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Trace elemental concentrations of bivalve shells content a wealthy of environmental and climatic information of the past, and therefore the studies of trace elemental distributions in bivalve shells gained increasing interest lately. However, after more than half century of research, most of the trace elemental variations are still not well understood and trace elemental proxies are far from being routinely applicable. This dissertation focuses on a better understanding of the trace elemental chemistry of Arctica islandica shells from Iceland, and paving the way for the application of the trace elemental proxies to reconstruct the environmental and climatic changes. Traits of trace elemental concentrations on A. islandica shells were explored and evaluated. Then based the geochemical traits of the shells, four non-environmental/climatic controlling is indentified. (1) Trace elemental concentrations of bivalve shells are effected by early diagenesis by the leach or exchange of elemental ions, especially in shell tip part, even with the protection of periostrucum; (2) The analytical methods also affect the results of trace elemental concentrations, especially for the element, such as Mg, which is highly enriched in organic matrices; (3) Shell organic matrices are found play a dominating role on the concentration of trace elements on A. islandica shells. Most trace elements only occurred in insoluble organic matrices (IOM), although others are only found in the carbonate fraction. IOM of A. islandica shells is significantly enriched in Mg, while Li and Na are more deplete in IOM, but enriched in shell carbonate. Ba is more or less even contented in IOM and shell carbonate. The concentrations of certain elements vary between primary layer and secondary layer; (4) The vital /physiological controlling on trace elemental distributions of bivalve shells is also confirmed. Six elemental (B, Na, Mg, Mn, Sr, and Ba) concentrations show significant correlation (exponential functions) with ontogenetic age and shell grow rates (logarithmic equations). It is worthy to remark that B, Mg, Sr and Ba concentrations are negatively correlated with shell growth rate, positive with ontogenetic age, while the concentrations of Na and Mn show the opposite trends. At last, all the controlling described above can be taken into account and corrected to extract the environmental and climatic signal by a kind of standardization. The derived six exponential functions of the high correlations between six trace elemental concentrations and ontogenetic year are applied to make the standardization of these element-Ca ratios. The gotten standardized indices are compared with the variations of environmental and climatic parameters in this region, and many correlations are found. Standardized indices of Sr/Ca ratios are strongly related to the sun spot number, autumn NAO, autumn Europe surface air temperature (SAT) and Arctic sea surface temperature anomaly (TA), and those of Mg/Ca ratios are strongly associated with Arctic TA, Europe SAT and Solar variation (irradiance). The variations of autumn Europe SAT demonstrated more similarity with standardized indices of B/Ca than other parameters. Except for the SAT index of Arctic, the standardized indices of Na/Ca showed no distinct relation to temperature. European precipitation and the Arctic sea level pressure index compared well the Na/Ca ratios of the shells, and so did the autumn NAO. Standardized indices of Mn/Ca were correlated with the number of hurricanes in the North Atlantic, Northern Europe SAT and sun spot number.
In the past sixty years, excessive water consumption and dam construction have significantly influenced natural flow regimes and surface freshwater ecosystems throughout China, and thus resulted in serious environmental problems. In order to balance the competing water demands between human and environment and provide knowledge on sustainable water management, assessments on anthropogenic flow alterations and their impacts on aquatic and riparian ecosystems in China are needed.
In this study, the first evaluation on quantitative relationships between anthropogenic flow alterations and ecological responses in eleven river basins and watersheds in China was performed based on the data that could be obtained from published case studies. Quantitative relationships between changes in average annual discharge, seasonal low flow and seasonal high flow and changes in ecological indicators (fish diversity, fish catch and vegetation cover, etc.) were analyzed. The results showed that changes in riparian vegetation cover as well as changes in fish diversity and fish catch were strongly correlated with the changes in flow magnitude (r = 0.77, 0.66), especially with changes in average annual river discharge. In addition, more than half of the variations in vegetation cover could be explained by changes in average annual river discharge (r² = 0.63) and roughly 50 % changes in fish catch in arid and semi-arid region and 60% changes of fish catch in humid region could be related to alterations in average annual river discharge (r² = 0.53, 0.58).
In a supplementary analysis of this study, the first estimation on quantitative relationships between decreases in native fish species richness and anthropogenic flow alterations in 34 river basins and sub-basins in China was conducted. Linear relationships between losses of native fish species and five ecologically relevant flow indicators were analyzed by single and multiple regression models. For the single regression analysis, significant linear relationships were detected for the indicators of long-term average annual discharge (ILTA) and statistical low flow Q90 (IQ90). For the multiple regressions, no indicator other than ILTA has significant relationships with changes in number of fish species mainly due to collinearity. Two conclusions emerged from the analysis: 1) losses of fish species were positively correlated with changes in ILTA in China and 2) indicator of ILTA was dominant over other flow indicators included in this research for the given dataset. These results provide a guideline for the sustainable water resources management in rivers with high risk of fish extinction in China.
In der hier vorliegenden Arbeit wurde der troposphärische Kreislauf von Carbonylsulfid (COS) untersucht. COS ist ein Quellgas des stratosphärischen SulfatAerosols, das die Strahlungsbilanz beeinflussen und den chemischen Abbau des stratosphärischen Ozons beschleunigen kann. Trotz zahlreicher Studien sind die Quellen und Senken des atmosphärischen COS bisher nur unzulänglich quantifiziert. Insbesondere bestehen große Unsicherheiten in den Abschätzungen der Beiträge des Ozeans und der anthropogenen Quellen, sowie der Senkenstärke der Landvegetation. Schiffs und flugzeuggetragene Messungen des atmosphärischen COS ergaben kein einheitliches interhemisphärisches Verhältnis (IHR=MNH /M SH ). Während die Messungen von Bingemer et al. (1990), StaubesDiederich (1992) und Johnson et al. (1993) ein IHR zwischen 1.10 und 1.25 zeigten, fanden die Messungen von Torres et al. (1980), StaubesDiederich (1992), Weiss et al. (1995) und Thornton et al. (1996) keinen oder nur einen geringfügigen N/SGradienten. Die Untersuchung von Chin und Davis (1993) zeigt ein N/SVerhältnis der COS Quellstärke von 2.3, das hauptsächlich auf die stärkeren anthropogenen Quellen auf der Nordhalbkugel zurückzuführen ist. Es ist unklar, ob der zeitweilige Konzentrationsüberschuß der Nordhemisphäre Zeichen anthropogener Quellen dort oder Teil eines durch die Senkenfunktion der Landpflanzen verursachten saisonalen Signals ist. Die Konsistenz der Breitenverteilung des COSMischungsverhältnisses mit den geographischen bzw. saisonalen Variationen der COSQuellen und Senken muß überprüft werden. Dazu werden genaue Kenntnissen der Quell und Senkenstärken des atmosphärischen COS und ihrer raumzeitlichen Variabilität benötigt. Vor dem obigen Hintergrund ergeben sich als Schwerpunkte dieser Arbeit: (1) der Austausch von COS zwischen Atmosphäre und Ozean sowie (2) zwischen Atmosphäre und terrestrischer Vegetation und (3) die raumzeitliche Variabilität des atmosphärischen COS. Zur Untersuchung des Austausches von COS zwischen Atmosphäre und Ozean wurde das KonzentrationsUngleichgewicht von COS zwischen Ozean und Atmosphäre durch Messungen des COS im Seewasser und in der Meeresluft ermittelt und die resultierenden Austauschflüsse mit einem Modell berechnet. Die Messungen fanden an Bord des Forschungsschiffs Polarstern während der Fahrten ANT/XV1 (15.10.6.11.1997, BremerhavenKapstadt) und ANT /XV5 (26.5.6.20.1998, KapstadtBremerhaven) statt. Die Konzentration des gelösten COS und das Sättigungsverhältnis von COS zwischen Ozean und Atmosphäre zeigen ausgeprägte Tagesgänge und saisonale und geographische Variationen. Die mittlere Konzentration von COS im Seewasser beträgt 14.7 pmol L -1 für die HerbstFahrt bzw. 18.1 pmol L -1 für die SommerFahrt. Höchste COSKonzentrationen werden in der jeweiligen SommerHemisphäre und in Gebieten mit hoher biologischer Produktivität beobachtet, d.h. im BenguelaStrom im November, im NordostAtlantik im Juni und in den Auftriebgebieten vor Westafrika im Oktober bzw. Juni. In den übrigen Gebieten sind die Konzentrationen um eine Größenordnung niedriger. Die Konzentration von COS im Seewasser steigt frühmorgens von ihrem tiefsten Stand an. Um ca. 15 Uhr Ortszeit erreicht sie ihr Maximum, danach nimmt sie ab. Der Tagesgang unterstützt die Theorie, daß COS im Seewasser photochemisch produziert wird. Während der Tagesstunden wird eine Übersättigung des offenen Ozean für COS gefunden. Dagegen ist eine Untersättigung des Ozeans in den späten Nachtstunden zu beobachten. Der Ozean wirkt in den Tagesstunden als COSQuelle, in der späten Nacht als COSSenke. Die Untersättigung tritt sogar im Sommer in produktiven Meeresgebieten regelmäßig auf. Eine Konsequenz dieser Beobachtung ist die weitere Reduzierung der ozeanischen Quelle von COS gegenüber bisher publizierten Abschätzungen. Methylmercaptan (CH 3 SH) ist in allen Seewasserproben zu beobachten. Der Tagesmittelwert der CH 3 SHKonzentration variiert zwischen 29 und 303 pm L -1 und ist 316 fach größer als der der COSKonzentration. Der Tagesgang der CH 3 SHKonzentration zeigt ein Minimum um die Mittagszeit. Die Tagesmittel der CH 3 SH und COSKonzentrationen sind signifikant miteinander korreliert. Diese Daten liefern den Beweis dafür, daß CH 3 SH eine der wichtigen Vorgängersubstanzen von COS ist. Die Regressionslinie der Korrelation zwischen den mittleren COS und CH 3 SHKonzentrationen weist nur einen geringfügigen Achsenabschnitt auf. Somit kann die CH 3 SHKonzentration als ein Indikator der Konzentration von COSVorgängern benutzt werden. Es besteht außerdem eine Korrelation zwischen der CH 3 SHKonzentration und dem Logarithmus der Konzentration des gelösten Chlorophyll a. Diese Korrelation deutet darauf hin, daß der Gehalt von CH 3 SH im Seewasser eine enge Beziehung zur marinen Primärproduktion hat. COS wird im Seewasser durch Hydrolyse abgebaut. Die Abbaurate hängt von der Temperatur des Seewassers ab. Je wärmer das Seewasser ist, desto schneller wird COS abgebaut, und um so kürzer ist die Lebenszeit von COS im Seewasser. Die Lebenszeit kann einerseits durch das ReaktionsgeschwindigkeitsGesetz von Arrhenius berechnet werden, andererseits läßt sie sich durch exponentielle Anpassung an den nächtlichen Konzentrationsverlauf (d.h. bei Abwesenheit von Photoproduktion) abschätzen. Eine solche Anpassung des exponentiellen Abklingens wurde anhand von dicht gestaffelten Messungen während einiger Nächte vorgenommen. Die gefitteten Lebenszeiten stimmen mit den theoretischen Werten gut überein, obwohl die gefittete Lebenszeit neben Hydrolyse noch von anderen Prozessen (z.B. Transport nach unten, AirSeaAustausch, usw.) beeinflußt wird. Diese gute Übereinstimmung unterstützt die Aussage, daß die Hydrolyse eine bedeutende Rolle beim Abbau von COS im Seewasser spielt. Die berechnete HydrolyseLebenszeit ist mit dem Tagesmittel der COSKonzentration korreliert. Da die Tagesmittelwerte sowohl zeitliche wie auch räumliche Mittelwerte der COSKonzentrationen darstellen, zeigt diese Korrelation, daß Hydrolyse eine bedeutende Rolle in der raumzeitlichen Variabilität der COSKonzentration einnimmt. Da die Konzentration des gelösten COS von mehreren Faktoren abhängig ist, scheint eine multivariable Betrachtung sinnvoll. Hierfür wurde eine "Multiple Linear Regression Analysis'' (MLRA) ausgeführt. Diese Analyse ergibt ein empirisches Modell der folgenden Form für die Berechnung des Tagesmittels der COSKonzentration: [COS] = 1.8# 13log[Chl] - 1.5W s 0.057G - 0.73, mit [COS] = mittlere Konzentration von COS in pmol L -1 # = HydrolyseLebenszeit in Stunde [Chl] = mittlere Konzentration von Chlorophyll a in mg m -3 W s = Windgeschwindigkeit in m s -1 G = Intensität der Globalstrahlung in W m -2 . Die Parameter auf der rechten Seite der Gleichung können direkt oder indirekt von Satelliten aus gemessen werden, deshalb kann dieses Modell für die Abschätzung der Konzentration von COS im Seewasser anhand von Satelliten Daten verwendet werden. Das empirische Modell soll noch durch weitere Messungen bestätigt bzw. verbessert werden. Der Austauschfluß von COS zwischen der Atmosphäre und dem offenen Ozean wurde mit dem AirSeaFlußModell von Liss and Slater (1974) zusammen mit dem Modell von Erickson (1993) f
Water is scarce in semi-arid and arid regions. Using alternative water sources (i.e. non-conventional water sources), such as municipal reuse water and harvested rain, contributes to using existing water resources more efficiently and productively. The aim of this study is to evaluate the two alternative water sources reuse water and harvested rain for the irrigation of small-holder agriculture from a system perspective. This helps decision and policy makers to have proper information about which system and technology to adopt under local conditions. For this, the evaluation included ecologic, societal, economic, institutional and political as well as technical aspects. For the evaluation, the study area in central-northern Namibia was chosen in the frame of the research and development project CuveWaters. The main methods used include a mathematical material flow analysis, the computation and modelling of crop requirements, a multi-criteria decision analysis using the Analytical Hierarchy Process (AHP) method and a financial cost-benefit analysis. From a systemic perspective, the proposed novel systems were compared to the exciting conventional infrastructure. The results showed that both water reuse and rainwater harvesting systems for the irrigation of small-holder horticulture offer numerous technological, ecologic, economic, societal, institutional and political benefits. Rainwater harvesting based gardens have a positive benefit-cost ratio under favorable conditions. Government programs could fund the infrastructure investment costs, while the micro-entrepreneur can assume a micro-credit to finance operation and maintenance costs. Installing sanitation in informal settlements and reusing municipal water for irrigation reduces the overall water demand of households and agriculture by 39%, compared to improving sanitation facilities in informal settlements without reusing the water for agriculture. Given that water is the limiting factor for crop fertigation, the generated nutrient-rich reuse water is sufficient to annually irrigate about 10 m2 to 13 m2 per sanitation user. Compared to crop nutrient requirements, there are too many nutrients in the reuse water. Thus when using nutrient-rich reuse water, no use of fertilizers and a careful salt management is necessary. When comparing this novel system with improved sanitation, advanced wastewater treatment and nutrient-rich water reuse to the conventional and to two adapted systems, results showed that the novel CuveWaters system is the best option for the given context in a semi-arid developing country. Therefore, the results of this study suggest a further roll-out of the novel CuveWaters system. The methodology developed and the results of this study demonstrated that taking sanitation users into consideration plays a major role for the planning of an integrated water reuse infrastructure because they are the determinant factor for the amount of available nutrient-rich reuse water. In addition, it could be shown that water reuse and rainwater harvesting systems for the irrigation of small-scale gardens provide a wide range of benefits and can be key to using scarce water resources more efficiently and to contributing to the Sustainable Development Goals.
Obwohl Böden unzweifelhaft ein signifikanter Pool von organischem Kohlenstoff sind, ist ihre Bedeutung als potenzielle langfristige Senke für atmosphärischen Kohlenstoff keineswegs klar. Trotz bedeutender wissenschaftlicher Forschritte aus den letzten Jahren zur Klärung der Kohlenstoffdynamik in Böden gibt es nach wie vor offene Fragen insbesondere hinsichtlich der spezifischen geochemischen Mechanismen, die für die Stabilisierung organischen Kohlenstoffs in Böden verantwortlich sind. Vor diesem Hintergrund besteht ein wesentliches Ziel der vorliegenden Dissertation darin, in unterschiedlichen Bodentypen die Konzentration von organischem Kohlenstoff und Stickstoff sowie die mineralogische Zusammensetzung zu untersuchen, um Hinweise auf einen möglichen Einfluss der Tonmineralogie, der spezifischen Oberfläche und der Oxidkonzentration auf die Stabilisierung organischen Materials zu ermitteln. Die Ergebnisse sollen einen Beitrag dazu liefern, die Mechanismen der Fixierung organischer Substanz in Böden besser zu verstehen und das vorhandene Wissen hierüber zu erweitern. Hierzu wurden fünf verschiedene Bodenprofile aus Hessen mit unterschiedlicher mineralogischer Zusammensetzung untersucht. Um die Auswirkungen verschiedener physikalischer und geochemischer Faktoren auf den Gehalt organischer Substanz in den untersuchten Böden festzustellen, wurden folgende Parameter untersucht: -Tonmineralogie, -organische Kohlenstoff- und Stickstoff-Konzentrationen, -%-Kationensättigung, -spezifische Oberfläche, -dithionit- und oxalatlösliche Gehalte an Fe, Al und Mn. Anhand dieser Parameter wurden weiterführende statistische Analysen unter Verwendung der Statistiksoftware SPSS für Windows durchgeführt, um mögliche statistische Zusammenhänge aufzudecken, die für die Stabilisierung von organischem Kohlenstoff in den betrachteten Böden verantwortlich sind. Die im Rahmen der vorliegenden Dissertation ermittelten Ergebnisse zeigen, dass der Tonanteil und die Tonmineralogie der untersuchten Böden nur einen begrenzten Einfluss auf die Stabilisierung organischer Substanz haben. Weiterhin wird gezeigt, dass die in der Literatur propagierte Beziehung zwischen spezifischer Oberfläche und der Konzentration organischen Kohlenstoffs nicht auf alle Böden anwendbar ist. Die Ergebnisse deuten darauf hin, dass die Präsenz von amorphen Eisen- und Aluminiumoxiden der wichtigste Einflussfaktor für die Fixierung von organischem Material in den untersuchten Böden ist. Die größeren Konzentrationen von organischem Kohlenstoff in den kleinsten Fraktionen (Feinschluff und Ton) der Profile sind vor allem darauf zurückzuführen, dass Oxide ebenfalls in diesen Fraktionen aufzufinden sind. Tonminerale haben demnach eine sekundäre Bedeutung, indem sie Komplexe mit den Oxiden bilden, die zur Stabilisierung von organischer Substanz führen können. Insgesamt deuten die Ergebnisse daraufhin, dass Böden keine geeignete Senke für die langfristige Speicherung von organischem Kohlenstoff sind. Obwohl Mechanismen wie die Adsorption von organischer Substanz an Oxide die Stabilisierung organischen Materials unterstützen, scheinen diese nicht stark genug zu sein, um eine permanente Speicherung von organischem Kohlenstoff zu bewirken.
The purpose of this study was to reconstruct the depositional environment, the genesis and the composition of Miocene coals in the Kutai Basin, East Kalimantan, Indonesia and to improve our understanding of the factors controlling the organic and inorganic composition, variation of biomarkers, and the peat forming vegetation of the coals. To achieve the aim methods belonging to three different disciplines were applied: 1. Coal petrology (chapter 3) 2. Inorganic geochemistry: sulfur, pyrite and mineral matter distributions (chapter 4) 3. Organic geochemistry of saturated, aromatic hydrocarbon fractions and stable carbon isotopic composition (chapter 5 and 6) Coal petrology Coal developes from peat deposited in mires, mainly in swamps and raised bogs. It is therefore necessary to consider how peat was formed in the past. Coal contains a variety of plant tissues in different degrees of preservation. Tissues of distinct origin are microscopically identifiable and can frequently be related to certain parts of the plant, such as cuticles, woody structures, spores, algal, resin, etc. Together with the particles of less certain origin they are termed macerals which are the petrographic components of coal. During and after deposition of plant remains in sedimentary basins, the organic matter will undergo a sequence of physical, biochemical and chemical changes, which finally results in the formation of coals of increasing rank depending mainly on the temperature influence. The process of coalification begins with practically unaltered plant material and peat, and continues with increasing rank through brown coal, bituminous coal, and finally to anthracite as well as graphite. Coal petrography provides valuable of data of maceral and mineral percentages with reflectance values, which can be used to reconstruct the depositional environment and the coalification processes. In lower rank coals, the material is represented by a group of macerals called huminite, and in bituminous and anthracite coals by a group of macerals called vitrinite. Coal petrography analyses have been carried out on samples from some Miocene coal seams from Kutai Basin. The study has shown that huminite reflectance values of coal samples from ...
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorph is present (3-16%) as the only autochtonous structured organic matter and generally more abundant in middle part of the profile. The stable carbon isotopic composition of organic matter (δ13C) varies from -27.0 to -30.5‰ and is generally more depleted in middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Relatively less saline environments are observed in the middle part profile. Fungal remains are generally present only in middle part of the profile with distinct peak of abundances. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to the epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted δ13C and the blooming of B. braunii. The chemocline was also shoaling during deposition of the middle part of the profile according to the higher abundance of isorenieratene derivatives of green sulfur bacteria origin. The warmer climate affected also to increase of water supply and thus less saline environments.
Tectonic subsidence is also thought to be a significant factor for the development of the Kiliran lake. The Zr/Rb ratio, an indicator for grain size, ranges from 0.4 to 1.3 and generally increases upwards along the profile. Three sudden decreases of the ratio are observed, indicating rapid change to finer grain size. These decreases are interpreted to indicate rapid deepening events of the lake due to mainly periodic subsidence. During deposition of lower part of the profile, the subsidence rates might have been relatively higher than sediment and water supply rates, resulting in a higher autochtonous fraction in the oil shale. During deposition of middle part of the profile, the sediment and water supply rates were relatively higher promoting distinct progradational sedimentation. Subsequently, the lake became more shallow and smaller during deposition of the upper part of the profile, leading to a relatively higher terrigenous input to the oil shale.
Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The δ13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone.
4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in uppermost and lower parts of the profile. Ca accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane homologues along the profile. This suggests that the 4-methylsteranes were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom.
The 4-methylsterane homologues are considered to originate from Dinoflagellates. Alternation between Dinoflagellates and B. braunii in Paleogene lake systems due to water chemistry changes are known from previous studies. Moreover, freshwater Dinoflagellates have been frequently reported to occur in the basin depocenters. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane homologues along the studied oil shale profile suggest that the 4-methylsterane homologues were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. The oil shale core represents the deposition time of about 240.000 years. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorphs are present (3-16%) as the only autochtonous structured organic matter and generally more abundant in the middle part of the profile. The stable carbon isotopic composition of bulk organic matter (13C) varies from -27.0 to -30.5‰ and is generally more depleted in the middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Slightly less saline environments are observed in the middle part of the profile. Fungal remains are generally present only in this part with a distinct peak of abundance. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of the middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted 13C values and the blooming of B. braunii. The chemocline was also shoaling during the deposition according to the higher abundance of total isorenieratane and its derivatives originated from green sulfur bacteria dwelling in the photic zone euxinia. The warmer climate is also thought to influence the slightly decrease of water salinity during deposition of the middle part of the profile. The occurrence of B. braunii in Kiliran lake is also recognized from organic geochemical data. The distribution of n-alkanes is characterized by the unusual high amount of C27 n-alkane relative to the other long-chain n-alkanes. The concentrations of C27 n-alkane vary from 30.1 to 393.7 μg/g TOC and are generally in parallel with the abundances of B. braunii palynomorphs along the profile. The 13C values of this compound are about -31‰ and up to 2‰ enriched relative to those of the adjacent long-chain n-alkanes. B. braunii race A can thus be regarded as the significant biological source of the C27 n-alkane. Lower amounts of lycopane are observed in many oil shale samples (0 to 54.7 μg/g TOC). The 13C value of this compound is 17.2‰. This strong enrichment of 13C suggests that the lycopane was derived from B. braunii race L. The concentrations of lycopane develop generally in opposite with those of C27 μalkane. It is likely that both B. braunii races bloomed in alternation in the lake, probably due to changes on specific water chemistry. Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The 13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone. 4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in the uppermost and lower parts of the profile. Calcium (Ca) accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane and 4-methyldiasterene homologues along the profile. This suggests that these compounds were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in the middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom. Alternation between Dinoflagellates and B. braunii in ancient lacustrine environments due to water chemistry changes have been known from previous studies. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane and 4-methyldiasterene homologues along the studied oil shale profile suggest a hypothesis that these compounds were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
Die Chemie und der Strahlungshaushalt der Erdatmosphäre werden durch die nur in relativ geringen Konzentrationen vorhandenen Spurengase und Aerosolpartikel beherrscht. Mit den zunehmenden anthropogenen Emissionen von atmosphärischen Spurengasen, verursacht durch die wachsende Weltbevölkerung und die zunehmende Industrialisierung, wurde in den letzten Dekaden ein globaler Wandel bei der Zusammensetzung der Erdatmosphäre festgestellt: Konzentrationen von atmosphärischen Spurenstoffen verändern sich nicht mehr auf vergleichsweise langsamen geologischen Zeitskalen, sondern mit viel höheren Geschwindigkeiten, in einzelnen Fällen von bis zu einem Prozent pro Jahr. Die wohl bekanntesten Folgen dieser Veränderungen sind die globale Erwärmung durch die ansteigenden Emissionen von Treibhausgasen und der mit dem antarktischen 'Ozonloch" entdeckte drastische Ozonverlust in der Stratosphäre durch anthropogene Fluor-Chlor-Kohlenwasserstoffe (FCKW). Die Verteilung der für Ozonchemie und Klima relevanten Spurengase in der Atmosphäre hängt dabei nicht nur von der Verteilung ihrer Quellen und Senken ab, sondern wird maßgeblich durch verschiedene Transportprozesse beeinflußt. Der Austausch zwischen der mit anthropogenen Emissionen belasteten Troposphäre und den höheren Atmosphärenschichten Stratosphäre und Mesosphäre spielt dabei eine zentrale Rolle. Im Rahmen der Dissertation wurde zum besseren Verständnis von Stratosphären-Troposphären-Austauschprozessen die Verteilung von langlebigen Spurengasen in den beiden atmosphärischen Kompartimenten Troposphäre und Stratosphäre untersucht. Dazu wurde bei einer Meßkampagne im Sommer 1998 im Rahmen des von der Europäischen Union geförderten Forschungsprojektes STREAM 98 der flugzeuggetragene Gaschromatograph GhOST (Gas chromatograph for the Observation of Stratospheric Tracers) an Bord einer Cessna Citation II der TU Delft in Höhen bis 13 km eingesetzt. Dabei konnten bei zwanzig Meß- und Transferflügen über Kanada, dem Atlantik und Westeuropa umfangreiche Messungen der langlebigen Spurengase N20, F11 und F12 in der oberen Troposphäre und der Untersten Stratosphäre durchgeführt werden. Unter Flugbedingungen wurde mit GhOST während der Kampagne eine Reproduzierbarkeit (1 o) von besser als 0,6 % und eine absolute Genauigkeit von besser als 2 % für alle nachgewiesenen Spurengase erreicht. Diese hohe Meßpräzision konnte durch zahlreiche Vergleichsmessungen mit anderen Meßgeräten und Meßverfahren - im Flugbetrieb und im Labor sichergestellt werden; die Linearität des Geräts wurde zudem mit Hilfe einer barometrisch hergestellten Verdünnungsreihe untersucht. Die mit GhOST bei STREAM 98 gewonnenen Meßwerte wurden zusammen mit Messungen und Modelldaten der am Projekt beteiligten Arbeitsgruppen zur Untersuchung von Spurengasverteilungen und Stratosphären-Troposphären-Austauschprozessen herangezogen. Untersucht wurden dabei unter anderem die Verteilung und Variabilität von N20, F11 und F12 in der Troposphäre und in der Untersten Stratosphäre der mittleren Breiten, Austausch- und Mischungsprozesse in der Tropopausenregion und die Variabilität von Tracer/Tracer-Korrelationen in der Untersten Stratosphäre. Aufbauend auf den Erfahrungen bei STREAM 98 wurde für das vom BMBF geförderte Projekt SPURT im Rahmen dieser Doktorarbeit der in-situ-Gaschromatograph GhOST II entwickelt. Unter Beibehaltung der gaschromatographischen Komponenten von GhOST wurden zur Messung der Spurengase SF6 und CO zwei zusätzliche Detektoren integriert und zahlreiche technische Verbesserungen durchgeführt. Für die vollautomatische rechnergestützte Elektronik zur Steuerung des neuen Gerätes wurden zusammen mit der institutseigenen Elektronikwerkstatt verschiedene Baugruppen zur Signalführung und -verarbeitung, zur Temperaturmessung und zur Ansteuerung von Leistungskomponenten entwickelt. Während einer Testkampagne im April 2001 wurde GhOST II erfolgreich mechanisch und elektrisch auf einem Learjet 35A integriert und kam bei zwei Meßflügen der Meßkampagne SPURT 1 im November 2001 zum Einsatz.
This PhD thesis has been carried out within an interdisciplinary cooperational project between the Deutsches Bergbau-Museum Bochum and the Goethe-Universität Frankfurt, which is dedicated to ancient Pb-Ag mining and metal production in the hinterland of the municipium Ulpiana in central Kosovo. Geochemical analysis (OM, XRD, EMP, MC-ICP-MS) of ores, metallurgical (by-) products and metal artefacts allowed to reconstruct the local chaîne opératoire and to decipher significant chronological differences between presumably Roman/late antique and medieval/early modern metallurgical processing. Pb isotope provenance studies documented the relevance of local metal production within the Roman Empire and confirmed the actual existence of a Metalla Dardanica district, which until now solely has been suspected on basis of epigraphy.
The predominant abundance of the by-products matte (Cu, Pb, Fe and Zn sulphides) and speiss (ferrous speiss: Fe-As compounds; base metal speiss: ~(Cu,Ni,Fe,Ag )x(Sb,Sn,As )y ) at smelting sites with a preliminary Roman/late antique dating points to treatment of complex polymetallic ore. Pb isotope analysis demonstrated that the mining district of Shashkoc-Janjevo (partially) supplied six of the ten investigated metallurgical sites. In this mineralisation, parageneses with elevated Cu, As and Sb abundances comprise significant proportions of particularly tennantite-tetrahedrite minerals, chalcopyrite, arsenopyrite and were generated during the early and main stages of ore formation. Later precipitated ore in contrast is marked by a significantly less versatile mineralogy and consists almost exclusively of galena, sphalerite and pyrite/marcasite. Besides increased Cu, As and Sb contents, ore from the main formation stage also exhibits generally higher Ag abundances, which are mainly hosted by fahlore and locally abundant secondary Cu sulphides (chalcocite, digenite and covellite) and oxidised phases (e.g. malachite, azurite). The higher precious metal grades of this ore type, whose geochemical signature (i.e. higher proportions of Cu, As and Sb) is mirrored by the abundance of the metallurgical by-products matte and speiss (almost exclusively found at potentially Roman/late antique smelting sites; see above), presumably were a pivotal factor leading to its preferential exploitation in earlier times. Matte and base metal-rich speiss contain notable amounts of Ag, which are mainly present in Cu-(Fe) sulphides and particularly antimonides ((Cu,Ni)2Sb, Ag3Sb), respectively. While the speiss compounds due to their close association with Pb bullion presumably were cupelled automatically, the metallurgical treatment of matte could not have been proven unambiguously, but overall certainly is highly likely.
The beneficiated ore (i.e. crushed and sorted, potentially also treated by more lavish techniques such as grinding, sieving or wet-mechanical methods) possibly was partially roasted and subsequently together with fluxes and charcoal submitted to the furnaces. The working temperatures approximately ranged between 1100 and 1400 °C. Slags from all presumably Roman/late antique dated and few of their potentially medieval/early modern analogues were produced from smelting of (partially roasted) ore with charcoal and added siliceous material, thus resulting in fayalite-dominant phase assemblages or rarely observed glassy parageneses. Even though several subtypes of fayalite slags have been established on basis of the abundance of Fe-rich oxide phases (i.e. spinel ss and wüstite), late clinopyroxene and the general solidification sequence of the slags, the process conditions (i.e. temperature, fO2, added fluxing agents) must have been widely similar; chemical variations could be explained by varying degrees of interaction of the slag melt with charcoal ash and furnace material. The other investigated metallurgical remains indicate employment of a calcareous flux, which led to formation of Ca-rich olivine-, olivine+clinopyroxene-, clinopyroxene- or melilite-type slags. These types as well as glassy slags were generated at more oxidising conditions outside the fayalite stability field (FMQ buffer equilibrium, cf. Lindsley, 1976) than their olivine-dominant analogues. Conclusions on the furnace construction could be drawn on basis of the typology of the slags, which mostly were tapped into a basin located outside the furnace, but partially (at two presumably medieval/early modern sites) also accumulated in a reservoir within the smelter.
Lead artefacts excavated in Ulpiana could be isotopically related to ores from mineralisations in its vicinity and demonstrate that the resources were at least utilised for local metal production. However, also ship wreck cargo from Israel - including several lead ingots with the inscription 'MET DARD' (Raban, 1999) - and late antique lead-glazed pottery from Serbia and Romania (Walton & Tite, 2010) could be related to a possible Kosovarian/Serbian provenance of the raw material and thus indicate flourishing trade of metal from the Metalla Dardanica district within the Roman Empire.
References:
Lindsley, D. H. (1976). Experimental studies of oxide minerals. In D. Rumble, III (Hrsg.), Oxide minerals (61-88). Reviews in Mineralogy, Volume 3. Washington, DC: Mineralogical Society of America.
Raban, A. (1999). The lead ingots from the wreck site (area K8). Journal of Roman Archaeology, Supplementary Series, 35, 179-188.
Walton, M. S., & Tite, M. S. (2010). Production technology of Roman lead-glazed pottery and its continuance into late antiquity. Archaeometry, 52(5), 733-759.