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This paper is concerned with developing Joan Bybee's proposals regarding the nature of grammatical meaning and synthesizing them with Paul Hopper's concept of grammar as emergent. The basic question is this: How much of grammar may be modeled in terms of grammaticalization? In contradistinction to Heine, Claudi & Hünnemeyer (1991), who propose a fairly broad and unconstrained framework for grammaticalization, we try to present a fairly specific and constrained theory of grammaticalization in order to get a more precise idea of the potential and the problems of this approach. Thus, while Heine et al. (1991:25) expand – without discussion – the traditional notion of grammaticalization to the clause level, and even include non-segmental structure (such as word order), we will here adhere to a strictly 'element-bound' view of grammaticalization: where no grammaticalized element exists, there is no grammaticalization. Despite this fairly restricted concept of grammaticalization, we will attempt to corroborate the claim that essential aspects of grammar may be understood and modeled in terms of grammaticalization. The approach is essentially theoretical (practical applications will, hopefully, follow soon) and many issues are just mentioned and not discussed in detail. The paper presupposes a familiarity with the basic facts of grammaticalization and it does not present any new facts.
This paper is concerned with anticausative verbs (or verb-forms), or shortly, anticausatives. [...] [C]ausative/non-causative pairs with a marked non-causative are quite frequent in the languages of the world. However, so far they have not received sufficient attention in general and typological linguistics, a fact which is also manifested in the absence of a generally recognized term for this phenomenon […]. This paper therefore deals with the most important properties of anticausatives (particularly semantic conditions on them), their relationship to other areas of grammar as well as their historical development in different languages. The grammatical domain of transitivity, valence and voice, where the anticausative belongs, takes up a central position in grammar and consequently the present discussion should be of considerable interest to general comparative (or typological) linguists.
The present study examines a particular kind of rule blockage – referred to below as an 'antistructure-preservation effect'. An anti-structure-preservation effect occurs if some language has a process which is preempted from going into effect if some sequence of sounds [XY] would occur on the surface, even though other words in the language have [XY] sequences (which are underlyingly /XY/). It will be argued below that anti-structure-preservation effects can be captured in Optimality Theory in terms of a general ranking involving FAITH and MARKEDNESS constraints and that individual languages invoke a specific instantiation of this ranking. A significant point made below is that while anti-structure-preservation effects can be handled straightforwardly in terms of constraint rankings they typically require ad hoc rule-specific conditions in rule-based approaches.
Simplicity as a methodological orientation applies to linguistic theory just as to any other field of research: ‘Occam’s razor’ is the label for the basic heuristic maxim according to which an adequate analysis must ultimately be reduced to indispensible specifications. In this sense, conceptual economy has been a strict and stimulating guideline in the development of Generative Grammar from the very beginning. Halle’s (1959) argument discarding the level of taxonomic phonemics in order to unify two otherwise separate phonological processes is an early characteristic example; a more general notion is that of an evaluation metric introduced in Chomsky (1957, 1975), which relates the relative simplicity of alternative linguistic descriptions systematically to the quest for explanatory adequacy of the theory underlying the descriptions to be evaluated. Further proposals along these lines include the theory of markedness developed in Chomsky and Halle (1968), Kean (1975, 1981), and others, the notion of underspecification proposed e.g. in Archangeli (1984), Farkas (1990), the concept of default values and related notions. An important step promoting this general orientation was the idea of Principles and Parameters developed in Chomsky (1981, 1986), which reduced the notion of language particular rule systems to universal principles, subject merely to parametrization with restricted options, largely related to properties of particular lexical items. On this account, the notion of a simplicity metric is to be dispensed with, as competing analyses of relevant data are now supposed to be essentially excluded by the restrictive system of principles.