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The bulk of this dissertation is an analysis of grammatical relations (including syntactic, pragmatic, and semantic relations) in Modern Mandarin Chinese. In Chapter I the background, functional framework, and concepts used in the dissertation are introduced. In Chapter II it is shown that Chinese has not grammaticalized the syntactic functions 'subject' and 'object', and has no syntactic function-changing passive construction. In Chapter III the nature of word order and its relationship to information structure in Chinese is examined. It is argued that word order in Chinese does not mark 'definite' and 'indefinite' NPs, as is commonly assumed, but marks information structure. A number of marked focus structure constructions are also discussed. In Chapter IV the discussion is of the structure of Chinese discourse, developed from an analysis of the nature of discourse referent tracking. It is shown that recovery of anaphora is not based on syntactic functions, but is based on real world knowledge (semantics and pragmatics) and discourse structure. Chapter V gives the conclusions, followed by a discussion of some of the diachronic considerations that arose in the course of this investigation. It is suggested that within Sino-Tibetan, Chinese should be seen as an innovator in terms of word order, and that grammatical relations in Proto-Sino-Tibetan should be seen to be pragmatically based rather than syntactically based.
This paper discusses an attempt to write a computer program that would properly model the phonological development of Chinese from Middle Chinese to Modern Peking Mandarin, using the rules in Chen 1976. Several problems are encountered, the most significant being that the rules cannot apply in the same order for all lexical items. The significance of this in terms of the implementation of sound change is briefly discussed.
This paper is the second in a series arguing for a discourse·based analysis of grammatical relations in Chinese in which there is a direct mapping between semantic role and grammatical function, and there are no relation-changing lexical rules such as passivization that can change that mapping. The correct assignment of semantic roles to the constituents of a discourse is done by the listener purely on the basis of the discourse structure and pragmatics (real world knowledge). Though grammatical analyses of certain constructions can be done on the sentence level, the sentence is generally not the central unit for understanding anaphora and grammatical relations in Chinese. Two related arguments are presented here: the question of 'subject' and the structure of discourse developed from an analysis of the nature of discourse referent tracking.
This paper is one argument for a theory of grammatical relations in Chinese in which there are no grammatical relations beyond semantic roles, and no lexical relation-changing rules. As the passive rule is one of the most common relation changing rules cross-linguistically, in this paper I will address the question of whether or not Mandarin Chinese has lexical passives, that is, passives defined as in Relational Grammar (see for example Perlmutter and Postal 1977) and the early Lexical Functional Grammar (LFG) literature (e.g. Bresnan 1982), where a 2-arc (object) is promoted to a 1-arc (subject).