Arbeitspapier / Institut für Sprachwissenschaft, Universität Köln
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A.F. 33
In my paper "Thesen zum Universalienprojekt" (1976) I mention two complementary procedures for discovering language universals: 1. The investigation of the dimensions and principles whose existence is necessitated by the communicative function of language; 2. The development of a formal language in which all syntactic rules are explicitly formulated and in which all syntactic categories are defined by their relation to a minimally necessary number of syntactic categories. Since the first procedure is treated in many of the other papers of this volume, I wish to discuss the role of formal methods in the research of language universals. As an example I want to take the dimensions of determination and show how expressions denoting concepts are modified and turned into reference identifying expressions. There is a general end a specific motivation for the introduction of formal methods into linguistics. The general motivation is to make statements in linguistics as exact and verifiable as they are in the natural sciences. The specific motivation is to make the grammars of various languages comparable by describing them with the same form of rules. The form has to be flexible enough to describe the phenomena of any possible natural language. All natural languages have in common that they may potentially express any meaning. The flexibility of the form of grammatical rules may therefore be attained, if syntactic rules are not isolated from the semantic function they express and syntactic classes are not defined merely by the relative position of their elements in the sentence, but also by the communicative function their elements fulfill in their combination with elements of other classes.
Montague (1974) has shown that this flexibility may be attained by using the language of algebra combined with categorial grammar. Algebraic systems have been developed by mathematicians to model any systems whose operations are definable. Montague does not merely use the tools of mathematics for describing the features of language, but regards syntax, semantics and pragmatics as branches of mathematics. One of the advantages of this approach is that we may apply the laws developed by mathematicians to the systems constructed by linguists for the description and explanation of natural language.
N.F. 15
Grammatical relations – in particular the relation 'subject of' – and voice are of central concern to any theory of universal grammar. With respect to these phenomena the analysis of Tagalog (and the Philippine languages in general) has turned out to be particularly difficult and continues to be a matter of debate. What traditionally has been called passive voice in these languages […] appears to be so different from voice phenomena in the more familiar Indo-European languages that the term 'focus' was introduced in the late 1950s to underscore its 'exceptional' nature [...]. Furthermore, […] an inflationary use has been made of the term 'ergative' in the last decade; it can thus no longer be assumed that it has an unequivocal and specific meaning in typologizing languages, apart from the technical definition it might be given within a particular framework. But if the Philippine 'focus' constructions are neither passive nor ergative, how else can they be analysed? [...] In this paper a ease will be made for the claim that 'focus' marking should be analysed in terms of orientation, a concept used […] for capturing the difference between English (and, more generally, Indo-European) orientated nominalisations such as 'employ-er' or 'employ-ee', and unorientated nominalisations such as 'employ-ing'. This approach implies that 'focus' marking is derivational rather than inflectional as often presumed in the literature. This is to say that what is typologically conspicuous in Tagalog is not the 'focus' phenomenon per se, since this is very similar to orientated nominalisations in many other languages, but rather the very prominent use of orientated formations (i.e., derivational morphology) in basic clause structure.