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This paper is part of a research project on OT Syntax and the typology of the free relative (FR) construction. It concentrates on the details of an OT analysis and some of its consequences for OT syntax. I will not present a general discussion of the phenomenon and the many controversial issues it is famous for in generative syntax.
This paper argues for a particular architecture of OT syntax. This architecture hasthree core features: i) it is bidirectional, the usual production-oriented optimisation (called ‘first optimisation’ here) is accompanied by a second step that checks the recoverability of an underlying form; ii) this underlying form already contains a full-fledged syntactic specification; iii) especially the procedure checking for recoverability makes crucial use of semantic and pragmatic factors. The first section motivates the basic architecture. The second section shows with two examples, how contextual factors are integrated. The third section examines its implications for learning theory, and the fourth section concludes with a broader discussion of the advantages and disadvantages of the proposed model.
Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
The phenomenon of phonological opacity has been the subject of much debate in recent years, with scholars opposed to the Optimality Theory (OT) research program arguing that opacity proves OT must be false, while the solutions proposed within OT, such as sympathy theory and stratal OT , have proved to be unsatisfying to many OT proponents, who have found these proposals to be inconsistent with the parallelist approach to phonological processes otherwise characteristic of OT. In this paper I reexamine one of the best known cases of opacity, that found in three processes of Tiberian Hebrew (TH), and argue that these processes only appear to be opaque, because previous analyses have treated them as pure phonology, rather than as an interaction between phonology and morphology. Once it is recognized that certain words of TH are lexically marked to end with a syllabic trochee, and that the goal of paradigm uniformity exerts grammatical pressure on phonology, the three processes no longer present a problem to parallelist OT. The results suggest the possibility that all crosslinguistic instances of apparent opacity can be explained in terms of the phonology-morphology interface and that purely phonological opacity does not exist. If this claim is true, then parallelist OT can be defended against its detractors without the need for additional mechanisms like sympathy theory and stratal OT.
This paper investigates how syntax and focus interact in deriving the phonological phrasing of utterances in Xhosa, a Bantu language spoken in South Africa. Although the influence of syntax on phrasing is uncontroversial, a purely syntactic analysis cannot account for all the data reported for Xhosa by Jokweni (1995). Focus influences the phrasing in that it inserts a phonological phrase-boundary after the focused constituent. This generalization can account for the variation found in the phrasing of adverbials.
The findings are dealt with in an OT-based framework following Truckenbrodt's work on Chichewa (1995, 1999) which is extended to the phrasing of adjuncts.
In this paper, I argue that this apparent problem is accounted for by the interaction of constraints. For the fixed segment [ɛ] in Cɛ-reduplication, I argue that [ɛ] is the second least marked vowel in Palauan, which appears when the default vowel [ǝ] cannot appear. I show that the Palauan facts are not only consistent with the proposals of Urbanczyk (1999) and Alderete et. al (1999), but they actually provide support of their claims. In the following section, I discuss Urbanczyk's (1999) arguments concerning ROOT faithfulness in reduplication and possible asymmetries between affix reduplicants and root reduplicants. In Section 3, I introduce Palauan reduplication and discuss Finer's (1986) observations on the resulting state verb (RSV) form. I show that the RSV forms support the classification that Cɛ-reduplicants are affixes, and CVCV -reduplicants are roots. In Section 4, I discuss the shape and vowel quality of the two reduplicants. The CVCV-reduplicant has three variants: CǝCǝ, CǝC and CV. I explain this variation, illustrating why [ǝ] appears in the first two variations. Then, I discuss the shape and vowel quality of the Cɛ-reduplicant, arguing that the fixed segment [ɛ] in Cɛ-reduplication is a special case of TETU. I show that root faithfulness constraints are crucial in determining the shape and vowel quality of the reduplicants. Section 5 is the conclusion.
Ida'an-Begak is a Western Malayo-Polynesian language spoken by approximately 6,000 people on the east coast of Sabah, Malaysia, Borneo and belongs to the Sabahan subgroup of the North Borneo subgroup (Blust 1998). Ida'an-Begak has three dialects, Ida'an, spoken in the villages of Segama to the west of Lahad Datu, Ida'an Sungai spoken in the Kinabatangan and Sandakan districts, and Begak spoken in Ulu Tungku, to the east of Lahad Datu (Banker 1984).1 Moody (1993) deals with Ida'an; this paper concentrates on the Begak dialect. In this paper I will present new data gathered in the field and provide an analysis of the allomorphy. The study is based on spontaneous data as well as examples elicited from my language informants.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.