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Das Zustandspassiv : grammatische Einordnung – Bildungsbeschränkungen – Interpretationsspielraum
(2005)
Semantic research over the past three decades has provided impressive confirmation of Donald Davidsons famous claim that “there is a lot of language we can make systematic sense of if we suppose events exist” (Davidson 1980:137). Nowadays, Davidsonian event arguments are no longer reserved only for action verbs (as Davidson originally proposed) or even only for the category of verbs, but instead are widely assumed to be associated with any kind of predicate (e.g. Higginbotham 2000, Parsons 2000).1 The following quotation from Higginbotham and Ramchand (1997) illustrates the reasoning that motivates this move: "Once we assume that predicates (or their verbal, etc. heads) have a position for events, taking the many consequences that stem therefrom, as outlined in publications originating with Donald Davidson (1967), and further applied in Higginbotham (1985, 1989), and Terence Parsons (1990), we are not in a position to deny an event-position to any predicate; for the evidence for, and applications of, the assumption are the same for all predicates. (Higginbotham and Ramchand 1997:54)" In fact, since Davidson’s original proposal the burden of proof for postulating event arguments seems to have shifted completely, leading Raposo and Uriagereka (1995), for example, to the following verdict: "it is unclear what it means for a predicate not to have a Davidsonian argument (Raposo and Uriagereka 1995:182)" That is, Davidsonian eventuality arguments apparently have become something like a trademark for predicates in general. The goal of the present paper is to subject this view of the relationship between predicates and events to real scrutiny. By taking a closer look at the simplest independent predicational structure – viz. copula sentences – I will argue that current Davidsonian approaches tend to stretch the notion of events too far, thereby giving up much of its linguistic and ontological usefulness. More specifically, the paper will tackle the following three questions: 1. Do copula sentences support the current view of the inherent event-relatedness of predicates? 2. If not, what is a possible alternative to an event-based analysis of copula sentences? 3. What does this tell us about Davidsonian events? The paper is organized as follows: Section 2 first reviews current event-based analyses of copula sentences and then gives a brief summary of the Davidsonian notion of events. Section 3 examines the behavior of copula sentences with respect to some standard (as well as some new) eventuality diagnostics. Copula expressions will turn out to fail all eventuality tests. They differ sharply from state verbs like stand, sit, sleep in this respect. (The latter pass all eventuality tests and therefore qualify as true “Davidsonian state” expressions.) On the basis of these observations, section 4 provides an alternative account of copula sentences that combines Kim’s (1969, 1976) notion of property exemplifications with Ashers (1993, 2000) conception of abstract objects. Specifically, I will argue that the copula introduces a referential argument for a temporally bound property exemplification (= “Kimian state”). The proposal is implemented within a DRT framework. Finally, section 5 offers some concluding remarks and suggests that supplementing Davidsonian eventualities by Kimian states not only yields a more adequate analysis for copula expressions and the like but may also improve our treatment of events.
A pragmatic explanation of the stage level/individual level contrast in combination with locatives
(2004)
One important difference between stage level predicates (SLPs) and individual level predicates (ILPs) is their behavior with respect to locative modifiers. It is commonly assumed that SLPs but not ILPs combine with locatives. The present study argues against a semantic account for this behavior (as advanced by e.g. Kratzer 1995, Chierchia 1995) and proposes a genuinely pragmatic explanation of the observed stage level/individual level contrast instead. The proposal is spelled out using Blutners (1998, 2000) optimality theoretic version of the Gricean maxims. Building on the observation that the respective locatives are not event-related but frame-setting modifiers, the preference for main predicates that express temporary properties is explained as a side-effect of “synchronizing” the main predicate with the locative frame in the course of finding an optimal interpretation. By emphasizing the division of labor between grammar and pragmatics, the proposed solution takes a considerable load off of semantics.
The study offers a discourse-based account of the Spanish copula forms ser and estar, which are generally considered to be lexical exponents of the stage-level/individual-level contrast. It argues against the popular view that the distinction between SLPs and ILPs rests on a fundamental cognitive division of the world that is reflected in the grammar. As it happens, conceptual oppositions like “temporary vs. permanent” or “arbitrary vs. essential“ provide only a preference for the interpretation of estar and ser. In addition, the evidence for an SLP/ILP impact on the grammar turns out to be far less conclusive than is currently assumed. The study argues against event-based accounts of the ser/estar contrast in particular, showing that ser and estar pattern alike in failing all of the standard eventuality tests. The discourse-based account proposed instead assumes that ser and estar both display the same lexical semantics (which is identical to the semantics of English be, German sein, etc.); estar differs from ser only in presupposing a relation to a specific discourse situation. By using estar a speaker restricts his or her claim to a specific discourse situation, whereas by using ser, the speaker makes no such restriction. The preference for interpreting estar predications as denoting temporary properties and ser predications as denoting permanent properties follows from economy principles driving the pragmatic legitimation of estars discourse dependence. The analysis proposed in this paper can also account for the observation that ser predications do not give rise to thetic judgements. The proposal is couched in terms of the framework of DRT.
Our paper aims at capturing the distribution of negative polarity items (NPIs) within lexicalized Tree Adjoining Grammar (LTAG). The condition under which an NPI can occur in a sentence is for it to be in the scope of a negation with no quantifiers scopally intervening. We model this restriction within a recent framework for LTAG semantics based on semantic unification. The proposed analysis provides features that signal the presence of a negation in the semantics and that specify its scope. We extend our analysis to modelling the interaction of NPI licensing and neg raising constructions.
It has often been noticed that one syntactic argument position can be realized by elements which seem to realize different thematic roles. This is notably the case with the external argument position of verbs of change of state which licenses volitional agents, instruments or natural forces/causers, showing the generality and abstractness of the external argument relation. (1) a. John broke the window (Agent) b. The hammer broke the window (Instrument) c. The storm broke the window (Causer) In order to capture this generality, Van Valin & Wilkins (1996) and Ramchand (2003) among others have proposed that the thematic role of the external argument position is in fact underspecified. The relevant notion is that of an effector (in Van Valin & Wilkins) or of an abstract causer/initiator (in Ramchand). In this paper we argue against a total underspecification of the external argument relation. While we agree that (1b) does not instantiate an instrument theta role in subject position, we argue that a complete underspecification of the external theta-position is not feasible, but that two types of external theta roles have to be distinguished, Agents and Causers. Our arguments are based on languages where Agents and Causers show morpho-syntactic independence (section 2.1) and the behavior of instrument subjects in English, Dutch, German and Greek (section 2.2 and 3). We show that instrument subjects are either Agent or Causer like. In section (4) we give an analysis how arguments realizing these thematic notions are introduced into syntax.
In many languages, a passive-like meaning may be obtained through a noncanonical passive construction. The get passive (1b) in English, the se faire passive (2b) in French and the kriegen passive (3b) in German represent typical manifestations. This squib focuses on the behavior of the get-passive in English and discusses a number of restrictions associated with it as well as the status of get.
The paper is structured as follows. Section 2.1 introduces the basic classes of adjectives that constitute the factual core of the paper. Section 2.2 summarizes in greater detail the X° and the XP movement approaches to word order variation within the DP. Section 3 briefly discusses problems for both approaches. Sections 4.1, 5.1, and 5.2 draw from Alexiadou (2001) and contain a discussion of Greek DS and its relevance for a re-analysis of the word order variation in the Romance DP. Section 4.2 introduces refinements to Alexiadou & Wilder (1998) and Alexiadou (2001). Section 5.3. discusses certain issues that arise from the analysis of postnominal adjectives in Romance as involving raising of XPs. Section 6 discusses phenomena found in other languages, which at first sight seem similar to DS. However, I show that double definiteness in e.g. Hebrew, Scandinavian or other Balkan languages constitutes a different type of phenomenon from Greek DS, thus making a distinction between determiners that introduce CPs (Greek) and those that are merely morphological/agreement markers (Hebrew, Scandinavian, Albanian).
The goal of this paper is to re-examine the status of the condition in (1) proposed in Alexiadou and Anagnostopoulou (2001; henceforth A&A 2001), in view of recent developments in syntactic theory. (1) The subject-in-situ generalization (SSG) By Spell-Out, vP can contain only one argument with a structural Case feature. We argue that (1) is a more general condition than previously recognized, and that the domain of its application is parametrized. More specifically, based on a comparison between Indo-European (IE) and Khoisan languages, we argue that (1) supports an interpretation of the EPP as a general principle, and not as a property of T. Viewed this way, the SSG is a condition that forces dislocation of arguments as a consequence of a constraint on Case checking.
In this paper we compare the distribution of PPs introducing external arguments in nominalizations with PPs introducing external arguments in the verbal domain. We show that several mismatches exist between the behavior of PPs in nominalizations and PPs in the verbal domain. This leads us to suggest that while PPs in the verbal domain are licensed by functional structure alone, within the nominal domain, PPs can also be licensed via an interplay of the encyclopaedic meaning of the root involved and the properties of the preposition itself. This second mechanism kicks in in the absence of functional structure.
In this paper we investigate the distribution of PPs related to external arguments (agent, causer, instrument, causing event) in Greek. We argue that their distribution supports an analysis, according to which agentive/instrument and causer PPs are licensed by distinct functional heads, respectively. We argue against a conceivable alternative analysis, which links agentivity and causation to the prepositions themselves. We furthermore identify a particular type of Voice head in Greek anticausative realised by non-active Voice morphology.
In the recent literature there is growing interest in the morpho-syntactic encoding of hierarchical effects. The paper investigates one domain where such effects are attested: ergative splits conditioned by person. This type of splits is then compared to hierarchical effects in direct-inverse alternations. On the basis of two case studies (Lummi instantiating an ergative split person language and Passamaquoddy an inverse language) we offer an account that makes no use of hierarchies as a primitive. We propose that the two language types differ as far as the location of person features is concerned. In inverse systems person features are located exclusively in T, while in ergative systems, they are located in T and a particular type of v. A consequence of our analysis is that Case checking in split and inverse systems is guided by the presence/absence of specific phi-features. This in turn provides evidence for a close connection between Case and phi-features, reminiscent of Chomsky’s (2000, 2001) Agree.
The causative/anticausative alternation has been the topic of much typological and theoretical discussion in the linguistic literature. This alternation is characterized by verbs with transitive and intransitive uses, such that the transitive use of a verb V means roughly "cause to Vintransitive" (see Levin 1993). The discussion revolves around two issues: the first one concerns the similarities and differences between the anticausative and the passive, and the second one concerns the derivational relationship, if any, between the transitive and intransitive variant. With respect to the second issue, a number of approaches have been developed. Judging the approach conceptually unsatisfactory, according to which each variant is assigned an independent lexical entry, it was concluded that the two variants have to be derivationally related. The question then is which one of the two is basic and where this derivation takes place in the grammar. Our contribution to this discussion is to argue against derivational approaches to the causative / anticausative alternation. We focus on the distribution of PPs related to external arguments (agent, causer, instrument, causing event) in passives and anticausatives of English, German and Greek and the set of verbs undergoing the causative/anticausative alternation in these languages. We argue that the crosslinguistic differences in these two domains provide evidence against both causativization and detransitivization analyses of the causative / anticausative alternation. We offer an approach to this alternation which builds on a syntactic decomposition of change of state verbs into a Voice and a CAUS component. Crosslinguistic variation in passives and anticausatives depends on properties of Voice and its combinations with CAUS and various types of roots.
This paper deals with the variable position of adjectives in the Romanian DP. As all other Romance languages, Romanian allows for adjectives to appear in both prenominal and post-nominal position. In addition, however, Romanian has a third pattern: the so-called cel construction, in which the adjective in the post-nominal position is preceded by a determiner-like element, cel. This pattern is superficially similar to Determiner Spreading in Greek. In this paper we contrast the cel construction to Greek DS and discuss the similarities and differences between the two. We then present an analysis of cel as involving an appositive specification clause, building on de Vries (2002). We argue that the same structure is also involved in the context of nominal ellipsis, the second environment in which cel is found.