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This paper is the second in a series arguing for a discourse·based analysis of grammatical relations in Chinese in which there is a direct mapping between semantic role and grammatical function, and there are no relation-changing lexical rules such as passivization that can change that mapping. The correct assignment of semantic roles to the constituents of a discourse is done by the listener purely on the basis of the discourse structure and pragmatics (real world knowledge). Though grammatical analyses of certain constructions can be done on the sentence level, the sentence is generally not the central unit for understanding anaphora and grammatical relations in Chinese. Two related arguments are presented here: the question of 'subject' and the structure of discourse developed from an analysis of the nature of discourse referent tracking.
Simplicity as a methodological orientation applies to linguistic theory just as to any other field of research: ‘Occam’s razor’ is the label for the basic heuristic maxim according to which an adequate analysis must ultimately be reduced to indispensible specifications. In this sense, conceptual economy has been a strict and stimulating guideline in the development of Generative Grammar from the very beginning. Halle’s (1959) argument discarding the level of taxonomic phonemics in order to unify two otherwise separate phonological processes is an early characteristic example; a more general notion is that of an evaluation metric introduced in Chomsky (1957, 1975), which relates the relative simplicity of alternative linguistic descriptions systematically to the quest for explanatory adequacy of the theory underlying the descriptions to be evaluated. Further proposals along these lines include the theory of markedness developed in Chomsky and Halle (1968), Kean (1975, 1981), and others, the notion of underspecification proposed e.g. in Archangeli (1984), Farkas (1990), the concept of default values and related notions. An important step promoting this general orientation was the idea of Principles and Parameters developed in Chomsky (1981, 1986), which reduced the notion of language particular rule systems to universal principles, subject merely to parametrization with restricted options, largely related to properties of particular lexical items. On this account, the notion of a simplicity metric is to be dispensed with, as competing analyses of relevant data are now supposed to be essentially excluded by the restrictive system of principles.
Fokus im Aja
(1998)
Im folgenden Beitrag sollen die verschiedenen Möglichkeiten der Markierung von Fokus im Aja dargestellt werden. Das Aja, oder Ajagbe, umfaßt eine Gruppe von Varietäten, die zum Gbe-Kontinuum, von Westermann als Ewe bezeichnet, gehören. Die im Beitrag herangezogenen Daten stammen aus dem Hwe- sowie dem Dogbo-Dialekt (Daten von Tchitchi 1984) des Aja, die im Süden Benins und Togos gesprochen werden.
Editorial preface
(2000)
The present issue grew out of two sources. The main one was the workshop on Adding and Omitting (A & 0) held during the DGfS Conference organized in Konstanz at the beginning of 1999 by our ZAS project on Syntax der Fokusbildung. The purpose of the workshop was to bring together people working on topicalization (addition of expressions, in a sense) and ellipsis (omission, i.e. deletion of linguistic material) and their relations and interaction. Since the workshop was very successful and met with a great deal of interest on the part of both participants and outsiders, we decided to collect and publish the papers that were presented. Towards the end of 1999, a follow-up workshop on Ellipsis and Information Structure was organized by Kerstin Schwabe and Susanne Winkler (Tübingen). The papers given at this second meeting were supposed to be an integral part of the publication as well. More and more people got involved, further developing our common understanding of the topic phenomenon, so that there was too much material for a single volume. We therefore decided to split the enterprise into two volumes. The ellipsis papers are to be published by 'Benjamins' this year in Interpreting Omitted Structures.
The Present Perfect in Portuguese has the curious property of forcing iteration of the eventuality described. This paper proposes an account of the iterativity in terms of selectional restrictions of the Present Tense and independent properties of the Perfect and argues against the account of Giorgi and Pianesi 1998 in which the Portuguese Present Perfect is treated as containing two main verbs.
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
Das Partizip 1 im Deutschen
(2000)
It is controversial in the literature whether the First Participle in German ('Present Participle'; henceforth: Part I) is an adjective or a verbal form. Syntactically, it occurs exclusively in adjectival positions but it does not behave like an adjective in other respects. This paper provides an analysis of Part I starting from a diachronic perspective and arriving at a synchronic interpretation of its position in the field of 'finite verb + nonfinite verb constructions' in New High German. Against such positions as Paul's (1920), which regard Part I as an adjective only, it will be argued that, for an adequate description of its structural properties, its verbal character must be taken into account both diachronically and synchronically. It will be shown that Part I fits into and completes a paradigmatic structure together with other nonfinite verbal forms.
Der Umbau des Tempussystems und andere Veränderungen im russischen Verbalsystem wurden durch die Ausprägung der neuen slavischen Aspekte ausgelöst. Die Ausformung und die immer stärker werdende Einbeziehung der Aspekte in das gesamte Verbalsystem hat tiefgreifende Veränderungen der systemdefinierenden Struktureigenschaften des russischen Verbs hervorgerufen. Die Aspekte sind im Laufe der Sprachentwicklung zur eigentlichen Grundlage des gesamten russischen Verbalsystems geworden. Die Entwicklung der Tempora verläuft im präteritalen und im nichtpräteritalen Bereich gewissermaßen in entgegengesetzten Richtungen. Das Subsystem der Vergangenheitstempora wurde im Altrussischen maximal reduziert, während der Funktionsbereich der Nicht-Vergangenheit in Präsens und Futur aufgelöst wurde. Die beiden Entwicklungsrichtungen stehen in direktem Zusammenhang mit der Ausprägung der Aspekte. Ich betrachte deshalb die Entwicklung der Tempora und die Entwicklung der Aspekte parallel.
The left periphery has enjoyed extensive study over the past years, especially drawn against the framework of Rizzi (1997). It is argued that in this part of the clause, relations are licensed that have direct impact on discourse interpretation and information structure, such as topic, focus, clause type, and the like. I take this line of research up and argue in favour of a split CP on the basis of strictly left-peripheral phenomena across languages. But I also want to link the relation of articulated clause structure, syntactic derivations, and information structure. In particular, I outline the basics of a model of syntactic derivation that makes explicit reference to the interpretive interfaces in a cyclic, dynamic manner.
I suggest a return to older stages of generative grammar, at least in spirit, by proposing that clausal derivation stretches over three important areas which I call prolific domains: the part of the clause which licenses argument/thematic relations (V- or θ-domain), the part that licenses agreement/grammatica1 relations (T- or ϕ-domain), and the part that licenses discourse/information-relevant relations (C- or ω-domain). It is thus a rather broad and conceptual notion of "adding" and "omitting" that I am concerned with here, namely licensing of material to relate to information structure, and the desire to find an answer to the question which elements might be added or omitted across languages to establish such links.
In this paper we investigate the structure of specificational sentences like [Raskol'nikov]NP 1 - ėto [ubìjca staruxi]NP2 'Raskolnikov - that is the murderer of the old lady' in Russian and Polish, which - depending on the type of NP1 and NP2 - correspond to English pseudo-cleft-constructions (What Raskolnikov is is the murderer of the old lady) and specificational sentences (The person I like most is my father), respectively. We propose that the Slavic constructions can be analysed similarly to their English counterparts: the first fragment contains a semantic variable, which is specified in the second fragment.
We show that the pronouns "ėto" <Rus.> / "to" <Pol.>, which are obligatory in Slavic specificational sentences, have two functions. 1. the deictic function: "ėto/to" take an open proposition available in the discourse or reconstructed from it, and assign this open proposition to another proposition, which provides the value for the variable of the open proposition. 2. the operative function: "ėto/to" link two syntactically independent fragments, the first of which can be semantically interpreted as an indirect question comparable to the wh-clause in the English pseudo-clefts, and the second as an answer to this question.
This paper presents an analysis of secondary predicates as aspectual modifiers and secondary predication as a summing operation which sums the denotation of the matrix verb and the secondary predicate. I argue that, as opposed to the summing peration involved in simple conjunction, there is a constraint on secondary predication; in the 0 case of depictives, the event introduced by the matrix verb must be PART-OF the event introduced by the secondary predicate, where e1 is PART-OF e2 if the running time of e1 is contained in the running time of e2 and if e1 and e2 share a grammatical argument. I argue resultative predication differs from depictive predication in that the PART-OF constraint holds in resultative constructions between the event which is the culmination of e1 and e2: formally, while depictive predication introduces the statement PART-OF(e1,e2), resultative predication introduces the statement PART-OF(cul(e1),e2). I show that this is all that is necessary to explain the well-known properties of resultative predication.
The unusual development of the PDE [present-day English] s-genitive can be historically motivated, if the 's form is supposed to be not a mere leftover of the Old English (henceforth OE) casemarking, but the outcome of the merging of two patterns: the inflectional genitive ending (levelled to -s) and the construction "John his book" (henceforth 'possessive-linked genitive') during the Middle and the Early Modem English phases.
As my corpus analysis will show, the semantic and syntactic constraints ruling the occurrence of the 's pattern in the time interval of the rise of the 's-pattern (1400 - 1650) are the same ones as those ruling the occurrence of the possessive-linked genitive.
This hypothesis is further confirmed by cross-language comparison (with the other West Germanic languages, especially Afrikaans).
Generative grammar
(2001)
Generative Grammar is the label of the most influential research program in linguistics and related fields in the second half of the 20. century. Initiated by a short book, Noam Chomsky's Syntactic Structures (1957), it became one of the driving forces among the disciplines jointly called the cognitive sciences. The term generative grammar refers to an explicit, formal characterization of the (largely implicit) knowledge determining the formal aspect of all kinds of language behavior. The program had a strong mentalist orientation right from the beginning, documented e.g. in a fundamental critique of Skinner's Verbal behavior (1957) by Chomsky (1959), arguing that behaviorist stimulus-response-theories could in no way account for the complexities of ordinary language use. The "Generative Enterprise", as the program was called in 1982, went through a number of stages, each of which was accompanied by discussions of specific problems and consequences within the narrower domain of linguistics as well as the wider range of related fields, such as ontogenetic development, psychology of language use, or biological evolution. Four stages of the Generative Enterprise can be marked off for expository purposes.
In his 1995 monograph, Apresyan suggests that it would be extremely interesting to investigate the means of expressing the definiteness/indefiniteness opposition in languages that do not have articles. In this paper, I will attempt to find possible correlations between the organization of discourse and the positions in which the (in)definite nominals may appear within a sentence of Russian. I will examine the information structure of Russian sentences and, based on the previous analyses, provide a new account of their organization with respect to information packaging. I will then look at various nominal elements contained in certain parts of a sentence and arrive at a system describing the distribution of NPs in Russian with respect to the information structure. The ultimate goal of this paper is to establish and motivate a system of correlations between various types of NPs and functions of information structure. This goal will be achieved by determining which characteristic of a NP may serve as a criterion allowing to provide a one-to-one mapping.
Sentence mood in German is a complex category that is determined by various components of the grammatical system. In particular, verbal mood, the position of the finite verb and the wh-characteristics of the so called 'Vorfeld'-phrase are responsible for the constitution of sentence mood in German. This article proposes a theory of sentence mood constitution in German and investigates the interaction between the pronominal binding of indefinite noun phrases which are semantically analyzed as choice functions. It is shown that the semantic objects determined by sentence mood define different kinds of domains which have to be uniquely accessible as the range of the choice function. The various properties of the pronominal binding of indefinites can be derived by the interplay of the proposed theoretical notions.
The goal of this paper is to study the influence of information structure in the referential status of linguistic expressions such as bare plurals and indefinite NPs in Spanish. In particular, we will argue for the following claims: (a) Spanish bare plurals can receive a generic interpretation in object position and (b) Spanish bare plurals in object position can be topics in siru. We will focus on object position because of the well known semantic and syntactic constraints that affect preverbal subject bare plurals in Spanish.
Although the linear order of arguments (and adverbials) in German is relatively free, it underlies certain restrictions; these don’t apply to the so-called unmarked order for arguments (Lenerz 1977) and adverbials (Frey/Pittner 1998). It is a common assumption to take the unmarked order as basic and derive all other orders from it by scrambling, whatever its specific characteristics may be (cf., amongst others, Haider/Rosengren 1998). The observable restrictions obtaining for some linear ordering may then be considered as constraints on a movement operation (scrambling). [...] In the following, I will try to present the outlines of a possible explanation for the restriction, based on a proposal governing the proper referential interpretation of indefinite NPs.
Current analyses of specificity are unable to provide an explanatory account for why specific and nonspecific uses of indefinites are available. While Abusch (1994), Reinhart (1997), and Kratzer (1998) provide successful mechanisms for deriving specific readings, they do not provide a fundamental explanation for the availability of this mechanism. This is due to the fact that specific indefinites are treated as involving an interpretive component or procedure unique to themselves: storage (Abusch) or choice function (Reinhart and Kratzer), for example. It would be preferable if specific indefinites could be understood as deriving from the use of independently motivated meaning components and interpretive mechanisms.
Here I will pursue the idea, building on Portner & Yabushita (1998), that specificity has to do with the indefinite's interaction with a topical domain (note similarities with the proposals of Enç 1991, Cresti 1995, and Schwarzschild 2000). In this conception, specificity is a matter of degree: the narrower the topical domain, the more specific the indefinite. More precisely, sentences containing specific indefinites will be understood as involving ordinary existential quantification in combination with a topical domain function.
Many authors who subscribe to some version of generative syntax account for the two readings of [...] sentences [...] in terms of LF-ambiguity. There is assumed to be covert quantifier raising (QR), which results in two distinct possibilities for the indefinite quantificational expressions involved to take scope over each other [...] In this paper, an alternative account is proposed which dispenses with the idea that there are different scope relations involved in the readings of […] sentences [...] and, consequently, with QR as the syntactic operation to be assumed for generating the respective LFs. I argue that it is rather focus structure in connection with type semantic issues pertaining to the indefinite quantificational expressions involved which result in the different readings associated with [...] sentences.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.