heated gases which were used so far to account for the observed non-linearity. However, the suggested correction of the negative background on the m/z 47 cup is only applicable if the slit width of the m/z 44 beam is significantly wider than that of the m/z 47 beam.
This thesis, furthermore, presents a comparison of the different phosphoric acid digestion techniques which are commonly used for carbonate clumped isotope analysis. For calcitic and aragonitic material digested at 25 °C in McCrea-type vessels we observed that the sample size has an effect on Δ47 data: higher mean Δ47 values and a larger scatter of data were received for samples <7 mg than for larger aliquots. For carbonate samples digested at 90 °C in a common acid bath no sample size effect was determined. We assume that secondary re-equilibration of CO2 with water preferentially occurs at 25 °C producing the observed differences. However, a sample size effect can be avoided if reaction temperature is increased to 90 °C.
In order to make carbonate Δ47 data obtained from acid digestions at 90 °C comparable to Δ47 data received from reactions at 25 °C the difference of the acid fractionation factores (Δ47*25-90) between both temperatures has to be known. For the determination of the Δ47*25-90 value we have considered Δ47 data made at 25 °C from samples >7 mg only. For calicte and aragonite we obtained differences in fractionation factores of 0.075‰ and 0.066‰, respectively. These Δ47*25-90 values are coincident with the theoretical prediction of 0.069‰ proposed for calcite (Guo et al., 2009).
Moreover, this dissertation comprises a calibration study of the clumped isotope thermometer based on various natural calcites that grew between 9 and 38 °C. The samples include a brachiopod shell, a bivalve shell, an eggshell of an ostrich and foraminifera tests which formed from distinct biomineralizing processes. Furthermore we included an authigenic carbonate crystallized from biological-induced precipitation. The following linear relationship between 1/T2 and Δ47 was determined (with Δ47 in ‰ and T in K):
Δ47 = 0.0327 (± 0.0026) x 106 / T2 + 0.3030 (± 0.0308) (R2 = 0.9915)
This equation differs from the pioneering Ghosh et al. (2006a) calibration. However, our regression line is statistically indistinguishable from that of Henkes et al. (2013) which is based on aragonitic mollusks and calcitic brachiopod shells. Both studies have in common that calibration data were, at first, directly referenced to the absolute scale. In addition, both datasets rely on similar digestion techniques. Furthermore, the two calibrations are conform with the theoretical prediction of Guo et al. (2009).
The calcite calibration of the clumped isotope paleothermometer received in this study was applied to Δ47 data measured for Silurian brachiopods shells from Gotland/Sweden. Prior to isotopic analysis the fossils were intensively investigated for their preservation state (CL, SEM, trace elements). The lowest T(Δ47) values of ca. 28 to 33 °C were estimated from ultrastructurally well-preserved regions of some shells. For these samples also the lowest δ18Ow values of Silurian seawater were determined. These estimates of ca. −1‰ confirm the assumption that the δ18O value of the Silurian ocean was buffered to (0 ± 1)‰.
Nevertheless, most studied shells were characterized by a patchwork of pristine and altered shell portions resulting in elevated T(Δ47) values which plot mostly between 40 and 60 °C. Our results indicate that the clumped isotopic composition of the shells were altered at low water-rock ratios, not affecting the δ18O values. Δ47 and δ18O data of associated diagenetic phases (sparitic and micritic phases of the inner fillings of the fossils) provide evidence that the sparitic cements grew during several diagenetic events which occurred at different temperatures in fluid-buffered systems. We, furthermore, conclude that the micritic phases lithified at a very early diagenetic stage with the δ18O values being most probably close to a Silurian seawater composition
This thesis deals with the analysis of “presolar” silicates and oxides by high resolution mass spectrometry and electron microscopy techniques. This “stardust” was identified by its extreme oxygen isotopic anomalies, which point to nucleosynthetic reactions in stellar interiors, in the carbonaceous chondrite Acfer 094. Isotopic, chemical and mineralogical studies on these stardust grains therefore allow the testing of astrophysical questions on Earth, which are otherwise only accessible by spectroscopy and theoretical models. The class of presolar silicates has been identified only six years ago in 2002, although it was known already from spectroscopic observations that silicates represent the most abundant type of dust in the galaxy. The development of the “NanoSIMS” was a crucial step in this respect, because this ion probe with its superior spatial resolution of only 50 nm allowed the detection of the typically 300 nm sized presolar silicates. A total of 142 presolar silicates and 20 presolar oxides were identified within Acfer 094, whose matrix therefore contains 163 ± 14 ppm presolar silicates and 26 ± 6 ppm presolar oxides. This is among the highest amounts reported so far for any primitive solar system material. The majority of detected stardust grains derive from asymptotic giant branch stars of 1 – 2.5 Msun and close-to-solar or slightly lower-than-solar metallicity. However, by measuring the Si isotopic compositions of some enigmatic grains, it could be shown that there is a sub-class of presolar silicates characterized by an extreme enrichment of 17O and a moderate enhancement of 30Si relative to solar, whose origins might be explained by formation in binary stellar systems. About 10% of all grains exhibit an enrichment in 18O and some of them also of 28Si relative to solar, which most likely point to an origin in type II supernova explosions. The Si isotopic measurements also allowed to quantify the effect of the s-process on the Si isotopes in low-mass asymptotic giant branch stars. The results agree well with theoretical predictions. The grains were furthermore characterized by SEM and the chemistries of about half of the grains were determined by Auger electron spectroscopy. The majority of grain morphologies are consistent with what is expected from condensation experiments. However, a lot of grains are altered by Fe-rich minerals, which are either of primary condensation or of secondary ISM or solar nebula origin. Furthermore, complex presolar grains consisting of refractory Al-rich grains attached to silicate material could be identified, which have been predicted by condensation theory and observational evidence. Nine presolar silicates were analyzed by combined NanoSIMS/TEM studies. The majority of grains are Mg-rich and amorphous, which is in contrast to astrophysical evidence, which mainly postulate crystalline Mg-rich and amorphous Fe-rich circumstellar condensates. However, the grains might have been rendered amorphous by secondary processes in the ISM or could have condensed under non-equilibrium, low-temperature conditions in the circumstellar outflow. The grains are more likely characterized by a variable, pyroxene-like chemistry, which could be a result of sputtering in the ISM, which preferentially removes Mg. The detected crystalline presolar silicates in this study and in other work are all olivines, whereas grains with a pyroxene stoichiometry are all amorphous except one. This supports astrophysical models which point to different formation pathways for these two types of grains and therefore different crystallinity. However, the relatively high Fe content of three detected presolar olivines in this study and in other work is in contrast to astrophysical evidence and theoretical considerations, which predict essentially Fe-free crystalline grains. It is therefore possible that the infrared spectra might also be compatible with less Mg-rich olivines. The only crystalline presolar silicate with a pyroxene-like stoichiometry is the unusual grain 1_07: although it is chemically enstatite, the electron diffraction pattern could only be indexed to silicate perovskite, which is stable above ~23 GPa. The discovery of a high-pressure phase of presolar origin shows that dust grains encountering interstellar shocks might not necessarily be completely destroyed. In astrophysical models it is in principle also possible that a fraction of larger grains might survive such a shock wave encounter as a high-pressure modification, which is supported by this discovery.
Over the last several decades, spinel-structured minerals with the chemical formula AB2O4 (where A and B stand for divalent and trivalent cations, respectively) have attracted more and more attention, particularly with regards to their breakdown at high pressures and temperatures and the nature of the so-called "post-spinel" phases. Spinel-structured phases with different endmember compositions, like magnetite (Fe3O4), hercynite (FeAl2O4) or spinel (MgAl2O4), are known to breakdown differently at high pressure-temperature conditions (e.g., Akaogi et al. 1999; Schollenbruch et al. 2010; Woodland et al. 2012). Such phases are of particular interest when they incorporate ferric (Fe3+) and ferrous (Fe2+) cations as this makes their stability sensitive to redox conditions. Since magnetite and magnesioferrite (MgFe3+ 2O4) have been found as inclusions in diamond (e.g., Stachel et al. 1998; Harte et al. 1999; Wirth et al. 2014; Palot et al. 2016; Jacob et al. 2016), understanding their phase relations is important for setting constraints on the conditions of their formation.
This study aimed to experimentally investigate the phase relations of Fe-Mg spinel-structured phases at conditions of the deep upper mantle and transition zone. Exploring the stability of new post-spinel phases and their characterization were also major goals of this study. Approaching a pyrolitic mantle composition by adding amounts of SiO2 in the system allowed constraints on the relevance of Fe-Mg post-spinel phases coexisting with mantle silicates to be made. ...
Derivation and characterization of a new filter for nonlinear high-dimensional data assimilation
(2015)
Data assimilation (DA) combines model forecasts with real-world observations to achieve an optimal estimate of the state of a dynamical system. The quality of predictions in nonlinear and chaotic systems such as atmospheric or oceanic circulation is strongly sensitive to the initial conditions. Therefore, beyond the consistent reconstruction of past states, a primary relevance of advanced DA methods concerns the proper model initialization. The ensemble Kalman filter (EnKF) and its deterministic variants, mostly square root filters such as the ensemble transform Kalman filter (ETKF), represent a popular alternative to variational DA schemes. They are applied in a wide range of research and operations. Their forecast step employs an ensemble integration that fully respects the nonlinear nature of the analyzed system. In the analysis step, they implicitly assume the prior state and observation errors to be Gaussian. Consequently, in nonlinear systems, the mean and covariance of the analysis ensemble are biased and these filters remain suboptimal. In contrast, the fully nonlinear, non-Gaussian particle filter (PF) relies on Bayes' theorem without further assumptions, which guarantees an exact asymptotic behavior. However, it is exposed to weight collapse, particularly in higher-dimensional settings, known as the curse of dimensionality.
This work presents a new method to obtain an analysis ensemble with mean and covariance that exactly match the corresponding Bayesian estimates. This is achieved by a deterministic matrix square root transformation of the forecast ensemble, and subsequently a suitable random rotation that significantly contributes to filter stability while preserving the required second-order statistics. The forecast step remains as in the ETKF. The algorithm, which is fairly easy to implement and computationally efficient, is referred to as the nonlinear ensemble transform filter (NETF). The limitation with respect to fully-nonlinear filtering is that the NETF only considers the mean and covariance of the Bayesian analysis density, neglecting higher-order moments.
The properties and performance of the proposed algorithm are investigated via a set of experiments. The results indicate that such a filter formulation can increase the analysis quality, even for relatively small ensemble sizes, compared to other ensemble filters in nonlinear, non-Gaussian scenarios. They also confirm that localization enhances the applicability of this PF-inspired scheme in larger-dimensional systems. Finally, the novel filter is coupled to a large-scale ocean general circulation model with a realistic observation scenario. The NETF remains stable with a small ensemble size and shows a consistent behavior. Additionally, its analyses exhibit low estimation errors, as revealed by a comparison with a free ensemble integration and the ETKF. The results confirm that, in principle, the filter can be applied successfully and as simple as the ETKF in high-dimensional problems. No further modifications are needed, even though the algorithm is only based on the particle weights. Thus, it is able to overcome the curse of dimensionality, even in deterministic systems. This proves that the NETF constitutes a promising and user-friendly method for nonlinear high-dimensional DA.
In dieser Arbeit wurde der chemische Ozonverlust in der arktischen Stratosphäre über elf Jahre hinweg, zwischen 1991 und 2002, mit Hilfe der so genannten "Ozon-Tracer Korrelationstechnik" (TRAC), untersucht. Bei dieser Methode werden Korrelationen zwischen Ozon und langlebigen Spurenstoffen im Verlauf des Winters im Polarwirbels beobachtet und so der jährliche akkumulierte Ozonverlust berechnet. Die Ergebnisse dieser Arbeit basieren im wesentlichen auf Messdaten der Satelliteninstrumente: HALOE (Halogen Occultation Experiment) auf UARS (Upper Atmosphere Research Satellite) und ILAS (Improved Limb Atmospheric Spectrometer) Instrument auf ADEOS (Advanced Earth Observing Satellite). Das HALOE Instrument misst seit Oktober 1991 kontinuierlich alle zwei bis drei Monate für einige Tage in höheren nördlichen Breiten. ILAS lieferte ausschließlich für den Winter 1996-97 Messungen, die über sieben Monate hinweg in hohen Breiten aufgenommen wurden. Aufgrund der eingeführten Erweiterungen und Verbesserungen der Methode in dieser Arbeit, konnte die Methode anhand einer detaillierten Studie für den Winter 1996-97 validiert werden. Die ILAS Messreihe wurde dazu verwendet, erstmals die Untersuchung der zeitlichen Entwicklung von Ozon-Tracer Korrelationen kontinuierlich für die gesamte Lebensdauer des Polarwirbels durchzuführen. Dabei wurden auch Korrelationen während der Bildung des Wirbels untersucht und im Besonderen mögliche Mischungsvorgänge zwischen Wirbelluft und Luftmassen außerhalb des Wirbels. Ausserdem wurde ein Vergleich der Ergebnisse von ILAS und HALOE Messdaten durchgeführt und Unterschiede in den Ergebnissen tiefgreifend analysiert. Basierend auf HALOE Messungen konnte die erweiterte TRAC Methode über elf Jahren hinweg angewendet werden. Damit war erstmals eine konsistente Analyse von Ozonverlust und Chloraktivierung über diesen Zeitraum möglich. Die Erweiterungen führten zu einer Verringerung und genauen Quantifizierung von Unsicherheiten der Ergebnisse. Ein deutlicher Zusammenhang zwischen meteorologischen Bedingungen, Chloraktivierung und dem chemischen Ozonverlust wurde deutlich. Weiterhin zeigte sich eine Abhängigkeit zwischen den meteorologischen Bedingungen und der Homogenität des Ozonverlustes innerhalb eines Winters, sowie der mögliche Einfluss von horizontaler Mischung auf Luftmassen in einem schwach ausgeprägten Polarwirbel. In dieser Arbeit wurde eine positive Korrelation zwischen den über die gesamte Lebensdauer des Wirbels auftretenden möglichen PSC-Flächen und den akkumulierten Ozonverlusten für die elf untersuchten Jahre deutlich. Es konnte darüber hinaus gezeigt werden, dass der Ozonverlust von deutlich mehr Einflüssen als nur von der Fläche möglichen PSC Auftretens bestimmt wird, sondern zum Beispiel von der Stärke der Sonneneinstrahlung abhängt. Außerdem lassen sich Auswirkungen von Vulkanausbrüchen, wie zum Beispiel im Jahr 1991 der des Mount Pinatubo, identifizieren.
A graph theoretical approach to the analysis, comparison, and enumeration of crystal structures
(2008)
As an alternative approach to lattices and space groups, this work explores graph theory as a means to model crystal structures. The approach uses quotient graphs and nets - the graph theoretical equivalent of cells and lattices - to represent crystal structures. After a short review of related work, new classes of cycles in nets are introduced and their ability to distinguish between non-isomorphic nets and their computational complexity are evaluated. Then, two methods to estimate a structure’s density from the corresponding net are proposed. The first uses coordination sequences to estimate the number of nodes in a sphere, whereas the second method determines the maximal volume of a unit cell. Based on the quotient graph only, methods are proposed to determine whether nets consist of islands, chains, planes, or penetrating, disconnected sub-nets. An algorithm for the enumeration of crystal structures is revised and extended to a search for structures possessing certain properties. Particular attention is given to the exclusion of redundant nets and those, which, by the nature of their connectivity, cannot correspond to a crystal structure. Nets with four four-coordinated nodes, corresponding to sp3 hybridised carbon polymorphs with four atoms per unit cell, are completely enumerated in order to demonstrate the approach. In order to render quotient graphs and nets independent from crystal structures, they are reintroduced in a purely graph-theoretical way. Based on this, the issue of iso- and automorphism of nets is reexamined. It is shown that the topology of a net (that is the bonds in a crystal) constrains severely the symmetry of the embedding (that is the crystal), and in the case of connected nets the space group except for the setting. Several examples are studied and conclusions on phases are drawn (pseudo-cubic FeS2 versus pyrite; α- versus β- quartz; marcasite- versus rutile-like phases). As the automorphisms of certain quotient graphs stipulate a translational symmetry higher than an arbitrary embedding of the corresponding net would show, they are examined in more detail and a method to reduce the size of such quotient graphs is proposed. Besides two instructional examples with 2-dimensional graphs, the halite, calcite, magnesite, barytocalcite, and a strontium feldspar structures are discussed. For some of the structures it is shown that the quotient graph which is equivalent to a centred cell is reduced to a quotient graph equivalent to the primitive cell. For the partially disordered strontium feldspar, it is shown that even if it could be annealed to an ordered structure, the unit cell would likely remain unchanged. For the calcite and barytocalcite structures it is shown that the equivalent nets are not isomorphic.
This thesis presents microstructural investigations of rock salt from the central part of the Gorleben salt dome (Northern Germany). The main emphasis was to characterize the rock salt microfabrics, to identify operating deformation mechanisms in halite and anhydrite and to decipher the macro- and microstructural distribution of hydrocarbons, which have been encountered during the underground exploration of the salt dome. The microfabrics of the Knäuel- and the Streifensalz formation indicate that strain-induced grain boundary migration has been active during deformation of halite. Crystal plastic deformation of halite is further documented by lattice bending, subgrain formation and minor subgrain rotation. Evidence for pressure solution of halite has not been found, but cannot be excluded because of the small grain size, the lack of LPO and the low differential stress (1.1 - 1.3 MPa) as deduced from subgrain-size piezometry. Solution precipitation creep was proven for intercalated anhydrite layers and clusters, which have been deformed in the brittle-ductile regime. Brittle deformation of anhydrite in terms of boudinage and fracturing was counteracted by viscous creep of halite which caused a re-sealing of fractures and a reestablishing of the characteristic sealing capacity of rock salt. Hydrocarbons are mainly located along cross cut 1 West of the Gorleben exploration mine and are heterogeneously distributed in the rock salt. They are incorporated in the rock salt foliation in the form of streaks, dispersed clouds, clusters and isolated patches. On the micro-scale, hydrocarbons are trapped along grain boundaries of halite and/or anhydrite, in micro-capillary tubes of anhydrite and in pore space of the rare rock salt with elevated porosity (< 1.26 vol.-%). Such elevated porosities correlate with elevated hydrocarbon concentrations of several hundred ppm. The overall concentrations of hydrocarbons, however, are very low (< 0.05 wt.-%). Elevated porosity is depicted to be a remnant originating from an early stage of salt uplift when fluid and hydrocarbons have migrated and spread from the Staßfurt Karbonat (z2SK) into the superjacent Gorleben Hauptsalz. During halokinesis and the strong reworking of the salt body hydrocarbons have been redistributed and dismembered resulting in the isolated present-day occurrences. The distribution of hydrocarbons shows no relation to local variations in the rock salt fabric. The microstructures of hydrocarbon-bearing and hydrocarbon-free Gorleben rock salt are not distinguishable from each other. Likewise, the presence of hydrocarbons should not have influenced the mechanical behavior or the rock salt as indicated by the microfabrics studied and by geomechanical data. The pure amounts of hydrocarbons are too low for any detectable impact on the barrier properties of this part of rock salt. Although hydrocarbons have migrated into the Gorleben Hauptsalz during an early stage of salt uplift when the sealing capacity of rock salt was diminished, the major implication of their isolated distribution patterns is that the Gorleben rock salt was able to regain its sealing capacity during subsequent deformation and re-equilibration. Former migration pathways for fluid and hydrocarbons have been healed and do not exist anymore. The application of X-ray computed tomography (CT) allows the 3D visualization and quantification of anhydrite, pore space and fluid phases located along grain-boundaries or trapped as intracrystalline inclusions. The 3D reconstruction of anhydrite clusters and pore space for the same sample reveals different spatial distribution patterns. This fact implies that anhydrite is not responsible for such elevated pore space in the rock salt studied, which has been largely closed during the polyphase deformation history of the Gorleben salt dome. High-resolution nanoCT scans (≤ 1 μm voxel size) of single intra- and intercrystalline fluid inclusions in rock salt enable a characterization of gaseous, solid and liquid phases inside single fluid inclusions and give exact information on morphology and shape. The 3D reconstruction of grain boundary fluid inclusions allows the amount, volumes, surface areas or diameters of various types to be determined. Non-destructive X-ray CT imaging is presented as very useful tool to characterize the structural inventory of rock salt. This non-destructive technique offers new perspectives for microstructural studies and for a wide range of research in structural geology, in general.
Until now, the NW Indian Ocean was sparsely covered with coral proxy records, and records from the Maldives Archipelago do not exist. The first such coral proxy record from the central Maldives is presented in this study. It originates from a massive Porites lutea (Quoy and Gaimard, 1833) colony that was sampled March 2007 in the lagoon of Rasdhoo Atoll (4°N/ 73°W), which is located in the central Maldives. The record spans a period of 90 yrs and reaches back to 1917 AD with monthly to bimonthly resolution. This study investigates temporal variations of the skeletal stable oxygen (delta18O) and carbon (delta13C) isotopes, the strontium-to-calcium (Sr/Ca), and the annual extension-rates, and their relationship to historical climate variations 1917-2007. Annual extension-rates show an increase over the 20th century, and are correlated with instrumental sea surface temperatures (SST). The interannual variation of the extension-rates within 2.5-4 years is driven by the El Niño-Southern Oscillation (ENSO). The amount of skeletal extension during the summer months is triggered by variations in the strength of the SW monsoon. Interannual and decadal variability in monsoon current activity (18-19 yrs) and rainfall over India are an expression of the summer monsoon strength. This is the reason why a statistical link between coral extension-rates and precipitation over India can be established. This implies that annual extension-rates in corals can be used as a new proxy for Indian monsoon variability on decadal resolution. The delta18O record exhibits the 20th century warming trend that is influenced by the effect of monsoon-induced cooling. delta18O also reveals interannual ENSO triggered variability, which is due to ENSO-forced variations in SST and sea surface salinity (SSS). A decadal variation at 12-14 yrs cannot be linked to SST variations in the NW Indian Ocean, but with decadal variations of SSS. They could be caused by ENSO- forced variations of the monsoon currents during the mature phase of ENSO teleconnections in the Indian Ocean in boreal winter. The Sr/Ca record does not indicate a significant warming, in spite of the observed SST rise at the sampling site. Changes in seawater Sr/Ca cannot be excluded. Nevertheless, interannual ENSO forcing is still evident. Evidence for the Pacific Decadal Oscillation (PDO) is found during 1917-1955. Afterwards, the Sr/Ca data indicate the disappearance of PDO forcing. By the combination of Sr/Ca and delta18O it is possible to detect ~80% of historical El Niño and La Niña events at the sample site. This study confirms the notion that interannual to multi-decadal climate fluctuations in the Pacific play a crucial role for climate variability in the Indian Ocean.
Recently, carbonates have attracted a lot of attention, due to the recognition of their importance in the global carbon cycle. This was enabled by improvement of the experimental techniques that allow for investigating the stability, structure, and physical properties of materials and high-pressures and high-temperatures, that is, they allow for investigating minerals and geochemical processes at the conditions occurring deep inside Earth. Although a lot of research has been focused on carbonates, there are still some open questions regarding their structure and physical properties at such extreme conditions. The aim of this thesis is to establish a deeper understanding of the nature of the phase transitions in carbonates by studying how do the atoms building up the crystal structure vibrate, that is lattice dynamics. The methodology adapted in this study is a combination of experimental and computational methods which allows for a very thorough examination of the problem. The computational approach allows to determine parameters that are elusive or tedious to measure, and the experimental results provide a solid benchmark for the calculations. This tandem of methods has been widely used for investigating lattice dynamics of various materials. In this study it was used to elucidate the structure and properties of carbonates in the deep Earth conditions