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The main purpose of this paper is to show that argument structure constructions like complex telic path of motion constructions (John walked to the store) or complex resultative constructions (The dog barked the chickens awake) are not to be regarded as "theoretical entities" (Jackendoff (1997b); Goldberg (1995)). As an alternative to these semanticocentric accounts, I argue that their epiphenomenal status can be shown iff we take into account some important insights from three syntactically-oriented works: (i) Hoekstra's (1988, 1992) analysis of S<mall>C<lause> R<esults>, (ii) Hale & Keyser's (1993f.) configurational theory of argument structure, and (iii) Mateu & Rigau’s (1999; i.p.) syntactic account of Talmy's (1991) typological distinction between 'satellite framed languages' (e.g., English, German, Dutch, etc.) and 'verb-framed languages' (e.g., Catalan, Spanish, French, etc.). In particular, it is argued that the formation of the abovementioned constructions involves a conflation process of two different syntactic argument structures, this process being carried out via a 'generalized transformation'. Accordingly, the so-called 'lexical subordination process' (Levin & Rapoport (1988)) is argued to involve a syntactic operation, rather than a semantic one. Due to our assuming that the parametric variation involved in the constructions under study cannot be explained in purely semantic terms (Mateu & Rigau (1999)), Talmy's (1991) typological distinction is argued to be better stated in lexical syntactic terms.
Questions in Northern Sotho
(2006)
This article gives an overview of the marking of polar and constituent questions in Northern Sotho, a Bantu language of South Africa. It thereby provides a contribution to the typological investigation of sentence types in the world’s languages. As will be shown, Northern Sotho follows cross-linguistic tendencies in marking interrogative sentences: It uses intonation as main indicator in polar questions and question words as main indicator in constituent questions. Nevertheless, it also shows interesting language-specific variation, e.g. with respect to the location of raised intonation in polar questions, the presence of two pragmatically distinct question particles in polar questions, or a split in the formation of constituent questions based on the grammatical function of the questioned constituent.
In this paper I argue that the syntax of Eastern Bantu does not make reference to the notion 'syntactic object'. That is, there is no linguistic category of objects that is the target of syntactic rules in Eastern Bantu languages. Instead I propose that syntactic rules broadly distinguish complements and adjuncts as well as category type of complement or adjunct. I argue that Bantu languages are typologically special in that (a) the verb complement structure can be expanded by the valency increasing applicative suffix; and (b) that the class of adjuncts can be expanded through verb concord licensing. Because of these properties, Bantu languages have a much-expanded notion of 'complement' and 'adjunct'. Namely, complements consist of (a) inherent complements (subcategorised by the lexical verb), and (b) derived complements (licensed by the applicative suffix). Adjuncts consist of (a) non-subcategorised modifying constituents in the usual sense and (b) phrases that are licensed by verb concord (i.e. Topics in Bresnan and Mchombo (1987)). I propose that most the differences in the licensing of objects in Bantu are due to two causes: (a) the unusual split in the composition of complements and adjuncts and (b) a set of typological parameter settings.
This volume presents working versions of presentations heard at and selected for the Workshop on Syntax of Predication, held at ZAS, Berlin, on November 2-3, 2001 (except the editor’s own paper).
Predication is a many-faceted topic which involves both syntax and semantics and the interface between them. This is reflected in the papers of the volume.
The paper proposes structural constraints for different adjunct classes in German and English. Approaches in which syntax has only the task to provide adjunct positions and in which principles of scope are supposed to explain the distribution of adjuncts are rejected as incomplete. The syntactic requirements are not as rigid as other approaches require, such that there is just one possible position for a given adjunct. Rather the syntactic constraints may be fulfilled in different positions.
With the rise of minimalism, many concepts related to the geometrical relations of phrase structure held fast to in earlier approaches have been reconsidered. This article deals with distinguishing (relational and technical) properties of specifiers and adjuncts in a Bare Phrase Structure framework (X'-Theory). I extend specific aspects of X-structure relevant to the discussion of specifiers vs. adjuncts. I argue that unique specifiers can be derived from the system and that adjunction, possibly multiple, results from Direct Merge only. The final product is a series of relationships in line with recent thoughts and minimalist premises, but formally more similar to earlier conceptions of the X'-schema.
I address conceptual, empirical and theoretical arguments against multiple specifiers and related issues next, that is beyond the predictions immediately following from the tripartitional view of clause structure proposed in Grohmann (2000). After laying out my motivations to critically consider the issue, I present a set of data that casts serious doubt over the justifications offered to replace Agr with v as the accusative casemarker. Having conceptual and empirical back-up, I then tackle the theoretical validity of specifiers, and ways to distinguish unique specifiers from (multiple) adjuncts. I introduce a version of Bare Phrase Structure that does so, yet keeps the spirit of defining structural identification over relational rather than categorial properties.
In this work, I provide an analysis of adjectival depictive constructions which accounts for most of their fundamental properties. First, I focus on the restrictions having to do with the integration of the depictive and the verbal predicate: they are based on aspectual compatibility between the two predicates, which, in turn, will depend on the ability, on the part of the depictive, to make reference to some (sub)event in the event structure of the verbal predicate. Facts not captured by previous approaches in the literature will be straightforwardly accounted for, among them the possibility to have I-L depictive constructions, and the impossibility to combine a depictive with some non-stative verbal predicates. Second, it will be shown that the informational import of the depictive in the sentence can be equivalent to that of the verbal predicate: both can be the primary lexical basis of predication. This is reflected in the sentence in various ways, having to do with aspectual modifiers, and in the properties of the sentential subject. In this connection, we will reconsider the notion of subject, arguing that no subject-predicate relation takes place in the lexical domain of sentences, and hence that the argument the depictive is oriented to, the common argument, cannot be a subject of the depictive. Finally, a minimalist analysis is proposed for the syntax of the construction, in terms of direct syntactic merge of predicative constituents and sidewards (q-to-q) movement for the common argument, from the lexical domain of the depictive to the lexical domain of the verb. As to morphosyntactic properties, a syntactic Double Agree relation is assumed to hold between T/v, as probes, on the one hand, and the common argument and depictive, as simultaneous goals, on the other, which would allow for the deletion of Case features on both goals. The assumed presence of Structural Case on the adjectival depictive will be responsible for the well-known restriction on the orientation of depictives to the sentential subject or object.
In this paper I put forward and justify a syntactic configuration that I call Complex Small Clause-structure. I show that this single syntactic structure can explain both the semantic value and the syntactic behavior of a range of constructions that up to now have been explored separately and, hence, proposed divergent analyses among them.
This article aims to recast the properties of topic-prominent languages and their differences from subject-prominent languages as documented in the functionalist literature into the framework of the Principle-and-Parameter approach. It provides a configurational definition of the topic construction called Topic Phrase (TP), with the topic marker as its head. The availablity of TP enables topic prominent languages to develop various topic structures with properties such as morphological marking; cross-categorial realization of topics and comments; and mutiple application of topicalization. The article elaborates the notion of topic prominence. A topic prominent language is characterized as one that tends to activate the TP and to make full use of the configuration. Typically, it has a larger number and variety of highly grammaticalized topic markers in the Lexicon and permits a variety of syntactic categories to occur in the specifier position and the complement position of TP.
In Nłeʔkepmxcin, consonant-heavy inventories, lengthy obstruent clusters and widespread glottalization can make potential F0 cues to prosodic phrase boundaries (e.g. boundary tones or declination reset) difficult to observe phonetically. In this paper, I explore a test that exploits one behaviour of phrasefinal consonant clusters to test for prosodic phrasing in Nłeʔkepmxcin clauses. Final /t/ of the 1pl marker kt is aspirated when phrase-final, but not phraseinternally. Use of this test suggests that Thompson Salish speakers parse verbs, arguments and adjuncts into separate phonological phrases. However, complex verbal predicates and complex noun phrases are parsed as single phonological phrases. Implications are discussed, especially in regards to findings that (absence of) pitch accent is not employed to signal the informational categories of Focus and Givenness, even though Nłeʔkepmxcin is a stress language.
"The documentation of... descriptive generalizations is sometimes clearer and more accessible when expressed in terms of a detailed formal reconstruction, but only in the rare and happy case that the formalism fits the data so well that the resulting account is clearer and easier to understand than the list of categories of facts that it encodes.... [If not], subsequent scholars must often struggle to decode a description in an out-of-date formal framework so as to work back to... the facts.... which they can re-formalize in a new way. Having experienced this struggle often ourselves, we have decided to accommodate our successors by providing them directly with a plainer account." (Akinlabi & Liberman 2000:24)
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
The effects of different forms of predication have been insightfully (and almost exclusively) studied for 'simple' cases of predication, of which the 'presentational sentence' is maybe the paradigm instantiation. It is the aim of this paper to show that thc same kind of effects as well as in fact the same kind of structures are present at embedded levels in thematically and otherwise more complex structures. Beyond presentational sentences, 'unaccusative' experiencing constructions involving a dative subject, 'double object constructions' and - to a lesser extent - spraylload constructions are discussed. For all of these, it is argued that they comprise a predication encoding the ascription of a transient temporal property to a location. On this basis, a proposal is made as to how the scope asymmetry between the two arguments involved in the colistructions can be explained. Furthermore, a proposal is made as to how what has been called 'argument shift' is motivated.
This paper compares secondary predication constructions (including small clause complements, resultatives, and/or depictives) in English and Korean and argues that these two typologically different languages employ different modes of satisfying the Case Filter (Chomsky 1981) with regard to the Case of the subjects of secondary predication constructions. More specifically, we argue that the subject of the secondary predicate in English is Accusative Case-marked by the higher governing verb, while that in Korean is Nominative Case-marked by default. Evidence for default Nominative Case will be provided from Korean and other languages.
In this paper, I argue that this informally given list of characteristics covers only a certain subclass of specific indefinites. […] In particular, I dispute the definition of specific indefinites as "the speaker has the referent in mind" as rather confusing if one is working with a semantic theory. Furthermore, I discuss "relative specificity", it. cases in which the specific indefinite does not exhibit wide, but intermediate or narrow scope behavior. Based on such data, I argue that specificity expresses a referential dependency between introduced discourse items. Informally speaking, the specificity of the indefinite expression something [...] expresses that the reference of the expression depends on the reference of another expression, here, on the expression a monk, not the speaker.
This paper pursues the question what the implications of the Anti-Locality Hypothesis could be for the syntax of secondary predication. Focus of the discussion will be an investigation of what their internal structure of small clause complements must look like, how these small clause complements connect to their matrix environments, and what the relevance could be for the formulation of anti-locality presented here. Anti-locality is defined over a tripartite clause structure (split into three Prolific Domains) and a PF-condition on the computation (the Condition on Domain-Exclusivity). The investigation revolves around two leading questions: (i) does the syntax of small clauses involve more structure than simply [SC DP XP] and (ii) do small clauses constitute their own Prolific Domain (or maybe even more)? The results, affirmative answers to both questions, are also relevant for other types of secondary predication.
This paper reports results from a series of experiments that investigated whether semantic and/or syntactic complexity influences young Dutch children’s production of past tense forms. The constructions used in the three experiments were (i) simple sentences (the Simple Sentence Experiment), (ii) complex sentences with CP complements (the Complement Clause Experiment) and (iii) complex sentences with relative clauses (the Relative Clause Experiment). The stimuli involved both atelic and telic predicates. The goal of this paper is to address the following questions.
Q1. Does semantic complexity regarding temporal anchoring influence the types of errors that children make in the experiments? For example, do children make certain types of errors when a past tense has to be anchored to the Utterance Time (UT), as compared to when it has to be anchored to the matrix topic time (TT)?
Q2. Do different syntactic positions influence children’s performance on past-tense production? Do children perform better in the Simple Sentence Experiment compared to complex sentences involving two finite clauses (the Complement Clause Experiment and the Relative Clause Experiment)? In complex sentence trials, do children perform differently when the CPs are complements vs. when the CPs are adjunct clauses? (Lebeaux 1990, 2000)
Q3. Do Dutch children make more errors with certain types of predicate (such as atelic predicates)? Alternatively, do children produce a certain type of error with a certain type of predicates (such as producing a perfect aspect with punctual predicates)? Bronckart and Sinclair (1973), for example, found that until the age of 6, French children showed a tendency to use passé composé with perfective events and simple present with imperfective events; we will investigate whether or not the equivalent of this is observed in Dutch.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.
The left periphery has enjoyed extensive study over the past years, especially drawn against the framework of Rizzi (1997). It is argued that in this part of the clause, relations are licensed that have direct impact on discourse interpretation and information structure, such as topic, focus, clause type, and the like. I take this line of research up and argue in favour of a split CP on the basis of strictly left-peripheral phenomena across languages. But I also want to link the relation of articulated clause structure, syntactic derivations, and information structure. In particular, I outline the basics of a model of syntactic derivation that makes explicit reference to the interpretive interfaces in a cyclic, dynamic manner.
I suggest a return to older stages of generative grammar, at least in spirit, by proposing that clausal derivation stretches over three important areas which I call prolific domains: the part of the clause which licenses argument/thematic relations (V- or θ-domain), the part that licenses agreement/grammatica1 relations (T- or ϕ-domain), and the part that licenses discourse/information-relevant relations (C- or ω-domain). It is thus a rather broad and conceptual notion of "adding" and "omitting" that I am concerned with here, namely licensing of material to relate to information structure, and the desire to find an answer to the question which elements might be added or omitted across languages to establish such links.
This paper is a preliminary comparative study of the relation between word order and information structure in three Null Subject Languages ((NSLs) Spanish, Italian and Greek). The aim is twofold: first I seek to examine the differences and the similarities among these languages in this domain of their syntax. Secon, I investigate the possible derivations of the various patterns and attempt to localize the differences among these languages in different underlying syntactic structures.
The aim of this paper is to investigate Rizzi's (2001) recent claim that in combien constructions full movement correlates with a specific or D-linking interpretation of the nominal (see also Obenauer, 1994) while the in-situ option corresponds to focus of the noun. On the one hand, it is argued that the notion of specificity or D-linking for the raised nominal is too strong while on the other hand it is shown that the stranded nominal is not a focus, but a topic, albeit of a special kind. It is also argued that there is a dedicated postverbal position for this kind of topic and that the nominal has all the properties of an incorporated nominal: it is interpreted as an asserted background topic. In the final part of the article, some time is spent discussing the pragmatics and the modality involved in discontinous structures, and showing that the stranded nominal is interpreted inside the VP/below the event variable.
Speakers have a wide range of noncanonical syntactic options that allow them to mark the information status of the various elements within a proposition. The correlation between a construction and constraints on information status, however, is not arbitrary; there are broad, consistent, and predictive generalizations that can be made about the information-packaging functions served by preposing, postposing, and argument-reversing constructions. Specifically, preposed constituents are constrained to represent discourse-old information, postposed constituents are constrained to represent information that is either discourse-new or hearer-new, and argument-reversing constructions require that the information represented by the preposed constituent be at least as familiar as that represented by the postposed constituent (Birner & Ward 1998). The status of inferable information (Clark 1977; Prince 1981), however, is problematic; a study of corpus data shows that such information can be preposed in an inversion or a preposing (hence must be discourse-old), yet can also be postposed in constructions requiring hearer-new information (hence must be hearer-new). This information status – discourse-old yet hearer-new – is assumed by Prince (1992) to be non-occurring on the grounds that what has been evoked in the discourse should be known to the hearer. I resolve this difficulty by arguing for a reinterpretation of the term 'discourse-old' as applying not only to information that has been explicitly evoked in the prior discourse, but rather to any information that provides a salient inferential link to the prior discourse. Extending Prince’s notion in this manner allows us to account for the distribution of noncanonically positioned peripheral constituents in a principled and unified way.
Two diametrically opposed stances have emerged from recent theoretical debates on adverbial syntax. One approach, represented by Alexiadou (1997) and Cinque (1999), espouses a rigid hierarchy of functional projections hosting individual adverbs. The other, represented broadly by Jackendoff (1972), McConnell-Ginet (1982) and most recently Ernst (2002), takes adverb placement to be determined by the semantics of the adverbs themselves as opposed to the functional architecture of the clause. Under the latter view, adverbs may be divided into several categories based on their meaning with each category being licensed in a certain range within the sentence.
Here, I undertake a detailed examination of Tagalog adverbs and compare the predictions of the two best articulated recent theories of adverbs, that of Cinque (1999, 2004) and Ernst (2002). The results offer support for some of the basic predictions of the semantically based approach of Ernst. Particularly important are scopal facts which do not obtain a clear explanation under a functional projection-based theory such as Cinque's.
Khoekhoe syntax exhibits an unusually flexible constituent structure. Any constituent with a lexical head can be preposed into the focal initial slot immediately before the PGN-marker that marks the subject position. Two strategies of focalisation by foregrounding need to be distinguished: inversion and fronting. Inversion amounts to an inversion of subject and predicate in their entirety. Such sentences have two readings, though, according to their underlying constituent structure: "predicative" or "copulative". Fronting amounts to the preposing of a lexical constituent into the focal initial slot, with subsequent dislocation of the lexical specification of the subject from that slot.
The present analysis has wider implications, particularly: The generally accepted view that Khoekhoe has coreferential/equational "copulative" sentences of the type NPsubject = NPcomplement is a fallacy. Such sentences actually are sentences with their predicate fronted into the focal initial slot. They amount to cleft constructions.
The fact that the primary focal position is immediately before the PGNmarker of the subject is further independent evidence for the "desentential hypothesis", according to which subject and object NPs in the underlying matrix sentence consist of only an enclitic PGN-marker, and for the claim that Khoekhoe underlyingly is a SVO language, not a SOV language as generally held. By implication these findings affect the analysis of other Central Khoesaan languages.
In what follows, we will first put forward the claim that syntactic ergativity results from morphological ergativity by examining relativization and pea-coordination in Tongan (Section 2). In Sections 3 and 4, we compare 'O-constructions with pea-constructions to conclude a) that unlike pea, 'O should be regarded as a complementizer rather than a conjunction; and b) that the gap in 'O-clauses is not an outcome of deletion, but a null anaphor. We will then discuss a Minimalist approach to binding proposed by Reuland (2001) and see how it accounts for the distribution and behavior of proSE in Tongan. Some implications of the current proposal are discussed in Section 6, with section 7 in conclusion.
In this paper I discuss four type of bare nominal, and note that, in some sense, all of them appear to imply stereotypicality. I consider an account in terms of Bidirectional Optimality Theory: unmarked (bare) forms give rise to unmarked (stereotypical) interpretations. However, it turns out that, while the form of bare numerals is unmarked, the interpretation sometimes is not. I suggest that the crucial notion is not unmarkedness, but optimal inference: unmarked forms give rise to interpretations that are best used for drawing inferences. I propose a revision of Bidirectional Optimality Theory to reflect this.
In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
An adjunct-DP in the free instrumental case occurs in a number of surface positions where the DP is syntactically optional. does not depend on any element in the sentence, and has a number of different interpretations. We introduce Bailyn's proposal which postulates a uniform syntactic environment for all the uses of instr. This calls for a uniform semantics of these DPs which can nevertheless accomodate the different interpretations. Starting with the hypothesis of Roman Jakobson about the semantics of the instrumental case we formulate a semantic interpretation theory based on abduction. We give a uniform semantics for three different adjunct uses of instr in this framework. In the concluding part of the paper we discuss some possible alternatives and ramifications as well as questions and objections raised with respect to the treatment proposed in this paper.
This paper investigates syntactic properties of verbless constructions in Chinese. Verbless constructions differ from constructions with overt verbs in three major respects. First, there is a VP-internal nominal raising in Chinese, which is optional if an overt verb shows up, and obligatory if there is no overt verb. Second, while an overt verb can select various kinds of argument, the internal argument of a verbless construction cannot be indefinite. Third, there are two types of object depictive secondary predication constructions, and only one of them allows for a null verb.
The focus of this paper is the perspectivization of thematic roles generally and the recipient role specifically. Whereas perspective is defined here as the representation of something for someone from a given position (Sandig 1996: 37), perspectivization refers to the verbalization of a situation in the speech generation process (Storrer 1996: 233). In a prototypical act of giving, for example, the focus of perception (the attention of the external observer) may be on the person who gives (agent), the transferred object (patient) or the person who receives the transferred object (recipient). The languages of the world provide differing linguistic means to perspectivize such an act of giving, or better: to perspectivize the participants of such an action. In this article, the linguistic means of three selected continental West Germanic languages –German, Dutch and Luxembourgish– will be taken into consideration, with an emphasis on the perspectivization of the recipient role.
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
In his magnum opus (Syntax and Semantics, Leiden 1978, henceforth: S&S) C.L. Ebeling makes a distinction between temporal gradation (pp 301-308 and 337-339) and temporal limitation (pp 311-315). In the case of temporal gradation “p , q”, the meaning “q” specifies the time during which the referent carries the mean-ing “p”.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper argues for a particular architecture of OT syntax. This architecture hasthree core features: i) it is bidirectional, the usual production-oriented optimisation (called ‘first optimisation’ here) is accompanied by a second step that checks the recoverability of an underlying form; ii) this underlying form already contains a full-fledged syntactic specification; iii) especially the procedure checking for recoverability makes crucial use of semantic and pragmatic factors. The first section motivates the basic architecture. The second section shows with two examples, how contextual factors are integrated. The third section examines its implications for learning theory, and the fourth section concludes with a broader discussion of the advantages and disadvantages of the proposed model.
Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
Dialectal variation in german 3-verb clusters : a surface-oriented optimality theoretic account
(2004)
We present data from an empirical investigation on the dialectal variation in the syntax of German 3-verb clusters, consisting of a temporal auxiliary, a modal verb, and a predicative verb. The ordering possibilities vary greatly among the dialects. Some of the orders that we found occur only under particular stress assignments. We assume that these orders fulfil an information structural purpose and that the reordering processes are changes only in the linear order of the elements which is represented exclusively at the surface syntactic level, PF (Phonetic Form). Our Optimality theoretic account offers a multifactorial perspective on the phenomenon.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
This paper is part of a research project on OT Syntax and the typology of the free relative (FR) construction. It concentrates on the details of an OT analysis and some of its consequences for OT syntax. I will not present a general discussion of the phenomenon and the many controversial issues it is famous for in generative syntax.
The structure of natural languages as studied by linguists is connected in several ways with phenomena outside this domain. Problems of this kind are, to mention only three: (a) the acoustical and physiological interpretation of the primitive elements in which the sound structure is represented; (b) the conceptual or referential interpretation of the primitive elements that build up the meanings of the utterances; (c) the structural relationships that go beyond the single sentences, usually taken as the largest units to be analyzed linguistically, i.e., the question as to the conditions that two or more sentences must meet in order to form a connected text. ...
The main tenet of the present paper is the thesis that nominalization – like other cases of derivational morphology – is an essentially lexical phenomenon with well defined syntactic (and semantic) conditions and consequences. More specifically, it will be argued that the relation between a verb and the noun derived from it is subject to both systematic and idiosyncratic conditions with respect to lexical as well as syntactic aspects.
This paper provides an overview of current research on a hybrid and robust parsing architecture for the morphological, syntactic and semantic annotation of German text corpora. The novel contribution of this research lies not in the individual parsing modules, each of which relies on state-of-the-art algorithms and techniques. Rather what is new about the present approach is the combination of these modules into a single architecture. This combination provides a means to significantly optimize the performance of each component, resulting in an increased accuracy of annotation.
Relative quantifier scope in German depends, in contrast to English, very much on word order. The scope possibilities of a quantifier are determined by its surface position, its base position and the type of the quantifier. In this paper we propose a multicomponent analysis for German quantifiers computing the scope of the quantifier, in particular its minimal nuclear scope, depending on the syntactic configuration it occurs in.