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Predication at the interface
(2001)
We try to show that predication plays a greater role in syntax than commonly assumed. Specifically, we wil argue that predication to a large extent determines both the phrase structure of clauses and trigger syntactic processes that take place in clauses. If we are on the right path, this implies that syntax is basically semantically driven, given that predication is semantically construed.
The present investigation is concerned with German participles II (past participles) as lexical heads of adjuncts.
Within a minimalist framework of sound-meaning correlation, the analysis presupposes a lexicalist conception of morphology and the differentiation of Semantic Form and Conceptual Structure. It is argued that participles II have the same argument structure as the underlying verbs and can undergo passivization, perfectivization and conversion to adjectives. As for the potential of participles to function as modifiers, it is shown that attributive and adverbial participle constructions involve further operations of conversion. Participle constructions are considered as reduced sentences. They do not have a syntactic position for the subject, for an operator (comparable to the relative pronoun in relative clauses) or for an adverbial relator (as in adverbial clauses). The pertinent components are present only in the semantic structure.
Two templates serve the composition of modifiers - including participle constructions - with the modificandum. It is necessary to differentiate between modification which unifies two predicates relating to participants or to situations and frame setting modification where the modifier is given the status of a propositional operator.
The proposed analysis shows that the high degree of semantic underspecification and interpretative flexibility of German participle II constructions resides in the indeterminacy of participles II with respect to voice and perfect, in the absence of certain constituents in the syntactic structure and in the presence of corresponding parameters in the Semantic Form of the participle phrases.
This contribution concerns the interaction of morphology, syntax and semantics. It treats German past participles and concentrates on their function as heads in attributive and adverbial modifier phrases. It is argued that participles have the same argument structure as the underlying verbs and can undergo passivization, perfectivization and conversion to adjectives. Since these three operations involve changes in the morphosyntactic categorization they are considered as zero affixation. Two affixless templates – without any categorical changes – convert participle constructions to modifiers relating to participants or to situations. These phrases do not have a syntactic position for the grammatical subject, an operator or an adverbial relator. The pertinent components are present only in the semantic structure. Two further templates serve the composition of participle constructions as modifiers with the modificandum. It is necessary to differentiate between modifiers which function as predicates and those which have the status of a propositional operator. In syntax, these different semantic functions correspond to different adjunct positions of the respective participle phrases.
This paper investigates syntactic properties of verbless constructions in Chinese. Verbless constructions differ from constructions with overt verbs in three major respects. First, there is a VP-internal nominal raising in Chinese, which is optional if an overt verb shows up, and obligatory if there is no overt verb. Second, while an overt verb can select various kinds of argument, the internal argument of a verbless construction cannot be indefinite. Third, there are two types of object depictive secondary predication constructions, and only one of them allows for a null verb.
This paper argues for non-primary c- and s-selectional restrictions of verbs in computing nonprimary predicatives such as resultatives, depictives, and manners. Our discussion is based both on the selection violations in the presence of nonprimary predicates and on the cross-linguistic and language-internal variations of categorial and semantic constraints on nonprimary predicates. We claim that all types of thematic predication are represented by an extended projection, and that the merger of lexical heads with another element, regardless of the type of the element, consistently has c- and s-selectional restrictions.
In this paper I firstly argue that secondary predicates are complement of v, and v is overtly realized by Merge or Move in secondary predication in Chinese. The former option derives the de-construction, whereas the latter option derives the V-V construction. Secondly, I argue that resultatives are hosted by complement vPs, whereas depictives are hosted by adjunct vPs. This complement-adjunct asymmetry accounts for a series of syntactic properties of secondary predication in Chinese: the position of a secondary predicate with respect to the verb of the primary predicate, the co-occurrence patterns of secondary predicates, the hierarchy of depictives, the control and ECM properties of resultative constructions, and the locality constraint on the integration of secondary predicates into the structure of primary predication. Thirdly, I argue that the surface position of de is derived by a PF operation which attaches de to the right of the leftmost verbal lexical head of the construction. Finally, I argue that in the V-V resultative construction, the assumed successive head-raising may account for the possible subject-oriented reading of the resultative predicate, and that the head raising out of the lower vP accounts for the possible non-specific reading of the subject of the resultative predicate.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.
Case and event structure
(2001)
I argue in this paper for a novel analysis of case in Icelandic, with implications for case theory in general. I argue that structural case is the manifestation on the noun phrase of features which are semantically interpretable only on verbal projections; thus, Icelandic case does not encode features of noun phrase interpretation, but it is not uninterpretable either; case is properly seen as reflecting (interpretable) tense and aspect features. Accusative case in Icelandic is available when the two subevents introduced in a transitive verb phrase are identified with each other, and dative case is available when the two parts are distinct (thus Icelandic case manifests aktionsart or inner aspect, in partial contrast to Finnish). This analysis bears directly on the theory of feature checking in the Minimalist Program; specifically, it paves the way for a restrictive theory of feature checking in which no features are strictly uninterpretable: all formal features come in interpretable-uninterpretable pairs, and feature checking is the matching of such pairs, driven by legibility conditions at Spell-Out.
The paper investigates a recent proposal to resultativity by G. Jäger and R. Blutner (J&B). J&B say that the representation of result states of accomplishments by means of CAUSE and BECOME is not correct and should not be done in the syntax in terms of decomposition. They develop an axiomatic approach where each accomplishment/achievement is related to its result by a particular axiom. Modification of the result by "again" makes use of these axioms and the restitutive/resultative ambiguity is a matter of lexical ambiguity or polysemy. They argue that the classical decomposition theory cannot treat the restitutive reading of "A Delaware settled in New Jersey again" (there had been Delawares in New Jersey but not this particular one; and those earlier Delawares never moved to New Jersey but were borne there). I discuss (and dispute) these data and compare the two theories. J&B's contains an OT-part dealing with the disambiguating role of stress. While the decomposition theory cannot deal with the data mentioned, it can integrate the OT-part of J&B's theory.
In this study, I investigate the positions and interpretations available to 'manner' adverbs in English. My central claim, contra Wyner (1994, 1998), is that an association does exist between 'manner' adverb positions and interpretations, which is best characterized in terms of Peterson's (1997) distinction between 'restrictive' and 'non-restrictive' modification. I also claim, however, that the association in question is not as general as commonly claimed; and, in particular, does not apply directly to 'manner' adverbs in 'fronted' and 'parenthetical' positions, which require special syntactic description.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
Irene Heim in unpublished work proposed a new syntax-semantics interface for propositional attitude reports based on an ontology without transworld individuals, but counterpart functions instead. We show that the approach can capture the 'de re'/'de dicto' distinction, but makes different predictions from accounts with transworld individuals. Specifically, the account uses a non-invertible counterpart functions: a single individual in an alternative world can be the counterpart of many individuals of the real world. The directionality of counterpart functions predicts that a 'de dicto' interpreted DP cannot be an argument of a 'de re' interpreted predicate. We show that the predicted restriction is corroborated by existing work on restrictions on 'de re' interpretation. The derivation of constraints on 'de re' interpretation argues empirically for the counterpart ontology and Heim’s implementation thereof.
Rethinking the adjunct
(2000)
The purpose of the present paper is twofold: first, to show that, when defining the adjunct, it is necessary to distinguish in a strict modular way between the syntactic level and the lexico-semantic level. Thus, the adjunct is a syntactic category on a par with the specifier and the complement, whereas the argument belongs to the same set as does (among others) the modifier. The consequence of this distinction is that there is no direct one-to-one opposition between adjuncts and arguments. Nor is there any direct one-to one relation between adjuncts and modifiers.
The second and main purpose of the paper is to account for the well-known difference between the position of a specific set of modifiers (cause, time, place etc.) in, on the one hand, English and Swedish, on the other, German. In English and Swedish the default position of these modifiers is postverbal, whereas in German it is preverbal. Further, in English and Swedish, these modifiers occur in a mirror order compared with their German counterparts, an order which, from a semantic point of view, is not the expected one. I shall demonstrate that this difference is due to the different settings of the verbal head parameter, the former languages being VO-languages and the latter being OV -languages. I shall further argue that in English and Swedish these modifiers are base generated as adjuncts to an empty VP, which is a complement of the main verb of what I shall call the minimal VP (MVP), whereas in German they are adjuncts on top of the MVP. Finally, I shall argue that the postverbal modifiers move at the latest at LF to the top of the MVP, in order to take scope over it, the restriction being 'Shortest move'. The movement results in the correct scope order of the postverbal modifiers.
The proposed structure also accounts for the binding data, in particular for the binding of a specific Swedish possessive anaphor 'sin'. This pronoun, which may occur within the MVP, must not occur within the postverbal modifiers in the empty VP. This supports the assumption that there is a strict borderline between the MVP and the assumed empty VP. The account is also in accordance with the focus data, the specific set of modifiers being potential focus exponents in a wide focus reading in English and Swedish, but not in German.
In this paper I show that the different case marking possibilities on predicate adjectives in depictive secondary predicates in Russian constitute the uninterpretable counterpart of the interpretable tense and aspect features of the adjective. Case agreement entails that the predicate adjective is non-eventive, i.e., it occurs when the event time of the secondary predicate is identical to the event time of the primary predicate. The instrumental case, however, entails that the secondary predicate is eventive: some change of state or transition occurred prior to or during the event time of the primary predicate. I claim that case agreement occurs in conjoined tense phrases in Russian, while the instrumental case occurs in adjoined aspectual phrases. In English, secondary predication is sensitive both to the structural location of its antecedent and to the event structure of the primary predicate. I suggest that depictives with subject antecedents in English are true adjunction structures, while those with direct object antecedents occur in a conjoined aspectual phrase. This hypothesis finds support in the different movement and semantic constraints in conjunction versus adjunction phrases in both English and Russian.
In this paper I put forward and justify a syntactic configuration that I call Complex Small Clause-structure. I show that this single syntactic structure can explain both the semantic value and the syntactic behavior of a range of constructions that up to now have been explored separately and, hence, proposed divergent analyses among them.
In this paper I would like to show that the principles which have been proposed so far to account for the relationship between the informational level and the syntactic level in a Chinese utterance are unable to predict some interesting and regular facts of that language.
To my mind, the form and the position of the question operator in an interrogative utterance provide two distributional tests which univocally indicate where the new information lies. Hence, the pairing of affirmative and interrogative sentences might be a better approach to locate where the new information lies in a Chinese utterance.
This paper reports results from a series of experiments that investigated whether semantic and/or syntactic complexity influences young Dutch children’s production of past tense forms. The constructions used in the three experiments were (i) simple sentences (the Simple Sentence Experiment), (ii) complex sentences with CP complements (the Complement Clause Experiment) and (iii) complex sentences with relative clauses (the Relative Clause Experiment). The stimuli involved both atelic and telic predicates. The goal of this paper is to address the following questions.
Q1. Does semantic complexity regarding temporal anchoring influence the types of errors that children make in the experiments? For example, do children make certain types of errors when a past tense has to be anchored to the Utterance Time (UT), as compared to when it has to be anchored to the matrix topic time (TT)?
Q2. Do different syntactic positions influence children’s performance on past-tense production? Do children perform better in the Simple Sentence Experiment compared to complex sentences involving two finite clauses (the Complement Clause Experiment and the Relative Clause Experiment)? In complex sentence trials, do children perform differently when the CPs are complements vs. when the CPs are adjunct clauses? (Lebeaux 1990, 2000)
Q3. Do Dutch children make more errors with certain types of predicate (such as atelic predicates)? Alternatively, do children produce a certain type of error with a certain type of predicates (such as producing a perfect aspect with punctual predicates)? Bronckart and Sinclair (1973), for example, found that until the age of 6, French children showed a tendency to use passé composé with perfective events and simple present with imperfective events; we will investigate whether or not the equivalent of this is observed in Dutch.
The aim of this paper is to investigate Rizzi's (2001) recent claim that in combien constructions full movement correlates with a specific or D-linking interpretation of the nominal (see also Obenauer, 1994) while the in-situ option corresponds to focus of the noun. On the one hand, it is argued that the notion of specificity or D-linking for the raised nominal is too strong while on the other hand it is shown that the stranded nominal is not a focus, but a topic, albeit of a special kind. It is also argued that there is a dedicated postverbal position for this kind of topic and that the nominal has all the properties of an incorporated nominal: it is interpreted as an asserted background topic. In the final part of the article, some time is spent discussing the pragmatics and the modality involved in discontinous structures, and showing that the stranded nominal is interpreted inside the VP/below the event variable.
The main purpose of this paper is to show that argument structure constructions like complex telic path of motion constructions (John walked to the store) or complex resultative constructions (The dog barked the chickens awake) are not to be regarded as "theoretical entities" (Jackendoff (1997b); Goldberg (1995)). As an alternative to these semanticocentric accounts, I argue that their epiphenomenal status can be shown iff we take into account some important insights from three syntactically-oriented works: (i) Hoekstra's (1988, 1992) analysis of S<mall>C<lause> R<esults>, (ii) Hale & Keyser's (1993f.) configurational theory of argument structure, and (iii) Mateu & Rigau’s (1999; i.p.) syntactic account of Talmy's (1991) typological distinction between 'satellite framed languages' (e.g., English, German, Dutch, etc.) and 'verb-framed languages' (e.g., Catalan, Spanish, French, etc.). In particular, it is argued that the formation of the abovementioned constructions involves a conflation process of two different syntactic argument structures, this process being carried out via a 'generalized transformation'. Accordingly, the so-called 'lexical subordination process' (Levin & Rapoport (1988)) is argued to involve a syntactic operation, rather than a semantic one. Due to our assuming that the parametric variation involved in the constructions under study cannot be explained in purely semantic terms (Mateu & Rigau (1999)), Talmy's (1991) typological distinction is argued to be better stated in lexical syntactic terms.