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This paper focuses on restrictions on the ordering of internal constituents of noun phrases in Chichewa, especially when those constituents are discontinuous. The motivation for discontinuity of the NP constituents will be given, together with discussion of constructions that can be subsumed under this rubric but that do not really involve discontinuity in the canonical sense. These are constructions where a topic NP in a left periphery position is either linked anaphorically with a modifier "remnant" or semantically with its hyponym in post-verbal position. According to Guthrie's classification of Bantu languages, Chichewa is placed in zone N unit N31. It is regarded as a dialect of Nyanja, classified as belonging to unit N30 (Guthrie 1967-71).
Tone as a distinctive feature used to differentiate not only words but also clause types, is a characteristic feature of Bantu languages. In this paper we show that Bemba relatives can be marked with a low tone in place of a segmental relative marker. This low tone strategy of relativization, which imposes a restrictive reading of relatives, manifests a specific phonological phrasing that can be differentiated from that of non-restrictives. The paper shows that the resultant phonological phrasing favours a head-raising analysis of relativization. In this sense, phonology can be shown to inform syntactic analyses.
In this paper topic and focus effects at both left and right periphery are argued to be epiphenomena of general properties of tree growth. We incorporate Korean into this account as a prototypical verb-final language, and show how long- and short-distance scrambling form part of this general picture. Multiple long-distance scrambling effects emerge as a consequence of the feeding relationship between different forms of structural under-specification. We also show how the array of effects at the right periphery, in both verb-final and other language-types, can also be explained with the same concepts of tree growth. In particular the Right Roof Constraint, a well-known but little understood constraint, is an immediate consequence of compositionality constraints as articulated in this system.
Chicheŵa, a Bantu language of East Central Africa, displays mixed properties of configurationality such as the existence of VP, on the one hand, and discontinuous constituents (DCs), on the other. In the present work we examine the discourse and syntactic properties of DCs, and show that DCs in Chicheŵa arise naturally from the discourse-configurational nature of the language. We argue that the fronted DCs in Chicheŵa are contrastive topics that appear in a leftdislocated external topic position, with the remnant part of the split NP in the right-dislocated topic position. Once the precise discourse functions of DCs are properly integrated into the syntactic analysis, all the facts and restrictions observed in Chicheŵa DCs can be explained in a straightforward fashion.
This paper discusses critically a number of developments at the heart of current syntactic theory. These include the postulation of a rich sequence of projections at the left periphery of the sentence; the idea that movement is tied to the need to eliminate uninterpretable features; and the conception put forward by Chomsky and others that advances in the past decade have made it reasonable to raise the question about whether language might be in some sense ‘perfect’. However, I will argue that there is little motivation for a highly-articulated left-periphery, that there is no connection between movement and uninterpretable features, and that there is no support for the idea that language might be perfect.
[W]hy are not all Malagasy adverbs postverbal with reverse Cinque order? The predicate raising mechanism […] operates around heads, and this leads Rackowski & Travis (2000: 122) to suggest that preverbal adverbs are not heads, but are phrasal, and are located in the Specifier positions themselves. The crucial consequence of this is that the specifier position is blocked, thus effectively preventing further predicate raising. Given that the entire analysis crucially rests on the assumption that certain elements are heads and others are phrases, it would be an advantage if some independent evidence for the X I XP status of the elements could be unearthed. Unfortunately, such evidence is hard to come by in Malagasy. However, other Austronesian languages with similar word order patterns do display rather robust evidence for the head status of certain elements. One such language in the Formosan language Seediq.
Although the linear order of arguments (and adverbials) in German is relatively free, it underlies certain restrictions; these don’t apply to the so-called unmarked order for arguments (Lenerz 1977) and adverbials (Frey/Pittner 1998). It is a common assumption to take the unmarked order as basic and derive all other orders from it by scrambling, whatever its specific characteristics may be (cf., amongst others, Haider/Rosengren 1998). The observable restrictions obtaining for some linear ordering may then be considered as constraints on a movement operation (scrambling). [...] In the following, I will try to present the outlines of a possible explanation for the restriction, based on a proposal governing the proper referential interpretation of indefinite NPs.
This volume represents a collection of papers that present some of the results of two projects on control: on the one hand, the project Typology of complement control directed by Barbara Stiebels and funded by the German Research Foundation (DFG STI 151/2-2), and on the other hand the project Variation in control structures directed by Maria Polinsky and Eric Potsdam and funded by the US National Science Foundation (NSF grants BCS-0131946, BCS-0131993; website http://accent.ucsd.edu/). Whereas the first project pursued a lexical approach to control with a semantic definition of obligatory control, the second project has mainly pursued a syntactic approach to control – with special emphasis on less studied control structures (such as adjunct control, backward control, finite control, etc.). Both projects have aimed at extending the research on complement control to structures that differ from the prototypical cases of infinitival complements with empty subjects found in many Indo-European languages; their common interest was to bring in new empirical data, both primary and experimental.
The syntactic structure of predicatives : clues from the omission of the copula in child english
(2001)
This paper explores the syntax of main clause predicatives from the perspective of trying to account for an asymmetry in copular constructions in certain languages. One of the languages in which we find such an asymmetry is child English (around age 2). Specifically, new results show that children acquiring English tend to use an overt (and inflected) copula in individual-level predicatives, but they tend to omit the copula in stage-level predicatives. The analysis adopted to account for this pattern draws on evidence from adult English, Russian, Spanish and Portuguese that stage-level predicates are Aspectual (they contain AspP) while individual-level predicates are not (they involve only a lexical Small Clause predicate). Children's omission of the copula in structures with AspP is linked to the fact that at this stage of development, children fail to require finiteness in main clauses. In particular, Asp0 is temporally anchored in child English, thereby obviating the need for a finite (temporally anchored) Infl, i.e. an inflected copula.
Band II von II
Band I von II
This volume presents a collection of papers touching on various issues concerning the syntax and semantics of predicative constructions.
A hot topic in the study of predicative copula constructions, with direct implications for the treatment of he (how many he's do we need?), and wider implications for the theories of predication, event-based semantics and aspect, is the nature and source of the situation argument. Closer examination of copula-less predications is becoming increasingly relevant to all these issues, as is clearly illustrated by the present collection.
This paper argues for non-primary c- and s-selectional restrictions of verbs in computing nonprimary predicatives such as resultatives, depictives, and manners. Our discussion is based both on the selection violations in the presence of nonprimary predicates and on the cross-linguistic and language-internal variations of categorial and semantic constraints on nonprimary predicates. We claim that all types of thematic predication are represented by an extended projection, and that the merger of lexical heads with another element, regardless of the type of the element, consistently has c- and s-selectional restrictions.
Predication at the interface
(2001)
We try to show that predication plays a greater role in syntax than commonly assumed. Specifically, we wil argue that predication to a large extent determines both the phrase structure of clauses and trigger syntactic processes that take place in clauses. If we are on the right path, this implies that syntax is basically semantically driven, given that predication is semantically construed.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
The present investigation is concerned with German participles II (past participles) as lexical heads of adjuncts.
Within a minimalist framework of sound-meaning correlation, the analysis presupposes a lexicalist conception of morphology and the differentiation of Semantic Form and Conceptual Structure. It is argued that participles II have the same argument structure as the underlying verbs and can undergo passivization, perfectivization and conversion to adjectives. As for the potential of participles to function as modifiers, it is shown that attributive and adverbial participle constructions involve further operations of conversion. Participle constructions are considered as reduced sentences. They do not have a syntactic position for the subject, for an operator (comparable to the relative pronoun in relative clauses) or for an adverbial relator (as in adverbial clauses). The pertinent components are present only in the semantic structure.
Two templates serve the composition of modifiers - including participle constructions - with the modificandum. It is necessary to differentiate between modification which unifies two predicates relating to participants or to situations and frame setting modification where the modifier is given the status of a propositional operator.
The proposed analysis shows that the high degree of semantic underspecification and interpretative flexibility of German participle II constructions resides in the indeterminacy of participles II with respect to voice and perfect, in the absence of certain constituents in the syntactic structure and in the presence of corresponding parameters in the Semantic Form of the participle phrases.
The paper investigates a recent proposal to resultativity by G. Jäger and R. Blutner (J&B). J&B say that the representation of result states of accomplishments by means of CAUSE and BECOME is not correct and should not be done in the syntax in terms of decomposition. They develop an axiomatic approach where each accomplishment/achievement is related to its result by a particular axiom. Modification of the result by "again" makes use of these axioms and the restitutive/resultative ambiguity is a matter of lexical ambiguity or polysemy. They argue that the classical decomposition theory cannot treat the restitutive reading of "A Delaware settled in New Jersey again" (there had been Delawares in New Jersey but not this particular one; and those earlier Delawares never moved to New Jersey but were borne there). I discuss (and dispute) these data and compare the two theories. J&B's contains an OT-part dealing with the disambiguating role of stress. While the decomposition theory cannot deal with the data mentioned, it can integrate the OT-part of J&B's theory.
Rethinking the adjunct
(2000)
The purpose of the present paper is twofold: first, to show that, when defining the adjunct, it is necessary to distinguish in a strict modular way between the syntactic level and the lexico-semantic level. Thus, the adjunct is a syntactic category on a par with the specifier and the complement, whereas the argument belongs to the same set as does (among others) the modifier. The consequence of this distinction is that there is no direct one-to-one opposition between adjuncts and arguments. Nor is there any direct one-to one relation between adjuncts and modifiers.
The second and main purpose of the paper is to account for the well-known difference between the position of a specific set of modifiers (cause, time, place etc.) in, on the one hand, English and Swedish, on the other, German. In English and Swedish the default position of these modifiers is postverbal, whereas in German it is preverbal. Further, in English and Swedish, these modifiers occur in a mirror order compared with their German counterparts, an order which, from a semantic point of view, is not the expected one. I shall demonstrate that this difference is due to the different settings of the verbal head parameter, the former languages being VO-languages and the latter being OV -languages. I shall further argue that in English and Swedish these modifiers are base generated as adjuncts to an empty VP, which is a complement of the main verb of what I shall call the minimal VP (MVP), whereas in German they are adjuncts on top of the MVP. Finally, I shall argue that the postverbal modifiers move at the latest at LF to the top of the MVP, in order to take scope over it, the restriction being 'Shortest move'. The movement results in the correct scope order of the postverbal modifiers.
The proposed structure also accounts for the binding data, in particular for the binding of a specific Swedish possessive anaphor 'sin'. This pronoun, which may occur within the MVP, must not occur within the postverbal modifiers in the empty VP. This supports the assumption that there is a strict borderline between the MVP and the assumed empty VP. The account is also in accordance with the focus data, the specific set of modifiers being potential focus exponents in a wide focus reading in English and Swedish, but not in German.
In this study, I investigate the positions and interpretations available to 'manner' adverbs in English. My central claim, contra Wyner (1994, 1998), is that an association does exist between 'manner' adverb positions and interpretations, which is best characterized in terms of Peterson's (1997) distinction between 'restrictive' and 'non-restrictive' modification. I also claim, however, that the association in question is not as general as commonly claimed; and, in particular, does not apply directly to 'manner' adverbs in 'fronted' and 'parenthetical' positions, which require special syntactic description.
It is argued that there is a surprising gap in the distribution of adverbial modifiers, namely that there are (practically) no adverbs that modify exclusively stative verbs. Given the general range of selectional restrictions associated with adverb/verb modification, this comes as a surprise. It is argued that this gap cannot be the result of standard selectional restrictions. An independently motivated account of the state-event verb contrast, in which state verbs are proposed to lack Davidsonian arguments is presented and argued to account for this stative adverb gap. Some apparent and real problems with the analysis are discussed.
In this paper I would like to show that the principles which have been proposed so far to account for the relationship between the informational level and the syntactic level in a Chinese utterance are unable to predict some interesting and regular facts of that language.
To my mind, the form and the position of the question operator in an interrogative utterance provide two distributional tests which univocally indicate where the new information lies. Hence, the pairing of affirmative and interrogative sentences might be a better approach to locate where the new information lies in a Chinese utterance.
As part of a major project on the syntactic organisation of written discourse in the recent history of the English language, this paper tackles the distribution of sentences comprising left-dislocated constituents in a corpus of texts from late Middle English onwards. Once the phenomenon of left dislocation has been properly defined, this investigation will concentrate on the analysis of the corpus in the following directions: (i) statistical evolution of left dislocation in the recent history of the English language; (ii) the influence of orality and genre on left dislocation; (iii) information conveyed by the left-dislocated material, that is, the discourse-based referentiality potential of the left-dislocated constituents in terms of recoverability, and its association with end-focus; and (iv) grammatical complexity of the left-dislocated material and its association with end-weight.
The Bantu language Makhuwa makes a distinction between cojoint and disjoint verb forms. Two hypotheses are made from generalisations on the distribution of the conjoint and disjoint verb forms in Makhuwa. 1) The verb appears in its conjoint form when a focal element occupies the Immediate After Verb (IAV) position; 2) the verb appears in its disjoint form when the IAV position is empty. A syntactic analysis is provided that accounts for these hypotheses if the IAV position is defined in terms of structural rather than linear adjacency between two heads in a direct c-command relation.
In the syntactic analysis two focus projections are proposed: one under TP (Ndayiragije 1999) hosting the disjoint morpheme and one under vP, to whose specifier focal elements move. Non-focal elements remain in-situ. This analysis accounts both for the strong adjacency requirement of a cojoint verb form and its focal object and for the empty IAV position that requires a verb to appear in its disjoint form.
This paper presents a sketch of the prosodic, syntactic and morphological means of expressing focus in Chitumbuka, an underdescribed Bantu language of Malawi. The chief prosodic correlate of focus is boundary narrowing – rephrasing conditioned by focus – which is used not only to signal in situ focus but also in syntactic and morphological focus constructions. Of theoretical importance is the fact that rephrasing does not lend culminative prominence to the focused constituent. Although Chitumbuka has culminative sentential stress, its position remains fixed at the right edge of the clause, independent of the position of focus. This makes Chitumbuka a challenge for theories of focus prosody which claim that the focused constituent must have culminative sentential prominence.
In this paper I firstly argue that secondary predicates are complement of v, and v is overtly realized by Merge or Move in secondary predication in Chinese. The former option derives the de-construction, whereas the latter option derives the V-V construction. Secondly, I argue that resultatives are hosted by complement vPs, whereas depictives are hosted by adjunct vPs. This complement-adjunct asymmetry accounts for a series of syntactic properties of secondary predication in Chinese: the position of a secondary predicate with respect to the verb of the primary predicate, the co-occurrence patterns of secondary predicates, the hierarchy of depictives, the control and ECM properties of resultative constructions, and the locality constraint on the integration of secondary predicates into the structure of primary predication. Thirdly, I argue that the surface position of de is derived by a PF operation which attaches de to the right of the leftmost verbal lexical head of the construction. Finally, I argue that in the V-V resultative construction, the assumed successive head-raising may account for the possible subject-oriented reading of the resultative predicate, and that the head raising out of the lower vP accounts for the possible non-specific reading of the subject of the resultative predicate.
The paper characterizes three different domains in the German middle field which are relevant for the interpretation of an indefinite. It is argued that the so-called 'strong' reading of an indefinite is the basic one and that the 'weak' reading needs special licensing which is mirrored by certain syntactic requirements. Some popular claims about the relation between the position and the interpretation of indefinites as well as some claims about scrambling are discussed and rejected. From the findings also follows that the strong reading of an indefinite is independent of its information status.
This paper investigates how syntax and focus interact in deriving the phonological phrasing of utterances in Xhosa, a Bantu language spoken in South Africa. Although the influence of syntax on phrasing is uncontroversial, a purely syntactic analysis cannot account for all the data reported for Xhosa by Jokweni (1995). Focus influences the phrasing in that it inserts a phonological phrase-boundary after the focused constituent. This generalization can account for the variation found in the phrasing of adverbials.
The findings are dealt with in an OT-based framework following Truckenbrodt's work on Chichewa (1995, 1999) which is extended to the phrasing of adjuncts.
This paper presents preliminary results of a phonetic and phonological study of the Ntcheu dialect of Chichewa spoken by Al Mtenje (one of the co-authors). This study confirms Kanerva's (1990) work on Nkhotakota Chichewa showing that phonological re-phrasing is the primary cue to information structure in this language. It expands on Kanerva's work in several ways. First, we show that focus phrasing has intonational correlates, namely, the manipulation of downdrift and pause. Further, we show that there is a correlation between pitch prominence and discourse prominence at the left and right periphery which conditions dislocation to these positions. Finally, we show that focus and syntax are not the only factors which condition phonological phrasing in Chichewa.
This paper examines substantive noun phrases in Niuean, a Polynesian language of the Tongic subgroup with VSO word order, isolating morphology, and an ergative case system. We describe the allowable orderings of elements in the Niuean noun phrase, which include certain variations in the placement of numerals and the genitive possessor, then we provide a phrasal movement analysis for these variations, treating first the possessor variation, then the numeral variation. Parallels will be drawn between the derivation of nominal and sentential word order.
This paper proposes a new strategy for accounting for the narrow scope readings of quantificational contrastive topics in Hungarian, which is based on a consideration of the types of questions that declaratives with such contrastive topics can be uttered as partial or complete congruent answers to. The meaning of the declaratives with contrastive topics will be represented with the help of the structured meaning approach to matching questions proposed in Krifka 2002.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.
Case and event structure
(2001)
I argue in this paper for a novel analysis of case in Icelandic, with implications for case theory in general. I argue that structural case is the manifestation on the noun phrase of features which are semantically interpretable only on verbal projections; thus, Icelandic case does not encode features of noun phrase interpretation, but it is not uninterpretable either; case is properly seen as reflecting (interpretable) tense and aspect features. Accusative case in Icelandic is available when the two subevents introduced in a transitive verb phrase are identified with each other, and dative case is available when the two parts are distinct (thus Icelandic case manifests aktionsart or inner aspect, in partial contrast to Finnish). This analysis bears directly on the theory of feature checking in the Minimalist Program; specifically, it paves the way for a restrictive theory of feature checking in which no features are strictly uninterpretable: all formal features come in interpretable-uninterpretable pairs, and feature checking is the matching of such pairs, driven by legibility conditions at Spell-Out.
Predication and equation
(2001)
English is one language where equative sentences and non-equative sentences have a similar surface syntax (but see Heggie 1988 and Moro 1997 for a discussion of more subtle differences). In this paper we address the fact that many other languages appear to use radically different morphological means which seem to map to intuitive differences in the type of predication expressed. We take one such language, Scottish Gaelic, and show that the real difference is not between equative and non-equative sentences, but is rather dependent on whether the predicational head in the structure proposed above is eventive or not.
We show that the aparently odd syntax of “equatives” in this language derives from the fact that they are constructed via a non-eventive Pred head. Since Pred heads cannot combine with non-predicative categories, such as saturated DPs, “equatives” are built up indirectly from a simple predicational structure with a semantically bleached predicate. This approach not only allows us to maintain a strict one-to-one syntax/semantics mapping for predicational syntax, but also for the syntax of DPs. The argument we develop here, then, suggests that the interface between the syntactic and semantic components is maximally economical— one could say perfect.
In this paper I show that the different case marking possibilities on predicate adjectives in depictive secondary predicates in Russian constitute the uninterpretable counterpart of the interpretable tense and aspect features of the adjective. Case agreement entails that the predicate adjective is non-eventive, i.e., it occurs when the event time of the secondary predicate is identical to the event time of the primary predicate. The instrumental case, however, entails that the secondary predicate is eventive: some change of state or transition occurred prior to or during the event time of the primary predicate. I claim that case agreement occurs in conjoined tense phrases in Russian, while the instrumental case occurs in adjoined aspectual phrases. In English, secondary predication is sensitive both to the structural location of its antecedent and to the event structure of the primary predicate. I suggest that depictives with subject antecedents in English are true adjunction structures, while those with direct object antecedents occur in a conjoined aspectual phrase. This hypothesis finds support in the different movement and semantic constraints in conjunction versus adjunction phrases in both English and Russian.
This paper discusses a variant of German V2 declaratives sharing properties with both subordinate relative clauses and main clauses. I argue that modal subordination failure helps decide between two rivaling accounts for this construction. Thus, a hypotactic analysis involving syntactic variable sharing must be preferred over parataxis plus anaphora resolution. The scopal behavior of the construction will be derived from its 'proto-assertional force,' which it shares with similar 'embedded root' constructions.
This article discusses some syntactic peculiarities of Chinese yes/no questions. Starting from the observation that Standard Mandarin shares significant typological features with prototypical SOV languages, Chinese is treated as an underlyingly verb-final language. Based on this heuristic principle, A-not-AB, AB-not-A and AB-not questions are uniformly derived by means of one simple raising rule that operates within the sentence constituent V'. This novel idea is elaborated on in great detail in the first part of the article. In contrast to the prevailing trend, it is argued that the question operator contained in A-not-A and A-not sentences CANNOT be raised to "Comp". In consequence, A-not-A and A-not questions are "typed" in the head position of a sentence-internal functional phrase that we call Force2 Phrase (F2P) in the present paper. This position is not to be confused with Drubig's (1994) Polarity 1 Phrase (PollP), in the head position of which assertive negations and an abstract affirmative element are located. The existence of a head position F2° other than Poll° is supported by the fact that F2° can be occupied by certain overt question operators, such as assertive shi-bu-shi, which are compatible with negations. In contrast to the assertive question operator shi-bu-shi which is obligatorily associated with information focus, non-assertive shi-bu-shi serves as a compound focus and question operator whose focus feature is complex insofar as it is composed of two subfeatures: a contrastivity and an exhaustivity subfeature. Non-assertive shi-bu-shi is obligatorily associated with identificational focus in the sense of Kiss (1998). In accordance with some basic ideas of Chomsky's checking theory, the two subfeatures of the complex focus feature carried by the non-assertive shi-bu-shi operator check a correlating subfeature in the head position of a corresponding functional phrase (Contrastive Phrase and Focus Phrase, respectively). The question feature contained in the non-assertive shi-bu-shi operator is attracted by the head of Force1 Phrase (F1') at the level of LF. Due to the fact that F1° is sentence-final, the question feature of non-assertive shi-bu-shi must be Chomsky-adjoined to F1'. Unlike identificational focus phrases which are inherently contrastive, topics are non-contrastive in the default case. As separate speech acts, they are located in a c-commanding position outside the sentence structure. Semantically, there is a difference between Frame-Setting Topics and Aboutness Topics. As shown in the article, both A-not-A and A-not questions on the one hand and yes/no questions ending with ma on the other can be used in neutral and non-neutral contexts. The decisive advantage of mu questions, however, is that their question operator has scope over the whole sentence.
What are incremental themes?
(2001)
In this paper I examine the approach to incremental themes developed in Krifka 1992,1998, Dowty 1991 and others, which argues that the extent of a telic event is determined by the extent of its incrementally affected theme. This approach identifies the defining property of an accomplishment event as being the fact that the theme relation is a homomorphism from parts of the event to parts of the (incremental) theme. I show that there are a large number of accomplishments, both lexical and derived via resultative predication, which cannot be characterised in this way. I then show that it is more insightful to characterise accomplishments in terms of their internally complex structure: an accomplishment event consists of a non-incremental activity event and an incrementally structured 'BECOME' event, which are related by a contextually available one-one function in such a way that the incremental structure of the latter is imposed on the activity.
The main purpose of this paper is to show that argument structure constructions like complex telic path of motion constructions (John walked to the store) or complex resultative constructions (The dog barked the chickens awake) are not to be regarded as "theoretical entities" (Jackendoff (1997b); Goldberg (1995)). As an alternative to these semanticocentric accounts, I argue that their epiphenomenal status can be shown iff we take into account some important insights from three syntactically-oriented works: (i) Hoekstra's (1988, 1992) analysis of S<mall>C<lause> R<esults>, (ii) Hale & Keyser's (1993f.) configurational theory of argument structure, and (iii) Mateu & Rigau’s (1999; i.p.) syntactic account of Talmy's (1991) typological distinction between 'satellite framed languages' (e.g., English, German, Dutch, etc.) and 'verb-framed languages' (e.g., Catalan, Spanish, French, etc.). In particular, it is argued that the formation of the abovementioned constructions involves a conflation process of two different syntactic argument structures, this process being carried out via a 'generalized transformation'. Accordingly, the so-called 'lexical subordination process' (Levin & Rapoport (1988)) is argued to involve a syntactic operation, rather than a semantic one. Due to our assuming that the parametric variation involved in the constructions under study cannot be explained in purely semantic terms (Mateu & Rigau (1999)), Talmy's (1991) typological distinction is argued to be better stated in lexical syntactic terms.
Questions in Northern Sotho
(2006)
This article gives an overview of the marking of polar and constituent questions in Northern Sotho, a Bantu language of South Africa. It thereby provides a contribution to the typological investigation of sentence types in the world’s languages. As will be shown, Northern Sotho follows cross-linguistic tendencies in marking interrogative sentences: It uses intonation as main indicator in polar questions and question words as main indicator in constituent questions. Nevertheless, it also shows interesting language-specific variation, e.g. with respect to the location of raised intonation in polar questions, the presence of two pragmatically distinct question particles in polar questions, or a split in the formation of constituent questions based on the grammatical function of the questioned constituent.
In this paper I argue that the syntax of Eastern Bantu does not make reference to the notion 'syntactic object'. That is, there is no linguistic category of objects that is the target of syntactic rules in Eastern Bantu languages. Instead I propose that syntactic rules broadly distinguish complements and adjuncts as well as category type of complement or adjunct. I argue that Bantu languages are typologically special in that (a) the verb complement structure can be expanded by the valency increasing applicative suffix; and (b) that the class of adjuncts can be expanded through verb concord licensing. Because of these properties, Bantu languages have a much-expanded notion of 'complement' and 'adjunct'. Namely, complements consist of (a) inherent complements (subcategorised by the lexical verb), and (b) derived complements (licensed by the applicative suffix). Adjuncts consist of (a) non-subcategorised modifying constituents in the usual sense and (b) phrases that are licensed by verb concord (i.e. Topics in Bresnan and Mchombo (1987)). I propose that most the differences in the licensing of objects in Bantu are due to two causes: (a) the unusual split in the composition of complements and adjuncts and (b) a set of typological parameter settings.
This volume presents working versions of presentations heard at and selected for the Workshop on Syntax of Predication, held at ZAS, Berlin, on November 2-3, 2001 (except the editor’s own paper).
Predication is a many-faceted topic which involves both syntax and semantics and the interface between them. This is reflected in the papers of the volume.
The paper proposes structural constraints for different adjunct classes in German and English. Approaches in which syntax has only the task to provide adjunct positions and in which principles of scope are supposed to explain the distribution of adjuncts are rejected as incomplete. The syntactic requirements are not as rigid as other approaches require, such that there is just one possible position for a given adjunct. Rather the syntactic constraints may be fulfilled in different positions.
With the rise of minimalism, many concepts related to the geometrical relations of phrase structure held fast to in earlier approaches have been reconsidered. This article deals with distinguishing (relational and technical) properties of specifiers and adjuncts in a Bare Phrase Structure framework (X'-Theory). I extend specific aspects of X-structure relevant to the discussion of specifiers vs. adjuncts. I argue that unique specifiers can be derived from the system and that adjunction, possibly multiple, results from Direct Merge only. The final product is a series of relationships in line with recent thoughts and minimalist premises, but formally more similar to earlier conceptions of the X'-schema.
I address conceptual, empirical and theoretical arguments against multiple specifiers and related issues next, that is beyond the predictions immediately following from the tripartitional view of clause structure proposed in Grohmann (2000). After laying out my motivations to critically consider the issue, I present a set of data that casts serious doubt over the justifications offered to replace Agr with v as the accusative casemarker. Having conceptual and empirical back-up, I then tackle the theoretical validity of specifiers, and ways to distinguish unique specifiers from (multiple) adjuncts. I introduce a version of Bare Phrase Structure that does so, yet keeps the spirit of defining structural identification over relational rather than categorial properties.
In this work, I provide an analysis of adjectival depictive constructions which accounts for most of their fundamental properties. First, I focus on the restrictions having to do with the integration of the depictive and the verbal predicate: they are based on aspectual compatibility between the two predicates, which, in turn, will depend on the ability, on the part of the depictive, to make reference to some (sub)event in the event structure of the verbal predicate. Facts not captured by previous approaches in the literature will be straightforwardly accounted for, among them the possibility to have I-L depictive constructions, and the impossibility to combine a depictive with some non-stative verbal predicates. Second, it will be shown that the informational import of the depictive in the sentence can be equivalent to that of the verbal predicate: both can be the primary lexical basis of predication. This is reflected in the sentence in various ways, having to do with aspectual modifiers, and in the properties of the sentential subject. In this connection, we will reconsider the notion of subject, arguing that no subject-predicate relation takes place in the lexical domain of sentences, and hence that the argument the depictive is oriented to, the common argument, cannot be a subject of the depictive. Finally, a minimalist analysis is proposed for the syntax of the construction, in terms of direct syntactic merge of predicative constituents and sidewards (q-to-q) movement for the common argument, from the lexical domain of the depictive to the lexical domain of the verb. As to morphosyntactic properties, a syntactic Double Agree relation is assumed to hold between T/v, as probes, on the one hand, and the common argument and depictive, as simultaneous goals, on the other, which would allow for the deletion of Case features on both goals. The assumed presence of Structural Case on the adjectival depictive will be responsible for the well-known restriction on the orientation of depictives to the sentential subject or object.
In this paper I put forward and justify a syntactic configuration that I call Complex Small Clause-structure. I show that this single syntactic structure can explain both the semantic value and the syntactic behavior of a range of constructions that up to now have been explored separately and, hence, proposed divergent analyses among them.
This article aims to recast the properties of topic-prominent languages and their differences from subject-prominent languages as documented in the functionalist literature into the framework of the Principle-and-Parameter approach. It provides a configurational definition of the topic construction called Topic Phrase (TP), with the topic marker as its head. The availablity of TP enables topic prominent languages to develop various topic structures with properties such as morphological marking; cross-categorial realization of topics and comments; and mutiple application of topicalization. The article elaborates the notion of topic prominence. A topic prominent language is characterized as one that tends to activate the TP and to make full use of the configuration. Typically, it has a larger number and variety of highly grammaticalized topic markers in the Lexicon and permits a variety of syntactic categories to occur in the specifier position and the complement position of TP.
In Nłeʔkepmxcin, consonant-heavy inventories, lengthy obstruent clusters and widespread glottalization can make potential F0 cues to prosodic phrase boundaries (e.g. boundary tones or declination reset) difficult to observe phonetically. In this paper, I explore a test that exploits one behaviour of phrasefinal consonant clusters to test for prosodic phrasing in Nłeʔkepmxcin clauses. Final /t/ of the 1pl marker kt is aspirated when phrase-final, but not phraseinternally. Use of this test suggests that Thompson Salish speakers parse verbs, arguments and adjuncts into separate phonological phrases. However, complex verbal predicates and complex noun phrases are parsed as single phonological phrases. Implications are discussed, especially in regards to findings that (absence of) pitch accent is not employed to signal the informational categories of Focus and Givenness, even though Nłeʔkepmxcin is a stress language.
"The documentation of... descriptive generalizations is sometimes clearer and more accessible when expressed in terms of a detailed formal reconstruction, but only in the rare and happy case that the formalism fits the data so well that the resulting account is clearer and easier to understand than the list of categories of facts that it encodes.... [If not], subsequent scholars must often struggle to decode a description in an out-of-date formal framework so as to work back to... the facts.... which they can re-formalize in a new way. Having experienced this struggle often ourselves, we have decided to accommodate our successors by providing them directly with a plainer account." (Akinlabi & Liberman 2000:24)
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
The effects of different forms of predication have been insightfully (and almost exclusively) studied for 'simple' cases of predication, of which the 'presentational sentence' is maybe the paradigm instantiation. It is the aim of this paper to show that thc same kind of effects as well as in fact the same kind of structures are present at embedded levels in thematically and otherwise more complex structures. Beyond presentational sentences, 'unaccusative' experiencing constructions involving a dative subject, 'double object constructions' and - to a lesser extent - spraylload constructions are discussed. For all of these, it is argued that they comprise a predication encoding the ascription of a transient temporal property to a location. On this basis, a proposal is made as to how the scope asymmetry between the two arguments involved in the colistructions can be explained. Furthermore, a proposal is made as to how what has been called 'argument shift' is motivated.
This paper compares secondary predication constructions (including small clause complements, resultatives, and/or depictives) in English and Korean and argues that these two typologically different languages employ different modes of satisfying the Case Filter (Chomsky 1981) with regard to the Case of the subjects of secondary predication constructions. More specifically, we argue that the subject of the secondary predicate in English is Accusative Case-marked by the higher governing verb, while that in Korean is Nominative Case-marked by default. Evidence for default Nominative Case will be provided from Korean and other languages.
In this paper, I argue that this informally given list of characteristics covers only a certain subclass of specific indefinites. […] In particular, I dispute the definition of specific indefinites as "the speaker has the referent in mind" as rather confusing if one is working with a semantic theory. Furthermore, I discuss "relative specificity", it. cases in which the specific indefinite does not exhibit wide, but intermediate or narrow scope behavior. Based on such data, I argue that specificity expresses a referential dependency between introduced discourse items. Informally speaking, the specificity of the indefinite expression something [...] expresses that the reference of the expression depends on the reference of another expression, here, on the expression a monk, not the speaker.
This paper pursues the question what the implications of the Anti-Locality Hypothesis could be for the syntax of secondary predication. Focus of the discussion will be an investigation of what their internal structure of small clause complements must look like, how these small clause complements connect to their matrix environments, and what the relevance could be for the formulation of anti-locality presented here. Anti-locality is defined over a tripartite clause structure (split into three Prolific Domains) and a PF-condition on the computation (the Condition on Domain-Exclusivity). The investigation revolves around two leading questions: (i) does the syntax of small clauses involve more structure than simply [SC DP XP] and (ii) do small clauses constitute their own Prolific Domain (or maybe even more)? The results, affirmative answers to both questions, are also relevant for other types of secondary predication.
This paper reports results from a series of experiments that investigated whether semantic and/or syntactic complexity influences young Dutch children’s production of past tense forms. The constructions used in the three experiments were (i) simple sentences (the Simple Sentence Experiment), (ii) complex sentences with CP complements (the Complement Clause Experiment) and (iii) complex sentences with relative clauses (the Relative Clause Experiment). The stimuli involved both atelic and telic predicates. The goal of this paper is to address the following questions.
Q1. Does semantic complexity regarding temporal anchoring influence the types of errors that children make in the experiments? For example, do children make certain types of errors when a past tense has to be anchored to the Utterance Time (UT), as compared to when it has to be anchored to the matrix topic time (TT)?
Q2. Do different syntactic positions influence children’s performance on past-tense production? Do children perform better in the Simple Sentence Experiment compared to complex sentences involving two finite clauses (the Complement Clause Experiment and the Relative Clause Experiment)? In complex sentence trials, do children perform differently when the CPs are complements vs. when the CPs are adjunct clauses? (Lebeaux 1990, 2000)
Q3. Do Dutch children make more errors with certain types of predicate (such as atelic predicates)? Alternatively, do children produce a certain type of error with a certain type of predicates (such as producing a perfect aspect with punctual predicates)? Bronckart and Sinclair (1973), for example, found that until the age of 6, French children showed a tendency to use passé composé with perfective events and simple present with imperfective events; we will investigate whether or not the equivalent of this is observed in Dutch.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.
The left periphery has enjoyed extensive study over the past years, especially drawn against the framework of Rizzi (1997). It is argued that in this part of the clause, relations are licensed that have direct impact on discourse interpretation and information structure, such as topic, focus, clause type, and the like. I take this line of research up and argue in favour of a split CP on the basis of strictly left-peripheral phenomena across languages. But I also want to link the relation of articulated clause structure, syntactic derivations, and information structure. In particular, I outline the basics of a model of syntactic derivation that makes explicit reference to the interpretive interfaces in a cyclic, dynamic manner.
I suggest a return to older stages of generative grammar, at least in spirit, by proposing that clausal derivation stretches over three important areas which I call prolific domains: the part of the clause which licenses argument/thematic relations (V- or θ-domain), the part that licenses agreement/grammatica1 relations (T- or ϕ-domain), and the part that licenses discourse/information-relevant relations (C- or ω-domain). It is thus a rather broad and conceptual notion of "adding" and "omitting" that I am concerned with here, namely licensing of material to relate to information structure, and the desire to find an answer to the question which elements might be added or omitted across languages to establish such links.
This paper is a preliminary comparative study of the relation between word order and information structure in three Null Subject Languages ((NSLs) Spanish, Italian and Greek). The aim is twofold: first I seek to examine the differences and the similarities among these languages in this domain of their syntax. Secon, I investigate the possible derivations of the various patterns and attempt to localize the differences among these languages in different underlying syntactic structures.
The aim of this paper is to investigate Rizzi's (2001) recent claim that in combien constructions full movement correlates with a specific or D-linking interpretation of the nominal (see also Obenauer, 1994) while the in-situ option corresponds to focus of the noun. On the one hand, it is argued that the notion of specificity or D-linking for the raised nominal is too strong while on the other hand it is shown that the stranded nominal is not a focus, but a topic, albeit of a special kind. It is also argued that there is a dedicated postverbal position for this kind of topic and that the nominal has all the properties of an incorporated nominal: it is interpreted as an asserted background topic. In the final part of the article, some time is spent discussing the pragmatics and the modality involved in discontinous structures, and showing that the stranded nominal is interpreted inside the VP/below the event variable.
Speakers have a wide range of noncanonical syntactic options that allow them to mark the information status of the various elements within a proposition. The correlation between a construction and constraints on information status, however, is not arbitrary; there are broad, consistent, and predictive generalizations that can be made about the information-packaging functions served by preposing, postposing, and argument-reversing constructions. Specifically, preposed constituents are constrained to represent discourse-old information, postposed constituents are constrained to represent information that is either discourse-new or hearer-new, and argument-reversing constructions require that the information represented by the preposed constituent be at least as familiar as that represented by the postposed constituent (Birner & Ward 1998). The status of inferable information (Clark 1977; Prince 1981), however, is problematic; a study of corpus data shows that such information can be preposed in an inversion or a preposing (hence must be discourse-old), yet can also be postposed in constructions requiring hearer-new information (hence must be hearer-new). This information status – discourse-old yet hearer-new – is assumed by Prince (1992) to be non-occurring on the grounds that what has been evoked in the discourse should be known to the hearer. I resolve this difficulty by arguing for a reinterpretation of the term 'discourse-old' as applying not only to information that has been explicitly evoked in the prior discourse, but rather to any information that provides a salient inferential link to the prior discourse. Extending Prince’s notion in this manner allows us to account for the distribution of noncanonically positioned peripheral constituents in a principled and unified way.
Two diametrically opposed stances have emerged from recent theoretical debates on adverbial syntax. One approach, represented by Alexiadou (1997) and Cinque (1999), espouses a rigid hierarchy of functional projections hosting individual adverbs. The other, represented broadly by Jackendoff (1972), McConnell-Ginet (1982) and most recently Ernst (2002), takes adverb placement to be determined by the semantics of the adverbs themselves as opposed to the functional architecture of the clause. Under the latter view, adverbs may be divided into several categories based on their meaning with each category being licensed in a certain range within the sentence.
Here, I undertake a detailed examination of Tagalog adverbs and compare the predictions of the two best articulated recent theories of adverbs, that of Cinque (1999, 2004) and Ernst (2002). The results offer support for some of the basic predictions of the semantically based approach of Ernst. Particularly important are scopal facts which do not obtain a clear explanation under a functional projection-based theory such as Cinque's.
Khoekhoe syntax exhibits an unusually flexible constituent structure. Any constituent with a lexical head can be preposed into the focal initial slot immediately before the PGN-marker that marks the subject position. Two strategies of focalisation by foregrounding need to be distinguished: inversion and fronting. Inversion amounts to an inversion of subject and predicate in their entirety. Such sentences have two readings, though, according to their underlying constituent structure: "predicative" or "copulative". Fronting amounts to the preposing of a lexical constituent into the focal initial slot, with subsequent dislocation of the lexical specification of the subject from that slot.
The present analysis has wider implications, particularly: The generally accepted view that Khoekhoe has coreferential/equational "copulative" sentences of the type NPsubject = NPcomplement is a fallacy. Such sentences actually are sentences with their predicate fronted into the focal initial slot. They amount to cleft constructions.
The fact that the primary focal position is immediately before the PGNmarker of the subject is further independent evidence for the "desentential hypothesis", according to which subject and object NPs in the underlying matrix sentence consist of only an enclitic PGN-marker, and for the claim that Khoekhoe underlyingly is a SVO language, not a SOV language as generally held. By implication these findings affect the analysis of other Central Khoesaan languages.
In what follows, we will first put forward the claim that syntactic ergativity results from morphological ergativity by examining relativization and pea-coordination in Tongan (Section 2). In Sections 3 and 4, we compare 'O-constructions with pea-constructions to conclude a) that unlike pea, 'O should be regarded as a complementizer rather than a conjunction; and b) that the gap in 'O-clauses is not an outcome of deletion, but a null anaphor. We will then discuss a Minimalist approach to binding proposed by Reuland (2001) and see how it accounts for the distribution and behavior of proSE in Tongan. Some implications of the current proposal are discussed in Section 6, with section 7 in conclusion.
In this paper I discuss four type of bare nominal, and note that, in some sense, all of them appear to imply stereotypicality. I consider an account in terms of Bidirectional Optimality Theory: unmarked (bare) forms give rise to unmarked (stereotypical) interpretations. However, it turns out that, while the form of bare numerals is unmarked, the interpretation sometimes is not. I suggest that the crucial notion is not unmarkedness, but optimal inference: unmarked forms give rise to interpretations that are best used for drawing inferences. I propose a revision of Bidirectional Optimality Theory to reflect this.
In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
An adjunct-DP in the free instrumental case occurs in a number of surface positions where the DP is syntactically optional. does not depend on any element in the sentence, and has a number of different interpretations. We introduce Bailyn's proposal which postulates a uniform syntactic environment for all the uses of instr. This calls for a uniform semantics of these DPs which can nevertheless accomodate the different interpretations. Starting with the hypothesis of Roman Jakobson about the semantics of the instrumental case we formulate a semantic interpretation theory based on abduction. We give a uniform semantics for three different adjunct uses of instr in this framework. In the concluding part of the paper we discuss some possible alternatives and ramifications as well as questions and objections raised with respect to the treatment proposed in this paper.
This paper investigates syntactic properties of verbless constructions in Chinese. Verbless constructions differ from constructions with overt verbs in three major respects. First, there is a VP-internal nominal raising in Chinese, which is optional if an overt verb shows up, and obligatory if there is no overt verb. Second, while an overt verb can select various kinds of argument, the internal argument of a verbless construction cannot be indefinite. Third, there are two types of object depictive secondary predication constructions, and only one of them allows for a null verb.
The focus of this paper is the perspectivization of thematic roles generally and the recipient role specifically. Whereas perspective is defined here as the representation of something for someone from a given position (Sandig 1996: 37), perspectivization refers to the verbalization of a situation in the speech generation process (Storrer 1996: 233). In a prototypical act of giving, for example, the focus of perception (the attention of the external observer) may be on the person who gives (agent), the transferred object (patient) or the person who receives the transferred object (recipient). The languages of the world provide differing linguistic means to perspectivize such an act of giving, or better: to perspectivize the participants of such an action. In this article, the linguistic means of three selected continental West Germanic languages –German, Dutch and Luxembourgish– will be taken into consideration, with an emphasis on the perspectivization of the recipient role.
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
In his magnum opus (Syntax and Semantics, Leiden 1978, henceforth: S&S) C.L. Ebeling makes a distinction between temporal gradation (pp 301-308 and 337-339) and temporal limitation (pp 311-315). In the case of temporal gradation “p , q”, the meaning “q” specifies the time during which the referent carries the mean-ing “p”.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper argues for a particular architecture of OT syntax. This architecture hasthree core features: i) it is bidirectional, the usual production-oriented optimisation (called ‘first optimisation’ here) is accompanied by a second step that checks the recoverability of an underlying form; ii) this underlying form already contains a full-fledged syntactic specification; iii) especially the procedure checking for recoverability makes crucial use of semantic and pragmatic factors. The first section motivates the basic architecture. The second section shows with two examples, how contextual factors are integrated. The third section examines its implications for learning theory, and the fourth section concludes with a broader discussion of the advantages and disadvantages of the proposed model.
Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
Dialectal variation in german 3-verb clusters : a surface-oriented optimality theoretic account
(2004)
We present data from an empirical investigation on the dialectal variation in the syntax of German 3-verb clusters, consisting of a temporal auxiliary, a modal verb, and a predicative verb. The ordering possibilities vary greatly among the dialects. Some of the orders that we found occur only under particular stress assignments. We assume that these orders fulfil an information structural purpose and that the reordering processes are changes only in the linear order of the elements which is represented exclusively at the surface syntactic level, PF (Phonetic Form). Our Optimality theoretic account offers a multifactorial perspective on the phenomenon.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
This paper is part of a research project on OT Syntax and the typology of the free relative (FR) construction. It concentrates on the details of an OT analysis and some of its consequences for OT syntax. I will not present a general discussion of the phenomenon and the many controversial issues it is famous for in generative syntax.
The structure of natural languages as studied by linguists is connected in several ways with phenomena outside this domain. Problems of this kind are, to mention only three: (a) the acoustical and physiological interpretation of the primitive elements in which the sound structure is represented; (b) the conceptual or referential interpretation of the primitive elements that build up the meanings of the utterances; (c) the structural relationships that go beyond the single sentences, usually taken as the largest units to be analyzed linguistically, i.e., the question as to the conditions that two or more sentences must meet in order to form a connected text. ...
The main tenet of the present paper is the thesis that nominalization – like other cases of derivational morphology – is an essentially lexical phenomenon with well defined syntactic (and semantic) conditions and consequences. More specifically, it will be argued that the relation between a verb and the noun derived from it is subject to both systematic and idiosyncratic conditions with respect to lexical as well as syntactic aspects.
This paper provides an overview of current research on a hybrid and robust parsing architecture for the morphological, syntactic and semantic annotation of German text corpora. The novel contribution of this research lies not in the individual parsing modules, each of which relies on state-of-the-art algorithms and techniques. Rather what is new about the present approach is the combination of these modules into a single architecture. This combination provides a means to significantly optimize the performance of each component, resulting in an increased accuracy of annotation.
Relative quantifier scope in German depends, in contrast to English, very much on word order. The scope possibilities of a quantifier are determined by its surface position, its base position and the type of the quantifier. In this paper we propose a multicomponent analysis for German quantifiers computing the scope of the quantifier, in particular its minimal nuclear scope, depending on the syntactic configuration it occurs in.