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In this paper I discuss four type of bare nominal, and note that, in some sense, all of them appear to imply stereotypicality. I consider an account in terms of Bidirectional Optimality Theory: unmarked (bare) forms give rise to unmarked (stereotypical) interpretations. However, it turns out that, while the form of bare numerals is unmarked, the interpretation sometimes is not. I suggest that the crucial notion is not unmarkedness, but optimal inference: unmarked forms give rise to interpretations that are best used for drawing inferences. I propose a revision of Bidirectional Optimality Theory to reflect this.
In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
Predication and equation
(2001)
English is one language where equative sentences and non-equative sentences have a similar surface syntax (but see Heggie 1988 and Moro 1997 for a discussion of more subtle differences). In this paper we address the fact that many other languages appear to use radically different morphological means which seem to map to intuitive differences in the type of predication expressed. We take one such language, Scottish Gaelic, and show that the real difference is not between equative and non-equative sentences, but is rather dependent on whether the predicational head in the structure proposed above is eventive or not.
We show that the aparently odd syntax of “equatives” in this language derives from the fact that they are constructed via a non-eventive Pred head. Since Pred heads cannot combine with non-predicative categories, such as saturated DPs, “equatives” are built up indirectly from a simple predicational structure with a semantically bleached predicate. This approach not only allows us to maintain a strict one-to-one syntax/semantics mapping for predicational syntax, but also for the syntax of DPs. The argument we develop here, then, suggests that the interface between the syntactic and semantic components is maximally economical— one could say perfect.
The main purpose of this paper is to show that argument structure constructions like complex telic path of motion constructions (John walked to the store) or complex resultative constructions (The dog barked the chickens awake) are not to be regarded as "theoretical entities" (Jackendoff (1997b); Goldberg (1995)). As an alternative to these semanticocentric accounts, I argue that their epiphenomenal status can be shown iff we take into account some important insights from three syntactically-oriented works: (i) Hoekstra's (1988, 1992) analysis of S<mall>C<lause> R<esults>, (ii) Hale & Keyser's (1993f.) configurational theory of argument structure, and (iii) Mateu & Rigau’s (1999; i.p.) syntactic account of Talmy's (1991) typological distinction between 'satellite framed languages' (e.g., English, German, Dutch, etc.) and 'verb-framed languages' (e.g., Catalan, Spanish, French, etc.). In particular, it is argued that the formation of the abovementioned constructions involves a conflation process of two different syntactic argument structures, this process being carried out via a 'generalized transformation'. Accordingly, the so-called 'lexical subordination process' (Levin & Rapoport (1988)) is argued to involve a syntactic operation, rather than a semantic one. Due to our assuming that the parametric variation involved in the constructions under study cannot be explained in purely semantic terms (Mateu & Rigau (1999)), Talmy's (1991) typological distinction is argued to be better stated in lexical syntactic terms.
In this paper I put forward and justify a syntactic configuration that I call Complex Small Clause-structure. I show that this single syntactic structure can explain both the semantic value and the syntactic behavior of a range of constructions that up to now have been explored separately and, hence, proposed divergent analyses among them.
The effects of different forms of predication have been insightfully (and almost exclusively) studied for 'simple' cases of predication, of which the 'presentational sentence' is maybe the paradigm instantiation. It is the aim of this paper to show that thc same kind of effects as well as in fact the same kind of structures are present at embedded levels in thematically and otherwise more complex structures. Beyond presentational sentences, 'unaccusative' experiencing constructions involving a dative subject, 'double object constructions' and - to a lesser extent - spraylload constructions are discussed. For all of these, it is argued that they comprise a predication encoding the ascription of a transient temporal property to a location. On this basis, a proposal is made as to how the scope asymmetry between the two arguments involved in the colistructions can be explained. Furthermore, a proposal is made as to how what has been called 'argument shift' is motivated.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
This paper argues for non-primary c- and s-selectional restrictions of verbs in computing nonprimary predicatives such as resultatives, depictives, and manners. Our discussion is based both on the selection violations in the presence of nonprimary predicates and on the cross-linguistic and language-internal variations of categorial and semantic constraints on nonprimary predicates. We claim that all types of thematic predication are represented by an extended projection, and that the merger of lexical heads with another element, regardless of the type of the element, consistently has c- and s-selectional restrictions.
This paper compares secondary predication constructions (including small clause complements, resultatives, and/or depictives) in English and Korean and argues that these two typologically different languages employ different modes of satisfying the Case Filter (Chomsky 1981) with regard to the Case of the subjects of secondary predication constructions. More specifically, we argue that the subject of the secondary predicate in English is Accusative Case-marked by the higher governing verb, while that in Korean is Nominative Case-marked by default. Evidence for default Nominative Case will be provided from Korean and other languages.
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
It is argued that there is a surprising gap in the distribution of adverbial modifiers, namely that there are (practically) no adverbs that modify exclusively stative verbs. Given the general range of selectional restrictions associated with adverb/verb modification, this comes as a surprise. It is argued that this gap cannot be the result of standard selectional restrictions. An independently motivated account of the state-event verb contrast, in which state verbs are proposed to lack Davidsonian arguments is presented and argued to account for this stative adverb gap. Some apparent and real problems with the analysis are discussed.
With the rise of minimalism, many concepts related to the geometrical relations of phrase structure held fast to in earlier approaches have been reconsidered. This article deals with distinguishing (relational and technical) properties of specifiers and adjuncts in a Bare Phrase Structure framework (X'-Theory). I extend specific aspects of X-structure relevant to the discussion of specifiers vs. adjuncts. I argue that unique specifiers can be derived from the system and that adjunction, possibly multiple, results from Direct Merge only. The final product is a series of relationships in line with recent thoughts and minimalist premises, but formally more similar to earlier conceptions of the X'-schema.
I address conceptual, empirical and theoretical arguments against multiple specifiers and related issues next, that is beyond the predictions immediately following from the tripartitional view of clause structure proposed in Grohmann (2000). After laying out my motivations to critically consider the issue, I present a set of data that casts serious doubt over the justifications offered to replace Agr with v as the accusative casemarker. Having conceptual and empirical back-up, I then tackle the theoretical validity of specifiers, and ways to distinguish unique specifiers from (multiple) adjuncts. I introduce a version of Bare Phrase Structure that does so, yet keeps the spirit of defining structural identification over relational rather than categorial properties.
In this paper, I argue that this informally given list of characteristics covers only a certain subclass of specific indefinites. […] In particular, I dispute the definition of specific indefinites as "the speaker has the referent in mind" as rather confusing if one is working with a semantic theory. Furthermore, I discuss "relative specificity", it. cases in which the specific indefinite does not exhibit wide, but intermediate or narrow scope behavior. Based on such data, I argue that specificity expresses a referential dependency between introduced discourse items. Informally speaking, the specificity of the indefinite expression something [...] expresses that the reference of the expression depends on the reference of another expression, here, on the expression a monk, not the speaker.
Predication at the interface
(2001)
We try to show that predication plays a greater role in syntax than commonly assumed. Specifically, we wil argue that predication to a large extent determines both the phrase structure of clauses and trigger syntactic processes that take place in clauses. If we are on the right path, this implies that syntax is basically semantically driven, given that predication is semantically construed.
[I]n der folgenden Skizze [soll] argumentiert werden, dass eine Rückführung unterschiedlicher Lesarten auf unterschiedliche syntaktische Verhältnisse […] unangemessen ist. Vielmehr sol1 aufgezeigt werden, dass es sich um eine ausschließlich semantische Frage handelt, die syntaktische Struktur in jeder Hinsicht aber die immerselbe ist. […] Unser Gegenstandsbereich fasst somit Fälle zusammen, die unter anderen Gesichtspunkten differenziert werden. [...] Diese Gesichtspunkte, nach denen die Differenzierung erfolgt, sind semantischer Natur. Für unsere syntaktische Analyse nehmen wir in Anspruch, dass sie auf alle Adverbialstrukturen zutrifft, mit Ausnahme von Satzadverbialen und (den diesen strukturell gleichen) Adverbialsätzen. Gezeigt wird dies jedoch nur an Fallen wie oben, an Adjektiven in modaladverbialer Funktion. Diese Adjektive fassen wir im übrigen kategorial als das auf, was sie ihrer Form nach sind, nämlich unflektierte Adjektive.
This article aims to recast the properties of topic-prominent languages and their differences from subject-prominent languages as documented in the functionalist literature into the framework of the Principle-and-Parameter approach. It provides a configurational definition of the topic construction called Topic Phrase (TP), with the topic marker as its head. The availablity of TP enables topic prominent languages to develop various topic structures with properties such as morphological marking; cross-categorial realization of topics and comments; and mutiple application of topicalization. The article elaborates the notion of topic prominence. A topic prominent language is characterized as one that tends to activate the TP and to make full use of the configuration. Typically, it has a larger number and variety of highly grammaticalized topic markers in the Lexicon and permits a variety of syntactic categories to occur in the specifier position and the complement position of TP.
The paper proposes structural constraints for different adjunct classes in German and English. Approaches in which syntax has only the task to provide adjunct positions and in which principles of scope are supposed to explain the distribution of adjuncts are rejected as incomplete. The syntactic requirements are not as rigid as other approaches require, such that there is just one possible position for a given adjunct. Rather the syntactic constraints may be fulfilled in different positions.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.
The paper investigates a recent proposal to resultativity by G. Jäger and R. Blutner (J&B). J&B say that the representation of result states of accomplishments by means of CAUSE and BECOME is not correct and should not be done in the syntax in terms of decomposition. They develop an axiomatic approach where each accomplishment/achievement is related to its result by a particular axiom. Modification of the result by "again" makes use of these axioms and the restitutive/resultative ambiguity is a matter of lexical ambiguity or polysemy. They argue that the classical decomposition theory cannot treat the restitutive reading of "A Delaware settled in New Jersey again" (there had been Delawares in New Jersey but not this particular one; and those earlier Delawares never moved to New Jersey but were borne there). I discuss (and dispute) these data and compare the two theories. J&B's contains an OT-part dealing with the disambiguating role of stress. While the decomposition theory cannot deal with the data mentioned, it can integrate the OT-part of J&B's theory.
In this work, I provide an analysis of adjectival depictive constructions which accounts for most of their fundamental properties. First, I focus on the restrictions having to do with the integration of the depictive and the verbal predicate: they are based on aspectual compatibility between the two predicates, which, in turn, will depend on the ability, on the part of the depictive, to make reference to some (sub)event in the event structure of the verbal predicate. Facts not captured by previous approaches in the literature will be straightforwardly accounted for, among them the possibility to have I-L depictive constructions, and the impossibility to combine a depictive with some non-stative verbal predicates. Second, it will be shown that the informational import of the depictive in the sentence can be equivalent to that of the verbal predicate: both can be the primary lexical basis of predication. This is reflected in the sentence in various ways, having to do with aspectual modifiers, and in the properties of the sentential subject. In this connection, we will reconsider the notion of subject, arguing that no subject-predicate relation takes place in the lexical domain of sentences, and hence that the argument the depictive is oriented to, the common argument, cannot be a subject of the depictive. Finally, a minimalist analysis is proposed for the syntax of the construction, in terms of direct syntactic merge of predicative constituents and sidewards (q-to-q) movement for the common argument, from the lexical domain of the depictive to the lexical domain of the verb. As to morphosyntactic properties, a syntactic Double Agree relation is assumed to hold between T/v, as probes, on the one hand, and the common argument and depictive, as simultaneous goals, on the other, which would allow for the deletion of Case features on both goals. The assumed presence of Structural Case on the adjectival depictive will be responsible for the well-known restriction on the orientation of depictives to the sentential subject or object.
What are incremental themes?
(2001)
In this paper I examine the approach to incremental themes developed in Krifka 1992,1998, Dowty 1991 and others, which argues that the extent of a telic event is determined by the extent of its incrementally affected theme. This approach identifies the defining property of an accomplishment event as being the fact that the theme relation is a homomorphism from parts of the event to parts of the (incremental) theme. I show that there are a large number of accomplishments, both lexical and derived via resultative predication, which cannot be characterised in this way. I then show that it is more insightful to characterise accomplishments in terms of their internally complex structure: an accomplishment event consists of a non-incremental activity event and an incrementally structured 'BECOME' event, which are related by a contextually available one-one function in such a way that the incremental structure of the latter is imposed on the activity.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
Rethinking the adjunct
(2000)
The purpose of the present paper is twofold: first, to show that, when defining the adjunct, it is necessary to distinguish in a strict modular way between the syntactic level and the lexico-semantic level. Thus, the adjunct is a syntactic category on a par with the specifier and the complement, whereas the argument belongs to the same set as does (among others) the modifier. The consequence of this distinction is that there is no direct one-to-one opposition between adjuncts and arguments. Nor is there any direct one-to one relation between adjuncts and modifiers.
The second and main purpose of the paper is to account for the well-known difference between the position of a specific set of modifiers (cause, time, place etc.) in, on the one hand, English and Swedish, on the other, German. In English and Swedish the default position of these modifiers is postverbal, whereas in German it is preverbal. Further, in English and Swedish, these modifiers occur in a mirror order compared with their German counterparts, an order which, from a semantic point of view, is not the expected one. I shall demonstrate that this difference is due to the different settings of the verbal head parameter, the former languages being VO-languages and the latter being OV -languages. I shall further argue that in English and Swedish these modifiers are base generated as adjuncts to an empty VP, which is a complement of the main verb of what I shall call the minimal VP (MVP), whereas in German they are adjuncts on top of the MVP. Finally, I shall argue that the postverbal modifiers move at the latest at LF to the top of the MVP, in order to take scope over it, the restriction being 'Shortest move'. The movement results in the correct scope order of the postverbal modifiers.
The proposed structure also accounts for the binding data, in particular for the binding of a specific Swedish possessive anaphor 'sin'. This pronoun, which may occur within the MVP, must not occur within the postverbal modifiers in the empty VP. This supports the assumption that there is a strict borderline between the MVP and the assumed empty VP. The account is also in accordance with the focus data, the specific set of modifiers being potential focus exponents in a wide focus reading in English and Swedish, but not in German.
This paper pursues the question what the implications of the Anti-Locality Hypothesis could be for the syntax of secondary predication. Focus of the discussion will be an investigation of what their internal structure of small clause complements must look like, how these small clause complements connect to their matrix environments, and what the relevance could be for the formulation of anti-locality presented here. Anti-locality is defined over a tripartite clause structure (split into three Prolific Domains) and a PF-condition on the computation (the Condition on Domain-Exclusivity). The investigation revolves around two leading questions: (i) does the syntax of small clauses involve more structure than simply [SC DP XP] and (ii) do small clauses constitute their own Prolific Domain (or maybe even more)? The results, affirmative answers to both questions, are also relevant for other types of secondary predication.
An adjunct-DP in the free instrumental case occurs in a number of surface positions where the DP is syntactically optional. does not depend on any element in the sentence, and has a number of different interpretations. We introduce Bailyn's proposal which postulates a uniform syntactic environment for all the uses of instr. This calls for a uniform semantics of these DPs which can nevertheless accomodate the different interpretations. Starting with the hypothesis of Roman Jakobson about the semantics of the instrumental case we formulate a semantic interpretation theory based on abduction. We give a uniform semantics for three different adjunct uses of instr in this framework. In the concluding part of the paper we discuss some possible alternatives and ramifications as well as questions and objections raised with respect to the treatment proposed in this paper.
Wenn man die syntaktischen Eigenschaften des Hildebrandliedes betrachtet, so zeigen sich einerseits Eigenschaften, die auch für die Syntax des Nhd. charakteristisch sind: von Komplementierern eingeleitete Nebensätze, Deklarativsätze im Verb-Zweit-Format, Argumentstrukturen von Verben und Adjektiven, Attributions- bzw. Modifikationsverfahren. Andererseits werden Eigenschaften sichtbar, die im Nhd. verlorengegangen oder ausgedünnt worden sind: Deklarativsätze im Verb-End-Format, Pro-drop-Phänomene (in finiten Sätzen), nicht präpositional regierte Adverbiale (in Gestalt von NP mit reinen Kasus), artikellose Nominalphrasen (insbesondere solche mit definiter Interpretation). Die Betrachtung lehrt, dass auch über einen zeitlichen Abstand von mindestens zwölfhundert Jahren und trotz verschiedener Wandlungen, die zu syntaktischer Diskontinuität führen, syntaktische Kontinuität erkennbar bleibt, und zwar in einem Maße, das man angesichts der ungeheuer verfremdenden phonologischen, morphologischen und lexikalischen Veränderungen, die einem heutigen, sprachhistorisch nicht geschulten Muttersprachler das Hildebrandlied als einen Text von einem anderen Stern erscheinen lassen, nicht erwarten mag, in einem Maße, das allerdings denjenigen Linguisten nicht so sehr überraschen wird, dessen Blick durch universalgrammatische Einsichten der letzten Jahrzehnte geschärft worden ist für Invarianzen und Kontinuitäten.
This paper investigates syntactic properties of verbless constructions in Chinese. Verbless constructions differ from constructions with overt verbs in three major respects. First, there is a VP-internal nominal raising in Chinese, which is optional if an overt verb shows up, and obligatory if there is no overt verb. Second, while an overt verb can select various kinds of argument, the internal argument of a verbless construction cannot be indefinite. Third, there are two types of object depictive secondary predication constructions, and only one of them allows for a null verb.
This contribution concerns the interaction of morphology, syntax and semantics. It treats German past participles and concentrates on their function as heads in attributive and adverbial modifier phrases. It is argued that participles have the same argument structure as the underlying verbs and can undergo passivization, perfectivization and conversion to adjectives. Since these three operations involve changes in the morphosyntactic categorization they are considered as zero affixation. Two affixless templates – without any categorical changes – convert participle constructions to modifiers relating to participants or to situations. These phrases do not have a syntactic position for the grammatical subject, an operator or an adverbial relator. The pertinent components are present only in the semantic structure. Two further templates serve the composition of participle constructions as modifiers with the modificandum. It is necessary to differentiate between modifiers which function as predicates and those which have the status of a propositional operator. In syntax, these different semantic functions correspond to different adjunct positions of the respective participle phrases.
Einführung
(1999)
[...] Was macht Kopula-Prädikativ-Konstruktionen unter dem Blickwinkel ihrer grammatischen Schnittstellen so attraktiv? Die kurze Einführung will darauf eine partielle Antwort geben, aber nicht indem sie versucht, unter Beachtung ausgewogener Erwähnungsfrequenz die einzelnen Aufsätze zusammenzufassen (was sich durch die jeweils vorangestellten Abstracts eh erübrigt), sondern indem sie – a field is defined by certain questions ! – die aus Titeln und Abstracts nicht sofort ersichtlichen theoretischen Koordinaten des hier gewählten Ausschnitts der Kopula-Forschungslandschaft skizziert, um darin einige in den Beiträgen vorgeschlagene Antworten zu orten. So kommen die Relativität des Erreichten, aber auch das Potential, das in z.T. kontrovers geführten Argumentationen und konkurrierenden Analysen steckt, gleichermaßen zur Geltung.
Wie bekannt, besitzt neben der literarischen Übersetzung auch die fachsprachliche Übertragung einen wichtigen Platz in der übersetzungswissenschaftlichen Forschung. In Rahmen des Themas Übersetzung und Bearbeitung soll in diesem Beitrag festgestellt werden, welche satzstrukturelle Abwandlungen das neue Strafgesetzbuch der Türkei (YTCK) vollzogen hat.
Es handelt sich fast um einen sprachhistorischen Topos, wenn davon die Rede ist, dass sich das Deutsche von einer synthetischen zu einer analytischen Sprache entwickelt habe, oder zumindest zu einer analytischeren - oft hat man das Englische im Blick, das den isolierenden Sprachen nahestehen soll. Die Darstellungen zur deutschen Sprachgeschichte sind voll von diesem Topos, und anscheinend ist dieses Konzept intuitiv so eingängig, dass kaum hinterfragt wird, was man denn genau unter synthetischen bzw. analytischen Strukturen zu verstehen habe.
Die deutsche Präposition-Artikel-Enklise bietet wie kaum eine andere Grammatikalisierung Einblicke in den Mikrobereich von Grammatikalisierungsprozessen: Klare, "zielorientierte" Verhältnisse sind hier nicht zu beschreiben, was der Grund für ihre bisher so geringe Beachtung durch die Grammatikalisierungsforschung sein dürfte. Es wurde deutlich, dass bezüglich der hier als zentral bewerteten Morphologisierung des Artikels das gesamte Spektrum von Nichtverschmelzbarkeit bis hin zu (kurz vor Flexiven stehenden) obligatorisch verschmelzenden speziellen Klitika abgedeckt ist. Diachron hat sich zwar insgesamt eine deutliche Rechtsdrift auf der Grammatikalisierungsskala vollzogen; bezüglich des Genitivartikels hat jedoch eine Degrammatikalisierung in Form von sog. retraction (gemäß Hapelmath 2004) stattgefunden, die hier in einer Demorphologisierung (Resyntaktisierung) eines Klitikons besteht. Dabei findet keine "Relexikalisierung" im Sinne einer lexikalischen Anreicherung eines bereits grammatikalisierten Elements statt (siehe hierzu Haspelmath 1999). Mittel- und frühneuhochdeutsche Verschriftungen deuten auf reichere Inventare an Verschmelzungs formen hin, doch sind hierzu diachrone Untersuchungen erforderlich. Ebenso ist der Übergangsbereich zwIschen einfachen und speziellen Klitika in sich abgestuft und weitaus komplexer gestaltet als hier dargestellt. Auch dazu besteht Bedarf an Detailanalysen unter der Fragestellung, welche der unter Abschnitt 2.2 aufgeführten Artikelfunkttonen am ehesten eine Präposition-Artikel-Verschmelzung erfordern. Einiges deutet auf den am stärksten desemantisierten (expletiven) Artikel z.B. vor Eigennamen hin. Um den Einfluss von Schriftlichkeit und Standardisierung auf Grammatikalisierungsprozesse ermitteln zu können, wurden zwei Dialekte in den Blick genommen: das Ruhrdeutsche, das die Erwartung nach deutlich fortgeschritteneren Verhältnissen erfüllt, und das Alemannische, das andere Phänomene ausgebildet hat wie etwa die Proklise des Artikels an das Substantiv, die Nullrealisierung klitischer Artikelformen und den kategorialen Umbau der vier Nominalkategorien am Artikel. Die Einbeziehung weiterer Dialekte und vor allem auch der gesprochenen "Umgangssprache" könnte weiteren Aufschluss über die Ratio dieser Grammatikalisierung liefern. Sollten flektierende Präpositionen Ziel dieses Wandels sein, so hätte dies tiefgreifende Konsequenzen für die Grammatikschreibung.
In keinem anderen deutschen Dialektraum, nicht einmal in irgend einer anderen germanischen Sprache ist das Präteritum mit einer solchen Ausnahmslosigkeit geschwunden wie im Oberdeutschen und hier insbesondere im Alemannischen. Zwar haben (wie das Alemannische auch) alle diese Sprachen und Dialekte ein analytisches Perfekt ausgebildet; in einigen Sprachen (wie dem Englischen und Schwedischen) treten Präteritum und Perfekt in eine aspektuelle Opposition zueinander.
Die hochdeutschen Dialekte sind gemeinhin dafür bekannt, beim Ausdruck grammatischer Kategorien analytischer zu verfahren als die Hochsprache. Dafür spricht die Ersetzung des synthetischen Präteritums durch das zusammengesetzte Perfekt und der Abbau der Genitivflexion. In diesem Aufsatz soll gezeigt werden, daß diesen Analysetendenzen ganz deutliche Synthesetendenzen gegenüberstehen, die bisher viel zu wenig beachtet wurden: Das Alemannische weist eine beträchtliche Anzahl an Klitika auf. Nach einer kurzen Bestimmung der Termini Pro- und Enklise (1) wenden wir uns der Klitisierung von Artikel und Personalpronomen im Berndeutschen zu (2). Abschließend soll nach den sprachtypologischen Konsequenzen dieser Entwicklung gefragt werden (3).
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
Ein zentrales Thema in den Arbeiten Klaus Welkes ist die Analyse formal bestimmter Relationen, die semantisch interpretierbar sind (vgl. etwa WELKE 1988, 1992, 1994, 2001, 22005). Wichtige Fragestellungen sind hier insbesondere: Wie ist die Hierarchie logisch-pragmatischer Rollen, wie die syntaktischer Funktionen? Wie hängen die beiden Bereiche zusammen? Wie können wir dies mit Hilfe von Argumentstrukturen erfassen? Der vorliegende Beitrag wird sich mit dem hierfür zentralen Aspekt der Verknüpfung syntaktischer und semantischer Relationen aus einer evolutionären Perspektive befassen. In Übereinstimmung mit WELKE (22005) gehe ich davon aus, „daß es neben einer Syntax formaler Strukturen auch eine Syntax semantischer Strukturen gibt“ (WELKE 22005, 4) und untersuche vor diesem Hintergrund, wie eine Entstehung dieser beiden Domänen und die Verknüpfung der betreffenden Strukturen im Rahmen der Evolution menschlicher Sprache aussehen könnte.
The main tenet of the present paper is the thesis that nominalization – like other cases of derivational morphology – is an essentially lexical phenomenon with well defined syntactic (and semantic) conditions and consequences. More specifically, it will be argued that the relation between a verb and the noun derived from it is subject to both systematic and idiosyncratic conditions with respect to lexical as well as syntactic aspects.