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Blockchains in public administration : a RADIUS on blockchain framework for public administration
(2023)
The emergence of blockchain technology has generated a great deal of attention, as reflected in numerous scientific and journalistic articles. However, the implementation of blockchain for public administrations in Germany has encountered a setback owing to unsuccessful initiatives. Initial enthusiasm was followed by disillusionment. Nevertheless, technology continues to evolve. This paper examines whether the use of a blockchain can still optimize the processes of public administrations. Not only the failed projects are analysed, but also more current applications of the technology and their potential relevance for the administration, especially in the state of Hesse.
To answer if blockchains are promising to administrations, a Design Science Research (DSR) research approach is chosen. The DSR method is a research-based approach that aims to create new and innovative solutions to real-world problems through the development and evaluation of artefacts such as models, methods, or prototypes. For this work, the implementation of a framework to realize an Authentication, Authorization, and Accounting (AAA) system on the blockchain was identified as profitable. The framework aims to implement the aforementioned AAA tasks using a blockchain. The Remote Authentication Dial-In User Service (RADIUS) protocol has been identified as a potential protocol of the AAA system. The goal is to create a way to implement the system either entirely on a blockchain or as a hybrid system. Various blockchain technologies will be considered. Suitable for development, the framework AAA-me is named.
The development of AAA-me has shown that the desired framework for implementing RADIUS on the blockchain is possible in various degrees of implementation. Previous work mostly relied on full development. Additionally, it has been shown that AAA-me can be used to perform hybrid integration at different implementation levels. This makes AAA-me stand out from the few hybrid previous approaches. Furthermore, AAA-me was investigated in different laboratory environments. This was to determine the expected resilience against Single Point of Failure (SPOF). The results of the lab investigation indicated that a RADIUS system on top of a blockchain can provide benefits in terms of security and performance. In the lab environment, times were measured within which a series of authorization requests were processed. In addition, it was illustrated how a RADIUS system implemented using blockchain can protect itself against Man-in-the-Middle (MITM) attacks.
Finally, in collaboration with the Hessian Central Office for Data Processing (German: Hessische Zentrale für Datenverarbeitung) (HZD), another test lab demonstrated how a RADIUS system on the blockchain can integrate with the existing IT systems of the German state of Hesse. Based on these findings, this work reevaluated the applicability of blockchain technology for public administration processes.
The work has thus shown that the use of a blockchain can still be purposeful. However, it has also been shown that an implementation can bring many problems with it. The small number of blockchain developers and engineers also poses the risk of finding people to develop and maintain a system. In addition, one faces the problem of determining an architecture now that will be applied to many projects in the future. However, each project can, in turn, have an impact on the choice of architecture. Once one has solved this problem and a blockchain infrastructure is available, it can be established quickly and be more SPOF resistant, for example, for Public Key Infrastructure (PKI) systems.
AAA-me was only applied in lab and test environments. As a result, no real data ran over its own infrastructure. This allowed the necessary flexibility for development. However, system-related properties could appear in real situations that are not detectable here in this way. Furthermore, the initial stage of AAA-me’s development is still in its infancy. Many manual adjustments need to be made in order for this to integrate with an existing RADIUS system. Also, no system security effort in and of itself has been carried out in the lab environments. Thus, vulnerabilities can quickly open up on web servers due to misconfigurations and missing updates. For the above reasons, productive use should be discouraged unless major developments are carried out.
This dissertation is concerned with the task of map-based self-localization, using images of the ground recorded with a downward-facing camera. In this context, map-based (self-)localization is the task of determining the position and orientation of a query image that is to be localized. The map used for this purpose consists of a set of reference images with known positions and orientations in a common coordinate system. For localization, the considered methods determine correspondences between features of the query image and those of the reference images.
In comparison with localization approaches that use images of the surrounding environment, we expect that using images of the ground has the advantage that, unlike the surrounding, the visual appearance of the ground is often long-term stable. Also, by using active lighting of the ground, localization becomes independent of external lighting conditions.
This dissertation includes content of several published contributions, which present research on the development and testing of methods for feature-based localization of ground images. Our first contribution examines methods for the extraction of image features that have not been designed to be used on ground images. This survey shows that, with appropriate parametrization, several of these methods are well suited for the task.
Based on this insight, we develop and examine methods for various subtasks of map-based localization in the following contributions. We examine global localization, where all reference images have to be considered, as well as local localization, where an approximation of the query image position is already known, which allows for disregarding reference images with a large distance to this position.
In our second contribution, we present the first systematic comparison of state-of-the-art methods for ground texture based localization. Furthermore, we present a method, which is characterized by its usage of our novel feature matching technique. This technique is called identity matching, as it matches only those features with identical descriptors, in contrast to the state-of-the-art that also matches features with similar descriptors. We show that our method is well suited for global and local localization, as it has favorable scaling with the number of reference images considered during the localization process. In another contribution, we develop a variant of our localization method that is significantly faster to compute, as it applies a sampling approach to determine the image positions at which local features are extracted, instead of using classical feature detectors.
Two further contributions are concerned with global localization. The first one introduces a prediction model for the global localization performance, based on an evaluation of the local localization performance. This allows us to quickly evaluate any considered parameter settings of global localization methods. The second contribution introduces a learning-based method that computes compact descriptors of ground images. This descriptor can be used to retrieve the overlapping reference images of a query image from a large set of reference images with little computational effort.
The most recent contribution included in this dissertation presents a new ground image database, which was recorded with a dedicated platform using a downward-facing camera. In addition to the data, we also explain our guidelines for the construction of the platform. In comparison with existing databases, our database contains more images and presents a larger variety of ground textures. Furthermore, this database enables us to perform the first systematic evaluation of how localization performance is affected by the time interval between the point in time at which the reference images are recorded and the point in time at which the query image is recorded. We find out that for outdoor areas all ground texture based localization methods have reliability issues, if the time interval between the recording of the query and reference images is large, and also if there are different weather conditions. These findings point to remaining challenges in ground texture base localization that should be addressed in future work.
Matroids are combinatorial objects that generalize linear independence. A matroid can be represented geometrically by its Bergman fan and we compare the symmetries of these two objects. Sometimes, the Bergman fan has additional automorphisms, which are related to Cremona transformations in projective space. Their existence depends on a combinatorial property of the matroid, as has been shown by Shaw and Werner, and we study the consequences for the structure of such matroids. This allows us to gain a better understanding of the so-called Cremona group of a matroid and we apply our results to root system matroids.
Das adaptive Immunsystem schützt den Menschen vor extra- wie auch intrakorporal auftretenden Pathogenen und Krebszellen. Die Funktionalität dieses Prozesses geht hierbei auf die Interaktion und Kooperation einer Vielzahl verschiedener Zelltypen des Körpers zurück und ist vorwiegend innerhalb der Lymphknoten lokalisiert. Ist auch nur ein Bestandteil dieses sensiblen Prozesses gestört, kann dies zu einem teilweisen oder vollständigen Verlust der immunologischen Fitness des Menschen führen. Daher war es das Ziel dieser Arbeit, solche Aberrationen des humanen Lymphknotengewebes umfassend digital-pathologisch zu detektieren und zu definieren.
Hierfür wurde zunächst eine digitale Gewebedatenbank etabliert. Diese basiert auf dem im Rahmen dieser Arbeit implementierten Content-Management-System Digital Tissue Management Suite. Weiterhin wurde die Software Feature analysis in tissue histomorphometry entwickelt, welche die Analyse von zweidimensionalen whole slide images ermöglicht. Hierbei werden Methoden aus dem Bereich Computer Vision und Graphentheorie eingesetzt, um morphologische und distributionale Eigenschaften der Zelltypen des Lymphknotens zu charakterisieren. Darüber hinaus enthält diese Software Plug-ins zur Visualisierung und statistischen Analyse der Daten.
Aufbauend auf der eigens implementierten, digitalen Infrastruktur, in Kombination mit der Software Imaris wurden zweidimensional und dreidimensional gescannte, reaktive und neoplastische Gewebeproben digital phänotypisiert. Hierbei konnten neue mechanische Barrieren zur Kompartimentalisierung der Keimzentren aufgeklärt werden. Weiterhin konnte der Erhalt des quantitativen Verhältnisses einzelner Zellpopulationen innerhalb der Keimzentren beschrieben werden. Ausgehend von den reaktiven Phänotypen des Lymphknotens, wurden pathophysiologische Aberrationen in verschiedenen lymphatischen Neoplasien untersucht. Hierbei konnte gezeigt werden, dass speziell die strukturelle Destruktion häufig mit einer morphologischen Veränderung der fibroblastischen Retikulumzellen einhergeht.
Neben strukturellen Veränderungen sind auch zytologische Veränderungen der Tumormikroumgebung zu verzeichnen. Eine besondere Rolle spielen hierbei sogenannte Tumor-assoziierte Makrophagen. Im Rahmen dieser Arbeit konnte gezeigt werden, dass speziell Makrophagen in der Tumormikroumgebung des diffus großzelligen B-Zell-Lymphoms und der chronisch lymphatischen Leukämie spezifische pathophysiologische Veränderungen aufzeigen. Auch konnte gezeigt werden, dass genetische Änderungen neoplastischer B-Zellen mit einer generellen Reduktion der CD20-Antigendichte einhergehen.
Zusammenfassend ermöglichten die Ergebnisse die Generierung eines umfassenden digital-pathologischen Profils des klassischen Hodgkin-Lymphoms. Hierbei konnten morphologische Veränderungen neoplastischer, CD30-positiver Hodgkin-Reed-Sternberg-Zellen validiert und beschrieben werden. Auch konnten pathologische Veränderungen des Konnektoms und der Tumormikroumgebung dieser Zellen parametrisiert und quantifiziert werden. Abschließend wurde unter Anwendung eines Random forest-Klassifikators die diagnostische Potenz digital-pathologischer Profile evaluiert und validiert.
The single-source shortest-path problem is a fundamental problem in computer science. We consider a generalization of the shortest-path problem, the $k$-shortest path problem. Let $G$ be a directed edge-weighted graph with $n$ nodes and $m$ edges and $s,t$ be two fixed nodes. The goal is to compute $k$ paths $P_1,\dots,P_k$ between two fixed nodes $s$ and $t$ in non-decreasing order of their length such that all other paths between $s$ and $t$ are at least as long as the $k$\nth path $P_k$. We focus on the version of the $k$-shortest path problem where the paths are not allowed to visit nodes multiple times, sometime referred to as $k$-shortest simple path problem.
The probably best known $k$-shortest path algorithm is Yen's algorithm. It has a worst-case time complexity of O(kn\cdot scp(n,m)), where scp(n,m) is the complexity of the single-source shortest-path algorithm used as a subroutine. In case of Dijkstra's algorithm scp(n,m) is O(m + n\log n). One of the more recent improvements of Yen's algorithm is by Feng.
Even though Feng's algorithm is much faster in practice, it has the same worst-case complexity as Yen's algorithm.
The main results presented in this thesis are upper bounds on the average-case of Yen's and Feng's algorithm, as well as practical improvements and a parallel implementation of Yen's and Feng's algorithms including these improvements. The implementation is publicly available under GPLv3 open source license.
We show in our analysis that Yen's algorithm has an average-case complexity of O(k \log(n)\cdot scp(n,m)) on G(n,p) graphs with at least logarithmic average-degree and random edge weights following a distribution with certain properties.
On G(n,p) graphs with constant to logarithmic average-degree and uniform random edge-weights over $[0;1]$, we show an average-case complexity of O(k\cdot\frac{\log^2 n}{np}\cdot scp(n,m)). Feng's algorithm has an even better average-case complexity of O(k\cdot scp(n,m)) on unweighted G(n,p) graphs with logarithmic average-degree and for constant values of $k$. We further provide evidence that the same holds true for G(n,p) graphs with uniform random edge-weights over $[0;1]$.
On the practical side, we suggest new heuristics to prune even more single-source shortest-path computations than Feng's algorithm and evaluate all presented algorithms on G(n,p) and Grid graphs with up to 256 million nodes. We demonstrate speedups by a factor of up to 40 compared to Feng's algorithm.
Finally we discuss two ways to parallelize the suggested algorithms and evaluate them on grid graphs showing speedups by a factor of 2 using 4 threads and by a factor of up to 8 using 16 threads, respectively.
Cyber Physical Systems (CPS) are growing more and more complex due to the availability of cheap hardware, sensors, actuators and communication links. A network of cooperating CPSs (CPN) additionally increases the complexity. This poses challenges as well as it offers chances: the increasing complexity makes it harder to design, operate, optimize and maintain such CPNs. However, on the other side an appropriate use of the increasing resources in computational nodes, sensors, actuators can significantly improve the system performance, reliability and flexibility. Therefore, self-X features like self-organization, self-adaptation and self-healing are key principles for such systems.
Additionally, CPNs are often deployed in dynamic, unpredictable environments and safety-critical domains, such as transportation, energy, and healthcare. In such domains, usually applications of different criticality level exist. In an automotive environment for example, the brake has a higher criticality level regarding safety as the infotainment. As a result of mixed-criticality, applications requiring hard real-time guarantees compete with those requiring soft real-time guarantees and best-effort application for the given resources within the overall system. This leads to the need to accommodate multiple levels of criticality while ensuring safety and reliability, which increases the already high complexity even more.
This thesis deals with the question on how to conveniently, effectively and efficiently handle the management and complexity of mixed-critical CPNs (MC-CPNs). Since this cannot be done by the system developer without the assistance of the system itself any longer, it is essential to develop new approaches and techniques to ensure that such systems can operate under a range of conditions while meeting stringent requirements.
Based on five research hypothesis, this thesis introduces a comprehensive adaptive mixed-criticality supporting middleware for Cyber-Physical Networks (Chameleon), which efficiently and autonomously takes care of the management and complexity of CPNs with regard to the mixed-criticality aspect.
Chameleon contributes to the state-of-art by introducing and combining the following concepts:
- A comprehensive self-adaption mechanism on all levels of the system model is provided.
- This mechanism allows a flexible combination of parametric and structural adaptation actions (relocation, scheduling, tuning, ...) to modify the behavior of the system.
- Real-time constraints of mixed-critical applications (hard real-time, soft real-time, best-effort) are considered in all possible adaptation conditions and actions by the use of the importance parameter.
- CPNs are supported by the introduction of different scopes (local, system, global) for the adaptation conditions and actions. This also enables the combination of different scopes for conditions and actions.
- The realization of the adaptation with a MAPE-K loop instantiated by a distributed LCS allows for real-time capable reasoning of adaptation actions which also works on resource-spare systems.
- The developed rule language Rango offers an intuitive way to specify an initial rule set for LCS in the context of CPS/CPNs and supports the system administrators in the process of rule set generation.
Proteins are biological macromolecules playing essential roles in all living organisms.
Proteins often bind with each other forming complexes to fulfill their function. Such protein complexes assemble along an ordered pathway. An assembled protein complex can often be divided into structural and functional modules. Knowing the order of assembly and the modules of a protein complex is important to understand biological processes and treat diseases related to misassembly.
Typical structures of the Protein Data Bank (PDB) contain two to three subunits and a few thousand atoms. Recent developments have led to large protein complexes being resolved. The increasing number and size of the protein complexes demand for computational assistance for the visualization and analysis. One such large protein complex is respiratory complex I accounting for 45 subunits in Homo sapiens.
Complex I is a well understood protein complex that served as case study to validate our methods.
Our aim was to analyze time-resolved Molecular Dynamics (MD) simulation data, identify modules of a protein complex and generate hypotheses for the assembly pathway of a protein complex. For that purpose, we abstracted the topology of protein complexes to Complex Graphs of the Protein Topology Graph Library (PTGL). The subunits are represented as vertices, and spatial contacts as edges. The edges are weighted with the number of contacts based on a distance threshold. This allowed us to apply graph-theoretic methods to visualize and analyze protein complexes.
We extended the implementations of two methods to achieve a computation of Complex Graphs in feasible runtimes. The first method skipped checks for contacts using the information which residues are sequential neighbors. We extended the method to protein complexes and structures containing ligands. The second method introduced spheres encompassing all atoms of a subunit and skipped the check for contacts if the corresponding spheres do not overlap. Both methods combined allowed skipping up to 93 % of the checks for contacts for sample complexes of 40 subunits compared to up to 10 % of the previous implementation. We showed that the runtime of the combined method scaled linearly with the number of atoms compared to a non-linear scaling of the previous implementation We implemented a third method fixing the assignment of an orientation to secondary structure elements. We placed a three-dimensional vector in each secondary structure element and computed the angle between secondary structure elements to assign an orientation. This method sped up the runtime especially for large structures, such as the capsid of human immunodeficiency virus, for which the runtime decreased from 43 to less than 9 hours.
The feasible runtimes allowed us to investigate two data sets of MD trajectories of respiratory complex I of Thermus thermophilus that we received. The data sets differ only by whether ubiquinone is bound to the complex. We implemented a pipeline, PTGLdynamics, to compute the contacts and Complex Graphs for all time steps of the trajectories. We investigated different methods to track changes of contacts during the simulation and created a heat map put onto the three-dimensional structure visualizing the changes. We also created line plots to visualize the changes of contacts over the course of the simulation. Both visualizations helped spotting outstandingly flexible or rigid regions of the structure or time points of the simulation in which major dynamics occur.
We introduced normalizations of the edge weights of Complex Graphs for identi-fying modules and predicting the assembly pathway. The idea is to normalize the number of contacts for the number of residues of a subunit. We defined five different normalizations.
To identify structural and functional modules, we applied the Leiden graph clustering algorithm to the Complex Graphs of respiratory complex I and the respiratory supercomplex. We examined the results for the different normalizations of the weights of the Complex Graphs. The absolute edge weight produced the best result identifying three of four modules that have been defined in the literature for respiratory complex I.
We applied agglomerative hierarchical clustering to the edges of a Complex Graph to create hypotheses of the assembly pathway. The rationale was that subunits with an extensive interface in the final structure assemble early. We tested our method against two existing methods on a data set of 21 proteins with reported assembly pathways. Our prediction outperformed the other methods and ran in feasible runtimes of a few minutes at most.
We also tested our method on respiratory complex I, the respiratory supercomplex and the respiratory megacomplex. We compared the results for the different normalizations with an assembly pathway of respiratory complex I described in the literature. We transformed the assembly pathways to dendrograms and compared the predictions to the reference using the Robinson-Foulds distance and clustering information distance. We analyzed the landscape of the clustering information distance by generating random dendrograms and showed that our result is far better than expected at random. We showed in a detailed analysis that the assembly prediction using one normalization was able to capture key features of the assembly pathway that has been proposed in the literature.
In conclusion, we presented different applications of graph theory to automatically analyze the topology of protein complexes. Our programs run in feasible runtimes even for large complexes. We showed that graph-theoretic modeling of the protein structure can be used to analyze MD simulation data, identify modules of protein complexes and predict assembly pathways.
This thesis presents a first-of-its-kind phenomenological framework that formally describes the development of acquired epilepsy and the role of the neuro-immune axis in this development. Formulated as a system of nonlinear differential equations, the model describes the interaction of processes such as neuroinflammation, blood- brain barrier disruption, neuronal death, circuit remodeling, and epileptic seizures. The model allows for the simulation of epilepsy development courses caused by a variety of neurological injuries. The simulation results are in agreement with ex- perimental findings from three distinct animal models of epileptogenesis. Simula- tions capture injury-specific temporal patterns of seizure occurrence, neuroinflam- mation, blood-brain barrier leakage, and progression of neuronal death. In addition, the model provides insights into phenomena related to epileptogenesis such as the emergence of paradoxically long time scales of disease development after injury, the dose-dependence of epileptogenesis features on injury severity, and the variability of clinical outcomes in subjects exposed to identical injury. Moreover, the developed framework allows for the simulation of therapeutic interventions, which provides insights into the injury-specificity of prominent intervention strategies. Thus, the model can be used as an in silico tool for the generation of testable predictions, which may aid pre-clinical research for the development of epilepsy treatments.
In the recent past, we are making huge progress in the field of Artificial Intelligence. Since the rise of neural networks, astonishing new frontiers are continuously being discovered. The development is so fast that overall no major technical limits are in sight. Hence, digitization has expanded from the base of academia and industry to such an extent that it is prevalent in the politics, mass media and even popular arts. The DFG-funded project Specialized Information Service for Biodiversity Research and the BMBF-funded project Linked Open Tafsir can be placed exactly in that overall development. Both projects aim to build an intelligent, up-to-date, modern research infrastructure on biodiversity and theological studies for scholars researching in these respective fields of historical science. Starting from digitized German and Arabic historical literature containing so far unavailable valuable knowledge on biodiversity and theological studies, at its core, our dissertation targets to incorporate state-of-the-art Machine Learning methods for analyzing natural language texts of low-resource languages and enabling foundational Natural Language Processing tasks on them, such as Sentence Boundary Detection, Named Entity Recognition, and Topic Modeling. This ultimately leads to paving the way for new scientific discoveries in the historical disciplines of natural science and humanities. By enriching the landscape of historical low-resource languages with valuable annotation data, our work becomes part of the greater movement of digitizing the society, thus allowing people to focus on things which really matter in science and industry.
Die Emergenz digitaler Netzwerke ist auf die ständige Entwicklung und Transformation neuer Informationstechnologien zurückzuführen.
Dieser Strukturwandel führt zu äußerst komplexen Systemen in vielen verschiedenen Lebensbereichen.
Es besteht daher verstärkt die Notwendigkeit, die zugrunde liegenden wesentlichen Eigenschaften von realen Netzwerken zu untersuchen und zu verstehen.
In diesem Zusammenhang wird die Netzwerkanalyse als Mittel für die Untersuchung von Netzwerken herangezogen und stellt beobachtete Strukturen mithilfe mathematischer Modelle dar.
Hierbei, werden in der Regel parametrisierbare Zufallsgraphen verwendet, um eine systematische experimentelle Evaluation von Algorithmen und Datenstrukturen zu ermöglichen.
Angesichts der zunehmenden Menge an Informationen, sind viele Aspekte der Netzwerkanalyse datengesteuert und zur Interpretation auf effiziente Algorithmen angewiesen.
Algorithmische Lösungen müssen daher sowohl die strukturellen Eigenschaften der Eingabe als auch die Besonderheiten der zugrunde liegenden Maschinen, die sie ausführen, sorgfältig berücksichtigen.
Die Generierung und Analyse massiver Netzwerke ist dementsprechend eine anspruchsvolle Aufgabe für sich.
Die vorliegende Arbeit bietet daher algorithmische Lösungen für die Generierung und Analyse massiver Graphen.
Zu diesem Zweck entwickeln wir Algorithmen für das Generieren von Graphen mit vorgegebenen Knotengraden, die Berechnung von Zusammenhangskomponenten massiver Graphen und zertifizierende Grapherkennung für Instanzen, die die Größe des Hauptspeichers überschreiten.
Unsere Algorithmen und Implementierungen sind praktisch effizient für verschiedene Maschinenmodelle und bieten sequentielle, Shared-Memory parallele und/oder I/O-effiziente Lösungen.
Antimicrobial resistant infections arise as a consequential response to evolutionary mechanisms within microbes which cause them to be protected from the effects of antimicrobials. The frequent occurrence of resistant infections poses a global public health threat as their control has become challenging despite many efforts. The dynamics of such infections are driven by processes at multiple levels. For a long time, mathematical models have proved valuable for unravelling complex mechanisms in the dynamics of infections. In this thesis, we focus on mathematical approaches to modelling the development and spread of resistant infections at between-host (population-wide) and within-host (individual) levels.
Within an individual host, switching between treatments has been identified as one of the methods that can be employed for the gradual eradication of resistant strains on the long term. With this as motivation, we study the problem using dynamical systems and notions from control theory. We present a model based on deterministic logistic differential equations which capture the general dynamics of microbial resistance inside an individual host. Fundamentally, this model describes the spread of resistant infections whilst accounting for evolutionary mutations observed in resistant pathogens and capturing them in mutation matrices. We extend this model to explore the implications of therapy switching from a control theoretic perspective by using switched systems and developing control strategies with the goal of reducing the appearance of drug resistant pathogens within the host.
At the between-host level, we use compartmental models to describe the transmission of infection between multiple individuals in a population. In particular, we make a case study of the evolution and spread of the novel coronavirus (SARS-CoV-2) pandemic. So far, vaccination remains a critical component in the eventual solution to this public health crisis. However, as with many other pathogens, vaccine resistant variants of the virus have been a major concern in control efforts by governments and all stakeholders. Using network theory, we investigate the spread and transmission of the disease on social networks by compartmentalising and studying the progression of the disease in each compartment, considering both the original virus strain and one of its highly transmissible vaccine-resistant mutant strains. We investigate these dynamics in the presence of vaccinations and other interventions. Although vaccinations are of absolute importance during viral outbreaks, resistant variants coupled with population hesitancy towards vaccination can lead to further spread of the virus.
We thoroughly study the properties of conically stable polynomials and imaginary projections. A multivariate complex polynomial is called stable if its nonzero whenever all coordinates of the respective argument have a positive imaginary part. In this dissertation we consider the generalized notion of K-stability. A multivariate complex polynomial is called K-stable if its non-zero whenever the imaginary part of the respective argument lies in the relative interior of the cone K. We study connections to various other objects, including imaginary projections as well as preservers and combinatorial criteria for conically stable polynomials.
People can describe spatial scenes with language and, vice versa, create images based on linguistic descriptions. However, current systems do not even come close to matching the complexity of humans when it comes to reconstructing a scene from a given text. Even the ever-advancing development of better and better Transformer-based models has not been able to achieve this so far. This task, the automatic generation of a 3D scene based on an input text, is called text-to-3D scene generation. The key challenge, and focus of this dissertation, now relate to the following topics:
(a) Analyses of how well current language models understand spatial information, how static embeddings compare, and whether they can be improved by anaphora resolution.
(b) Automated resource generation for context expansion and grounding that can help in the creation of realistic scenes.
(c) Creation of a VR-based text-to-3D scene system that can be used as an annotation and active-learning environment, but can also be easily extended in a modular way with additional features to solve more contexts in the future.
(d) Analyze existing practices and tools for digital and virtual teaching, learning, and collaboration, as well as the conditions and strategies in the context of VR.
In the first part of this work, we could show that static word embeddings do not benefit significantly from pronoun substitution. We explain this result by the loss of contextual information, the reduction in the relative occurrence of rare words, and the absence of pronouns to be substituted. But we were able to we have shown that both static and contextualizing language models appear to encode object knowledge, but require a sophisticated apparatus to retrieve it. The models themselves in combination with the measures differ greatly in terms of the amount of knowledge they allow to extract.
Classifier-based variants perform significantly better than the unsupervised methods from bias research, but this is also due to overfitting. The resources generated for this evaluation are later also an important component of point three.
In the second part, we present AffordanceUPT, a modularization of UPT trained on the HICO-DET dataset, which we have extended with Gibsonien/telic annotations. We then show that AffordanceUPT can effectively make the Gibsonian/telic distinction and that the model learns other correlations in the data to make such distinctions (e.g., the presence of hands in the image) that have important implications for grounding images to language.
The third part first presents a VR project to support spatial annotation respectively IsoSpace. The direct spatial visualization and the immediate interaction with the 3D objects should make the labeling more intuitive and thus easier. The project will later be incorporated as part of the Semantic Scene Builder (SeSB). The project itself in turn relies on the Text2SceneVR presented here for generating spatial hypertext, which in turn is based on the VAnnotatoR. Finally, we introduce Semantic Scene Builder (SeSB), a VR-based text-to-3D scene framework using Semantic Annotation Framework (SemAF) as a scheme for annotating semantic relations. It integrates a wide range of tools and resources by utilizing SemAF and UIMA as a unified data structure to generate 3D scenes from textual descriptions and also supports annotations. When evaluating SeSB against another state-of-the-art tool, it was found that our approach not only performed better, but also allowed us to model a wider variety of scenes. The final part reviews existing practices and tools for digital and virtual teaching, learning, and collaboration, as well as the conditions and strategies needed to make the most of technological opportunities in the future.
In the human brain, the incoming light to the retina is transformed into meaningful representations that allow us to interact with the world. In a similar vein, the RGB pixel values are transformed by a deep neural network (DNN) into meaningful representations relevant to solving a computer vision task it was trained for. Therefore, in my research, I aim to reveal insights into the visual representations in the human visual cortex and DNNs solving vision tasks.
In the previous decade, DNNs have emerged as the state-of-the-art models for predicting neural responses in the human and monkey visual cortex. Research has shown that training on a task related to a brain region’s function leads to better predictivity than a randomly initialized network. Based on this observation, we proposed that we can use DNNs trained on different computer vision tasks to identify functional mapping of the human visual cortex.
To validate our proposed idea, we first investigate a brain region occipital place area (OPA) using DNNs trained on scene parsing task and scene classification task. From the previous investigations about OPA’s functions, we knew that it encodes navigational affordances that require spatial information about the scene. Therefore, we hypothesized that OPA’s representation should be closer to a scene parsing model than a scene classification model as the scene parsing task explicitly requires spatial information about the scene. Our results showed that scene parsing models had representation closer to OPA than scene classification models thus validating our approach.
We then selected multiple DNNs performing a wide range of computer vision tasks ranging from low-level tasks such as edge detection, 3D tasks such as surface normals, and semantic tasks such as semantic segmentation. We compared the representations of these DNNs with all the regions in the visual cortex, thus revealing the functional representations of different regions of the visual cortex. Our results highly converged with previous investigations of these brain regions validating the feasibility of the proposed approach in finding functional representations of the human brain. Our results also provided new insights into underinvestigated brain regions that can serve as starting hypotheses and promote further investigation into those brain regions.
We applied the same approach to find representational insights about the DNNs. A DNN usually consists of multiple layers with each layer performing a computation leading to the final layer that performs prediction for a given task. Training on different tasks could lead to very different representations. Therefore, we first investigate at which stage does the representation in DNNs trained on different tasks starts to differ. We further investigate if the DNNs trained on similar tasks lead to similar representations and on dissimilar tasks lead to more dissimilar representations. We selected the same set of DNNs used in the previous work that were trained on the Taskonomy dataset on a diverse range of 2D, 3D and semantic tasks. Then, given a DNN trained on a particular task, we compared the representation of multiple layers to corresponding layers in other DNNs. From this analysis, we aimed to reveal where in the network architecture task-specific representation is prominent. We found that task specificity increases as we go deeper into the DNN architecture and similar tasks start to cluster in groups. We found that the grouping we found using representational similarity was highly correlated with grouping based on transfer learning thus creating an interesting application of the approach to model selection in transfer learning.
During previous works, several new measures were introduced to compare DNN representations. So, we identified the commonalities in different measures and unified different measures into a single framework referred to as duality diagram similarity. This work opens up new possibilities for similarity measures to understand DNN representations. While demonstrating a much higher correlation with transfer learning than previous state-of-the-art measures we extend it to understanding layer-wise representations of models trained on the Imagenet and Places dataset using different tasks and demonstrate its applicability to layer selection for transfer learning.
In all the previous works, we used the task-specific DNN representations to understand the representations in the human visual cortex and other DNNs. We were able to interpret our findings in terms of computer vision tasks such as edge detection, semantic segmentation, depth estimation, etc. however we were not able to map the representations to human interpretable concepts. Therefore in our most recent work, we developed a new method that associates individual artificial neurons with human interpretable concepts.
Overall, the works in this thesis revealed new insights into the representation of the visual cortex and DNNs...
In this thesis, we cover two intimately related objects in combinatorics, namely random constraint satisfaction problems and random matrices. First we solve a classic constraint satisfaction problem, 2-SAT using the graph structure and a message passing algorithm called Belief Propagation. We also explore another message passing algorithm called Warning Propagation and prove a useful result that can be employed to analyze various type of random graphs. In particular, we use this Warning Propagation to study a Bernoulli sparse parity matrix and reveal a unique phase transition regarding replica symmetry. Lastly, we use variational methods and a version of local limit theorem to prove a sufficient condition for a general random matrix to be of full rank.
Ausgangspunkt der Forschungsarbeit ist der Gebrauch von Gesten in mathematischen Interaktionen von Lernenden. Es wird untersucht, inwiefern Gesten Teil des mathematischen Aushandlungsprozesses sind. Damit ist die Rekonstruktion einer potentiell fachlichen Bedeutung des Gestengebrauchs beim Mathematiklernen das zentrale Forschungsanliegen.
Theoretisch gerahmt wird die Arbeit von Erkenntnissen aus der psychologisch-linguistischen Gestenforschung zur systematischen Beschreibung von Gestik im Zusammenspiel mit der gleichzeitig geäußerten Lautsprache (McNeill, 1992; Kendon, 2004). Es werden ebenso ausgewählte Forschungen zur Gestik beim Mathematiklernen beleuchtet (Arzarello, 2006; Wille, 2020; Kiesow, 2016). Die mathematikdidaktische Interaktionstheorie begründet den sozial-konstruktivistischen Lernbegriff (Krummheuer, 1992). Ausgewählte Aspekte der Semiotik nach C. S. Peirce bieten eine theoretische Fundierung des Zeichenbegriffs und des Kerns mathematischen Agierens, verstanden als diagrammatisches Arbeiten (Peirce, 1931, CP 1.54 u. 1932, CP 2.228).
Von besonderer Bedeutung für die vorliegende Forschungsarbeit ist der linguistische Ansatz der Code-Integration und -Manifestation von redebegleitenden Gesten im Sprachsystem nach Fricke (2007, 2012) in Verbindung mit dem Peirce’schen Diagrammbegriff. Diese Perspektive ermöglicht eine theoretische Fundierung der zunächst empirisch beobachtbaren Multimodalität der Ausdrucksweisen von Lernenden beim gemeinsamen Mathematiktreiben. Der Peirce’sche Diagrammbegriff dient hierbei zur Rekonstruktion einer systemischen Relevanz von Gesten für das Betreiben von Mathematik: Bestimmte Gesten sind semiotisch als mathematische Zeichen beschreibbar und haben potentiell konstituierende Funktion für das diagrammatische Arbeiten der Lernenden. Der übergeordnete Forschungsfokus lautet: Wie nutzen Grundschüler*innen Gestik und Lautsprache, insbesondere in deren Zusammenspiel, um ihre mathematischen Ideen in den interaktiven Aushandlungsprozess einzubringen und über den Verlauf der Interaktion aufzugreifen, möglicherweise weiterzuentwickeln oder auch zu verwerfen? In der Ausdifferenzierung wird die Funktion der verwendeten Gesten und die Rekonstruktion von potentiell gemeinsam gebrauchten Gesten der Interagierenden in den Blick genommen.
Methodisch lässt sich die Forschungsarbeit der qualitativen Sozialforschung (Bohnsack, 2008) bzw. der interpretativen mathematikdidaktischen Unterrichtsforschung zuordnen (Krummheuer & Naujok, 1999). Es werden Beispiele aus mathematischen Interaktionssituationen ausgewertet, in denen sich Paare von Zweitklässler*innen mit einem mathematischen Problem aus der Kombinatorik und der Geometrie beschäftigen. Eine eigens theoriekonform entwickelte Transkriptpartitur dient zur Aufarbeitung der Videodaten. Mit der textbasierten Interaktionsanalyse (Krummheuer, 1992) und der grafisch angelegten Semiotischen Analyse (Schreiber, 2010) in einer Weiterentwicklung der Semiotischen Prozess-Karten (Huth, 2014) werden zwei hierarchisch aufeinander aufbauende Analyseverfahren verwendet.
Zentrale Forschungsergebnisse sind 1) die funktionale und gestalterische Flexibilität des Gestengebrauchs beim diagrammatischen Arbeiten der Lernenden, 2) die Rekonstruktion von Modusschnittstellen der Gesten mit anderen Ausdrucksmodi in Funktion, interaktionaler Bedeutungszuschreibung und Chronologie, und 3) die häufige Verwendung der Gesten als Modus der Wahl der Lernenden in mathematischen Interaktionen. Gesten weisen eine unmittelbare und voraussetzungslose Verfügbarkeit auf, eine funktionale und gestalterische Flexibilität in der mathematischen Auseinandersetzung und die Möglichkeit, Funktionen anderer Modi (vorübergehen) zu übernehmen. Es zeigt sich eine konstitutive und fachliche Bedeutung der Gestik für das mathematisch-diagrammatische Agieren der Lernenden. In der Arbeit wird daraus schließlich das doppelte Kontinuum der Gesten für das Mathematiklernen entwickelt. Es zeigt in der Dimension der Funktion des Gestengebrauchs und der Dimension des Objektbezugs der Gestengestalt die Vielfältigkeit der Gestenfunktionen im gemeinsamen diagrammatischen Arbeiten der Lernenden und gibt Einblick in die verwendeten Gestengestalten.
Die Forschungsarbeit offenbart den Bedarf einer Beachtung von Gesten in der fachdidaktischen Planung und Gestaltung von Mathematikunterricht und in der Erforschung und Diagnostik der mathematischen Entwicklung von Lernenden. Es handelt sich bei Gesten in mathematischen Interaktionen nicht um ein reines Beiwerk der Äußerung, sondern um einen fachlich bedeutsamen Modus in Bezug auf das Mathematiklernen. Der Gebrauch von Gestik ermöglicht die Erzeugung von Diagrammen im Handumdrehen und eröffnet perspektivisch eine Erforschung ihrer Bedeutung für mathematische Lehr-Lern-Prozesse.
Die in dieser Zusammenfassung angegebene Literatur findet sich im Literaturverzeichnis der vorgelegten Forschungsarbeit.
The main task of modern large experiments with heavy ions, such as CBM (FAIR), STAR (BNL) and ALICE (CERN) is a detailed study of the phase diagram of quantum chromodynamics (QCD) in the quark-gluon plasma (QGP), the equation of state of matter at extremely high baryonic densities, and the transition from the hadronic phase of matter to the quark-gluon phase.
In the thesis, the missing mass method is developed for the reconstruction of short-lived particles with neutral particles in their decay products, as well as its implementation in the form of fast algorithms and a set of software for prac- tical application in heavy ion physics experiments. Mathematical procedures implementing the method were developed and implemented within the KF Par- ticle Finder package for the future CBM (FAIR) experiment and subsequently adapted and applied for processing and analysis of real data in the STAR (BNL) experiment.
The KF Particle Finder package is designed to reconstruct most signal particles from the physics program of the CBM experiment, including strange particles, strange resonances, hypernuclei, light vector mesons, charm particles and char- monium. The package includes searches for over a hundred decays of short-lived particles. This makes the KF Particle Finder a universal platform for short-lived particle reconstruction and physics analysis both online and offline.
The missing mass method has been proposed to reconstruct decays of short-lived charged particles when one of the daughter particles is neutral and is not regis- tered in the detector system. The implementation of the missing mass method was integrated into the KF Particle Finder package to search for 18 decays with a neutral daughter particle.
Like all other algorithms of the KF Particle Finder package, the missing mass method is implemented with extensive use of vector (SIMD) instructions and is optimized for parallel operation on modern many-core high performance com- puter clusters, which can include both processors and coprocessors. A set of algorithms implementing the method was tested on computers with tens of cores and showed high speed and practically linear scalability with respect to the num- ber of cores involved.
It is extremely important, especially for the initial stage of the CBM experiment, which is planned for 2025, to demonstrate already now on real data the reliability of the developed approach, as well as the high efficiency of the current implemen- tation of both the entire KF Particle Finder package, and its integral part, the missing mass method. Such an opportunity was provided by the FAIR Phase-0 program, motivating the use in the STAR experiment of software packages orig- inally developed for the CBM experiment.
Application of the method to real data of the STAR experiment shows very good results with a high signal-to-background ratio and a large significance value. The results demonstrate the reliability and high efficiency of the missing mass method in the reconstruction of both charged mother particles and their neutral daughter particles. Being an integral part of the KF Particle Finder package, now the main approach for reconstruction and analysis of short-lived particles in the STAR experiment, the missing mass method will continue to be used for the physics analysis in online and offline modes.
The high quality of the results of the express data analysis has led to their status as preliminary physics results with the right to present them at international physics conferences and meetings on behalf of the STAR Collaboration.
Das Projekt anan ist ein Werkzeug zur Fehlersuche in verteilten Hochleistungsrechnern. Die Neuheit des Beitrags besteht darin, dass die bekannten Methoden, die bereits erfolgreich zum Debuggen von Soft- und Hardware eingesetzt werden, auf Hochleistungs-Rechnen übertragen worden sind. Im Rahmen der vorliegenden Arbeit wurde ein Werkzeug namens anan implementiert, das bei der Fehlersuche hilft. Außerdem kann es als dynamischeres Monitoring eingesetzt werden. Beide Einsatzzwecke sind
getestet worden.
Das Werkzeug besteht aus zwei Teilen:
1. aus einem Teil namens anan, der interaktiv vom Nutzer bedient wird
2. und aus einem Teil namens anand, der automatisiert die verlangten Messwerte erhebt und nötigenfalls Befehle ausführt.
Der Teil anan führt Sensoren aus — kleine mustergesteuerte Algorithmen —, deren Ergebnisse per anan zusammengeführt werden. In erster Näherung lässt anan sich als Monitoring beschreiben, welches (1) schnell umkonfiguriert werden (2) komplexere Werte messen kann, die über Korrelationen einfacher Zeitreihen hinausgehen.
In this thesis we discuss the group Out(Gal_K) of outer automorphism of the absolute Galois group Gal_K of a p-adic number field K. Using results about the mapping class group of a surface S, as well as a result by Jannsen--Wingberg on the structure of the absolute Galois group Gal_K, we construct a large subgroup of Out(Gal_K) arising as images of certain Dehn twists on S.
This thesis is concerned with the study of symmetry breaking phenomena for several different semilinear partial differential equations. Roughly speaking, this encompasses equations whose symmetries are not necessarily inherited by their solutions, which is particularly interesting for ground state solutions.
Reactive oxygen species are a class of naturally occurring, highly reactive molecules that change the structure and function of macromolecules. This can often lead to irreversible intracellular damage. Conversely, they can also cause reversible changes through post-translational modification of proteins which are utilized in the cell for signaling. Most of these modifications occur on specific cysteines. Which structural and physicochemical features contribute to the sensitivity of cysteines to redox modification is currently unclear. Here, I investigated the in uence of protein structural and sequence features on the modifiability of proteins and specific cysteines therein using statistical and machine learning methods. I found several strong structural predictors for redox modification, such as a higher accessibility to the cytosol and a high number of positively charged amino acids in the close vicinity. I detected a high frequency of other post-translational modifications, such as phosphorylation and ubiquitination, near modified cysteines. Distribution of secondary structure elements appears to play a major role in the modifiability of proteins. Utilizing these features, I created models to predict the presence of redox modifiable cysteines in proteins, including human mitochondrial complex I, NKG2E natural killer cell receptors and proximal tubule cell proteins, and compared some of these predictions to earlier experimental results.
This thesis concerns three specific constraint satisfaction problems: the k-SAT problem, random linear equations and the Potts model. We investigated a phenomenon called replica symmetry, its consequences and its limitation. For the $k$-SAT problem, we were able to show that replica symmetry holds up to a threshold $d^{*}$. However, after another critical threshold $d^{**}$, we discovered that replica symmetry could not hold anymore, which enabled us to establish the existence of a replica symmetry breaking region. For the random linear problem, a peculiar phenomenon occurs. We observed that a more robust version of replica symmetry (strong replica symmetry) holds up to a threshold $d=e$ and ceases to hold after. This phenomenon is linked to the fact that before the threshold $d=e$, the fraction of frozen variables, i.e. variable forced to take the same value in all solutions, is concentrated around a deterministic value but vacillates between two values with equal probability for $d>e$. Lastly, for the Potts model, we show that a phenomenon called metastability occurs. The latter phenomenon can be understood as a consequence of trivial replica symmetry breaking scheme. This metastability phenomenon further produces slow mixing results for two famous Markov chains, the Glauber and the Swendsen-Wang dynamics.
The relevant field of interest in High Energy Physics experiments is shifting to searching and studying extremely rare particles and phenomena. The search for rare probes requires an increase in the number of available statistics by increasing the particle interaction rate. The structure of the events also becomes more complicated, the multiplicity of particles in each event increases, and a pileup appears. Due to technical limitations, such data flow becomes impossible to store fully on available storage devices. The solution to the problem is the correct triggering of events and real-time data processing.
In this work, the issue of accelerating and improving the algorithms for reconstruction of the charged particles' trajectories based on the Cellular Automaton in the STAR experiment is considered to implement them for track reconstruction in real-time within the High-Level Trigger. This is an important step in the preparation of the CBM experiment as part of the FAIR Phase-0 program. The study of online data processing methods in real conditions at similar interaction energies allows us to study this process and determine the possible weaknesses of the approach.
Two versions of the Cellular Automaton based track reconstruction are discussed, which are used, depending on the detecting systems' features. HFT~CA Track Finder, similar to the tracking algorithm of the CBM experiment, has been accelerated by several hundred times, using both algorithm optimization and data-level parallelism. TPC~CA Track Finder has been upgraded to improve the reconstruction quality while maintaining high calculation speed. The algorithm was tuned to work with the new iTPC geometry and provided an additional module for very low momentum track reconstruction.
The improved track reconstruction algorithm for the TPC detector in the STAR experiment was included in the HLT reconstruction chain and successfully tested in the express production for the online real data analysis. This made it possible to obtain important physical results during the experiment runtime without the full offline data processing. The tracker is also being prepared for integration into a standard offline data processing chain, after which it will become the basic track search algorithm in the STAR experiment.
Monte Carlo methods : barrier option pricing with stable Greeks and multilevel Monte Carlo learning
(2021)
For discretely observed barrier options, there exists no closed solution under the Black-Scholes model. Thus, it is often helpful to use Monte Carlo simulations, which are easily adapted to these models. However, as presented above, the discontinuous payoff may lead to instability in option's sensitivities for Monte Carlo algorithms.
This thesis presents a new Monte Carlo algorithm that can calculate the pathwise sensitivities for discretely monitored barrier options. The idea is based on Glasserman and Staum's one-step survival strategy and the results of Alm et al., with which we can stably determine the option's sensitivities such as Delta and Vega by finite-differences. The basic idea of Glasserman and Staum is to use a truncated normal distribution, which excludes the values above the barrier (e.g.\ for knock-up-out options), instead of sampling from the full normal distribution. This approach avoids the discontinuity generated by any Monte Carlo path crossing the barrier and yields a Lipschitz-continuous payoff function.
The new part will be to develop an extended algorithm that estimates the sensitivities directly, without simulation at multiple parameter values as in finite-difference.
Consider the local volatility model, which is a generalisation of the Black-Scholes model. Although standard Monte Carlo algorithms work well for the pricing of continuously monitored barrier options within this model, they often do not behave stably with respect to numerical differentiation.
To bypass this problem, one would generally either resort to regularised differentiation schemes or derive an algorithm for precise differentiation. Unfortunately, while the widespread solution of using a Brownian bridge approach leads to accurate first derivatives, they are not Lipschitz-continuous. This leads to instability with respect to numerical differentiation for second-order Greeks.
To alleviate this problem - i.e. produce Lipschitz-continuous first-order derivatives - and reduce variance, we generalise the idea of one-step survival to general scalar stochastic differential equations. This approach leads to the new one-step survival Brownian bridge approximation, which allows for stable second-order Greeks calculations.
To show the new approach's numerical efficiency, we present a new respective Monte Carlo pathwise sensitivity estimator for the first-order Greeks and study different methods to compute second-order Greeks stably. Finally, we develop a one-step survival Brownian bridge multilevel Monte Carlo algorithm to reduce the computational cost in practice.
This thesis proves unbiasedness and variance reduction of our new, one-step survival version with respect to the classical, Brownian bridge approach. Furthermore, we will present a new convergence result for the Brownian bridge approach using the Milstein scheme under certain conditions. Overall, these properties imply convergence of the new one-step survival Brownian bridge approach.
In recent years, deep learning has become pervasive in various fields. As a family of machine learning methods it is used in a broad set of applications, such as image processing, voice recognition, email filtering, computer vision. Most modern deep learning algorithms are based on artificial neural networks inspired by the biological neural networks constituting animal brains. Also in computational finance deep learning may be of use: Consider there is no closed-solution available for an option price, Monte Carlo simulations are substantially for estimation. Instead of persistently contributing new price computations arising from an updated volatility term, one could replace these by evaluating a neural network.
If an according neural network is available, the evaluation could lead to substantial savings and be highly efficient. I.e., once trained, a neural network could save further expensive estimations. However, in practice, the challenge is the training process of the neural network.
We study and compare two generic neural network training algorithms' computational complexity. Then, we introduce a new multilevel training algorithm that combines a deep learning algorithm with the idea of multilevel Monte Carlo path simulation. The idea is to train several neural networks with training data computed from the so-called level estimators of the multilevel Monte Carlo approach introduced by Giles. We show that the new method can reduce computational complexity by formulating a complexity theorem.
The thesis is composed of four Chapters.
In the first Chapter, the boundary expression of the one-sided shape derivative of nonlocal Sobolev best constants is derived. As a simple consequence, we obtain the fractional version of the so-called Hadamard formula for the torsional rigidity and the first Dirichlet eigenvalue. An application to the optimal obstacle placement problem for the torsional rigidity and the first eigenvalue of the fractional Laplacian is given.
In the second Chapter, we introduce and prove a new maximum principle for doubly antisymmetric functions. The latter can be seen as the first step towards studying the optimal obstacle placement problem for the second fractional eigenvalue. Using the new maximum principle we derive new symmetry results for odd solutions to semilinear Dirichlet boundary value problems with Lipschitz nonlinearity.
In the third Chapter, we derive new integration by parts formula for the fractional Laplace operator with a general globally Lipschitz vector field and in particular, we obtain a new Pohozaev type identity generalizing the one obtained by X. Ros-Oton and J. Serra. As an application we obtain nonexistence results for semilinear Dirichlet boundary problems in bounded domains that are not necessarly starshaped.
In the last Chapter, we study symmetry properties of second eigenfunctions of annuli. Using results from the first Chapter and the maximum principle in Chpater 2, we extend the result on the optimal obstacle placement problem from the first eigenvalue to the second eigenvalue.
We present new results on nonlocal Dirichlet problems established by means of suitable spectral theoretic and variational methods, taking care of the nonlocal feature of the operators. We mainly address: First, we estimate the Morse index of radially symmetric sign changing bounded weak solutions to a semilinear Dirichlet problem involving the fractional Laplacian. In particular, we derive a conjecture due to Bañuelos and Kulczycki on the geometric structure of the second Dirichlet eigenfunctions. Secondly, we study a small order asymptotics with respect to the parameter s of the Dirichlet eigenvalues problem for the fractional Laplacian. Thirdly, we deal with the logarithmic Schrödinger operator. In particular, we provide an alternative to derive the singular integral representation corresponding to the associated Fourier symbol and introduce tools and functional analytic framework for variational studies. Finaly, we study nonlocal operators of order strictly below one. In particular, we investigate interior regularity properties of weak solutions to the associated Poisson problem depending on the regularity of the right-hand side.
Wir betrachten Algorithmen für strategische Kommunikation mit Commitment Power zwischen zwei rationalen Parteien mit eigenen Interessen. Wenn eine Partei Commitment Power hat, so legt sie sich auf eine Handlungsstrategie fest und veröffentlicht diese und kann nicht mehr davon abweichen.
Beide Parteien haben Grundinformation über den Zustand der Welt. Die erste Partei (S) hat die Möglichkeit, diesen direkt zu beobachten. Die zweite Partei (R) trifft jedoch eine Entscheidung durch die Wahl einer von n Aktionen mit für sie unbekanntem Typ. Dieser Typ bestimmt die möglicherweise verschiedenen, nicht-negativen Nutzwerte für S und R. Durch das Senden von Signalen versucht S, die Wahl von R zu beeinflussen. Wir betrachten zwei Grundszenarien: Bayesian Persuasion und Delegated Search.
In Bayesian Persuasion besitzt S Commitment Power. Hier legt sich S sich auf ein Signalschema φ fest und teilt dieses R mit. Es beschreibt, welches Signal S in welcher Situation sendet. Erst danach erfährt S den wahren Zustand der Welt. Nach Erhalt der durch φ bestimmten Signale wählt R eine der Aktionen. Das Wissen um φ erlaubt R die Annahmen über den Zustand der Welt in Abhängigkeit von den empfangenen Signalen zu aktualisieren. Dies muss S für das Design von φ berücksichtigen, denn R wird Empfehlungen nicht folgen, die S auf Kosten von R übervorteilen. Wir betrachten das Problem aus der Sicht von S und beschreiben Signalschemata, die S einen möglichst großen Nutzen garantieren.
Zuerst betrachten wir den Offline-Fall. Hier erfährt S den kompletten Zustand der Welt und schickt daraufhin ein Signal an R. Wir betrachten ein Szenario mit einer beschränkten Anzahl k ≤ n Signale. Mit nur k Signalen kann S höchstens k verschiedene Aktionen empfehlen. Für verschiedene symmetrische Instanzen beschreiben wir einen Polynomialzeitalgorithmus für die Berechnung eines optimalen Signalschemas mit k Signalen.
Weiterhin betrachten wir eine Teilmenge von Instanzen, in denen die Typen aus bekannten, unabhängigen Verteilungen gezogen werden. Wir beschreiben Polynomialzeitalgorithmen, die ein Signalschema mit k Signalen berechnen, das einen konstanten Approximationsfaktor im Verhältnis zum optimalen Signalschema mit k Signalen garantiert.
Im Online-Fall werden die Aktionstypen einzeln in Runden aufgedeckt. Nach Betrachtung der aktuellen Aktion sendet S ein Signal und R muss sofort durch Wahl oder Ablehnung der Aktion darauf reagieren. Der Prozess endet mit der Wahl einer Aktion. Andernfalls wird der nächste Aktionstyp aufgedeckt und vorherige Aktionen können nicht mehr gewählt werden. Als Richtwert für unsere Online-Signalschemata verwenden wir das beste Offline-Signalschema.
Zuerst betrachten wir ein Szenario mit unabhängigen Verteilungen. Wir zeigen, wie ein optimales Signalschema in Polynomialzeit bestimmt werden kann. Jedoch gibt es Beispiele, bei denen S – anders als im Offline-Fall – im Online-Fall keinen positiven Wert erzielen kann. Wir betrachten daraufhin eine Teilmenge der Instanzen, für die ein einfaches Signalschema einen konstanten Approximationsfaktor garantiert und zeigen dessen Optimalität.
Zusätzlich betrachten wir 16 verschiedene Szenarien mit unterschiedlichem Level an Information für S und R und unterschiedlichen Zielfunktionen für S und R unter der Annahme, dass die Aktionstypen a priori unbekannt sind, aber in uniform zufälliger Reihenfolge aufgedeckt werden. Für 14 Fälle beschreiben wir Signalschemata mit konstantem Approximationsfaktor. Solche Schemata existieren für die verbleibenden beiden Fälle nicht. Zusätzlich zeigen wir für die meistern Fälle, dass die beschriebenen Approximationsgarantien optimal sind.
Im zweiten Teil betrachten wir eine Online-Variante von Delegated Search. Hier besitzt nun R Commitment Power. Die Aktionstypen werden aus bekannten, unabhängigen Verteilungen gezogen. Bevor S die realisierten Typen beobachtet, legt R sich auf ein Akzeptanzschema φ fest. Für jeden Typen gibt φ an, mit welcher Wahrscheinlichkeit R diesen akzeptiert. Folglich versucht S, eine Aktion mit einem guten Typen für sich selbst zu finden, der von R akzeptiert wird. Da der Prozess online abläuft, muss S für jede Aktion einzeln entscheiden, diese vorzuschlagen oder zu verwerfen. Nur empfohlene Aktionen können von R ausgewählt werden.
Für den Offline-Fall sind für identisch verteilte Aktionstypen konstante Approximationsfaktoren im Vergleich zu einer Aktion mit optimalem Wert für R bekannt. Wir zeigen, dass R im Online-Fall im Allgemeinen nur eine Θ(1/n)-Approximation erzielen kann. Der Richtwert ist der erwartete Wert für eine eindimensionale Online-Suche von R.
Da für die Schranke eine exponentielle Diskrepanz in den Werten der Typen für S benötigt wird, betrachten wir parametrisierte Instanzen. Die Parameter beschränken die Werte für S bzw. das Verhältnis der Werte für R und S. Wir zeigen (beinahe) optimale logarithmische Approximationsfaktoren im Bezug auf diese Parameter, die von effizient berechenbaren Schemata garantiert werden.
Machine learning (ML) techniques have evolved rapidly in recent years and have shown impressive capabilities in feature extraction, pattern recognition, and causal inference. There has been an increasing attention to applying ML to medical applications, such as medical diagnosis, drug discovery, personalized medicine, and numerous other medical problems. ML-based methods have the advantage of processing vast amounts of data.
With an ever increasing amount of medical data collection and large, inter-subject variability in the medical data, automated data processing pipelines are very much desirable since it is laborious, expensive, and error-prone to rely solely on human processing. ML methods have the potential to uncover interesting patterns, unravel correlations between complex features, learn patient-specific representations, and make accurate predictions. Motivated by these promising aspects, in this thesis, I present studies where I have implemented deep neural networks for the early diagnosis of epilepsy based on electroencephalography (EEG) data and brain tumor detection based on magnetic resonance spectroscopy (MRS) data.
In the project for early diagnosis of epilepsy, we are dealing with one of the most common neurological disorders, epilepsy, which is characterized by recurrent unprovoked seizures. It can be triggered by a variety of initial brain injuries and manifests itself after a time window which is called the latent period. During this period, a cascade of structural and functional brain alterations takes place leading to an increased seizure susceptibility.
The development and extension of brain tissue capable of generating spontaneous seizures is defined as epileptogenesis (EPG).
Detecting the presence of EPG provides a precious opportunity for targeted early medical interventions and, thus, can slow down or even halt the disease progression. In order to study brain signals in this latent window, animal epilepsy models are used to provide valuable data as it is extremely difficult to obtain this data from human patients. The aim of this study is to discover biomarkers of EPG using animal models and then to find the equivalent and counterparts in human patients' data. However, the EEG features for EPG are not well-understood and there is not a sufficiently large amount of annotated data for ML-based algorithms. To approach this problem, firstly, I utilized the timestamp information of the recorded EEG from an animal epilepsy model where epilepsy is induced by an electrical stimulation. The timestamp serves as a form of weak supervision, i.e., before and after the stimulation. Secondly, I implemented a deep residual neural network and trained it with a binary classification task to distinguish the EEG signals from these two phases. After obtaining a high discriminative ability on the binary classification task, I proposed to divide further the time span after the stimulation for a three-class classification, aiming to detect possible stages of the progression of the latent EPG phase. I have shown that the model can distinguish EEG signals at different stages of EPG with high accuracy and generalization ability. I have also demonstrated that some of the learned features from the network are clinically relevant.
In the task of detecting brain tumors based on MRS data, I first proposed to apply a deep neural network on the MRS data collected from over 400 patients for a binary classification task. To combat the challenge of noisy labeling, I developed a distillation step to filter out relatively ``cleanly'' labeled samples. A mixing-based data augmentation method was also implemented to expand the size of the training set. All the experiments were designed to be conducted with a leave-patient-out scheme to ensure the generalization ability of the model. Averaged across all leave-patient-out cross-validation sets, the proposed method performed on par with human neuroradiologists, while outperforming other baseline methods. I have demonstrated the distillation effect on the MNIST data set with manually-introduced label noise as well as providing visualization of the input influences on the final classification through a class activation map method.
Moreover, I have proposed to aggregate information at the subject level, which could provide more information and insights. This is inspired by the concept of multiple instance learning, where instance-level labels are not required and which is more tolerant to noisy labeling. I have proposed to generate data bags consisting of instances from each patient and also proposed two modules to ensure permutation invariance, i.e., an attention module and a pooling module. I have compared the performance of the network in different cases, i.e., with and without permutation-invariant modules, with and without data augmentation, single-instance-based and multiple-instance-based learning and have shown that neural networks equipped with the proposed attention or pooling modules can outperform human experts.
In the first part of this thesis, we introduce the concept of prospective strict no-arbitrage for discrete-time financial market models with proportional transaction. The prospective strict no-arbitrage condition, which is a variant of strict no-arbitrage, is slightly weaker than the robust no-arbitrage condition. It still implies that the set of portfolios attainable from zero initial endowment is closed in probability. Consequently, prospective strict no-arbitrage implies the existence of consistent prices, which may lie on the boundary of the bid-ask spread. A weak version of prospective strict no-arbitrage turns out to be equivalent to the existence of a consistent price system.
In continuous-time financial market models with proportional transaction costs, efficient friction, i.e., nonvanishing transaction costs, is a standing assumption. Together with robust no free lunch with vanishing risk, it rules out strategies of infinite variation which usually appear in frictionless financial markets. In the second part of this thesis, we show how models with and without transaction costs can be unified. The bid and the ask price of a risky asset are given by cadlag processes which are locally bounded from below and may coincide at some points. In a first step, we show that if the bid-ask model satisfies no unbounded profit with bounded risk for simple long-only strategies, then there exists a semimartingale lying between the bid and the ask price process.
In a second step, under the additional assumption that the zeros of the bid-ask spread are either starting points of an excursion away from zero or inner points from the right, we show that for every bounded predictable strategy specifying the amount of risky assets, the semimartingale can be used to construct the corresponding self-financing risk-free position in a consistent way. Finally, the set of most general strategies is introduced, which also provides a new view on the frictionless case.
The main topic of the present thesis is scene flow estimation in a monocular camera system. Scene flow describes the joint representation of 3D positions and motions of the scene. A special focus is placed on approaches that combine two kinds of information, deep-learning-based single-view depth estimation and model-based multi-view geometry.
The first part addresses single-view depth estimation focussing on a method that provides single-view depth information in an advantageous form for monocular scene flow estimation methods. A convolutional neural network, called ProbDepthNet, is proposed, which provides pixel-wise well-calibrated depth distributions. The experiments show that different strategies for quantifying the measurement uncertainty provide overconfident estimates due to overfitting effects. Therefore, a novel recalibration technique is integrated as part of the ProbDepthNet, which is validated to improve the calibration of the uncertainty measures. The monocular scene flow methods presented in the subsequent parts confirm that the integration of single-view depth information results in the best performance if the neural network provides depth distributions instead of single depth values and contains a recalibration.
Three methods for monocular scene flow estimation are presented, each one designed to combine multi-view geometry-based optimization with deep learning-based single-view depth estimation such as ProbDepthNet. While the first method, SVD-MSfM, performs the motion and depth estimation as two subsequent steps, the second method, Mono-SF, jointly optimizes the motion estimates and the depth structure. Both methods are tailored to address scenes, where the objects and motions can be represented by a set of rigid bodies. Dynamic traffic scenes are one kind of scenes that essentially fulfill this characteristic. The method, Mono-Stixel, uses an even more specialized scene model for traffic scenes, called stixel world, as underlying scene representation.
The proposed methods provide new state of the art for monocular scene flow estimation with Mono-SF being the first and leading monocular method on the KITTI scene flow benchmark at the time of submission of the present thesis. The experiments validate that both kind of information, the multi-view geometric optimization and the single-view depth estimates, contribute to the monocular scene flow estimates and are necessary to achieve the new state of the art accuracy.
Analysing survival or fixation probabilities for a beneficial allele is a prominent task in the field of theoretical population genetics. Haldane's asymptotics is an approximation for the fixation probability in the case of a single beneficial mutant with small selective advantage in a large population.
In this thesis we analyse the interplay between genetic drift and directional selection and prove Haldane's asymptotics in different settings: For the fixation probability in Cannings models with moderate selection and for the survival probability of a slightly supercritical branching processes in a random environment.
In Chapter 3 we introduce a class of Cannings models with selection that allow for a forward and backward construction. In particular, a Cannings ancestral selection process can be defined for this class of models, which counts the number of potential parents and is in sampling duality to the forward frequency process. By means of this duality the probability of fixation can be expressed through the expectation of the Cannings ancestral selection process in stationarity. A control of this expectation yields that the fixation probability fulfils Haldane's asymptotics in a regime of moderately weak selection (Thm. 8).
In Chapter 4 we study the fixation probability of Cannings models in a regime of moderately strong selection. Here couplings of the frequency process of beneficial individuals with slightly supercritical Galton-Watson processes imply that the fixation probability is given by Haldane's asymptotics (Thm. 9).
Lastly, in Chapter 5 we consider slightly supercritical branching processes in an independent and identically distributed random environment and study the probability of survival as the number of expected offspring tends from above to one. We show that only if variance and expectation of the random offspring mean are of the same order the random environment has a non-trivial influence on the probability of survival, which results in a modification of Haldane's asymptotics. Out of the critical parameter regime the population goes extinct or survives with a probability that fulfils Haldane's asymptotics (Thm. 10).
The proof establishes an expression for the survival probability in terms of the shape function of the random offspring generating functions. This expression exhibits similarities to perpetuities known from a financial context. Consequently, we prove a limiting theorem for perpetuities with vanishing interest rates (Thm. 11).
This work describes development of a comprehensive methodology for analyzing vibro-acoustic and wear mechanisms in transmission systems. The thesis addresses certain gaps present in the fields of structure dynamics and abrasion mechanism and opens new areas for further research.
The paper attempts to understand new and relatively unexplored challenges like influences of wear on the dynamics of drive train. It also focuses on developing new techniques for analyzing the vibration and acoustic behavior of the drive unit structures and surrounding fluids respectively.
The developed methodology meets the requirements of both the complete system and component level modeling by using specially identified combination of different simulation techniques. Based on the created template model, a three-stage spur plus helical gearbox is constructed and simulated as an application example. In addition to the internal mechanical excitation mechanisms, the transmission model also includes the rotational and translational dynamics of the gears, shafts and bearings. It is followed by illustration of wear among the rotating components.
Different kinds of static and dynamic analyses are performed and coupled at various levels depending on the mechanical complexities involved. Furthermore, the structure dynamic vibration of the housing and the associated sound particle radiations are mapped into the surrounding fluid. Additionally, the approach for selection of the potential parameters for optimization is depicted. Final part focuses on the measurements of different system states used for validation of the model. In the end, results obtained from both simulations and experiments are analyzed and assessed for there respective performances.
Machine Learning (ML) is so pervasive in our todays life that we don't even realise that, more often than expected, we are using systems based on it. It is also evolving faster than ever before. When deploying ML systems that make decisions on their own, we need to think about their ignorance of our uncertain world. The uncertainty might arise due to scarcity of the data, the bias of the data or even a mismatch between the real world and the ML-model. Given all these uncertainties, we need to think about how to build systems that are not totally ignorant thereof. Bayesian ML can to some extent deal with these problems. The specification of the model using probabilities provides a convenient way to quantify uncertainties, which can then be included in the decision making process.
In this thesis, we introduce the Bayesian ansatz to modeling and apply Bayesian ML models in finance and economics. Especially, we will dig deeper into Gaussian processes (GP) and Gaussian process latent variable model (GPLVM). Applied to the returns of several assets, GPLVM provides the covariance structure and also a latent space embedding thereof. Several financial applications can be build upon the output of the GPLVM. To demonstrate this, we build an automated asset allocation system, a predictor for missing asset prices and identify other structure in financial data.
It turns out that the GPLVM exhibits a rotational symmetry in the latent space, which makes it harder to fit. Our second publication reports, how to deal with that symmetry. We propose another parameterization of the model using Householder transformations, by which the symmetry is broken. Bayesian models are changed by reparameterization, if the prior is not changed accordingly. We provide the correct prior distribution of the new parameters, such that the model, i.e. the data density, is not changed under the reparameterization. After applying the reparametrization on Bayesian PCA, we show that the symmetry of nonlinear models can also be broken in the same way.
In our last project, we propose a new method for matching quantile observations, which uses order statistics. The use of order statistics as the likelihood, instead of a Gaussian likelihood, has several advantages. We compare these two models and highlight their advantages and disadvantages. To demonstrate our method, we fit quantiled salary data of several European countries. Given several candidate models for the fit, our method also provides a metric to choose the best option.
We hope that this thesis illustrates some benefits of Bayesian modeling (especially Gaussian processes) in finance and economics and its usage when uncertainties are to be quantified.
Within the last thirty years, the contraction method has become an important tool for the distributional analysis of random recursive structures. While it was mainly developed to show weak convergence, the contraction approach can additionally be used to obtain bounds on the rate of convergence in an appropriate metric. Based on ideas of the contraction method, we develop a general framework to bound rates of convergence for sequences of random variables as they mainly arise in the analysis of random trees and divide-and-conquer algorithms. The rates of convergence are bounded in the Zolotarev distances. In essence, we present three different versions of convergence theorems: a general version, an improved version for normal limit laws (providing significantly better bounds in some examples with normal limits) and a third version with a relaxed independence condition. Moreover, concrete applications are given which include parameters of random trees, quantities of stochastic geometry as well as complexity measures of recursive algorithms under either a random input or some randomization within the algorithm.
This thesis presents research which spans three conference papers and one manuscript which has not yet been submitted for peer review.
The topic of 1 is the inherent complexity of maintaining perfect height in B-trees. We consider the setting in which a B-tree of optimal height contains n = (1−ϵ)N elements where N is the number of elements in full B-tree of the same height (the capacity of the tree). We show that the rebalancing cost when updating the tree—while maintaining optimal height—depends on ϵ. Specifically, our analysis gives a lower bound for the rebalancing cost of Ω(1/(ϵB)). We then describe a rebalancing algorithm which has an amortized rebalancing cost with an almost matching upper bound of O(1/(ϵB)⋅log²(min{1/ϵ,B})). We additionally describe a scheme utilizing this algorithm which, given a rebalancing budget f(n), maintains optimal height for decreasing ϵ until the cost exceeds the
budget at which time it maintains optimal height plus one. Given a rebalancing budget of Θ(logn), this scheme maintains optimal height for all but a vanishing fraction of sizes in the intervals between tree capacities.
Manuscript 2 presents empirical analysis of practical randomized external-memory algorithms for computing the connected components of graphs. The best known theoretical results for this problem are essentially all derived from results for minimum spanning tree algorithms. In the realm of randomized external-memory MST algorithms, the best asymptotic result has I/O-complexity O(sort(|E|)) in expectation while an empirically studied practical algorithm has a bound of O(sort(|E|)⋅log(|V|/M)). We implement and evaluate an algorithm for connected components with expected I/O-complexity O(sort(|E|))—a simplification of the MST
algorithm with this asymptotic cost, we show that this approach may also yield good results in practice.
In paper 3, we present a novel approach to simulating large-scale population protocol models. Naive simulation of N interactions of a population protocol with n agents and m states requires Θ(nlogm) bits of memory and Θ(N) time. For
very large n, this is prohibitive both in memory consumption and time, as interesting protocols will typically require N > n interactions for convergence. We describe a histogram-based simulation framework which requires Θ(mlogn) bits of memory instead—an improvement as it is typically the case that
n ≫ m. We analyze, implement, and compare a number of different data structures to perform correct agent sampling in this regime. For this purpose, we develop dynamic alias tables which allow sampling an interaction in expected amortized
constant time. We then show how to use sampling techniques to process agent interactions in batches, giving a simulation approach which uses subconstant time per interaction under reasonable assumptions.
With paper 4, we introduce the new model of fragile complexity for comparison-based algorithms. Within this model, we analyze classical comparison-based problems such as finding the minimum value of a set, selection (or finding the median), and sorting. We prove a number of lower and upper bounds and in particular, we give a number of randomized results which describe trade-offs not achievable by deterministic algorithms.
Um Wissen in einer Form abzulegen, in der es automatisiert verarbeitet werden kann, werden unter anderem Ontologien verwendet. Ontologien erlauben über einen als Inferenz bezeichneten Prozess die Ableitung neuen Wissens. Bei inhaltlichen Überschneidungen werden Ontologien über Ontologie-Alignments miteinander verbunden, die Entitäten aus den verschiedenen Ontologien in Beziehung zueinander setzen. Üblicherweise werden diese Alignments als Mengen von Äquivalenzen formuliert, die beschreiben, welche Konzepte aus einer Ontologie Konzepten aus einer anderen Ontologie entsprechen. Ebenfalls verbreitet sind Ober- und Unterklassenbeziehungen in Alignments.
Diese Ontologie-Alignments werden zum Beispiel in der Biomedizin in Forschungsdatenbanken verwendet, da durch Alignments Informationen aus verschiedenen Bereichen zusammengeführt werden können. Der manuelle Aufwand, um große Ontologien und Alignments zu erstellen, ist sehr hoch. Dementsprechend wäre es wünschenswert, bei einer Veränderung von Ontologien nicht wieder von vorne beginnen und eine neue Ontologie erstellen zu müssen und möglichst viel aus der veränderten Ontologie und den die Ontologie betreffenden Alignments wiederverwenden zu können. Daher sollten möglichst automatisierte Verfahren verwendet werden. Diese Arbeit untersucht vier Ansätze, um die Anpassung von Alignments an Veränderungen in Ontologien zu automatisieren.
Der erste Ansatz bezieht Inferenzen in den Prozess zur Vorhersage von Alignment-Änderungen mit ein. Dazu werden die Inferenzen vor und nach der Änderung der Ontologien berechnet und auf Basis der Unterschiede mit einem regelbasierten Algorithmus bestimmt, wie sich das Alignment ändern soll. Der zweite Ansatz, wie auch die weiteren Ansätze, hat nicht zum Ziel das Alignment direkt anzupassen. Stattdessen soll vorhergesagt werden, welche Teile des Alignments angepasst werden müssen. Dazu werden die Ontologien und das Alignment als Wissensgraph-Embeddings repräsentiert. Diese Embeddings bilden Knoten aus den Ontologien in einen Raum mit 300-1000 Dimensionen so ab, dass in dem Raum auch die Beziehungen zwischen den Entitäten der Ontologien repräsentiert werden können. Diese Embeddings werden dann verwendet, um verschiedene Klassifikationsalgorithmen zu trainieren. Auf diese Weise wird vorhergesagt, welche Teile des Alignments sich verändern werden. Der dritte Ansatz verbindet Embeddings mit einem Veränderungsmodell. Das Veränderungsmodell kategorisiert die an den Ontologien vorgenommenen Veränderungen. Auf diese Kategorisierung und das Embedding werden dann Klassifikationsalgorithmen angewandt. Der vierte Ansatz verwendet eine speziell auf Wissensgraphen ausgerichtete Architektur für neuronale Netze, sogenannte Graph Convolutional Networks, um Veränderungen an Alignments vorher zu sagen.
Diese Ansätze werden auf ihre jeweiligen Vor- und Nachteile untersucht. Dazu werden die Verfahren an zwei Anwendungsfällen untersucht. Der Ansatz zur regelbasierten Einbeziehung von Inferenzen wird anhand eines Anwendungsbeispiels aus dem Bereich der Interweaving Systems betrachtet. In dem Beispiel wird eine allgemeine Methode für Interweaving Systems angewandt um das Selbstmanagement von Ampelsteuerungen zu ermöglichen. Die auf maschinellem Lernen aufbauenden Ansätze werden auf einem Auszug aus der biomedizinischen Forschungsdatenbank UMLS evaluiert.
Dabei konnte festgestellt werden, dass die betrachteten Ansätze grundsätzlich zur Anpassung von Alignments an Ontologie-Veränderungen eingesetzt werden können. Der Ansatz zur regelbasierten Einbeziehung von Inferenzen kann dabei vor allem auf sehr kleinen Datensätzen eingesetzt werden, bei denen alle Gesetzmäßigkeiten der Veränderungen grundsätzlich bekannt sind. Diese Anwendbarkeit ergibt sich aus dem Entwurf der Problemstellung für den ersten Ansatz. Die auf maschinellem Lernen aufbauenden Ansätze eignen sich besonders für große Datensätze und bieten den Vorteil, dass auch ohne ein vollständiges Verständnis des Veränderungsprozesses Vorhersagen getroffen werden können.
Unter den Ansätzen, die maschinelles Lernen einsetzen, zeigte die Einbeziehung von Veränderungsmodellen keine Vorteile gegenüber den anderen Ansätzen. Auf einem etwas
kleineren Datensatz waren die Ergebnisse des Embedding-basierten Ansatzes und der Relational Graph Convolutional Networks vergleichbar, während auf einem größeren Datensatz
die Graph Convolutional Networks etwas bessere Ergebnisse erreichen konnten.
Weitere Ergebnisse dieser Arbeit stellen eine Formalisierung der Problemstellung der Anpassung von Ontologie-Alignments an Veränderungen sowie eine formale Darstellung der Ansätze dar. Ein weiterer Beitrag der Arbeit ist die Vorstellung eines Anwendungsfalls aus dem Bereich der Interweaving Systems für Ontologie-Alignments. Außerdem wurde das Problem der Anpassung von Alignments an Veränderungen so formuliert, dass es mithilfe von
maschinellem Lernen betrachtet werden kann.
Deep learning with neural networks seems to have largely replaced traditional design of computer vision systems. Automated methods to learn a plethora of parameters are now used in favor of previously practiced selection of explicit mathematical operators for a specific task. The entailed promise is that practitioners no longer need to take care of every individual step, but rather focus on gathering big amounts of data for neural network training. As a consequence, both a shift in mindset towards a focus on big datasets, as well as a wave of conceivable applications based exclusively on deep learning can be observed.
This PhD dissertation aims to uncover some of the only implicitly mentioned or overlooked deep learning aspects, highlight unmentioned assumptions, and finally introduce methods to address respective immediate weaknesses. In the author’s humble opinion, these prevalent shortcomings can be tied to the fact that the involved steps in the machine learning workflow are frequently decoupled. Success is predominantly measured based on accuracy measures designed for evaluation with static benchmark test sets. Individual machine learning workflow components are assessed in isolation with respect to available data, choice of neural network architecture, and a particular learning algorithm, rather than viewing the machine learning system as a whole in context of a particular application. Correspondingly, in this dissertation, three key challenges have been identified: 1. Choice and flexibility of a neural network architecture. 2. Identification and rejection of unseen unknown data to avoid false predictions. 3. Continual learning without forgetting of already learned information. These latter challenges have already been crucial topics in older literature, alas, seem to require a renaissance in modern deep learning literature. Initially, it may appear that they pose independent research questions, however, the thesis posits that the aspects are intertwined and require a joint perspective in machine learning based systems. In summary, the essential question is thus how to pick a suitable neural network architecture for a specific task, how to recognize which data inputs belong to this context, which ones originate from potential other tasks, and ultimately how to continuously include such identified novel data in neural network training over time without overwriting existing knowledge.
Thus, the central emphasis of this dissertation is to build on top of existing deep learning strengths, yet also acknowledge mentioned weaknesses, in an effort to establish a deeper understanding of interdependencies and synergies towards the development of unified solution mechanisms. For this purpose, the main portion of the thesis is in cumulative form. The respective publications can be grouped according to the three challenges outlined above. Correspondingly, chapter 1 is focused on choice and extendability of neural network architectures, analyzed in context of popular image classification tasks. An algorithm to automatically determine neural network layer width is introduced and is first contrasted with static architectures found in the literature. The importance of neural architecture design is then further showcased on a real-world application of defect detection in concrete bridges. Chapter 2 is comprised of the complementary ensuing questions of how to identify unknown concepts and subsequently incorporate them into continual learning. A joint central mechanism to distinguish unseen concepts from what is known in classification tasks, while enabling consecutive training without forgetting or revisiting older classes, is proposed. Once more, the role of the chosen neural network architecture is quantitatively reassessed. Finally, chapter 3 culminates in an overarching view, where developed parts are connected. Here, an extensive survey further serves the purpose to embed the gained insights in the broader literature landscape and emphasizes the importance of a common frame of thought. The ultimately presented approach thus reflects the overall thesis’ contribution to advance neural network based machine learning towards a unified solution that ties together choice of neural architecture with the ability to learn continually and the capability to automatically separate known from unknown data.
Studying large discrete systems is of central interest in, non-exclusively, discrete mathematics, computer sciences and statistical physics. The study of phase transitions, e.g. points in the evolution of a large random system in which the behaviour of the system changes drastically, became of interest in the classical field of random graphs, the theory of spin glasses as well as in the analysis of algorithms [78,82, 121].
It turns out that ideas from the statistical physics’ point of view on spin glass systems can be used to study inherently combinatorial problems in discrete mathematics and theoretical computer sciences(for instance, satisfiability) or to analyse phase transitions occurring in inference problems (like the group testing problem) [68, 135, 168]. A mathematical flaw of this approach is that the physical methods only render mathematical conjectures as they are not known to be rigorous.
In this thesis, we will discuss the results of six contributions. For instance, we will explore how the
theory of diluted mean-field models for spin glasses helps studying random constraint satisfaction problems through the example of the random 2−SAT problem. We will derive a formula for the number of satisfying assignments that a random 2−SAT formula typically possesses [2].
Furthermore, we will discuss how ideas from spin glass models (more precisely, from their planted versions) can be used to facilitate inference in the group testing problem. We will answer all major open questions with respect to non-adaptive group testing if the number of infected individuals scales sublinearly in the population size and draw a complete picture of phase transitions with respect to the
complexity and solubility of this inference problem [41, 46].
Subsequently, we study the group testing problem under sparsity constrains and obtain a (not fully understood) phase diagram in which only small regions stay unexplored [88].
In all those cases, we will discover that important results can be achieved if one combines the rich theory of the statistical physics’ approach towards spin glasses and inherent combinatorial properties of the underlying random graph.
Furthermore, based on partial results of Coja-Oghlan, Perkins and Skubch [42] and Coja-Oghlan et al. [49], we introduce a consistent limit theory for discrete probability measures akin to the graph limit theory [31, 32, 128] in [47]. This limit theory involves the extensive study of a special variant of the cut-distance and we obtain a continuous version of a very simple algorithm, the pinning operation, which allows to decompose the phase space of an underlying system into parts such that a probability
measure, restricted to this decomposition, is close to a product measure under the cut-distance. We will see that this pinning lemma can be used to rigorise predictions, at least in some special cases, based on the physical idea of a Bethe state decomposition when applied to the Boltzmann distribution.
Finally, we study sufficient conditions for the existence of perfect matchings, Hamilton cycles and bounded degree trees in randomly perturbed graph models if the underlying deterministic graph is sparse [93].
Netzwerkmodelle spielen in verschiedenen Wissenschaftsdisziplinen eine wichtige Rolle und dienen unter anderem der Beschreibung realistischer Graphen.
Sie werden häufig als Zufallsgraphen formuliert und stellen somit Wahrscheinlichkeitsverteilungen über Graphen dar.
Meist ist die Verteilung dabei parametrisiert und ergibt sich implizit, etwa über eine randomisierten Konstruktionsvorschrift.
Ein früher Vertreter ist das G(n,p) Modell, welches über allen ungerichteten Graphen mit n Knoten definiert ist und jede Kante unabhängig mit Wahrscheinlichkeit p erzeugt.
Ein aus G(n,p) gezogener Graph hat jedoch kaum strukturelle Ähnlichkeiten zu Graphen, die zumeist in Anwendungen beobachtet werden.
Daher sind populäre Modelle so gestaltet, dass sie mit hinreichend hoher Wahrscheinlichkeit gewünschte topologische Eigenschaften erzeugen.
Beispielsweise ist es ein gängiges Ziel die nur unscharf definierte Klasse der sogenannten komplexen Netzwerke nachzubilden, der etwa viele soziale Netze zugeordnet werden.
Unter anderem verfügen diese Graphen in der Regel über eine Gradverteilung mit schweren Rändern (heavy-tailed), einen kleinen Durchmesser, eine dominierende Zusammenhangskomponente, sowie über überdurchschnittlich dichte Teilbereiche, sogenannte Communities.
Die Einsatzmöglichkeiten von Netzwerkmodellen gehen dabei weit über das ursprüngliche Ziel, beobachtete Effekte zu erklären, hinaus.
Ein gängiger Anwendungsfall besteht darin, Daten systematisch zu produzieren.
Solche Daten ermöglichen oder unterstützen experimentelle Untersuchungen, etwa zur empirischen Verifikation theoretischer Vorhersagen oder zur allgemeinen Bewertung von Algorithmen und Datenstrukturen.
Hierbei ergeben sich insbesondere für große Probleminstanzen Vorteile gegenüber beobachteten Netzen.
So sind massive Eingaben, die auf echten Daten beruhen, oft nicht in ausreichender Menge verfügbar, nur aufwendig zu beschaffen und zu verwalten, unterliegen rechtlichen Beschränkungen, oder sind von unklarer Qualität.
In der vorliegenden Arbeit betrachten wir daher algorithmische Aspekte der Generierung massiver Zufallsgraphen.
Um Anwendern Reproduzierbarkeit mit vorhandenen Studien zu ermöglichen, fokussieren wir uns hierbei zumeist auf getreue Implementierungen etablierter Netzwerkmodelle,
etwa Preferential Attachment-Prozesse, LFR, simple Graphen mit vorgeschriebenen Gradsequenzen, oder Graphen mit hyperbolischer (o.Ä.) Einbettung.
Zu diesem Zweck entwickeln wir praktisch sowie analytisch effiziente Generatoren.
Unsere Algorithmen sind dabei jeweils auf ein geeignetes Maschinenmodell hin optimiert.
Hierzu entwerfen wir etwa klassische sequentielle Generatoren für Registermaschinen, Algorithmen für das External Memory Model, und parallele Ansätze für verteilte oder Shared Memory-Maschinen auf CPUs, GPUs, und anderen Rechenbeschleunigern.
Diese Arbeit beschäftigt sich mit linearen inversen Problemen, wie sie in einer Vielzahl an Anwendungen auftreten. Diese Probleme zeichnen sich dadurch aus, dass sie typischerweise schlecht gestellt sind, was in erster Linie die Stabilität betrifft. Selbst kleinste Messfehler haben enorme Konsequenzen für die Rekonstruktion der zu bestimmenden Größe.
Um eine robuste Rekonstruktion zu ermöglichen, muss das Problem regularisiert, dass heißt durch eine ganze Familie abgeänderter, stabiler Approximationen ersetzt werden. Die konkrete Wahl aus der Familie, die sogenannte Parameterwahlstrategie, stützt sich dann auf zusätzliche ad hoc Annahmen über den Messfehler. Typischerweise ist dies im deterministischen Fall die Kenntnis einer oberen Schranke an die Norm des Datenfehlers, oder im stochastischen Fall, die Kenntnis der Verteilung des Fehlers, beziehungsweise die Einschränkung auf eine bestimmte Klasse von Verteilungen, zumeist Gaußsche. In der vorliegenden Arbeit wird untersucht, wie sich diese Informationen unter der Annahme der Wiederholbarkeit der Messung gewinnen lassen. Die Daten werden dabei aus mehreren Messungen gemittelt, welche einer beliebigen, unbekannten Verteilung folgen, wobei die zur Lösung des Problems unweigerlich notwendige Fehlerschranke geschätzt wird. Auf Mittelwert und Schätzer wird dann ein klassisches Regularisierungsverfahren angewandt. Als Regularisierungen werden größtenteils Filter-basierte Verfahren behandelt, die sich auf die Spektralzerlegung des Problems stützen. Als Parameterwahlstrategien werden sowohl einfache a priori-Wahlen betrachtet, als auch das Diskrepanzprinzip als adaptives Verfahren. Es wird Konvergenz für unbekannte beliebige Fehlerverteilungen mit endlicher Varianz sowie für Weißes Rauschen (bezüglich allgemeiner Diskretisierungen) nachgewiesen. Schließlich wird noch die Konvergenz des Diskrepanzprinzips für ein stochastisches Gradientenverfahren gezeigt, als erste rigorose Analyse einer adaptiven Stoppregel für ein solches nicht Filter-basiertes Regularisierungsverfahren.
Diese Arbeit beschäftigt sich mit der theoriegeleiteten Entwicklung eines digitalen Werkzeugs namens MathCityMap (MCM) für das außerschulische Lehren und Lernen von Mathematik.
Den Ausgangspunkt des Projekts bilden die sogenannten Mathtrails. Dies sind Wanderpfade zum Entdecken mathematischer Sachverhalte an realen Objekten in der Umwelt. Eine didaktische, methodische sowie lernpsychologische Analyse konstatiert Mathtrails zahlreiche Potentiale für den Lernprozess wie beispielsweise die Möglichkeit, Primärerfahrungen zu sammeln, das Interesse am Fach Mathematik zu steigern sowie das Lernen aktiv und konstruktiv zu gestalten. Trotz der genannten Vorteile wird deutlich, dass die Vorbereitung und Umsetzung der mathematischen Wanderpfade mit einem immensen Aufwand verbunden sind. Eine weitere Herausforderung für Lernende liegt im offenen Charakter der Mathtrails, die in der Regel in autonomen Kleingruppen abgelaufen werden. Aus der Literatur ist bekannt, dass insbesondere für schwächere Lerner die Gefahr besteht, durch die Anforderungen einer selbstständigen Arbeitsweise überfordert zu werden.
Als Lösungsansatz für die zuvor genannten Probleme wird im Rahmen dieser Arbeit die Entwicklung eines digitalen Werkzeugs für Mathtrails erläutert. Die erste Forschungsfrage beschäftigt sich mit den theoretischen Anforderungen an solch ein Tool:
1. Welchen Anforderungen muss ein digitales Werkzeug genügen, um die Vorzüge der Mathtrails zu erhalten, deren Aufwand zu minimieren und die Gefahren zu kompensieren?
Unter Berücksichtigung der theoretischen Grundlagen digitaler Werkzeuge und des „Mobile Learnings“ werden zunächst Möglichkeiten identifiziert, den Vorbereitungsaufwand zu minimieren. Konkret erscheinen die automatische Datenverarbeitung, das digitale Zusammen-arbeiten sowie das Teilen und Wiederverwenden von digitalen Aufgaben und Trails als theoretisch zielführende Bestandteile von MCM. Weiterhin sollen zur Unterstützung der Lerner bei der eigenständigen Bearbeitung von Mathtrails didaktisch bewährte Konzepte – wie gestufte Hilfestellungen und Feedback – eingesetzt werden.
Vor dem Hintergrund der soeben formulierten Anforderungen bilden der Entwicklungsprozess sowie die Beschreibung des aktuellen Ist-Zustandes des MCM-Systems zentrale Bestand-teile dieser Arbeit. Das System setzt sich aus zwei Komponenten für jeweils unterschiedliche Zielgruppen zusammen: das MCM-Webportal zum Erstellen von Mathtrails und die MCM-App zum Ablaufen selbiger. Die Hauptziele von MCM können in der Minimierung des Vorbereitungsaufwands sowie der Kompensation einer Überforderungsgefahr gesehen werden.
In ersten Feldversuchen konnte MCM bereits in einem frühen Stadium erfolgreich mit Lernenden der Sekundarstufe I getestet werden. Gleichzeitig fiel jedoch auf, dass das implementierte Feedback-System Schwächen aufwies und von Lernenden zum systematischen Erraten von Lösungen genutzt werden konnte. In der Folge wurden Spielelemente (Gamification), denen nicht nur eine motivationssteigernde Wirkung nachgesagt wird, sondern auch das Potential das Verhalten zu beeinflussen, Bestandteil der MCM-App. Die zweite Forschungs-frage dieser Arbeit zielt auf die Auswirkungen der Gamification-Integration ab und lautet:
2. Welchen Einfluss haben Gamification-Elemente auf die Motivation sowie auf das Nutzungs-verhalten des digitalen Werkzeugs von Neuntklässlern bei der Bearbeitung eines Mathtrails?
Zur Beantwortung der zweiten Forschungsfrage wurde eine empirische Studie mit 16 Schulklassen (304 Schülerinnen und Schüler) der neunten Jahrgangsstufe im Sommer 2017 durch-geführt. Die Ergebnisse können wie folgt zusammengefasst werden: Die Implementierung einer Rangliste (Leaderboard) in die MCM-App führte zwar nicht zu einer höheren Motivation, jedoch spornte der Wettbewerb die Teilnehmer an, viele Aufgaben zu bearbeiten. Im Ver-gleich zu der Kontrollgruppe ohne Gamification-Elemente löste die Experimentalgruppe signifikant mehr Aufgaben, legte die doppelte Strecke zurück und nutzte das Feedbacks-System seltener aus, um Lösungen zu erraten. Die Studie konnte empirisch den gewünschten Einfluss von Spielelementen auf die Benutzung eines digitalen Werkzeugs für das außerschulische Lernen von Mathematik aufzeigen.
Die Evaluation der Ziele von MCM erfolgt indirekt über die Analyse der Verbreitung der Mathtrail-Idee ohne MCM und mit MCM. Die dritte Forschungsfrage lautet dementsprechend:
3. Welchen Beitrag hat das digitale Werkzeug zur Verbreitung der Mathtrail-Idee nach 4 Jahren Projektlaufzeit geleistet?
Zur Beantwortung der dritten Forschungsfrage werden wissenschaftliche Publikationen zu Mathtrails analysiert. Es wird insbesondere in Publikationen mit und ohne Stichwort „MathCityMap“ unterschieden, um eine Aussage über den Einfluss des MCM-Projekts auf den wissenschaftlichen Diskurs treffen zu können. Stand August 2020 enthält bereits jede dritte Mathtrail-Publikation einen Bezug zu MCM. Weiterhin wird ein Vergleich zu vorherigen, ähnlichen Bemühungen – gemeint sind Online-Mitmach-Projekte für Mathtrails – gezogen. So existierten im Zeitraum 2000 bis 2010 im anglo-amerikanischen Raum erste Webseiten für mathematische Wanderpfade. Diese boten zusammengenommen 131 Mathtrails an. Im Vergleich hierzu existieren bereits über 2.500 MCM-Mathtrails in 57 Ländern.
Sowohl die Publikationen als auch die Anzahl der erstellten Trails stellen erste Indizien dafür dar, dass mit MCM die Realisation eines theoretischen Konzepts für ein digitales Mathtrail-Werkzeug gelungen ist und die Idee der Mathtrails verbreitet werden konnte.
The $p$-adic section conjecture predicts that for a smooth, proper, hyperbolic curve $X$ over a $p$-adic field $k$, every section of the map of étale fundamental groups $\pi_1(X) \to G_k$ is induced by a unique $k$-rational point of $X$. While this conjecture is still open, the birational variant in which $X$ is replaced by its generic point is known due to Koenigsmann. Generalising an alternative proof of Pop, we extend this result to certain localisations of $X$ at a set of closed points $S$, an intermediate version in between the full section conjecture and its birational variant. As one application, we prove the section conjecture for $X_S$ whenever $S$ is a countable set of closed points.
A Large Ion Collider Experiment (ALICE) is one of the four large experiments at the Large Hadron Collider (LHC) at the European Organization for Particle Physics (CERN). ALICE focuses on the physics of the strong interaction and in particular on the Quark-Gluon Plasma. This is a state of matter in which quarks are de-confined. It is believed that it existed in the earliest moments of the evolution of the universe. The ALICE detector studies the products of the collisions between heavy-nuclei, between protons, and between protons and heavy-nuclei. The sub-detector closest to the interaction point is the Inner Tracking System (ITS), which is used to measure the momentum and trajectory of the particles generated by the collisions and allows reconstructing primary and secondary interaction vertices. The ITS needs to have an accurate spatial resolution, together with a low material budget to limit the effect of multiple scattering on low-energetic particles to precisely reconstruct their trajectory. During the Long Shutdown 2 (2019-2020) of the LHC, the current ITS will be replaced by a completely redesigned sub-detector, which will improve readout rate and particle tracking performance especially at low-momentum.
The ALice PIxel DEtector (ALPIDE) chip was designed to meet the requirements of the upgraded ITS in terms of resolution, material budget, radiation hardness, and readout rate. The ALPIDE chip is a Monolithic Active Pixel Sensor (MAPS) realised in Complementary Metal-Oxide Semiconductor (CMOS) technology. Sensing element, analogue front-end, and its digital readout are integrated into the same silicon die. The readout architecture of the new ITS foresees that data is transmitted via a high-speed serial link directly from the ALPIDE to the off-detector electronics. The data is transmitted off-chip by a so-called Data Transmission Unit (DTU) which needs to be tolerant to Single-Event Effects induced by radiation, in order to guarantee reliable operation. The ALPIDE chip will operate in a radiation field with a High-Energy Hadron peak flux of 7.7·10^5 cm^-2s^-1.
The data are sent by the ALPIDE on copper cables to the readout system, which aggregates them and re-transmits them via optical fibres to the counting room. The position where the readout electronics will be placed is constrained by the maximum transmission distance reasonably achievable by the ALPIDE Data Transmission Unit and mechanical constraints of the ALICE experiment. The radiation field at that location is not negligible for its effects on electronics: the high-energy hadrons flux can reach 10^3 cm^-2s^-1. Static RAM (SRAM)-based Field Programmable Gate Arrays (FPGAs) are favoured over Application Specific Integrated Circuits (ASICs) or Radiation Hard by Design (RHBD) commercial devices because of cost effectiveness. Moreover, SRAM-based FPGAs are re-configurable and provide the data throughput required by the ITS. The main issue with SRAM-based FPGAs, for the intended application, is the susceptibility of their Configuration RAM (CRAM) to Single-Event Upsets: the number of CRAM bits is indeed much higher than the logic they configure. Total Ionizing Dose (TID) at the readout designed position is indeed still acceptable for Component Off The Shelf (COTS), provided that proper verification is carried out.
This dissertation focuses on two parts of the design of the readout system: the Data Transmission Unit of the ALPIDE chip and the design of fundamental modules for the SRAM-based FPGA of the readout electronics. In the first part, a module of the Data Transmission Unit is designed, optimising the trade-off between power consumption, radiation tolerance, and jitter performance. The design was tested and thoroughly characterised, including tests while under irradiation with a 30 MeV protons. Furthermore the Data Transmission Unit performance was validated after the integration into the first prototypes of ITS modules. In the second part, the problem of developing a radiation-tolerant SRAM-based FPGA design is investigated and a solution is provided. First, a general methodology for designing radiation-tolerant Finite State Machines in SRAM-based FPGAs is analysed, implemented, and verified. Later, the radiation-tolerant FPGA design for the ITS readout is described together with the radiation effects mitigation techniques that were selectively applied to the different modules. The design was tested with multiple irradiation tests and the results are stated below.
Space optimizations in deterministic and concurrent call-by-need functional programming languages
(2020)
In this thesis the space consumption and runtime of lazy-evaluating functional programming languages are analyzed.
The typed and extended lambda-calculi LRP and CHF* as core languages for Haskell and Concurrent Haskell are used. For each LRP and CHF* compatible abstract machines are introduced.
Too lower the distortion of space measurement a classical implementable garbage collector is applied after each LRP reduction step. Die size of expressions and the space measure spmax as maximal size of all garbage-free expressions during an LRP-evaluation, are defined.
Program-Transformations are considered as code-to-code transformations. The notions Space Improvement and Space Equivalence as properties of transformations are defined. A Space Improvement does neither change the semantics nor it increases the needed space consumption, for a space equivalence the space consumption is required to remain the same. Several transformations are shown as Space Improvements and Equivalences.
An abstract machine for space measurements is introduced. An implementation of this machine is used for more complex space- and runtime-analyses.
Total Garbage Collection replaces subexpressions by a non-terminating constant with size zero, if the overall termination is not affected. Thereby the notion of improvement is more independent from the used garbage collector.
Analogous to Space Improvements and Equivalences the notions Total Space Improvement and Total Space Equivalence are defined, which use Total Garbage Collection during the space measurement. Several Total Space Improvements and Equivalences are shown.
Space measures for CHF* are defined, that are compatible to the space measure of LRP. An algorithm with sort-complexity is developed, that calculates the required space of independent processes that all start and end together. If a constant amount of synchronization restrictions is added and a constant number of processors is used, the runtime is polynomial, if arbitrary synchronizations are used, then the problem is NP-complete.
Abstract machines for space- and time-analyses in CHF* are developed and implementations of these are used for space and runtime analyses.
Viele Methoden wurden in dieser Arbeit vorgestellt, die sich mit dem Hauptziel der automatischen Dokumentenanalyse auf semantischer Ebene befassen. Um das Hauptziel zu erreichen, mussten wir jedoch zunächst eine solide Basis entwickeln, um das Gesamtbild zu vervollständigen. So wurden verschiedene Methoden und Werkzeuge entwickelt, die verschiedene Aspekte des NLP abdecken. Das Zusammenspiel dieser Methoden ermöglichte es, unser Ziel erfolgreich zu erreichen. Neben der automatischen Dokumentenanalyse legen wir großen Wert auf die drei Prinzipien von Effizienz, Anwendbarkeit und Sprachunabhängigkeit. Dadurch waren die entwickelten Tools für die Anwendungen bereit. Die Größe und Sprache der zu analysierenden Daten ist kein Hindernis mehr, zumindest für die im Bezug auf die von Wikipedia unterstützten Sprachen.
Einen großen Beitrag dazu leistete TextImager, das Framework, dass für die zugrunde liegende Architektur verschiedener Methoden und die gesamte Vorverarbeitung der Texte verantwortlich ist. TextImager ist als Multi-Server und Multi-Instanz-Cluster konzipiert, sodass eine verteilte Verarbeitung von Daten ermöglicht wird. Hierfür werden Cluster-Management-Dienste UIMA-AS und UIMA-DUCC verwendet. Darüber hinaus ermöglicht die Multi-Service-Architektur von TextImager die Integration beliebiger NLP-Tools und deren gemeinsame Ausführung. Zudem bietet der TextImager eine webbasierte Benutzeroberfläche, die eine Reihe von interaktiven Visualisierungen bietet, die die Ergebnisse der Textanalyse darstellen. Das Webinterface erfordert keine Programmierkenntnisse - durch einfaches Auswählen der NLP-Komponenten und der Eingabe des Textes wird die Analyse gestartet und anschließend visualisiert, so dass auch Nicht-Informatiker mit diesen Tools arbeiten können.
Zudem haben wir die Integration des statistischen Frameworks R in die Funktionalität und Architektur von TextImager demonstriert. Hier haben wir die OpenCPU-API verwendet, um R-Pakete auf unserem eigenen R-Server bereitzustellen. Dies ermöglichte die Kombination von R-Paketen mit den modernsten NLP-Komponenten des TextImager. So erhielten die Funktionen der R-Pakete extrahierte Informationen aus dem TextImager, was zu verbesserten Analysen führte.
Darüber hinaus haben wir interaktive Visualisierungen integriert, um die von R abgeleiteten Informationen zu visualisieren.
Einige der im TextImager entwickelten Visualisierungen sind besonders herausragend und haben in vielen Bereichen Anwendung gefunden. Ein Beispiel dafür ist PolyViz, ein interaktives Visualisierungssystem, das die Darstellung eines multipartiten Graphen ermöglicht. Wir haben PolyViz anhand von zwei verschiedenen Anwendungsfällen veranschaulicht.
SemioGraph, eine Visualisierungstechnik zur Darstellung multikodaler Graphen wurde auch vorgestellt. Die visuellen und interaktiven Funktionen von SemioGraph wurden mit einer Anwendung zur Visualisierung von Worteinbettungen vorgestellt. Wir haben gezeigt, dass verschiedene Modelle zu völlig unterschiedlichen Grafiken führen können. So kann Semiograph bei der Suche nach Worteinbettungen für bestimmte NLP-Aufgaben helfen.
Inspiriert von all den Textvisualisierungen im TextImager ist die Idee für text2voronoi geboren. Hier stellten wir einen neuartigen Ansatz zur bildgetriebenen Textklassifizierung vor, der auf einem Voronoi-Diagram linguistischer Merkmale basiert. Dieser Klassifikationsansatz wurde auf die automatische Patientendiagnose angewendet und wir haben gezeigt, dass wir das traditionelle Bag-Of-Words-Modell sogar übertreffen. Dieser Ansatz ermöglicht es, die zugrunde liegenden Merkmale anschließend zu analysieren und damit einen ersten Schritt zur Lösung der Black Box zu machen.
Wir haben text2voronoi auf literarische Werke angewendet und die entstandenen Visualisierungen auf einer webbasierten Oberfläche (LitViz) präsentiert. Hier ermöglichen wir den Vergleich von Voronoi-Diagrammen der verschiedenen Literaturen und damit den visuellen Vergleich der Sprachstile der zugrunde liegenden Autoren.
Mit unserer Kompetenz in der Vorverarbeitung und der Analyse von Texten sind wir unserem Ziel der semantischen Dokumentenanalyse einen Schritt näher gekommen. Als nächstes haben wir die Auflösung der Sinne auf der Wortebene untersucht. Hier stellten wir fastSense vor, ein Disambigierungsframework, das mit großen Datenmengen zurecht kommt. Um dies zu erreichen, haben wir einen Disambiguierungskorpus erstellt, der auf Wikipedias 221965 Disambiguierungsseiten basiert, wobei die sich auf 825179 Sinne beziehen. Daraus resultierten mehr als 50 Millionen Datensätze, die fast 50 GB Speicherplatz benötigten. Wir haben nicht nur gezeigt, dass fastSense eine so große Datenmenge problemlos verarbeiten kann, sondern auch, dass wir mit unseren Wettbewerbern mithalten und sie bei einigen NLP-Aufgaben sogar übertreffen können.
Jetzt, da wir den Wörtern Sinne zuordnen können, sind wir der semantischen Dokumentenanalyse einen weiteren Schritt näher gekommen. Je mehr Informationen wir aus einem Text und seinen Wörtern gewinnen können, desto genauer können wir seinen Inhalt analysieren. Wir stellten zudem einen netzwerktheoretischen Ansatz zur Modellierung der Semantik großer Textnetzwerke am Beispiel der deutschen Wikipedia vor. Zu diesem Zweck haben wir einen Algorithmus namens text2ddc entwickelt, um die thematische Struktur eines Textes zu modellieren. Dabei basiert das Modell auf einem etablierten Klassifikationsschema, nämlich der Dewey Decimal Classification. Mit diesem Modell haben wir gezeigt, wie man aus der Vogelperspektive die Hervorhebung und Verknüpfung von Themen, die sich in Millionen von Dokumenten manifestiert, darstellt. So haben wir eine Möglichkeit geschaffen, die thematische Dynamik von Dokumentnetzwerken automatisch zu visualisieren. Die Trainings- und Testdaten, die wir in diesem Kapitel hatten, bestanden jedoch hauptsächlich aus kurzen Textausschnitten. Zudem haben wir DDC Korpora erstellt, indem wir Informationen aus Wikidata, Wikipedia und der von der Deutschen Nationalbibliothek verwalteten Gemeinsamen Normdatei (GND) vereinigt haben. Auf diese Weise konnten wir nicht nur die Datenmenge erhöhen, sondern auch Datensätze für viele bisher unzugängliche Sprachen erstellen. Wir haben text2ddc so weit optimiert, dass wir einen F-score von 87.4% erzielen für die 98 Klassen der zweiten DDC-Stufe. Die Vorverarbeitung von TextImager und die Disambiguierung durch fastSense hatten einen großen Einfluss darauf. Für jedes Textstück berechnet text2ddc eine Wahrscheinlichkeitsverteilung über die DDC-Klassen berechnen
Der klassifikatorinduzierte semantische Raum von text2ddc wurde auch zur Verbesserung weiterer NLP-Methoden genutzt. Dazu gehört auch text2wiki, ein Framework für automatisches Tagging nach dem Wikipedia-Kategoriensystem. Auch hier haben wir einen klassifikatorinduzierten semantischen Raum, aber diesmal basiert er auf dem Wikipedia-Kategoriensystem. Ein großer Vorteil dieses Modells ist die Präzision und Tiefe der behandelten Themen und das sich ständig weiterentwickelnde Kategoriesystem. Damit sind auch die Kriterien eines offenen Themenmodells erfüllt. Um die Vorteile von text2wiki zu demonstrieren, haben wir anschließend die von text2wiki bereitgestellten Themenvektoren verwendet, um text2ddc zu verbessern, so dass sich beide Systeme gegenseitig verbessern können. Die Synergie zwischen den erstellten Methoden in dieser Dissertation war entscheidend für den Erfolg jeder einzelnen Methode.
The World Wide Web is increasing the number of freely accessible textual data, which has led to an increasing interest in research in the field of computational linguistics (CL). This area of research addresses theoretical research to answer the question of how language and knowledge must be represented in order to understand and produce language. For this purpose, mathematical models are being developed to capture the phenomena at various levels in human languages. Another field of research experiencing an increase in interest that is closely related to CL is Natural Language Processing (NLP), which is primarily concerned with developing effective and efficient data structures and algorithms that implement the mathematical models of CL.
With increasing interest in these areas, NLP tools are rapidly and frequently being developed incorporating different CL models to handle different levels of language. The open source trend has benefited all those in the scientific community who develop and use these tools. Due to yet undefined I/O standards for NLP, however, the rapid growth leads to a heterogeneous NLP landscape in which the specializations of the tools cannot benefit from each other because of interface incompatibility. In addition, the constantly growing amount of freely accessible text data requires a high-performance processing solution. This performance can be achieved by horizontal and vertical scaling of hardware and software. For these reasons the first part of this thesis deals with the homogenization of the NLP tool landscape, which is achieved by a standardized framework called TextImager. It is a cloud computing based multi-service, multi-server, multi-pipeline, multi-database, multi-user, multi-representation and multi-visual framework that already provides a variety of tools for various languages to process various levels of linguistic complexity. This makes it possible to answer research questions that require the processing of a large amount of data at several linguistic levels.
The integrated tools and the homogenized I/O data streams of the TextImager make it possible to combine the built-in tools in two dimensions: (1) the horizontal dimension to achieve NLP task-specific improvement (2) the orthogonal dimension to implement CL models that are based on multiple linguistic levels and thus rely on a combination of different NLP tools. The second part of this thesis therefore deals with the creation of models for the horizontal combination of tools in order to show the possibilities for improvement using the example of the NLP task of Named Entity Recognition (NER). The TextImager offers several tools for each NLP task, most of which have been trained on the same training basis, but can produce different results. This means that each of the tools processes a subset of the data correctly and at the same time makes errors in another subset. In order to process as large a subset of the data as possible correctly, a horizontal combination of tools is therefore required. Machine learning-based voting mechanisms called LSTMVoter and CRFVoter were developed for this purpose, which allow a combination of the outputs of individual NLP tools so that better partial data results can be achieved. In this thesis the benefit of Voter is shown using the example of the NER task, whose results flow
back into the TextImager tool landscape.
The third part of this thesis deals with the orthogonal combination of TextImager tools to accomplish the verb sense disambiguation (VSD). The CL question is investigated, how verb senses should be modelled in order to disambiguate them computatively. Verbsenses have a syntagmatic-paradigmatic relationship with surrounding words. Therefore, preprocessing on several linguistic levels and consequently an orthogonal combination of NLP tools is required to disambiguate verbs on a computational level. With TextImager’s integrated NLP landscape, it is now possible to perform these preprocessing steps to induce the information needed for the VSD. The newly developed NLP tool for the VSD has been integrated into the TextImager tool landscape, enabling the analysis of a further linguistic level.
This thesis presents a framework that homogenizes the NLP tool landscape in a cluster-based way. Methods for combining the integrated tools are implemented to improve the analysis of a specific linguistic level or to develop tools that open up new linguistic levels.
Due to the resurrection of data-hungry models (such as deep convolutional neural nets), there is an increasing demand for large-scale labeled datasets and benchmarks in the computer vision fields (CV). However, collecting real data across diverse scene contexts along with high-quality annotations is often expensive and time-consuming, especially for detailed pixel-level label prediction tasks such as semantic segmentation, etc. To address the scarcity of real-world training sets, recent works have proposed the use of computer graphics (CG) generated data to train and/or characterize performance of modern CV systems. CG based virtual worlds provide easy access to ground truth annotations and control over scene states. Most of these works utilized training data simulated from video games and pre-designed virtual environments and demonstrated promising results. However, little effort has been devoted to the systematic generation of massive quantities of sufficiently complex synthetic scenes for training scene understanding algorithms. In this work, we develop a full pipeline for simulating large-scale datasets along with per-pixel ground truth information. Our simulation pipeline constitutes of mainly two components: (a) a stochastic scene generative model that automatically synthesizes traffic scene layouts by using marked point processes coupled with 3D CAD objects and factor potentials, (b) an annotated-image rendering tool that renders the sampled 3D scene as RGB image with a chosen rendering method along with pixel-level annotations such as semantic labels, depth, surface normals etc. This pipeline is capable of automatically generating and rendering a potentially infinite variety of outdoor traffic scenes that can be used to train convolutional neural nets (CNN).
However, several recent works, including our own initial experiments demonstrated that the CV models that are trained naively on simulated data lack generalization capabilities to real-world scenes. This opens up several fundamental questions about what is it lacking in simulated data compared to real data and how to use it effectively. Furthermore, there has been a long debate since 1980’s on the usefulness of CG generated data for tuning CV systems. Primarily, the impact of modeling errors and computational rendering approximations, due to various choices in the rendering pipeline, on trained CV systems generalization performance is still not clear. In this thesis, we take a case study in the context of traffic scenarios to empirically analyze the performance degradations when CV systems trained with virtual data are transferred to real data. We first explore system performance tradeoffs due to the choice of the rendering engine (e.g., Lambertian shader (LS), ray-tracing (RT), and Monte-Carlo path tracing (MCPT)) and their parameters. A CNN architecture, DeepLab, that performs semantic segmentation, is chosen as the CV system being evaluated. In our case study, involving traffic scenes, a CNN trained with CG data samples generated with photorealistic rendering methods (such as RT or MCPT), shows already a reasonably good performance on real-world testing data from CityScapes benchmark. Use of samples from an elementary rendering method, i.e., LS, degraded the performance of CNN by nearly 20%. This result conveys that training data must be photorealistic enough for better generalizability of the trained CNN models. Furthermore, the use of physics-based MCPT rendering improved the performance by 6% but at the cost of more than three times the rendering time. This MCPT generated dataset when augmented with just 10% of real-world training data from CityScapes dataset, the performance levels achieved are comparable to that of training CNN with the complete CityScapes dataset.
The next aspect we study in the thesis involves the impact of choice of parameter settings of scene generation model on the generalization performance of CNN models trained with the generated data. Towards this end, we first propose an algorithm to estimate our scene generation model parameters given an unlabeled real world dataset from the target domain. This unsupervised tuning approach utilizes the concept of generative adversarial training, which aims at adapting the generative model by measuring the discrepancy between generated and real data in terms of their separability in the space of a deep discriminatively-trained classifier. Our method involves an iterative estimation of the posterior density of prior distributions for the generative graphical model used in the simulation. Initially, we assume uniform distributions as priors over parameters of a scene described by our generative graphical model. As iterations proceed the uniform prior distributions are updated sequentially to distributions for the simulation model parameters that leads to simulated data with statistics that are closer to the distributions of the unlabeled target data.
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Neuropsychiatric disorders are complex, highly heritable but incompletely understood disorders. The clinical and genetic heterogeneity of these disorders poses a significant challenge to the identification of disorder related biomarkers. Besides significant progress in unveiling the genetic basis of these disorders, the underlying causes and biological mechanisms remain obscure. With the advancement in the array, sequencing, and big data technologies, a huge amount of data is generated from individuals across different platforms and in various data structures. But there is a paucity of bioinformatics tools that can integrate this plethora of data. Therefore, there is a need to develop an integrative bioinformatics data analysis tool that combines biological and clinical data from different data types to better understand the underlying genetics.
This thesis presents a bioinformatics pipeline implementing data from different platforms to provide a thorough understanding of the genetic etiology of a neuropsychiatric quantitative as well as a qualitative trait of interest. Throughout the thesis, we present two aspects: one is the development and architecture of the bioinformatics pipeline named MApping the Genetics of neuropsychiatric traits to the molecular NETworks of the human brain (MAGNET). The other part demonstrates the implementation and usefulness of MAGNET analysing large Autism Spectrum Disorder (ASD) cohorts.
MAGNET is a freely available command-line tool available on GitHub (https://github.com/SheenYo/MAGNET). It is implemented within one framework using data integration approaches based on state-of-the-art algorithms and software to ultimately identify the genes and pathways genetically associated with a trait of interest. MAGNET provides an edge over the existing tools since it performs a comprehensive analysis taking care of the data handling and parsing steps necessary to communicate between the different APIs (Application Program Interface). Thus, this avoids the in-between data handling steps required by researchers to provide output from one analysis to the next. Moreover, depending on the size of the dataset users can deduce important information regarding their trait of interest within a time frame of a few days. Besides gaining insights into genetic associations, one of the central features is the mapping of the associated genes onto developing human brain implementing transcriptome data of 16 different brain regions starting from the 5th post-conceptional week to over 40 years of age.
In the second part as proof of concept, we implemented MAGNET on two ASD cohorts. ASD is a group of psychiatric disorders. Clinically, ASD is characterized by the following psychopathology: A) limitations in social interaction and communication, and B) restricted, repetitive behavior. The etiology of this disorder is extremely complex due to its heterogeneous clinical traits and genetics. Therefore, to date, no reliable biomarkers are identified. Here, the aim is to characterize the genetic architecture of ASD taking into account the two aforementioned ASD diagnostic domains. As well as to investigate if these domains are genetically linked or independent of each other. Moreover, we addressed the question if these traits share genetic risk with the categorical diagnosis of ASD and how much of the phenotypic variance of these traits can be explained by the underlying genetics.
We included affected individuals from two ASD cohorts, i.e. the Autism Genome Project (AGP) and a German cohort consisting of 2,735 and 705 families respectively. MAGNET was applied to each of the ASD subdomains as a quantitative dependent variable. MAGNET is divided into five main sections i.e. (1) quality check of the genotype data, (2) imputation of missing genotype data, (3) association analysis of genotype and trait data, (4) gene-based analysis, and (5) enrichment analysis using gene expression data from the human brain.
MAGNET was applied to each of the individual traits in each cohort to perform quality control of the genetic data and imputed the missing data in an automated fashion. MAGNET identified 292 known and new ASD risk genes. These genes were subsequently assigned to biological signaling pathways and gene ontologies via MAGNET. The underlying biological mechanisms converged with respect to neuronal transmission and development processes. By reconciling these genes with the transcriptome of the developing human brain, MAGNET was able to identify that the significant genes associated with the subdomains are expressed at specific time points in brain areas such as the hippocampus, amygdala, and cortical regions. Further, we found that ASD subdomains related to domain A but not
to domain B have a shared genetic etiology.
In dieser Arbeit werden drei Themenkomplexe aus dem Bereich der Externspeicheralgorithmen näher beleuchtet: Approximationsalgorithmen, dynamische Algorithmen und Echtzeitanfragen. Das Thema Approximationsalgorithmen wird sowohl im Kapitel 3 als auch im Kapitel 5 behandelt.
In Kapitel 3 wird ein Algorithmus vorgestellt, welcher den Durchmesser eines Graphen heuristisch bestimmt. Im RAM- Modell ist eine modifizierte Breitensuche selbst ein günstiger und äußerst genauer Algorithmus. Dies ändert sich im Externspeicher. Dort ist die Hauptspeicher-Breitensuche durch die O(n + m) unstrukturierten Zugriffe auf den externen Speicher zu teuer. 2008 wurde von Meyer ein Verfahren zu effizienten Approximation des Graphdurchmessers im Externspeicher gezeigt, welches O(k · scan(n + m) + sort(n + m) + √(n·m/k·B)· log(n/k) + MST(n, m)) I/Os bei einem multiplikativen Approximationsfehler von O(√k · log (k)) benötigt. Die Implementierung, welche in dieser Arbeit vorgestellt wird, konnte in vielen praktischen Fällen die Anzahl an I/Os durch Rekursion auf O(k · scan(n + m) + sort(n + m) + MST(n, m)) I/Os reduzieren. Dabei wurden verschiedene Techniken untersucht, um die Auswahl der Startpunkte (Masterknoten) zum rekursiven Schrumpfen des Graphen so wählen zu können, dass der Fehler möglichst klein bleibt. Weiterhin wurde eine adaptive Regel eingeführt, um nur so viele Masterknoten zu wählen, dass der geschrumpfte Graph nach möglichst wenigen Rekursionsaufrufen in den Hauptspeicher passt. Es wirdgezeigt, dass die untere Schranke für den worst case-Fehler dabei auf Ω(k^{4/3−e}) mit hoher Wahrscheinlichkeit steigt. Die experimentelle Auswertung zeigt jedoch, dass in der Praxis häufig deutlich bessere Ergebnisse erzielt werden.
In Kapitel 4 wird ein Algorithmus vorgestellt, welcher, nach dem Einfügen einer neuen Kante in einen Graphen, den zugehörigen Baum der Breitensuche unter Verwendung von O(n · (n/B^{2/3} + sort(n) · log (B))) I/Os mit hoher Wahrscheinlichkeit aktualisiert. Dies ist für hinreichend große B schneller als die statische Neuberechnung. Zur Umsetzung des Algorithmus wurde eine neue deterministische Partitionsmethode entwickelt, bei der die Größe der Cluster balanciert und effizient veränderbar ist. Hierfür wird ein Dendrogramm des Graphen auf einer geeigneten Baumrepräsentation, wie beispielsweise Spannbaum, berechnet. Dadurch hat jeder Knoten ein Label, welches aufgrund seiner Lage innerhalb der Baumrepräsentation berechnet worden ist. Folglich kann mittels schneller Bit-Operationen das Label um niederwertige Stellen gekürzt werden, um Cluster der Größe µ = 2 i zu berechnen, wobei der Clusterdurchmesser auf µ beschränkt ist, was für die I/O-Komplexität gewährleistet sein muss, da der Trade-off aus MM_BFS zwischen Cluster- und Hotpoolgröße genutzt wird. In der experimentellen Auswertung wird gezeigt, dass die Performanz von dynamischer Breitensuche sowohl auf synthetischen als auch auf realen Daten oftmals schneller ist als eine statische Neuberechnung des Baums der Breitensuche. Selbst wenn dies nicht der Falls ist, so sind wir nur um kleine, konstante Faktoren langsamer als die statische Implementierung von MM_BFS.
Schließlich wird in Kapitel 5 ein Approximationsalgorithmus vorgestellt, welcher sowohl dynamische Komponenten beinhaltet als auch die Eigenschaft besitzt, Anfragen in Echtzeit zu beantworten. Um die Echtzeitfähigkeit zu erreichen, darf eine Anfrage nur O(1) I/Os hervorrufen. Im Szenario dieser Arbeit wurden Anfragen zu Distanzen zwischen zwei beliebigen Knoten u und v auf realen Graphdaten mittels eines Distanzorakels beantwortet. Es wird eine Implementierung sowohl für mechanische Festplatten als auch für SSDs vorgestellt, wobei kontinuierliche Anfragen im Onlineszenario von SSDs in Millisekunden gelöst werden können, während ein großer Block von Anfragen auf beiden Architekturen in Mikrosekunden pro Anfrage amortisiert gelöst werden kann.
The main contribution of the thesis is in helping to understand which software system parameters mostly affect the performance of Big Data Platforms under realistic workloads. In detail, the main research contributions of the thesis are:
1. Definition of the new concept of heterogeneity for Big Data Architectures (Chapter 2);
2. Investigation of the performance of Big Data systems (e.g. Hadoop) in virtualized environments (Section 3.1);
3. Investigation of the performance of NoSQL databases versus Hadoop distributions (Section 3.2);
4. Execution and evaluation of the TPCx-HS benchmark (Section 3.3);
5. Evaluation and comparison of Hive and Spark SQL engines using benchmark queries (Section 3.4);
6. Evaluation of the impact of compression techniques on SQL-on-Hadoop engine performance (Section 3.5);
7. Extensions of the standardized Big Data benchmark BigBench (TPCx-BB)(Section 4.1 and 4.3);
8. Definition of a new benchmark, called ABench (Big Data Architecture Stack Benchmark), that takes into account the heterogeneity of Big Data architectures (Section 4.5).
The thesis is an attempt to re-define system benchmarking taking into account the new requirements posed by the Big Data applications. With the explosion of Artificial Intelligence (AI) and new hardware computing power, this is a first step towards a more holistic approach to benchmarking.
Deep learning and isolation based security for intrusion detection and prevention in grid computing
(2018)
The use of distributed computational resources for the solution of scientific problems, which require highly intensive data processing is a fundamental mechanism for modern scientific collaborations. The Worldwide Large Hadron Collider Computing Grid (WLCG) is one of the most important examples of a distributed infrastructure for scientific projects and is one of the pioneering examples of grid computing. The WLCG is the global grid that analyzes data from the Large Hadron Collider (LHC) at the European Organization for Nuclear Research (CERN), with 170 sites in 40 countries and more than 600,000 processing cores. The grid service providers grant users access to resources that they can utilize on demand for the execution of custom software applications used for the analysis of data. The code that the users can execute is completely flexible, and commonly there are no significant restrictions. This flexibility and the availability of immense computing power increases the security challenges of these environments. Attackers are a concern for grid administrators. These attackers may request the execution of software with a malicious code that gives them the possibility of compromising the underlying institutions’ infrastructure. Grid systems need security countermeasures to keep the user code running, without allowing access to critical components but whilst still retaining flexibility. The administrators of grid systems also need to be continuously monitoring the activities that the applications are carrying out. An analysis of these activities is necessary to detect possible security issues, to identify ongoing incidents and to perform autonomous responses. The size and complexity of grid systems make manual security monitoring and response expensive and complicated for human analysts. Legacy intrusion detection and prevention systems (IDPS) such as Snort and OSSEC are traditionally used for security incident monitoring in the grid, cloud, clusters and standalone systems. However, IDPS are limited due to the use of hardcoded fixed rules that need to be updated continuously to cope with different threats.
This thesis introduces an architecture for improving security in grid computing. The architecture integrates the use of security by isolation, behavior monitoring and deep learning (DL) for the classification of real-time traces of the running user payloads also known as grid jobs. The first component of the proposal, the Linux containers (LCs), are used to provide isolation between grid jobs and to gather specific traceable information about the behavior of individual jobs. LCs offer a safe environment for the execution of arbitrary user scripts or binaries, protecting the sensitive components of the grid member organizations. The containers consist of a software sandboxing technique and form a lightweight alternative to other technologies such as virtual machines (VMs) that usually implement a full machine-level emulation and can, therefore, significantly affect the performance. This performance loss is commonly unacceptable in high-throughput computing scenarios. Containers enable the collection of monitoring information from the processes running inside them. The data collected via the LCs monitoring is employed to feed a DL-based IDPS.
DL methods can acquire knowledge from experience, which eliminates the need for operators to formally specify all the knowledge that a system requires. These methods can improve IDPS by building models that are utilized to detect security incidents automatically, having the ability to generalize to new classes of issues. DL can produce lower false positive rates for intrusion detection, but also provides a measure of false negatives, which can be improved with new training data. Convolutional neural networks (CNNs) are utilized for the distinction between regular and malicious job classes. A set of samples is collected from regular production grid jobs from the grid infrastructure of “A Large Ion Collider Experiment” (ALICE) and malicious Linux binaries from a malware research website. The features extracted from these samples are utilized for the training and validation of the machine learning (ML) models. The utilization of a generative approach to enhance the required training data is also proposed. Recurrent neural networks (RNN) are used as generative models for the simulation of training data that complements and improves the real collected dataset. This data augmentation strategy is useful to supplement the lack of training data in ML processes.
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Hierarchical self-organizing systems for task-allocation in large scaled distributed architectures
(2019)
This thesis deals with the subject of autonomous, decentralized task allocation in a large scaled multi-core network. The self-organization of such interconnected systems becomes more and more important for upcoming developments. It is to be expected that the complexity of those systems becomes hardly manageable to human users. Self-organization is part of a research field of the Organic Computing initiative, which aims to find solutions for technical systems by imitating natural systems and their processes. Within this initiative, a system for task allocation in a small scaled multi-core network was already developed, researched and published. The system is called the Artificial Hormone System (AHS), since it is inspired by the endocrine system of mammals. The AHS produces a high amount of communication load in case the multi-core network is of a bigger scale.
The contribution of this thesis is two new approaches, both based on the AHS in order to cope with large scaled architectures. The major idea of those two approaches is to introduce a hierarchy into the AHS in order to reduce the produced communication load. The first and more detailed researched approach is called the Hierarchical Artificial Hormone System (HAHS), which orders the processing elements in clusters and builds an additional communication layer between them. The second approach is the Recursive Artificial Hormone System (RAHS), which also clusters the system’s processing elements and orders the clusters into a topological tree structure for communication.
Both approaches will be explained in this thesis by their principle structure as well as some optional methods. Furthermore, this thesis presents estimations for the worst case timing behavior and the worst-case communication load of the HAHS and RAHS. At last, the evaluation results of both approaches, especially in comparison to the AHS, will be shown and discussed.
Biologische Signalwege bilden komplexe Netzwerke aus, um die Zellantwort sensibel regulieren zu können. Systembiologische Ansätze werden eingesetzt, um biologische Systeme anhand von Computer-gestützten Modellen zu untersuchen. Ein mathematisches Modell erlaubt, neben der logischen Erfassung der Regulation des biologischen Systems, die systemweite Simulation des dynamischen Verhaltens und Analyse der Robustheit und Anfälligkeit.
Der TNFR1-vermittelte Signalweg reguliert essenzielle Zellvorgänge wie Entzündungsantworten,
Proliferation und Zelltod. TNFR1 wird von dem Zytokin TNF-α stimuliert und fördert daraufhin die Bildung verschiedener makromolekularer Komplexe, welche unterschiedliche Zellantworten einleiten, von der Aktivierung des Transkriptionsfaktors NF-κB, welcher die Expression von proliferationsfördernden Genen reguliert, bis zu zwei Formen des Zelltods, der Apoptose und der Nekroptose. Die Regulation der verschiedenen Zellantworten wird auch als molekularer Schalter bezeichnet. Die exakten molekularen Vorgänge, welche die Zellantwort modulieren, sind noch nicht vollständig entschlüsselt. Eine Fehlregulation des Signalwegs kann chronische Entzündungen hervorrufen oder die Entstehung von Tumoren fördern.
In dieser Thesis haben wir die neuesten Erkenntnisse der Forschung des TNFR1-Signalwegs anhand von umfangreichen Interaktionsdaten aus der Literatur erstmals in einem Petrinetz-Modell erfasst und analysiert. Das manuell kuratierte Modell umfasst die sequenziellen Prozesse der NF-κB-Aktivierung, Apoptose und Nekroptose und berücksichtigt den Einfluss posttranslationaler Modifikationen.
Weiterhin wurden Analysemethoden für Signalwegs-Modelle entwickelt, welche die spezifischen Anforderungen dieser biologischen Systeme berücksichtigen und eine biologisch motivierte Netzwerkanalyse ermöglichen. Die Manatee-Invarianten identifizieren Signalflüsse im Gleichgewichtszustand in Modellen, die Zyklen aufweisen, und werden als Linearkombination von Transitions-Invarianten gebildet. Diese Signalflüsse erfassen idealerweise einen Prozess von der Rezeptorstimulation zur Zellantwort in einem Modell eines Signalwegs. Die Bestimmung aller möglichen Signalflüsse in Modellen von Signalwegen ist eine notwendige Voraussetzung für weitere biologisch motivierte Analysen, wie die in silico-Knockout Analyse. Wir haben ebenfalls ein neues Konzept zur Untersuchung von in silico-Knockouts vorgestellt. Die Effekte der in silico-Knockouts auf einzelne Komplexe und Prozesse des Signalwegs werden in der in silico-Knockout-Matrix repräsentiert. Wir haben die Software-Anwendung isiKnock entwickelt, welche beide Konzepte kombiniert und eine systematische Knockout-Analyse von Petrinetz-Modellen unterstützt.
Das Petrinetz-Modell des TNFR1-Signalwegs wurde auf seine elementaren Eigenschaften geprüft und die etablierten Analysen wie Platz-Invarianten und Transitions-Invarianten durchgeführt. Hierbei konnten die Transitions-Invarianten nicht in allen Fällen komplette biologische Signalflüsse beschreiben. Wir haben ebenfalls die neu vorgestellten Methoden auf das Petrinetz-Modell angewandt. Anhand der Manatee-Invarianten konnten wir die zusammenhängenden Signalflüsse identifizieren und nach ihrem biologischen Ausgang klassifizieren sowie die Auswirkungen der Rückkopplungen untersuchen. Wir konnten zeigen, dass die survival-Antwort durch die Aktivierung von NF-κB am häufigsten auftritt, danach die Apoptose, gefolgt von der Nekroptose. Die alternativen Signalflüsse in Form der Manatee-Invarianten spiegeln die Robustheit des biologischen Systems wider. Wir führten eine ausgiebige in silico-Knockout-Analyse basierend auf den Manatee-Invarianten durch, um die Proteine des Signalwegs nach ihrem Einfluss einzustufen und zu gruppieren. Die Proteine des Komplex I wiesen hierbei den größten Einfluss auf, angeführt von der Rezeptorstimulation und RIP1. Wir betrachteten und diskutierten die Regulation des molekularen Schalters anhand der Knockout-Analyse von selektierten Proteinen und deren Auswirkung auf wichtige Komplexe im Modell. Wir identifizierten die Ubiquitinierung in Komplex I sowie die NF-κB-abhängige Genexpression als die wichtigen Kontrollpunkte des TNFR1-Signalwegs. In Komplex II ist die Regulation der Aktivierung der Caspase-Aktivität entscheidend.
Die umfangreiche Netzwerkanalyse basierend auf Manatee-Invarianten und systematischer in silico-Knockout-Analyse verifizierte das Petrinetz-Modell und erlaubte die Untersuchung der Robustheit und Anfälligkeit des Systems. Die neu entwickelten Methoden ermöglichen eine fundierte, biologisch relevante Untersuchung von in silico-Modellen von Signalwegen. Der systembiologische Ansatz unterstützt die Aufklärung der Regulation und Funktion des verflochtenen Netzwerks des TNFR1-Signalwegs.
Die digitale Pathologie ist ein neues, aber stetig wachsendes, Feld in der Medizin. Die kontinuierliche Entwicklung von verbesserten digitalen Scannern erlaubt heute das Abscannen von kompletten Gewebeschnitten und Whole Slide Images gewinnen an Bedeutung. Ziel dieser Arbeit ist die Methodenentwicklung zur Analyse von Whole Slide Images des klassischen Hodgkin Lymphoms. Das Hodgkin-Lymphom, oder Morbus Hodgkin, ist eine Tumorerkrankung des Lymphsystems, bei der die monoklonalen Tumorzellen in der Regel von B-Lymphozyten im Vorläuferstadium abstammen.
Etwas mehr als 9.000 Hodgkin-Lymphom-Fälle werden jährlich in den USA diagnostiziert. Zwar ist die 5-Jahre-Überlebensrate für Hodgkin-Lymphome mit 85,3 % vergleichsweise hoch, dennoch werden etwa 1.100 Todesfälle pro Jahr in den USA registriert. Auf mikroskopischer Ebene sind die Hodgkin-Reed-Sternberg Zellen (HRS-Zellen) typisch für das klassische Hodgkin Lymphom. HRS-Zellen haben einen oder mehrere Zellkerne, die stark vergrößert sind und eine grobe Chromatinstruktur aufweisen. Immunhistologisch gibt es für HRS-Zellen charakterisierende Marker, so sind HRS-Zellen positiv für den Aktivierungsmarker CD30.
Neben der konventionellen Mikroskopie, ermöglichen Scanner das Digitalisieren von ganzen Objektträgern (Whole Slide Image). Whole Slide Images werden bisher wenig in der Routinediagnostik eingesetzt. Ein großer Vorteil von digitalisierten Gewebeschnitten bietet sich bei der computergestützten Analyse. Automatisierte Bildanalyseverfahren wie Zellerkennung können Pathologen bei der Diagnose unterstützen, indem sie umfassende Statistiken zur Anzahl und Verteilung von immungefärbten Zellen bereitstellen.
Die untersuchten immunohistologischen Bilder wurden vom Dr. Senckenbergisches Institut für Pathologie des Universitätsklinikums Frankfurt bereit gestellt. Die betrachteten Gewebeschnitte sind gegen CD30 immungefärbt, einem Membranrezeptor, welcher in HRS-Zellen und aktivierten Lymphozyten exprimiert wird. Die Gewebeschnitte wurden mit einem Aperio ScanScope slide scanner digitalisiert und liegen mit einer hohen Auflösung von 0,25 μm pro Pixel vor. Bei den vorliegenden Gewebeschnittgrößen ergeben sich Bilder mit bis zu 90.000 x 90.000 Pixeln.
Der untersuchte Bilddatensatz umfasst 35 Bilder von Lymphknotengewebeschnitten der drei Krankheitsbilder: Gemischtzelliges klassisches Hodgkinlymphom, noduläres klassisches Hodgkinlymphom und Lymphadenitis. Die Bildverarbeitungspipeline wurden teils neu implementiert, teils von etablierten Bilderkennungssoftware und -bibliotheken wie CellProfiler und Java Advanced Imaging verwendet. CD30-positive Zellobjekte werden in den Gewebeschnitten automatisiert erkannt und neben der globalen Position im Whole Slide Image weitere Morphologiedeskriptoren berechnet, wie Fläche, Feret-Durchmesser, Exzentrität und Solidität. Die Zellerkennung zeigt mit 84 % eine hohe Präzision und mit 95 % eine sehr gute Sensitivität.
Es konnte gezeigt werden, dass in Lymphadenitisfällen im Schnitt deutlich weniger CD30- positive Zellen präsent sind als in klassisches Hodgkinlymphom. Während hier im Schnitt nur rund 3.000 Zellen gefunden wurden, lag der Durchschnitt für das Mischtyp klassisches Hodgkinlymphom bei rund 19.000 CD30 positiven Zellen. Während die CD30-positiven Zellen in Lymphadenitisfällen relativ gleichmäßig verteilt sind, bilden diese in klassischen Hodgkinlymphom-Fällen Zellcluster höherer Dichte.
Die berechneten Morphologiedeskriptoren bieten die Möglichkeit die Gewebeschnitte und den Krankheitsverlauf näher zu beschreiben. Zudem sind bisher Größe und Erscheinungsbild der HRS-Zellen hauptsächlich anhand manuell ausgewählter Zellen bestimmt worden. Ein Maß für die Ausdehnung der Zellen ist der maximale Feret-Durchmesser. Bei CD30-Zellen im klassischen Hodgkinlymphom liegt dieser im Durchschnitt bei 20 μm und ist somit deutlich größer als die durchschnittlich gemessenen 15 μm in Lymphadenitis.
Es wurde ein graphentheoretischer Ansatz gewählt, um die CD30 positiven Zellen und ihre räumliche Nachbarschaft zu modellieren. In CD30-Zellgraphen von klassischen Hodgkinlymphom-Gewebeschnitten ist der durchschnittliche Knotengrad gegenüber den von Lymphadenitis-Bildern stark erhöht. Der Vergleich mit Zufallsgraphen zeigt, dass die beobachteten Knotengradverteilungen nicht für eine zufällige Verteilung der Zellen im Gewebeschnitt sprechen. Eigenschaften und Verteilung von Communities in CD30-Zellgraphen können hinzugenommen werden, um klassisches Hodgkinlymphom Gewebeschnitte näher zu charakterisieren.
Diese Arbeit zeigt, dass die Auswertung von Whole Slide Image unterstützend zur Verbesserung der Diagnose möglich ist. Die mehr als 400.000 automatisch erkannten CD30-positiven Zellobjekte wurden morphologisch beschrieben, und zusammen mit ihrer Position im Gewebeschnitt ist die Betrachtung wichtiger Eigenschaften des klassischen Hodgkinlymphoms realisierbar. Zellgraphen können durch weitere Zelltypen erweitert werden und auf andere Krankheitsbilder angewendet werden.
Precise timing of spikes between different neurons has been found to convey reliable information beyond the spike count. In contrast, the role of small phase delays with high temporal variability, as reported for example in oscillatory activity in the visual cortex, remains largely unclear. This issue becomes particularly important considering the high speed of neuronal information processing, which is assumed to be based on only a few milliseconds, or oscillation cycles within each processing step.
We investigate the role of small and imprecise phase delays with a stochastic spiking model that is strongly motivated by experimental observations. Within individual oscillation cycles the model contains only two signal parameters describing directly the rate and the phase. We specifically investigate two quantities, the probability of correct stimulus detection and the probability of correct change point detection, as a function of these signal parameters and within short periods of time such as individual oscillation cycles.
Optimal combinations of the signal parameters are derived that maximize these probabilities and enable comparison of pure rate, pure phase and combined codes. In particular, the gain in detection probability when adding imprecise phases to pure rate coding increases with the number of stimuli. More interestingly, imprecise phase delays can considerably improve the process of detecting changes in the stimulus, while also decreasing the probability of false alarms and thus, increasing robustness and speed of change point detection.
The results are applied to parameters extracted from empirical spike train recordings of neurons in the visual cortex in response to a number of visual stimuli. The results suggest that near-optimal combinations of rate and phase parameters can be implemented in the brain, and that phase parameters could particularly increase the quality of change point detection in cases of highly similar stimuli.
We live in age of data ubiquity. Even the most conservative estimates predict exponential growth in produced, transmitted and stored data. Big data is used to power business analytics as well as to foster scientific discoveries. In many cases, explosion of produced data exceeds capabilities of digital storage systems. Scientific high-performance computing environments cope with this problem by utilizing large, distributed, storage systems. These complex systems can only provide a high degree of reliability and durability by means of data redundancy. The most straight-forward way of doing that is by replicating the data over different physical devices. However, more elaborate approaches, such as erasure coding, can provide similar data protection while utilizing less storage. Recently, software-defined reliability methods began to replace traditional, hardware- based, solutions. Complicated failure modes of storage system components also warrant checksums to guaranty long-term data integrity. To cope with ever increasing data volumes, flexible and efficient software implementation of error correction codes is of great importance. This thesis introduces a method for realizing a flexible Reed-Solomon erasure code using the “Just-In-Time” compilation technique. By exploiting intrinsic arithmetic redundancy in the algorithm, and by relying on modern optimizing compilers, we obtain a throughput-efficient erasure code implementation. Additionally, exploitation of data parallelism is achieved effortlessly by instructing the compiler to produce SIMD code for desired execution platform. We show results of codes implemented using SSE and AVX2 SIMD instruction sets for x86, and NEON instruction set for ARM platforms. Next, we introduce a framework for efficient vectorized RAID-Z redundancy operations of ZFS file system. Traditional, table-based Galois field multiplication algorithms are replaced with custom SSE and AVX2 parallel methods, providing significantly faster and more efficient parity operations. The implementation of this framework was made publicly available as a part of ZFS on Linux project, since version 0.7. Finally, we propose a new erasure scheme for use with existing, high performance, parallel filesystems. Described reliability middleware (ECCFS) allows definition of flexible, file-based, reliability policies, adapting to customized user needs. By utilizing the block erasure code, the ECCFS achieves optimal storage, computation, and network resource utilization, while providing a high level of reliability. The distributed nature of the middleware allows greater scalability and more efficient utilization of storage and network resources, in order to improve availability of the system.
Antimicrobial resistance became a serious threat to the worldwide public health in this century. A better understanding of the mechanisms, by which bacteria infect host cells and how the host counteracts against the invading pathogens, is an important subject of current research. Intracellular bacteria of the Salmonella genus have been frequently used as a model system for bacterial infections. Salmonella are ingested by contaminated food or water and cause gastroenteritis and typhoid fever in animals and humans. Once inside the gastrointestinal tract, Salmonella can invade intestinal epithelial cells. The host cell can fight against intracellular pathogens by a process called xenophagy. For complex systems, such as processes involved in the bacterial infection of cells, computational systems biology provides approaches to describe mathematically how these intertwined mechanisms in the cell function. Computational systems biology allows the analysis of biological systems at different levels of abstraction. Functional dependencies as well as dynamic behavior can be studied. In this thesis, we used the Petri net formalism to gain a better insight into bacterial infections and host defense mechanisms and to predict cellular behavior that can be tested experimentally. We also focused on the development of new computational methods.
In this work, the first realization of a mathematical model of the xenophagic capturing of Salmonella enterica serovar Typhimurium in epithelial cells was developed. The mathematical model expressed in the Petri net formalism was constructed in an iterative way of modeling and analyses. For the model verification, we analyzed the Petri net, including a computational performance of knockout experiments named in silico knockouts, which was established in this work. The in silico knockouts of the proposed Petri net are consistent with the published experimental perturbation studies and, thus, ensures the biological credibility of the Petri net. In silico knockouts that have not been experimentally investigated yet provide hypotheses for future investigations of the pathway.
To study the dynamic behavior of an epithelial cell infected with Salmonella enterica serovar Typhimurium, a stochastic Petri net was constructed. In experimental research, a decision like "Which incubation time is needed to infect half of the epithelial cells with Salmonella?" is based on experience or practicability. A mathematical model can help to answer these questions and improve experimental design. The stochastic Petri net models the cell at different stages of the Salmonella infection. We parameterized the model by a set of experimental data derived from different literature sources. The kinetic parameters of the stochastic Petri net determine the time evolution of the bacterial infection of a cell. The model captures the stochastic variation and heterogeneity of the intracellular Salmonella population of a single cell over time. The stochastic Petri net is a valuable tool to examine the dynamics of Salmonella infections in epithelial cells and generate valuable information for experimental design.
In the last part of this thesis, a novel theoretical method was introduced to perform knockout experiments in silico. The new concept of in silico knockouts is based on the computation of signal flows at steady state and allows the determination of knockout behavior that is comparable to experimental perturbation behavior. In this context, we established the concept of Manatee invariants and demonstrated the suitability of their application for in silico knockouts by reflecting biological dependencies from the signal initiation to the response. As a proof of principle, we applied the proposed concept of in silico knockouts to the Petri net of the xenophagic recognition of Salmonella. To enable the application of in silico knockouts for the scientific community, we implemented the novel method in the software isiKnock. isiKnock allows the automatized performance and visualization of in silico knockouts in signaling pathways expressed in the Petri net formalism. In conclusion, the knockout analysis provides a valuable method to verify computational models of signaling pathways, to detect inconsistencies in the current knowledge of a pathway, and to predict unknown pathway behavior.
In summary, the main contributions of this thesis are the Petri net of the xenophagic capturing of Salmonella enterica serovar Typhimurium in epithelial cells to study the knockout behavior and the stochastic Petri net of an epithelial cell infected with Salmonella enterica serovar Typhimurium to analyze the infection dynamics. Moreover, we established a new method for in silico knockouts, including the concept of Manatee invariants and the software isiKnock. The results of these studies are useful to a better understanding of bacterial infections and provide valuable model analysis techniques for the field of computational systems biology.
The technology of advanced driver assistance systems (ADAS) has rapidly developed in the last few decades. The current level of assistance provided by the ADAS technology significantly makes driving much safer by using the developed driver protection systems such as automatic obstacle avoidance and automatic emergency braking. With the use of ADAS, driving not only becomes safer but also easier as ADAS can take over some routine tasks from the driver, e.g. by using ADAS features of automatic lane keeping and automatic parking. With the continuous advancement of the ADAS technology, fully autonomous cars are predicted to be a reality in the near future.
One of the most important tasks in autonomous driving is to accurately localize the egocar and continuously track its position. The module which performs this task, namely odometry, can be built using different kinds of sensors: camera, LIDAR, GPS, etc. This dissertation covers the topic of visual odometry using a camera. While stereo visual odometry frameworks are widely used and dominating the KITTI odometry benchmark (Geiger, Lenz and Urtasun 2012), the accuracy and performance of monocular visual odometry is much less explored.
In this dissertation, a new monocular visual odometry framework is proposed, namely Predictive Monocular Odometry (PMO). PMO employs the prediction-and-correction mechanism in different steps of its implementation. PMO falls into the category of sparse methods. It detects and chooses keypoints from images and tracks them on the subsequence frames. The relative pose between two consecutive frames is first pre-estimated using the pitch-yaw-roll estimation based on the far-field view (Barnada, Conrad, Bradler, Ochs and Mester 2015) and the statistical motion prediction based on the vehicle motion model (Bradler, Wiegand and Mester 2015). The correction and optimization of the relative pose estimates are carried out by minimizing the photometric error of the keypoints matches using the joint epipolar tracking method (Bradler, Ochs, Fanani and Mester 2017).
The monocular absolute scale is estimated by employing a new approach to ground plane estimation. The camera height over ground is assumed to be known. The scale is first estimated using the propagation-based scale estimation. Both of the sparse matching and the dense matching of the ground features between two consecutive frames are then employed to refine the scale estimates. Additionally, street masks from a convolutional neural network (CNN) are also utilized to reject non-ground objects in the region of interest.
PMO also has a method to detect independently moving objects (IMO). This is important for visual odometry frameworks because the localization of the ego-car should be estimated only based on static objects. The IMO candidate masks are provided by a CNN. The case of crossing IMOs is handled by checking the epipolar consistency. The parallel-moving IMOs, which are epipolar conformant, are identified by checking the depth consistency against the depth maps from CNN.
In order to evaluate the accuracy of PMO, a full simulation on the KITTI odometry dataset was performed. PMO achieved the best accuracy level among the published monocular frameworks when it was submitted to the KITTI odometry benchmark in July 2017. As of January 2018, it is still one of the leading monocular methods in the KITTI odometry benchmark.
It is important to note that PMO was developed without employing random sampling consensus (RANSAC) which arguably has been long considered as one of the irreplaceable components in a visual odometry framework. In this sense, PMO introduces a new style of visual odometry framework. PMO was also developed without a multi-frame bundle adjustment step. This reflects the high potential of PMO when such multi-frame optimization scheme is also taken into account.
In the first part of the thesis we investigate Lyapunov exponents for general flat vector bundles over Riemann surfaces and we describe properties of Lyapunov exponents on special loci of the moduli space of flat vector bundles. In the second part of the thesis we show how the knowledge of Lyapunov exponent over a sporadic Teichmüller curve can be used to compute the algebraic equation of the associated universal family of curves.
A lot of software systems today need to make real-time decisions to optimize an objective of interest. This could be maximizing the click-through rate of an ad displayed on a web page or profit for an online trading software. The performance of these systems is crucial for the parties involved. Although great progress has been made over the years in understanding such online systems and devising efficient algorithms, a fine-grained analysis and problem specific solutions are often missing. This dissertation focuses on two such specific problems: bandit learning and pricing in gross-substitutes markets.
Bandit learning problems are a prominent class of sequential learning problems with several real-world applications. The classical algorithms proposed for these problems, although optimal in a theoretical sense often tend to overlook model-specific proper- ties. With this as our motivation, we explore several sequential learning models and give efficient algorithms for them. Our approaches, inspired by several classical works, incorporate the model-specific properties to derive better performance bounds.
The second part of the thesis investigates an important class of price update strategies in static markets. Specifically, we investigate the effectiveness of these strategies in terms of the total revenue generated by the sellers and the convergence of the resulting dynamics to market equilibrium. We further extend this study to a class of dynamic markets. Interestingly, in contrast to most prior works on this topic, we demonstrate that these price update dynamics may be interpreted as resulting from revenue optimizing actions of the sellers. No such interpretation was known previously. As a part of this investigation, we also study some specialized forms of no-regret dynamics and prediction techniques for supply estimation. These approaches based on learning algorithms are shown to be particularly effective in dynamic markets.
Die vorliegende Arbeit beschäftigt sich mit dem Thema Stemmatologie, d.h. primär der Rekonstruktion der Kopiergeschichte handschriftlich fixierter Dokumente. Zentrales Objekt der Stemmatologie ist das Stemma, eine visuelle Darstellung der Kopiergeschichte, welche i.d.R. graphtheoretisch als Baum bzw. gerichteter azyklischer Graph vorliegt, wobei die Knoten Textzeugen (d.s. die Textvarianten) darstellen während die Kanten für einzelne Kopierprozesse stehen. Im Mittelpunkt des Wissenschaftszweiges steht die Frage des Autorenoriginals (falls ein einziges solches existiert haben sollte) und die Frage der Rekonstruktion seines Textes. Das Stemma selbst ist ein Mittel zu diesem Hauptzweck (Cameron 1987). Der durch für manuelle Kopierprozesse kennzeichnende Abweichungen zunehmend abgewandelte Originaltext ist meist nicht direkt überliefert. Ziel der Arbeit ist es, die semi-automatische Stemmatologie umfassend zu beschreiben und durch Tools und analytische Verfahren weiterzuentwickeln. Der erste Teil der Arbeit beschreibt die Geschichte der computer-assistierten Stemmatologie inkl. ihrer klassischen Vorläufer und mündet in der Vorstellung eines einfachen Tools zur dynamischen graphischen Darstellung von Stemmata. Ein Exkurs zum philologischen Leitphänomen Lectio difficilior erörtert dessen mögliche psycholinguistische Ursachen im schnelleren lexikalischen Zugriff auf hochfrequente Lexeme. Im zweiten Teil wird daraufhin die existenziellste aller stemmatologischen Debatten, initiiert durch Joseph Bédier, mit mathematischen Argumenten auf Basis eines von Paul Maas 1937 vorgeschlagenen stemmatischen Models beleuchtet. Des Weiteren simuliert der Autor in diesem Kapitel Stemmata, um den potenziellen Einfluss der Distribution an Kopierhäufigkeiten pro Manuskript abzuschätzen.
Im nächsten Teil stellt der Autor ein eigens erstelltes Korpus in persischer Sprache vor, welches ebenso wie 3 der bekannten artifiziellen Korpora (Parzival, Notre Besoin, Heinrichi) qualitativ untersucht wird. Schließlich wird mit der Multi Modal Distance eine Methode zur Stemmagenerierung angewandt, welche auf externen Daten psycholinguistisch determinierter Buchstabenverwechslungswahrscheinlichkeiten beruht. Im letzten Teil arbeitet der Autor mit minimalen Spannbäumen zur Stemmaerzeugung, wobei eine vergleichende Studie zu 4 Methoden der Distanzmatrixgenerierung mit 4 Methoden zur Stemmaerzeugung durchgeführt, evaluiert und diskutiert wird.
The thesis deals with the analysis and modeling of point processes emerging from different experiments in neuroscience. In particular, the description and detection of different types of variability changes in point processes is of interest.
A non-stationary rate or variance of life times is a well-known problem in the description of point processes like neuronal spike trains and can affect the results of further analyses requiring stationarity. Moreover, non-stationary parameters might also contain important information themselves. The goal of the first part of the thesis is the (further) development of a technique to detect both rate and variance changes that may occur in multiple time scales separately or simultaneously. A two-step procedure building on the multiple filter test (Messer et al., 2014) is used that first tests the null hypothesis of rate homogeneity allowing for an inhomogeneous variance and that estimates change points in the rate if the null hypothesis is rejected. In the second step, the null hypothesis of variance homogeneity is tested and variance change points are estimated. Rate change points are used as input. The main idea is the comparison of estimated variances in adjacent windows of different sizes sliding over the process. To determine the rejection threshold functionals of the Brownian motion are identified as limit processes under the null of variance homogeneity. The non-parametric procedure is not restricted to the case of at most one change point. It is shown in simulation studies that the corresponding test keeps the asymptotic significance level for a wide range of parameters and that the test power is remarkable. The practical applicability of the procedure is underlined by the analysis of neuronal spike trains.
Point processes resulting from experiments on bistable perception are analyzed in the second part of the thesis. Visual illusions allowing for than more possible perception lead to unpredictable changes of perception. In the thesis data from (Schmack et al., 2015) are used. A rotating sphere with switching perceived rotation direction was presented to the participants of the study. The stimulus was presented continuously and intermittently, i.e., with short periods of „blank display“ between the presentation periods. There are remarkable differences in the response patterns between the two types of presentation. During continuous presentation the distribution of dominance times, i.e., the intervals of constant perception, is a right-skewed and unimodal distribution with a mean of about five seconds. In contrast, during intermittent presentation one observes very long, stable dominance times of more than one minute interchanging with very short, unstable dominance times of less than five seconds, i.e., an increase of variability.
The main goal of the second part is to develop a model for the response patterns to bistable perception that builds a bridge between empirical data analysis and mechanistic modeling. Thus, the model should be able to describe both the response patterns to continuous presentation and to intermittent presentation. Moreover, the model should be fittable to typically short experimental data, and the model should allow for neuronal correlates. Current approaches often use detailed assumptions and large parameter sets, which complicate parameter estimation.
First, a Hidden Markov Model is applied. Second, to allow for neuronal correlates, a Hierarchical Brownian Model (HBM) is introduced, where perception is modeled by the competition of two neuronal populations. The activity difference between these two populations is described by a Brownian motion with drift fluctuating between two borders, where each first hitting time causes a perceptual change. To model the response patterns to intermittent presentation a second layer with competing neuronal populations (coding a stable and an unstable state) is assumed. Again, the data are described very well, and the hypothesis that the relative time in the stable state is identical in a group of patients with schizophrenia and a control group is rejected. To sum up, the HBM intends to link empirical data analysis and mechanistic modeling and provides interesting new hypotheses on potential neuronal mechanisms of cognitive phenomena.
Diese Arbeit beschäftigt sich mit inversen Problemen für partielle Differentialgleichungen. Moderne Lösungsverfahren solcher inversen Probleme müssen die zugehörige partielle Differentialgleichung (PDGL) oft sehr häufig lösen. Mit Hinblick auf die Rechenzeit solcher Verfahren stellt das häufige Lösen der PDGL den Hauptanteil der benötigten Rechenzeit dar. Daraus resultiert die Grundidee dieser Arbeit: es sollen Lösungsverfahren von inversen Problemen beschleunigt werden, indem die für die Vorwärtslösung benötigte Rechenzeit verringert wird. Genauer gesagt soll anstatt der Vorwärtslösung eine Approximation an diese, welche kostengünstig zu berechnen ist, verwendet werden. Für die Bestimmung einer kostengünstigen Annäherung an die Vorwärtslösung wird die Reduzierte Basis Methode, eine Modellreduktionstechnik, verwendet.
Das Ziel der klassischen Reduzierten Basis Methode ist es einen globalen Reduzierte Basis Raum (RB-Raum) zu konstruieren. Dabei handelt es sich um einen niedrigdimensionalen Teilraum des Lösungsraumes der PDGL, welcher für jeden Parameter aus dem Parameterraum eine gute Näherung der PDGL-Lösung liefert. Eine beispielhafte Methode zur Konstruktion eines solchen Raumes ist es, geschickt Parameter auszuwählen und die dazu gehörigen PDGL-Lösungen als Basisvektoren des RB-Raumes zu verwenden. Die orthogonale Projektion der PDGL auf diesen RB-Raum liefert die entsprechenden Reduzierte Basis Lösungen. Das Besondere in dieser Arbeit ist, dass die betrachteten PDGLn einen sehr hochdimensionalen und unbeschränkten Parameterraum besitzen, und es ist bekannt, dass dies für die Reduzierte Basis Methode eine immense Schwierigkeit darstellt.
In Kapitel 1 wird ein schlechtgestelltes inverses Modellproblem, die Rekonstruktion der Wärmeleitfähigkeit eines Gegenstandes aus der Messung der Temperatur desselben, eingeführt und das nichtlineare Landweber-Verfahren als iteratives Regularisierungsverfahren zur Lösung dieses inversen Problems vorgestellt. Die Grundlagen der Reduzierten Basis Methode werden dargelegt und es wird erläutert, warum die klassische Variante der Methode in diesem Kontext der Bildrekonstruktion versagt. Daraufhin wird der neuartig Ansatz, ein adaptiver Reduzierte Basis Ansatz, entwickelt. Die folgenden Schritte bilden die Grundlage dieses adaptiven Reduzierte Basis Ansatzes:
1. Sei ein RB-Raum gegeben, so projiziere den Lösungsalgorithmus des inversen Problems auf diesen RB-Raum.
2. Generiere mit Hilfe dieses projizierten Verfahrens neue Iterierte bis entweder eine Iterierte das inverse Problem löst oder bis der RB-Raum erweitert werden muss.
3. Im ersten Fall wird das Verfahren beendet, im zweiten Fall wird die zur aktuellen Iterierten gehörige Vorwärtslösung verwendet um den RB-Raum zu verbessern. Danach wird mit dem ersten Schritt fortgefahren.
Es wird also nach und nach ein lokal approximierender RB-Raum konstruiert, indem Parameter für neue Basisvektoren mittels einer projizierten Variante des Lösungsalgorithmus des inversen Problems gefunden werden. Das neuartige Reduzierte Basis Landweber-Verfahren ist das Hauptresultat von Kapitel 1, wobei das Verfahren ausführlich numerisch untersucht und mit dem ursprünglichen Landweber-Verfahren verglichen wird.
In Kapitel 2 dieser Arbeit soll der zuvor entwickelte adaptive Reduzierte Basis Ansatz auf ein komplexes und praxisrelevantes Problem angewandt werden. Insbesondere soll die dadurch entstehende neue Methode mit Hinblick auf Konvergenz theoretisch ausführlich untersucht werden. Daher widmet sich der zweite Teil dieser Arbeit dem Problem der Magnet Resonanz Elektrischen Impedanztomographie (MREIT).
Bei der MREIT handelt es sich um ein Bildgebungsverfahren, welches während der letzten drei Jahrzehnte entwickelt wurde. Dabei wird ein Gegenstand, an welchen Elektroden angeheftet sind, in einen Kernspintomographen gelegt und es ist das Ziel des Verfahrens die elektrische Leitfähigkeit des Gegenstandes zu bestimmen. Die dazu benötigten Daten werden folgendermaßen gewonnen: indem Strom an einer der Elektroden angelegt wird, wird ein Stromfluss erzeugt, welcher wiederum eine Änderung der Magnetflussdichte induziert. Diese kann mit Hilfe des Kernspintomographen gemessen werden, wodurch man einen vollen Satz innerer Daten zur Hand hat, sodass hoch aufgelöste Bilder der elektrischen Leitfähigkeit des Gegenstandes rekonstruiert werden können.
Als Lösungsalgorithmus für dieses praxisrelevante Problem wird der bereits bekannte Harmonische Bz Algorithmus vorgestellt. Das Problem und der Algorithmus werden mit Hinblick auf Konvergenz des Verfahrens untersucht und ein Konvergenzresultat, welches die bestehende Konvergenztheorie hin zu einem approximativen Harmonischen Bz Algorithmus erweitert, wird bewiesen. Dabei hängt das Resultat nicht davon ab welche Art von Approximation an die Vorwärtslösung der entsprechenden PDGL im approximativen Harmonischen Bz Algorithmus verwendet wird solange diese einer Regularitäts- und einer Qualitätsbedingung genügt. Damit folgt das zweite Hauptresultat dieser Arbeit: die numerische Konvergenz des Harmonischen Bz Algorithmus. Es soll dabei hervorgehoben werden, dass Konvergenzresultate im Bereich der inversen Probleme (sofern es sie gibt) meistens die Kenntnis der exakten Vorwärtslösung annehmen, sodass keine numerische Konvergenz des zugehörigen Verfahrens folgt (in einer numerischen Implementation wird stets eine Approximation an die Vorwärtslösung verwendet). Somit ist dieses Konvergenzresultat ein Schritt hin zur numerischen Konvergenz anderer Lösungsverfahren von inversen Problemen.
Da das theoretische Resultat von der Art der Approximation nicht abhängt, erhält man ebenfalls die Konvergenz des neuartigen Reduzierte Basis Harmonischen Bz Algorithmus, welcher die Kombination des in Kapitel 1 entwickelten adaptiven Reduzierte Basis Ansatzes und des Harmonischen Bz Algorithmus ist. In einer kurzen numerischen Untersuchung wird festgestellt, dass dieser Reduzierte Basis Harmonische Bz Algorithmus schneller als der Harmonische Bz Algorithmus ist, wobei die Qualität der Rekonstruktion gleichbleibend ist. Somit funktioniert der entwickelte adaptive Reduzierte Basis Ansatz auch angewandt auf dieses komplexe praxisrelevante inverse Problem der MREIT.
The results of this thesis lie in the area of convex algebraic geometry, which is the intersection of real algebraic geometry, convex geometry, and optimization.
We study sums of nonnegative circuit polynomials (SONC) and their related cone, both geometrically and in application to polynomial optimization. SONC polynomials are certain sparse polynomials having a special structure in terms of their Newton polytopes and supports, and serve as a certificate of nonnegativity for real polynomials, which is independent of sums of squares.
The first part of this thesis is dedicated to the convex geometric study of the SONC cone. As main results we show that the SONC cone is full-dimensional in the cone of nonnegative polynomials, we exactly determine the number of zeros of a nonnegative circuit polynomial, and we give a complete and explicit characterization of the number of zeros of SONC polynomials and forms. Moreover, we provide a first approach to the study of the exposed faces of the SONC cone and their dimensions.
In the second part of the thesis we use SONC polynomials to tackle constrained polynomial optimization problems (CPOPs).
As a first step, we derive a lower bound for the optimal value of CPOP based on SONC polynomials by using a single convex optimization program, which is a geometric program (GP) under certain assumptions. GPs are a special type of convex optimization problems and can be solved in polynomial time. We test the new method experimentally and provide examples comparing our new SONC/GP approach with Lasserre's relaxation, a common approach for tackling CPOPs, which approximates nonnegative polynomials via sums of squares and semidefinite programming (SDP). The new approach comes with the benefit that in practice GPs can be solved significantly faster than SDPs. Furthermore, increasing the degree of a given problem has almost no effect on the runtime of the new program, which is in sharp contrast to SDPs.
As a second step, we establish a hierarchy of efficiently computable lower bounds converging to the optimal value of CPOP based on SONC polynomials. For a given degree each bound is computable by a relative entropy program. This program is also a convex optimization program, which is more general than a geometric program, but still efficiently solvable via interior point methods.
Powerful environment perception systems are a fundamental prerequisite for the successful deployment of intelligent vehicles, from advanced driver assistance systems to self-driving cars. Arguably the most essential task of such systems is the reliable detection and localization of obstacles in order to avoid collisions. Two particularly challenging scenarios in this context are represented by small, unexpected obstacles on the road ahead, and by potentially dynamic objects observed from a large distance. Both scenarios become exceedingly critical when the ego-vehicle is traveling at high speed. As a consequence, two major requirements placed on environment perception systems are the capability of (a) high-sensitivity generic object detection and (b) high-accuracy obstacle distance estimation. The present thesis addresses both requirements by proposing novel approaches based on stereo vision for spatial perception.
First, this work presents a novel method for the detection of small, generic obstacles and objects at long range directly from stereo imagery. The detection is based on sound statistical tests using local geometric criteria which are applicable to both static and moving objects. The approach is not limited to predefined sets of semantic object classes and does not rely on restrictive assumptions on the environment, such as oversimplified global ground surface models. Free-space and obstacle hypotheses are evaluated based on a statistical model of the input image data in order to avoid a loss of sensitivity through intermediate processing steps. In addition to the detection result, the algorithm simultaneously yields refined estimates of object distances, originating from an implicit optimization of the geometric obstacle hypothesis models. The proposed detection system provides multiple flexible output representations, ranging from 3D obstacle point clouds to compact mid-level obstacle segments to bounding box representations of object instances suitable for model-based tracking. The core algorithm concept lends itself to massive parallelization and can be implemented efficiently on dedicated hardware. Real-time execution is demonstrated on a test vehicle in real-world traffic. For a thorough quantitative evaluation of the detection performance, two dedicated datasets are employed, covering small and hard-to-detect obstacles in urban environments as well as distant dynamic objects in highway driving scenarios. The proposed system is shown to significantly outperform current general purpose obstacle detection approaches in both setups, providing a considerable increase in detection range while reducing the false positive rate at the same time.
Second, this work considers the high-accuracy estimation of object distances from stereo vision, particularly at long range. Several new methods for optimizing the stereo-based distance estimates of detected objects are proposed and compared to state-of-the-art concepts. A comprehensive statistical evaluation is performed on an extensive dedicated dataset, establishing reference values for the accuracy limits actually achievable in practice. Notably, the refined distance estimates implicitly provided by the proposed obstacle detection system are shown to yield highly accurate results, on par with the top-performing dedicated stereo matching algorithms considered in the analysis.
In this thesis we introduce the imaginary projection of (multivariate) polynomials as the projection of their variety onto its imaginary part, I(f) = { Im(z_1, ... , z_n) : f(z_1, ... , z_n) = 0 }. This induces a geometric viewpoint to stability, since a polynomial f is stable if and only if its imaginary projection does not intersect the positive orthant. Accordingly, the thesis is mainly motivated by the theory of stable polynomials.
Interested in the number and structure of components of the complement of imaginary projections, we show as a key result that there are only finitely many components which are all convex. This offers a connection to the theory of amoebas and coamoebas as well as to the theory of hyperbolic polynomials.
For hyperbolic polynomials, we show that hyperbolicity cones coincide with components of the complement of imaginary projections, which provides a strong structural relationship between these two sets. Based on this, we prove a tight upper bound for the number of hyperbolicity cones and, respectively, for the number of components of the complement in the case of homogeneous polynomials. Beside this, we investigate various aspects of imaginary projections and compute imaginary projections of several classes explicitly.
Finally, we initiate the study of a conic generalization of stability by considering polynomials whose roots have no imaginary part in the interior of a given real, n-dimensional, proper cone K. This appears to be very natural, since many statements known for univariate and multivariate stable polynomials can be transferred to the conic situation, like the Hermite-Biehler Theorem and the Hermite-Kakeya-Obreschkoff Theorem. When considering K to be the cone of positive semidefinite matrices, we prove a criterion for conic stability of determinantal polynomials.
As an integral part of ALICE, the dedicated heavy ion experiment at CERN’s Large Hadron Collider, the Transition Radiation Detector (TRD) contributes to the experiment’s tracking, triggering and particle identification. Central element in the TRD’s processing chain is its trigger and readout processor, the Global Tracking Unit (GTU). The GTU implements fast triggers on various signatures, which rely on the reconstruction of up to 20 000 particle track segments to global tracks, and performs the buffering and processing of event raw data as part of a complex detector readout tree.
The high data rates the system has to handle and its dual use as trigger and readout processor with shared resources and interwoven processing paths require the GTU to be a unique, high-performance parallel processing system. To achieve high data taking efficiency, all elements of the GTU are optimized for high running stability and low dead time.
The solutions presented in this thesis for the handling of readout data in the GTU, from the initial reception to the final assembly and transmission to the High-Level Trigger computer farm, address all these aspects. The presented concepts employ multi-event buffering, in-stream data processing, extensive embedded diagnostics, and advanced features of modern FPGAs to build a robust high-performance system that can conduct the high- bandwidth readout of the TRD with maximum stability and minimized dead time. The work summarized here not only includes the complete process from the conceptual layout of the multi-event data handling and segment control, but also its implementation, simulation, verification, operation and commissioning. It also covers the system upgrade for the second data taking period and presents an analysis of the actual system performance.
The presented design of the GTU’s input stage, which is comprised of 90 FPGA-based nodes, is built to support multi-event buffering for the data received from the 18 TRD supermodules on 1080 optical links at the full sender aggregate net bandwidth of 2.16 Tbit/s. With careful design of the control logic and the overall data path, the readout on the 18 concentrator nodes of the supermodule stage can utilize an effective aggregate output bandwidth of initially 3.33 GiB/s, and, after the successful readout bandwidth upgrade, 6.50 GiB/s via 18 optical links. The high possible readout link utilization of more than 99 % and the intermediate buffering of events on the GTU helps to keep the dead time associated with the local event building and readout typically below 10%. The GTU has been used for production data taking since start-up of the experiment and ever since performs the event buffering, local event building and readout for the TRD in a correct, efficient and highly dependable fashion.
Embedding spanning structures into the random graph G(n,p) is a well-studied problem in random graph theory, but when one turns to the random r-uniform hypergraph H(r)(n,p) much less is known. In this thesis we will examine this topic from different perspectives, providing insights into various aspects of the theory of random graphs. Our results cover the determination of existence thresholds in two models, as well as an algorithmic approach. For the embeddings, we work with random and pseudorandom structures.
Together with Person we first notice that a general result of Riordan can be adapted from random graphs to hypergraphs and provide sufficient conditions for when H(r)(n,p) contains a given spanning structure asymptotically almost surely. As applications, we discuss several spanning structures such as cubes, lattices, spheres, and Hamilton cycles in hypergraphs.
Moreover, we study universality, i.e. when does an r-uniform hypergraph contain every hypergraph on n vertices with maximum vertex degree bounded by [delta]? For H(r)(n,p), it is shown with Person that this holds for p = w(ln n/n)1/[delta]) asymptotically almost surely by combining approaches taken by Dellamonica, Kohayakawa, Rödl, and Ruciński, of Ferber, Nenadov, and Peter, and of Kim and Lee.
Any hypergraph that is universal for the family of bounded degree r-uniform hypergraphs has to contain [omega](nr-r/[delta]) edges. With Hetterich and Person we exploit constructions of Alon and Capalbo to obtain universal r-uniform hypergraphs with the optimal number of edges O(nr-r/[delta]) when r is even, r | [delta], or [delta] = 2. Furthermore, we generalise the result of Alon and Asodi about optimal universal graphs for the family of graphs with at most m edges and no isolated vertices to hypergraphs.
In an r-uniform hypergraph on n vertices a tight Hamilton cycle consists of n edges such that there exists a cyclic ordering of the vertices where the edges correspond to consecutive segments of r vertices. In collaboration with Allen, Koch, and Person we provide a first deterministic polynomial time algorithm, which finds asymptotically almost surely tight Hamilton cycles in random r-uniform hypergraphs with edge probability at least C log3 n/n. This result partially answers a question of Nenadov and Skorić and of Dudek and Frieze who proved that tight Hamilton cycles exist already for p = w(1/n) for r = 3 and p [größer/gleich] (e + o(1))/n for r [größer/gleich] 4 using a second moment argument. Moreover our algorithm is superior to previous results of Allen, Böttcher, Kohayakawa, and Person and Nenadov and Skorić.
Lastly, we study the model of randomly perturbed dense graphs introduced by Bohman, Frieze and Martin, that is, the union of any n-vertex graph G[alpha] with minimum degree at least [alpha]n and G(n,p). For any fixed [alpha] > 0, and p = w(n-2/([delta]+1)), we show with Böttcher, Montgomery, and Person that G[alpha] UG(n,p) almost surely contains any single spanning graph with maximum degree [delta], where [delta] [größer/gleich] 5. As in previous results concerning this model, the bound used for p is lower by a log-term in comparison to the conjectured threshold for the general appearance of such subgraphs in G(n,p) alone. The new techniques we introduce also give simpler proofs of related results in the literature on trees and factors.
Measuring information processing in neural data: The application of transfer entropy in neuroscience
(2017)
It is a common notion in neuroscience research that the brain and neural systems in general "perform computations" to generate their complex, everyday behavior (Schnitzer, 2002). Understanding these computations is thus an important step in understanding neural systems as a whole (Carandini, 2012;Clark, 2013; Schnitzer, 2002; de-Wit, 2016). It has been proposed that one way to analyze these computations is by quantifying basic information processing operations necessary for computation, namely the transfer, storage, and modification of information (Langton, 1990; Mitchell, 2011; Mitchell, 1993;Wibral, 2015). A framework for the analysis of these operations has been emerging (Lizier2010thesis), using measures from information theory (Shannon, 1948) to analyze computation in arbitrary information processing systems (e.g., Lizier, 2012b). Of these measures transfer entropy (TE) (Schreiber2000), a measure of information transfer, is the most widely used in neuroscience today (e.g., Vicente, 2011; Wibral, 2011; Gourevitch, 2007; Vakorin, 2010; Besserve, 2010; Lizier, 2011; Richter, 2016; Huang, 2015; Rivolta, 2015; Roux, 2013). Yet, despite this popularity, open theoretical and practical problems in the application of TE remain (e.g., Vicente, 2011; Wibral, 2014a). The present work addresses some of the most prominent of these methodological problems in three studies.
The first study presents an efficient implementation for the estimation of TE from non-stationary data. The statistical properties of non-stationary data are not invariant over time such that TE can not be easily estimated from these observations. Instead, necessary observations can be collected over an ensemble of data, i.e., observations of physical or temporal replications of the same process (Gomez-Herrero, 2010). The latter approach is computationally more demanding than the estimation from observations over time. The present study demonstrates how to handles this increased computational demand by presenting a highly-parallel implementation of the estimator using graphics processing units.
The second study addresses the problem of estimating bivariate TE from multivariate data. Neuroscience research often investigates interactions between more than two (sub-)systems. It is common to analyze these interactions by iteratively estimating TE between pairs of variables, because a fully multivariate approach to TE-estimation is computationally intractable (Lizier, 2012a; Das, 2008; Welch, 1982). Yet, the estimation of bivariate TE from multivariate data may yield spurious, false-positive results (Lizier, 2012a;Kaminski, 2001; Blinowska, 2004). The present study proposes that such spurious links can be identified by characteristic coupling-motifs and the timings of their information transfer delays in networks of bivariate TE-estimates. The study presents a graph-algorithm that detects these coupling motifs and marks potentially spurious links. The algorithm thus partially corrects for spurious results due to multivariate effects and yields a more conservative approximation of the true network of multivariate information transfer.
The third study investigates the TE between pre-frontal and primary visual cortical areas of two ferrets under different levels of anesthesia. Additionally, the study investigates local information processing in source and target of the TE by estimating information storage (Lizier, 2012) and signal entropy. Results of this study indicate an alternative explanation for the commonly observed reduction in TE under anesthesia (Imas, 2005; Ku, 2011; Lee, 2013; Jordan, 2013; Untergehrer, 2014), which is often explained by changes in the underlying coupling between areas. Instead, the present study proposes that reduced TE may be due to a reduction in information generation measured by signal entropy in the source of TE. The study thus demonstrates how interpreting changes in TE as evidence for changes in causal coupling may lead to erroneous conclusions. The study further discusses current bast-practice in the estimation of TE, namely the use of state-of-the-art estimators over approximative methods and the use of optimization procedures for estimation parameters over the use of ad-hoc choices. It is demonstrated how not following this best-practice may lead to over- or under-estimation of TE or failure to detect TE altogether.
In summary, the present work proposes an implementation for the efficient estimation of TE from non-stationary data, it presents a correction for spurious effects in bivariate TE-estimation from multivariate data, and it presents current best-practice in the estimation and interpretation of TE. Taken together, the work presents solutions to some of the most pressing problems of the estimation of TE in neuroscience, improving the robust estimation of TE as a measure of information transfer in neural systems.
The ALICE High-Level-Trigger (HLT) is a large scale computing farm designed and constructed for the purpose of the realtime reconstruction of particle interactions (events) inside the ALICE detector. The reconstruction of such events is based on the raw data produced in collisions inside the ALICE at the Large Hadron Collider. The online reconstruction in the HLT allows the triggering on certain event topologies and a significant data reduction by applying compression algorithms. Moreover, it enables a real-time verification of the quality of the data.
To receive the raw data from the various sub-detectors of ALICE, the HLT is equipped with 226 custom built FPGA-based PCI-X cards, the H-RORCs. The H-RORC interfaces the detector readout electronics to the nodes of the HLT farm. In addition to the transfer of raw data, 108 H-RORCs host 216 Fast-Cluster-Finder (FCF) processors for the Time-Projection-Chamber (TPC). The TPC is the main tracking detector of ALICE and contributes with up to 16 GB/s to over 90% of the overall data volume. The FCF processor implements the first of two steps in the data reconstruction of the TPC. It calculates the space points and their properties from charge clouds (clusters) created by charged particles traversing the TPCs gas volume. Those space points are not only the base for the tracking algorithm, but also allow for a Huffman-based data compression, which reduces the data volume by a factor of 4 to 6.
The FCF processor is designed to cope with any incoming data rate up to the maximum bandwidth of the incoming optical link (160 MB/s) without creating back-pressure to the detectors readout electronics. A performance comparison with the software implementation of the algorithm shows a speedup factor of about 20 compared with one AMD Opteron 6172 Core @ 2.1 GHz, the CPU type used in the HLT during the LHC Run1 campaign. Comparison with an Intel E5-2690 Core @ 3.0 GHz, the CPU type used by the HLT for the LHC Run2 campaign, results in a speedup factor of 8.5. In total numbers, the 216 FCF processors provide the computing performance of 4255 AMD Opteron cores or 2203 Intel cores of the previously mentioned type. The performance of the reconstruction with respect to the physics analysis is equivalent or better than the official ALICE Offline clusterizer. Therefore, ALICE data taking was switched in 2011 to FCF cluster recording and compression only, discarding the raw data from the TPC. Due to the capability to compress the clusters, the recorded data volume could be increased by a factor of 4 to 6.
For the LHC Run3 campaign, starting in 2020, the FCF builds the foundation of the ALICE data taking and processing strategy. The raw data volume (before processing) of the upgraded TPC will exceed 3 TB/s. As a consequence, online processing of the raw data and compression of the results before it enters the online computing farms is an essential and crucial part of the computing model.
Within the scope of this thesis, the H-RORC card and the FCF processor were developed and built from scratch. It covers the conceptual design, the optimisation and implementation, as well as the verification. It is completed by performance benchmarks and experiences from real data taking.
Urn models are simple examples for random growth processes that involve various competing types. In the study of these schemes, one is generally interested in the impact of the specific form of interaction on the allocation of elements to the types. Depending on their reciprocal action, effects of cancellation and self-reinforcement become apparent in the long run of the system. For some urn models, the influencing is of a smoothing nature and the asymptotic allocation to the types is close to being a result of independent and identically distributed growth events. On the contrary, for others, almost sure random tendencies or logarithmically periodic terms emerge in the second growth order. The present thesis is devoted to the derivation of central limit theorems in the latter case. For urns of this kind, we use a "non-classical" normalisation to derive asymptotic joint normality of the types. This normalisation takes random tendencies and phases into account and consequently involves random centering and, also, possibly random scaling.
Biological ageing is a degenerative and irreversible process, ultimately leading to death of the organism. The process is complex and under the control of genetic, environmental and stochastic traits. Although many theories have been established during the last decades, none of these are able to fully describe the complex mechanisms, which lead to ageing. Generally, biological processes and environmental factors lead to molecular damage and an accumulation of impaired cellular components. In contrast, counteracting surveillance systems are effective, including repair, remodelling and degradation of damaged or impaired components, respectively. Nevertheless, at some point these systems are no longer effective, either because the increasing amount of molecular damages can not longer be removed efficiently or because the repairing and removing mechanisms themselves become affected by impairing effects. The organism finally declines and dies. To investigate and to understand these counteracting mechanisms and the complex interplay of decline and maintenance, holistic and systems biological investigations are required. Hence, the processes which lead to ageing in the fungal model organism Podospora anserina, had been analysed using different advanced bioinformatics methods. In contrast to many other ageing models, P. anserina exhibits a short lifespan, a less biochemical complexity and it provides a good accessibility for genetic manipulations.
To achieve a general overview on the different biochemical processes, which are affected during ageing in P. anserina, an initial comprehensive investigation was applied, which aimed to reveal genes significantly regulated and expressed in an age-dependent manner. This investigation was based on an age-dependent transcriptome analysis. Sophisticated and comprehensive analyses revealed different age-related pathways and indicated that especially autophagy may play a crucial role during ageing. For example, it was found that the expression of autophagy-associated genes increases in the course of ageing.
Subsequently, to investigate and to characterise the autophagy pathway, its associated single components and their interactions, Path2PPI, a new bioinformatics approach, was developed. Path2PPI enables the prediction of protein-protein interaction networks of particular pathways by means of a homology comparison approach and was applied to construct the protein-protein interaction network of autophagy in P. anserina.
The predicted network was extended by experimental data, comprising the transcriptome data as well as newly generated protein-protein interaction data achieved from a yeast two-hybrid analysis. Using different mathematical and statistical methods the topological properties of the constructed network had been compared with those of randomly generated networks to approve its biological significance. In addition, based on this topological and functional analysis, the most important proteins were determined and functional modules were identified, which correspond to the different sub-pathways of autophagy. Due to the integrated transcriptome data the autophagy network could be linked to the ageing process. For example, different proteins had been identified, which genes are continuously up- or down-regulated during ageing and it was shown for the first time that autophagy-associated genes are significantly often co-expressed during ageing.
The presented biological network provides a systems biological view on autophagy and enables further studies, which aim to analyse the relationship of autophagy and ageing. Furthermore, it allows the investigation of potential methods for intervention into the ageing process and to extend the healthy lifespan of P. anserina as well as of other eukaryotic organisms, in particular humans.
For the class of balanced, irreducible Pólya urn schemes with two colours, say black and white, limit theorems for the number of black balls after n steps are known. Depending on the ratio of the eigenvalues of the replacement matrix, two regimes of limit laws occur: almost sure convergence to a non-degenerate random variable whose distribution depends on the initial composition of the urn and that is known to be not normally distributed and weak convergence to the normal distribution. In this thesis, upper bounds on the rates of convergence in both the non-normal limit case and the normal limit case are given.
The future heavy-ion experiment CBM (FAIR/GSI, Darmstadt, Germany) will focus on the measurements of very rare probes, which require the experiment to operate under extreme interaction rates of up to 10 MHz. Due to high multiplicity of charged particles in heavy-ion collisions, this will lead to the data rates of up to 1 TB/s. In order to meet the modern achievable archival rate, this data ow has to be reduced online by more than two orders of magnitude.
The rare observables are featured with complicated trigger signatures and require full event topology reconstruction to be performed online. The huge data rates together with the absence of simple hardware triggers make traditional latency limited trigger architectures typical for conventional experiments inapplicable for the case of CBM. Instead, CBM will employ a novel data acquisition concept with autonomous, self-triggered front-end electronics.
While in conventional experiments with event-by-event processing the association of detector hits with corresponding physical event is known a priori, it is not true for the CBM experiment, where the reconstruction algorithms should be modified in order to process non-event-associated data. At the highest interaction rates the time difference between hits belonging to the same collision will be larger than the average time difference between two consecutive collisions. Thus, events will overlap in time. Due to a possible overlap of events one needs to analyze time-slices rather than isolated events.
The time-stamped data will be shipped and collected into a readout buffer in a form of a time-slice of a certain length. The time-slice data will be delivered to a large computer farm, where the archival decision will be obtained after performing online reconstruction. In this case association of hit information with physical events must be performed in software and requires full online event reconstruction not only in space, but also in time, so-called 4-dimensional (4D) track reconstruction.
Within the scope of this work the 4D track finder algorithm for online reconstruction has been developed. The 4D CA track finder is able to reproduce performance and speed of the traditional event-based algorithm. The 4D CA track finder is both vectorized (using SIMD instructions) and parallelized (between CPU cores). The algorithm shows strong scalability on many-core systems. The speed-up factor of 10.1 has been achieved on a CPU with 10 hyper-threaded physical cores.
The 4D CA track finder algorithm is ready for the time-slice-based reconstruction in the CBM experiment.
Modern mobile devices offer a great variety of data that can be recorded. This broad range of information offers the possibility to tailor applications more to the needs of a user. Several context information can be collected, like e.g. information about position or movement. Besides integrated sensors, a broad range of additional sensors are available which can be connected to a mobile device. These additional sensors offer for example the possibility to measure physiological signals of a user.The human body offers a broad range of different signals. These signals have been used in several examples to conclude on the state of a user. The different signals allow to get a deeper insight into emotional or mental state of a user. Electrodermal activity gives feedback about the current arousal level of a user. Heart rate and heart rate variability can give an estimation about valence and mental load of a user. Several models exist to conclude from information like valence and arousal on different emotional states. Russell defined a two dimensional model, using valence and arousal to define affective states. Yerkes and Dodson developed a curve that expresses the relationship between arousal and performance of a user. Different examples exist, that use physiological signals to determine the user state for tailoring and adapting of applications. At the time of this work most of these examples did not address the usage of physiological signals for user state estimation in mobile applications and in mobile scenarios. Mobile scenarios lead to several challenges that need to be addressed. Influencing factors on physiological signals, like e.g. movement have to be controlled. Furthermore a user might be interrupted and influenced by environmental aspects. The combination of physiological data and context information might improve the interpretation of user state in mobile scenarios. In this work, we present a model that addresses the challenges of usage in mobile scenarios to offer an estimation of user state to mobile applications. To address a broad range of mobile applications, affective and cognitive state are provided as output. As input heart rate and electrodermal activity are used, as well as context information about movement and performance. Electrodermal activity is measured by a simple sensor that can be worn as a wristband. Heart rate is measured by a chest strap as used in sports. The input channels are transformed to affective and cognitive state based on a fuzzy rule based approach. With help of fuzzy logic, uncertainty can be expressed and the data continuously being processed. At the start, input channels are fuzzified by defined functions. After a that, a first fuzzy rule set transforms the input signals into values for valence, arousal and mental load. In a second step, these values and context information are transformed with another fuzzy rule set to values for affective and cognitive state. Affective state is based on the model of Russell, where valence and arousal are used to determine different emotional states. The output of the model are eight different affective states (alarmed, excited, happy, relaxed, tired, bored, sad and frustrated), which can have a high, medium, low or very low value as output. Cognitive state is determined based on mental load and context information about performance and movement. The output value can be very high, high, medium or low. The model was implemented as background service for Android devices. Different applications have been used for evaluation of the model. The model has been integrated in a multiplayer space shooter game, called ”Zone of Impulse”, which mainly benefits from the affective state. Cognitive state is more addressed in applications like a simple vocable trainer, which adapts difficulty based on user state. A study to evaluate different aspects of the model has been conducted. The study was designed to investigate the suitability of the model for mobile scenarios. The game ”zone of impulse” and the vocable trainer have been investigated in different configurations. Versions with integrated model have been compared to version of the applications without model, as well as versions of the model without context information. In total 41 participants took part in the study. A part of the participants had to do the tasks of the study in a mobile scenario, walking around several streets. The remaining participants had to do the tasks in a controlled environment in a sitting position. Different aspects were collected with ratings and questionnaires. Overall, participants rated that they did not feel impaired by the sensors they had to wear. The results showed, that the combination of physiological data and context information had an advantage against versions without context information in part of the ratings. A comparison between versions with and without model showed, that the subjective mental load ratings were significantly better for the version with model. Subjective ratings for aspects like fun, overstrain and support were mixed. When comparing the application versions in indoor and outdoor scenarios, no significant difference could be found, which leads to the assumption that there is no loss of interpretation quality in outdoor scenarios. The results also showed that the model seems to be robust enough to compensate the loss of an input channel, as there was no significant difference between application versions with full integrated model and versions with one channel lost. With the model developed in this work, context information and physiological data were combined to improve user state estimation. Furthermore pitfalls of user state estimation in mobile scenarios are overcome with this combination. However, the model has only been evaluated with a limited amount of applications and situations that mobile scenarios offer.
Data-parallel programming is more important than ever since serial performance is stagnating. All mainstream computing architectures have been and are still enhancing their support for general purpose computing with explicitly data-parallel execution. For CPUs, data-parallel execution is implemented via SIMD instructions and registers. GPU hardware works very similar allowing very efficient parallel processing of wide data streams with a common instruction stream.
These advances in parallel hardware have not been accompanied by the necessary advances in established programming languages. Developers have thus not been enabled to explicitly state the data-parallelism inherent in their algorithms. Some approaches of GPU and CPU vendors have introduced new programming languages, language extensions, or dialects enabling explicit data-parallel programming. However, it is arguable whether the programming models introduced by these approaches deliver the best solution. In addition, some of these approaches have shortcomings from a hardware-specific focus of the language design. There are several programming problems for which the aforementioned language approaches are not expressive and flexible enough.
This thesis presents a solution tailored to the C++ programming language. The concepts and interfaces are presented specifically for C++ but as abstract as possible facilitating adoption by other programming languages as well. The approach builds upon the observation that C++ is very expressive in terms of types. Types communicate intention and semantics to developers as well as compilers. It allows developers to clearly state their intentions and allows compilers to optimize via explicitly defined semantics of the type system.
Since data-parallelism affects data structures and algorithms, it is not sufficient to enhance the language's expressivity in only one area. The definition of types whose operators express data-parallel execution automatically enhances the possibilities for building data structures. This thesis therefore defines low-level, but fully portable, arithmetic and mask types required to build a flexible and portable abstraction for data-parallel programming. On top of these, it presents higher-level abstractions such as fixed-width vectors and masks, abstractions for interfacing with containers of scalar types, and an approach for automated vectorization of structured types.
The Vc library is an implementation of these types. I developed the Vc library for researching data-parallel types and as a solution for explicitly data-parallel programming. This thesis discusses a few example applications using the Vc library showing the real-world relevance of the library. The Vc types enable parallelization of search algorithms and data structures in a way unique to this solution. It shows the importance of using the type system for expressing data-parallelism. Vc has also become an important building block in the high energy physics community. Their reliance on Vc shows that the library and its interfaces were developed to production quality.
In the first part of the thesis, we show that the payment flow of a linear tax on trading gains from a security with a semimartingale price process can be constructed for all càglàd and adapted trading strategies. It is characterized as the unique continuous extension of the tax payments for elementary strategies w.r.t. the convergence "uniformly in probability". In this framework, we prove that under quite mild assumptions dividend payoffs have almost surely a negative effect on investor’s after-tax wealth if the riskless interest rate is always positive. In addition, we give an example for tax-efficient strategies for which the tax payment flow can be computed explicitly.
In the second part of the thesis, we investigate the impact of capital gains taxes on optimal investment decisions in a quite simple model. Namely, we consider a risk neutral investor who owns one risky stock from which she assumes that it has a lower expected return than the riskless bank account and determine the optimal stopping time at which she sells the stock to invest the proceeds in the bank account up to the maturity date. In the case of linear taxes and a positive riskless interest rate, the problem is nontrivial because at the selling time the investor has to realize book profits which triggers tax payments. We derive a boundary that is continuous and increasing in time, and decreasing in the volatility of the stock such that the investor sells the stock at the first time its price is smaller or equal to this boundary.
On development, feasibility, and limits of highly efficient CPU and GPU programs in several fields
(2013)
With processor clock speeds having stagnated, parallel computing architectures have achieved a breakthrough in recent years. Emerging many-core processors like graphics cards run hundreds of threads in parallel and vector instructions are experiencing a revival. Parallel processors with many independent but simple arithmetical logical units fail executing serial tasks efficiently. However, their sheer parallel processing power makes them predestined for parallel applications while the simple construction of their cores makes them unbeatably power efficient. Unfortunately, old programs cannot profit by simple recompilation. Adaptation often requires rethinking and modifying algorithms to make use of parallel execution. Many applications have some serial subroutines which are very hard to parallelize, hence contemporary compute clusters are often homogeneous, offering fast processors for serial tasks and parallel processors for parallel tasks. In order not to waste the available compute power, highly efficient programs are mandatory.
This thesis is about the development of fast algorithms and their implementations on modern CPUs and GPUs, about the maximum achievable efficiency with respect to peak performance and to power consumption respectively, and about feasibility and limits of programs for CPUs, GPUs, and heterogeneous systems. Three totally different applications from distinct fields, which were developed in the extent of this thesis, are presented.
The ALICE experiment at the LHC particle collider at CERN studies heavy-ion collisions at high rates of several hundred Hz, while every collision produces thousands of particles, whose trajectories must be reconstructed. For this purpose, ALICE track reconstruction and ALICE track merging have been adapted for GPUs and deployed on 64 GPU-enabled compute-nodes at CERN.
After a testing phase, the tracker ran in nonstop operation during 2012 providing full real-time track reconstruction. The tracker employs a multithreaded pipeline as well as asynchronous data transfer to ensure continuous GPU utilization and outperforms the fastest available CPUs by about a factor three.
The Linpack benchmark is the standard tool for ranking compute clusters. It solves a dense system of linear equations using primarily matrix multiplication facilitated by a routine called DGEMM. A heterogeneous GPU-enabled version of DGEMM and Linpack has been developed, which can utilize the CAL, CUDA, and OpenCL APIs as backend. Employing this implementation, the LOEWE-CSC cluster ranked place 22 in the November 2010 Top500 list of the fastest supercomputers, and the Sanam cluster achieved the second place in the November 2012 Green500 list of the most power efficient supercomputers. An elaborate lookahead algorithm, a pipeline, and asynchronous data transfer hide the serial CPU-bound tasks of Linpack behind DGEMM execution on the GPU reaching the highest efficiency on GPU-accelerated clusters.
Failure erasure codes enable failure tolerant storage of data and real-time failover, ensuring that in case of a hardware defect servers and even complete data centers remain operational. It is an absolute necessity for present-day computer infrastructure. The mathematical theory behind the codes involves matrix-computations in finite fields, which are not natively supported by modern processors and hence computationally very expensive. This thesis presents a novel scheme for fast encoding matrix generation and demonstrates a fast implementation for the encoding itself, which uses exclusively either integer or logical vector instructions. Depending on the scenario, it is always hitting different hard limits of the hardware: either the maximum attainable memory bandwidth, or the peak instruction throughput, or the PCI Express bandwidth limit when GPUs or FPGAs are used.
The thesis demonstrates that in most cases with respect to the available peak performance, GPU implementations can be as efficient as their CPU counterparts.
With respect to costs or power consumption, they are much more efficient. For this purpose, complex tasks must be split in serial as well as parallel parts and the execution must be pipelined such that the CPU bound tasks are hidden behind GPU execution. Few cases are identified where this is not possible due to PCI Express limitations or not reasonable because practical GPU languages are missing.
Die zentralen Objekte der Dissertation sind Translationsflächen. Dabei handelt es sich um Riemann’sche Flächen, die aus in die euklidische Ebene eingebetteten Polygonen durch Verkleben von parallelen gleichlangen Seiten entstehen. Zwei Translationsflächen sind gleich, wenn es möglich ist, die Polygone durch ”Zerschneiden und mittels Translationen neu Zusammenkleben“ ineinander zu überführen. Die Gruppe GL_2(R) operiert auf der Menge der Translationsflächen via der linearen Abbildungen auf den Polygonen. Der Stabilisator einer Translationsfläche X unter dieser Operation wird die Veech-Gruppe von X genannt und mit SL(X) bezeichnet. Die Veech-Gruppe ist eine diskrete Untergruppe von SL_2(R) und damit eine Fuchs’sche Gruppe.
Fuchs’sche Gruppen werden je nach ihrer Limesmenge in elementare und nicht-elementare Gruppen eingeteilt. Letztere wiederum unterteilt man in Gruppen erster oder zweiter Art. Fuchs’sche Gruppen mit endlichem co-Volumen heißen Gitter und sind genau die endlich erzeugten Gruppen erster Art. Translationsflächen, deren Veech-Gruppe ein Gitter ist, heißen Veech-Flächen und sind von besonderem Interesse, da für sie die Veech Alternative gilt.
Ein feineres Maß für die Größe einer Fuchs’schen Gruppe ist der kritische Exponent. Er ist definiert als das Infimum aller reellen Zahlen, für die die Poincaré Reihe konvergiert und liegt für alle unendlichen Fuchs’schen Gruppen zwischen 0 und 1. Hauptziel der Dissertation ist der Beweis von Theorem 1. Es gibt Translationsflächen, für die der kritische Exponent ihrer Veech-Gruppe echt zwischen 1/2 und 1 liegt.
Der kritische Exponent von elementaren Gruppen ist höchstens 1/2, Translationsflächen mit elementaren Veech-Gruppen sind also als Kandidaten für das Theorem ausgeschlossen. Der kritische Exponent von Gittern ist 1. Also scheiden auch Veech-Flächen für das Theorem aus.
Bis zum Jahr 2003 waren Gitter die einzigen bekannten nicht-elementaren Veech-Gruppen. McMullen klassifizierte die Veech-Flächen vom Geschlecht 2 und zeigte, dass jede solche Fläche, die nur eine Singularität besitzt, in der GL_2(R)-Bahn der Fläche L_D liegt, die aus einem L-förmigen Polygon mit geeigneten von D abhängigen Seitenlängen entsteht.
Während auch heute noch keine Translationsfläche mit Veech-Gruppe zweiter Art bekannt ist, fanden McMullen und unabhängig davon Hubert und Schmidt Konstruktionen unendlich erzeugter Veech-Gruppen erster Art. Eine Abschätzung des kritischen Exponenten dieser Gruppen war 10 Jahre lang eine wichtige offene Frage, die nun durch Theorem 1 beantwortet wird.
Zentral in der Konstruktion von Hubert und Schmidt sind spezielle Punkte, nämlich Verbindungspunkte. Hubert und Schmidt konstruieren Translationsflächen, deren Veech-Gruppen kommensurabel zum Stabilisator SL(X;P) von P sind und damit den gleichen kritischen Exponenten haben. Für Verbindungspunkte mit unendlicher SL(X)- Bahn (diese Punkte heißen nicht-periodisch) ist SL(X;P) unendlich erzeugt und von erster Art.
Wir zeigen Theorem 1, indem wir zeigen, dass für jedes D kongruent 0 mod 4, (kein Quadrat), und jeden nicht-periodischen Verbindungspunkt P in L_D der kritische Exponent der Gruppe SL(L_D;P) echt zwischen 1/2 und 1 liegt.
Eine natürliche Frage in diesem Zusammenhang ist die Abhängigkeit von P: Punkte Q in der SL(L_D)-Bahn von P sind auch er nicht-periodische Verbindungspunkte und die zugehö̈rigen Gruppen SL(L_D;P) und SL(L_D;Q) sind konjugiert zueinander. Daher widmen wir uns in Kapitel 4 der Bestimmung der Bahnen nicht-periodischer Verbindungspunkte.
Die Verbindungspunkte haben die Form P=(x_r+x_iw;y_r+y_iw) mit x_r,x_i,y_r,y_i aus Q. Wir zeigen, dass der Hauptnenner N(P) dieser (gekürzten) Brüche eine Invariante der Bahn ist. Daraus folgt:
Theorem 2. Es gibt unendlich viele verschiedene Bahnen von Verbindungspunkten von L_D.
Wir kennen die Operation der horizontalen und der vertikalen Scherungen A und B aus SL(L_D). Im Spezialfall D=8 erzeugen diese beiden Elemente die ganze Gruppe und wir geben je ein Verfahren an, um eine untere und eine obere Schranke an die Anzahl der Bahnen von nicht-periodischen Verbindungspunkten P mit fixiertem Hauptnenner N(P) zu finden. Damit zeigen wir:
Theorem 3. Die Menge der Verbindungspunkte P mit festem Wert N(P) zerfällt in eine endliche Anzahl von SL(L_8)-Bahnen.
Im Beweis von Theorem 1 ist es nötig, die Nicht-Mittelbarkeit eines Graphen zu zeigen. Da wir nur sehr wenige Informationen über dessen Struktur in unserer konkreten Situation haben, entwickeln wir in Kapitel 1 die folgende Methode:
Theorem 4. Sei G ein Graph, den man durch Weglassen von Kanten in einen Wald G′ ohne Blätter überführen kann, bei dem das Supremum der Längen von zusammenhängenden Valenz-2-Teilgraphen von G′ beschränkt ist. Dann ist G nicht mittelbar.
Um diese Methode anzuwenden, ordnen wir jeder Ecke P von G ein Komplexitätsmaß s(P) zu und weisen nach, dass dieser Wert für die Operation von Worten in A- und B-Potenzen mit wachsender Wortlänge ”tendenziell wächst“.
Die vorliegende Dissertation behandelt die Entwicklung eines Verkehrssimulationssystems, welches vollautomatisch aus Landkarten Simulationsgraphen erstellen kann. Der Fokus liegt bei urbanen Simulationsstudien in beliebigen Gemeinden und Städten. Das zweite fundamentale Standbein dieser Arbeit ist daher die Konstruktion von Verkehrsmodellen, die die wichtigsten Verkehrsteilnehmertypen im urbanen Bereich abbilden. Es wurden Modelle für Autos, Fahrräder und Fußgänger entwickelt.
Die Betrachtung des Stands der Forschung in diesem Bereich hat ergeben, dass die Verknüpfung von automatischer Grapherstellung und Modellen, die die Wechselwirkungen der verschiedenen Verkehrsteilnehmertypen abbilden, von keinem vorhandenen System geleistet wird. Es gibt grundlegend zwei Gruppen von Verkehrssimulationssystemen. Zum Einen existieren Systeme, die hohe Genauigkeiten an Simulationsergebnissen erzielen und dafür exakte (teil-)manuelle Modellierung der Gegebenheiten im zu simulierenden Bereich benötigen. Es werden in diesem Bereich meist Verkehrsmodelle simuliert, die die Verhaltensweisen der Verkehrsteilnehmer sehr gut abbilden und hierfür einen hohen Berechnungsaufwand benötigen. Auf der anderen Seiten existieren Simulationssysteme, die Straßengraphen automatisch erstellen können, darauf jedoch sehr vereinfachte Verkehrsmodelle simulieren. Es werden meist nur Autobewegungen simuliert. Der Nutzen dieser Herangehensweise ist die Möglichkeit, sehr große Szenarien simulieren zu können.
Im Rahmen dieser Arbeit wird ein System mit Eigenschaften beider grundlegenden Ansätze entwickelt, um multimodalen innerstädtischen Verkehr auf Basis automatisch erstellter Straßengraphen simulieren zu können. Die Entwicklung eines neuen Verkehrssimulationssystems erschien notwendig, da sich zum Zeitpunkt der Literaturbetrachtung kein anderes vorhandenes System für die Nutzung zur Erfüllung der genannten Zielstellung eignete. Das im Rahmen dieser Arbeit entwickelte System heißt MAINSIM (MultimodAle INnerstädtische VerkehrsSIMulation).
Die Simulationsgraphen werden aus Kartenmaterial von OpenStreetMap extrahiert. Kartenmaterial wird zuerst in verschiedene logische Layer separiert und anschließend zur Bestimmung eines Graphen des Straßennetzes genutzt. Eine Gruppe von Analyseschritten behebt Ungenauigkeiten im Kartenmaterial und ergänzt Informationen, die während der Simulation benötigt werden (z.B. die Verbindungsrichtung zwischen zwei Straßen). Das System verwendet Geoinformationssystemkomponenten zur Verarbeitung der Geodaten. Dies birgt den Vorteil der einfachen Erweiterbarkeit um weitere Datenquellen.
Die Verkehrssimulation verwendet mikroskopische Verhaltensmodelle. Jeder einzelne Verkehrsteilnehmer wird somit simuliert. Das Modell für Autos basiert auf dem in der Verkehrsforschung weit genutzten Nagel-Schreckenberg-Modell. Es verfügt jedoch über zahlreiche Modifikationen und Erweiterungen, um das Modell auch abseits von Autobahnen nutzen zu können und weitere Verhaltensweisen zu modellieren. Das Fahrradmodell entsteht durch geeignete Parametrisierung aus dem Automodell. Zur Entwicklung des Fußgängermodells wurde Literatur über das Verhalten von Fußgängern diskutiert, um daraus geeignete Eigenschaften (z.B. Geschwindigkeiten und Straßenüberquerungsverhaltensmuster) abzuleiten. MAINSIM ermöglicht folglich die Betrachtung des Verkehrsgeschehens auch aus der Sicht der Gruppe der Fußgänger oder Fahrradfahrer und kann deren Auswirkungen auf den Straßenverkehr einer ganzen Stadt bestimmen.
Das Automodell wurde auf Autobahnszenarien und innerstädtischen Straßengraphen evaluiert. Es konnte die gut verstandenen Zusammenhänge zwischen Verkehrsdichte, -fluss und -geschwindigkeit reproduzieren. Zur Evaluierung von Fahrradmodellen liegen nach dem besten Wissen des Autors keine Studien vor. Daher wurden an dieser Stelle der Einfluss der Fahrradfahrer auf den Straßenverkehr und die von Fahrrädern gefahrenen Geschwindigkeiten untersucht. Das Fußgängermodell konnte die aus der Literaturbetrachtung ermittelten Verhaltensweisen abbilden.
Nachdem die wichtigsten Komponenten von MAINSIM untersucht wurden, begannen Fallstudien, die verschiedene Gebiete abdecken. Die wichtigsten Ergebnisse aus diesem Teil der Arbeit sind:
- Es ist möglich, mit Hilfe maschineller Lernverfahren Staus innerhalb Frankfurts vorherzusagen.
- Nonkonformismus bezüglich der Verkehrsregeln kann je nach Verhalten den Verkehrsfluss empfindlich beeinflussen, kann aber auch ohne Effekt bleiben.
- Mit Hilfe von Kommunikationstechniken könnte in der Zukunft die Routenplanung von Autos verbessert werden. Ein Verfahren auf Basis von Pheromonspuren wurde im Rahmen dieser Arbeit untersucht.
- MAINSIM eignet sich zur Simulation großer Szenarien. In der letzten Fallstudie dieser Arbeit wurde der Autoverkehr eines Simulationsgebietes um Frankfurt am Main herum mit ca. 1,6 Mio. Trips pro Tag simuliert. Da MAINSIM über ein Kraftstoffverbrauchs- und CO2-Emissionsmodell verfügt, konnten die CO2-Emissionen innerhalb von Frankfurt ermittelt werden. Eine angekoppelte Simulation des Wetters mit Hilfe einer atmosphärischen Simulation zeigte, wie sich die Gase innerhalb Frankfurts verteilen.
Für den professionellen Einsatz in der Verkehrsforschung muss das entwickelte Simulationssystem um eine Methode zur Kalibrierung auf Sensordaten im Simulationsgebiet erweitert werden. Die vorhandenen Ampelschaltungen bilden nicht reale Ampeln ab. Eine Erweiterung des Systems um die automatische Integrierung maschinell lesbarer Schaltpläne von Ampeln im Bereich des Simulationsgebietes würde die Ergebnisgüte weiter erhöhen.
MAINSIM hat mehrere Anwendungsgebiete. Es können sehr schnell Simulationsgebiete modelliert werden. Daher bietet sich die Nutzung für Vorabstudien an. Wenn große Szenarien simuliert werden müssen, um z.B. die Verteilung der CO2-Emissionen innerhalb einer Stadt zu ermitteln, kann MAINSIM genutzt werden. Es hat sich im Rahmen dieser Arbeit gezeigt, dass Fahrräder und Fußgänger einen Effekt auf die Mengen des Kraftstoffverbrauchs von Autos haben können. Es sollte bei derartigen Szenarien folglich ein Simulationssysytem genutzt werden, welches die relevanten Verkehrsteilnehmertypen abbilden kann. Zur Untersuchung weiterer wissenschaftlicher Fragestellungen kann MAINSIM beliebig erweitert werden.
Ultrarelativistic Quantum Molecular Dynamics is a physics model to describe the transport, collision, scattering, and decay of nuclear particles. The UrQMD framework has been in use for nearly 20 years since its first development. In this period computing aspects, the design of code, and the efficiency of computation have been minor points of interest. Nowadays an additional issue arises due to the fact that the run time of the framework does not diminish any more with new hardware generations.
The current development in computing hardware is mainly focused on parallelism. Especially in scientific applications a high order of parallelisation can be achieved due to the superposition principle. In this thesis it is shown how modern design criteria and algorithm redesign are applied to physics frameworks. The redesign with a special emphasise on many-core architectures allows for significant improvements of the execution speed.
The most time consuming part of UrQMD is a newly introduced relativistic hydrodynamic phase. The algorithm used to simulate the hydrodynamic evolution is the SHASTA. As the sequential form of SHASTA is successfully applied in various simulation frameworks for heavy ion collisions its possible parallelisation is analysed. Two different implementations of SHASTA are presented.
The first one is an improved sequential implementation. By applying a more concise design and evading unnecessary memory copies, the execution time could be reduced to the half of the FORTRAN version’s execution time. The usage of memory could be reduced by 80% compared to the memory needed in the original version.
The second implementation concentrates fully on the usage of many-core architectures and deviates significantly from the classical implementation. Contrary to the sequential implementation, it follows the recalculate instead of memory look-up paradigm. By this means the execution speed could be accelerated up to a factor of 460 on GPUs.
Additionally a stability analysis of the UrQMD model is presented. Applying metapro- gramming UrQMD is compiled and executed in a massively parallel setup. The resulting simulation data of all parallel UrQMD instances were hereafter gathered and analysed. Hence UrQMD could be proven of high stability to the uncertainty of experimental data.
As a further application of modern programming paradigms a prototypical implementa- tion of the worldline formalism is presented. This formalism allows for a direct calculation of Feynman integrals and constitutes therefore an interesting enhancement for the UrQMD model. Its massively parallel implementation on GPUs is examined.
Spin(9)-invariant valuations
(2013)
The first aim of this thesis is to give a Hadwiger-type theorem for the exceptional Lie group Spin(9). The space of Spin(9)-invariant k-homogeneous valuations is studied through the construction of an exact sequence involving some spaces of differential forms. We present then a description of the spin representation using the properties of the 8-dimensional division algebra of the octonions. Using this description as well as representation-theoretic formulas, we can compute the dimensions of the spaces of differential forms appearing in the exact sequence. Hence we obtain the dimensions of the spaces of k-homogeneous Spin(9)-invariant valuations for k=0,1,...,16.
In the second part of this work, we construct one new element for a basis of one of these spaces. It is clear, that the k-th intrinsic volume is also Spin(9)-invariant. The last chapter of this work presents the construction of a new 2-homogeneous Spin(9)-invariant valuation. On a Riemannian manifold (M,g), we construct a valuation by integrating the curvature tensor over the disc bundle. We associate to this valuation on M a family of valuations on the tangent spaces. We show that these valuations are even and homogeneous of degree 2. Moreover, since the valuation on M is invariant under the action of the isometry group of M, the induced valuation on the tangent space in a point p in M is invariant under the action of the stabilisator of p for all p in M. In the special case where M is the octonionic projective plane, this construction yields an even, homogeneous of degree 2, Spin(9)-invariant valuation, whose Klain function is not constant, i.e. which is linearly independent of the second intrinsic volume.
This thesis presents various algorithms which have been developed for on-line event reconstruction in the CBM experiment at GSI, Darmstadt and the ALICE experiment at CERN, Geneve. Despite the fact that the experiments are different — CBM is a fixed target experiment with forward geometry, while ALICE has a typical collider geometry — they share common aspects when reconstruction is concerned.
The thesis describes:
— general modifications to the Kalman filter method, which allows one to accelerate, to improve, and to simplify existing fit algorithms;
— developed algorithms for track fit in CBM and ALICE experiment, including a new method for track extrapolation in non-homogeneous magnetic field.
— developed algorithms for primary and secondary vertex fit in the both experiments. In particular, a new method of reconstruction of decayed particles is presented.
— developed parallel algorithm for the on-line tracking in the CBM experiment.
— developed parallel algorithm for the on-line tracking in High Level Trigger of the ALICE experiment.
— the realisation of the track finders on modern hardware, such as SIMD CPU registers and GPU accelerators.
All the presented methods have been developed by or with the direct participation of the author.
In der modernen Hochschullehre haben sich eLearning-Elemente als ein Teil des Lehrrepertoires etabliert. Der Einsatz interaktiver webbasierter Selbstlernmodule (Web Based Trainings (WBT)) ist dabei eine Option. Hochschulen und Unternehmen versprechen sich dadurch neue Möglichkeiten des Lehrens und Lernens, um z. B. einen Ausgleich heterogener Vorerfahrungen sowie eine stärkere aktive Beteiligung der Lernenden zu bewirken. Damit die Erstellung und Strukturierung dieser Inhalte mit möglichst geringem Aufwand erfolgen kann, bieten Autorensysteme Unterstützung.
Zu den Grundfunktionen von Autorensystemen gehören unter anderem, das Einbinden gebräuchlicher Medienformate, die einfache Erstellung von Fragen sowie verschiedene Auswertungs- und Feedbackmöglichkeiten. Obwohl Autorensysteme schon vor vielen Jahren ihre erste praktische Anwendung fanden, gibt es nach wie vor Schwachstellen, die sich auf den gesamten Erstellungsprozess wie auch auf einzelne Funktionen beziehen. Im Detail wird bemängelt, dass die Werkzeuge zu komplex und unflexibel sind. Darüber hinaus fehlt häufig eine zufriedenstellende Verknüpfung der vielen Werkzeuge entlang der Prozesskette zu einer Gesamtlösung.
Des Weiteren wird die Konzentration auf die Produktionsphase kritisiert, wodurch andere wichtige Prozesse in den Hintergrund treten bzw. außer Acht gelassen werden.
Im Rahmen der Zusammenarbeit mit einem Automobilhersteller, für den die erste Version des Autorensystems LernBar weiterentwickelt wurde, spielte der Begriff „Lean Production“ inhaltlich in der Umsetzung der WBTs eine wesentliche Rolle. Die Lean Production, die über viele Jahre für die Automobilindustrie entwickelt, verbessert und angepasst wurde, liefert Optimierungsansätze für den Produktionsbereich. Ein wirtschaftlicher Nutzen des Lean-Ansatzes wird auch in anderen Bereichen gesehen wie z. B. in der Softwareentwicklung („Lean Software Development“) oder im Management („Lean Management“). Dabei bietet die Wertschöpfungsorientierung Lösungen für die widersprüchlichen Ziele mehr Leistungen zu geringeren Kosten, schneller und in höherer Qualität zugleich zu liefern. Aus der Grundidee der Lean Production entwickelte sich vorliegendes Dissertationsthema in Bezug darauf, inwiefern sich diese Prinzipien auf den WBT-Produktionsprozess übertragen lassen und die LernBar (das hierfür weiterentwickelnde Autorensystem) dabei Unterstützung bieten kann.
Zunächst wurde analysiert, welche Werkzeuge und Hilfestellungen benötigt werden, um unter dem Aspekt der Lean Production WBTs im universitären Umfeld erstellen zu können. In diesem Zusammenhang wurden Merkmale einer „Lean Media Production“ definiert sowie konzeptionell und technisch umgesetzt. Zur Verbesserung der Prozesse flossen Ergebnisse aus empirischer und praktischer Forschung ein. Im Vergleich zu anderen Entwicklungen bei denen häufig das Hauptziel eine umfangreiche Funktionalität ist, werden u.a. folgende übertragbare Ziele bei der Umsetzung verfolgt: Verschwendung vermeiden, eine starke Einbeziehung der Kunden, Werkzeuge die nahtlos ineinandergreifen, eine hohe Flexibilität und eine stetige Qualitätsverbesserung.
Zur Erreichung dieser Zielsetzungen wurden alle Prozesse kontinuierlich verbessert, sich auf das Wesentliche und die Wertschöpfung konzentriert sowie überflüssige Schritte eliminiert. Demnach ist unter dem Begriff „Lean Media Production“ ein skalierbarer, effizienter und effektiver Produktionsprozess zu verstehen, in dem alle Werkzeuge ineinandergreifen.
Die Realisierung der „Lean Media Production“ erfolgte anhand des Autorensystems LernBar, wobei die typischen Softwareentwicklungsphasen Entwurf, Implementierung und Evaluierung mehrfach durchlaufen wurden. Ausschlaggebend dabei war, dass der „Lean“-Aspekt berücksichtigt wurde und dies somit eine neue Vorgehensweise bei der Umsetzung eines Autorensystems darstellt. Im Verlauf der Entwicklungen ergaben sich, durch eine formative Evaluation, den Einsatz in Projekten und eine empirische Begleitforschung, neue Anforderungen an das System. Ein Vergleich der zwei Produktionssysteme, Automobil vs. WBT-Produktion, zeigt und bestätigt die Erwartung, dass nicht alle Prinzipien der Lean Production übertragbar sind.
Dennoch war diese Untersuchung notwendig, da sie Denkanstöße zur Entwicklung und Optimierung des Erstellungsprozesses eines WBTs gab. Auch die Ergebnisse der abschließenden Online-Befragung ergaben, dass die Ziele der Arbeit erreicht wurden, dass aber weiterer Optimierungsbedarf besteht. Die LernBar Release 3 bietet für alle Produktionsphasen Werkzeuge an, durch die eine effektive und effiziente Erstellung von WBTs von der Idee bis zur Distribution möglich ist.
Stand noch vor fünf Jahren zu Beginn dieser Arbeit das Endprodukt bei der LernBar Entwicklung im Vordergrund, verlagerte sich durch den Einfluss dieser Dissertation der Schwerpunkt auf den gesamten Produktionsprozess. Unter Berücksichtigung der in diesem Zusammenhang entwickelten Prinzipien einer „Lean Media Production“, nehmen bspw. die Wirtschaftlichkeit und die starke Kundenorientierung während des Produktionsprozesses einen wichtigen Stellenwert ein. Dieser Ansatz ist eine neue Vorgehensweise im Bereich der Entwicklung von Autorensystemen, der seine Anerkennung und Professionalität durch die Ergebnisse des selbstentwickelten Evaluationsbogens sowie dem stetig wachsenden Einsatz in Schulen, Hochschulen und Unternehmen belegen kann.
In weiteren Forschungsarbeiten ist zu untersuchen, welche Lean Production Prinzipien zu verwenden oder anzupassen sind, wenn z. B. in größeren Teams oder mobil produziert wird. Des Weiteren sollte überprüft werden, inwieweit die Lernenden mit dem Endprodukt zufrieden sind und in ihrem Lernprozess unterstützt werden. Durch diese Forschungsarbeit wurde ein Beitrag dazu geleistet, die Lehre und Ausbildung zu optimieren, indem die Autoren/Lehrende in der Erstellung ihrer digitalen Lerninhalte im gesamten Prozess von aufeinander abgestimmten Werkzeugen unterstützt werden.