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Ob Klimawandel oder Luftverschmutzung: Die chemischen und physikalischen Prozesse in der Atmosphäre haben wichtige Auswirkungen auf die menschliche Gesundheit und Ökosysteme. Dabei ist die Atmosphäre mehr als ein Gemisch aus Stickstoff, Sauerstoff, Wasserdampf, Helium und Kohlenstoffdioxid. Es gibt zahlreiche Spurengase, deren Gesamtanteil am Volumen weniger als 1 % ausmacht. In dieser Arbeit werden Stickstoffoxide, Schwefeldioxid, Kohlenstoffmonoxid und Schwefelsäure näher betrachtet, die im Rahmen der flugzeugbasierten Messkampagne Chemistry of the Atmosphere: field experiment in Europe (CAFE-EU)/BLUESKY gemessen wurden.
Die Stickstoffoxide NO und NO2, als NOx zusammengefasst, besitzen hauptsächlich anthropogene Quellen, allen voran fossile Verbrennung und industrielle Prozesse. Zwischen NO und NO2 besteht ein photochemisches Gleichgewicht, sodass in der Atmosphäre vor allem NO2 in relevanten Konzentrationen vorkommt; dies wirkt aufgrund der Bildung von Salpetersäure, HNO3, in wässriger Lösung beim Einatmen ätzend und ist entsprechend gesundheitsschädlich. Troposphärisches Ozon, O3, wesentlicher Bestandteil von Sommersmog, wird hauptsächlich durch die Reaktion von NO mit Peroxiden (HO2 und RO2) gebildet. In der Stratosphäre entstehen NOx hauptsächlich durch die Photodissoziation von Lachgas, N2O, das aufgrund seiner langen Lebenszeit von der Tropo- in die Stratosphäre transportiert werden kann und dort die wichtigste Stickstoffquelle darstellt. In der Stratosphäre tragen NOx zum katalytischen Abbaumechanismus des Ozons bei (Bliefert, 2002; Seinfeld and Pandis, 2016).
Schwefeldioxid, SO2, ist ein toxisches Gas, dessen atmosphärische Quellen hauptsächlich anthropogen sind, nämlich fossile Verbrennung und industrielle Prozesse; Senken sind trockene und feuchte Deposition, wobei letztere zu saurem Regen führen kann. Seit den 1980ern sinken die globalen SO2-Emissionen. SO2 kann in der Atmosphäre zu Sulfat und Schwefelsäure oxidiert werden, was Hauptbestandteil des Wintersmogs ist. Der wichtigste Mechanismus ist die Oxidation mit dem Hydroxylradikal, OH˙, unter Beteiligung von Wasserdampf. In der Stratosphäre ist Carbonylsulfid, OCS, die wichtigste Schwefelquelle, da es analog zum N2O dank seiner langen Lebenszeit von der Tropo- in die Stratosphäre transportiert werden kann (Bliefert, 2002; Seinfeld und Pandis, 2016). Typische Konzentrationen von Schwefelsäure sind 105 cm–3 nachts und 107 cm–3 tagsüber in der Troposphäre sowie 105 cm–3 tagsüber in der Stratosphäre (Clarke et al., 1999; Weber et al., 1999; Fiedler et al., 2005; Arnold, 2008; Kürten et al., 2016; Berresheim et al., 2000).
Kohlenstoffmonoxid, CO, ist ein toxisches Gas, das zu gleichen Teilen durch direkte Emissionen (v.a. Biomasseverbrennung und fossile Verbrennung) und In-situ-Oxidation (v.a. von Methan, Isopren und industriellen Kohlenwasserstoffen) in die Atmosphäre gelangt. Die Hauptsenke ist die Reaktion mit OH˙ in der Troposphäre. Seit 2000 sinkt die globale CO-Konzentration (Bliefert, 2002).
Doch neben Gasen sind auch Aerosolpartikel fester Bestandteil des Gemisches Luft, welche luftgetragene feste oder flüssige Teilchen sind. Primäre Aerosolpartikel werden direkt als solche in die Atmosphäre emittiert, während sekundäre Aerosolpartikel in der Atmosphäre gebildet werden, indem gasförmige Vorläufersubstanzen mit geringer Flüchtigkeit auf primären Partikeln kondensieren oder durch Zusammenclustern und Anwachsen komplett neue Partikel bilden. Aerosolpartikel ermöglichen als Wolkenkondensationskeime erst die Bildung von Wolken und wirken somit – neben ihrem direkten reflektierenden Effekt – durch Änderung der Wolkenbedeckung und -eigenschaften insgesamt kühlend aufs Klima und beeinflussen die lokalen und globalen Wasserkreisläufe. Doch sie haben auch negative Auswirkungen auf die menschliche Gesundheit und sind für eine Verkürzung der durchschnittlichen Lebensdauer in Regionen mit hohen Feinstaubbelastungen verantwortlich (Seinfeld und Pandis, 2016; Bellouin et al., 2020; World Health Organization, 2016).
Neben den bisher betrachteten neutralen, also ungeladenen Gasen und Partikeln sind Ionen in der Gasphase sowie geladene Partikel ebenfalls Bestandteil der Atmosphäre. Sie spielen bei vielen atmosphärischen Prozessen eine wichtige Rolle, wie etwa bei Gewittern, Radiowellenübertragung und ionen-induzierter Nukleation von Aerosolpartikeln. Die Hauptquellen für Ionisation in der Tropo- und Stratosphäre ist die galaktische kosmische Strahlung, die entgegen ihrem Namen hauptsächlich aus Protonen und α-Partikeln (primäre Partikel genannt) besteht und in der Erdatmosphäre durch Kollision mit Luftmolekülen Teilchenschauer von sekundären Partikeln (u.a. Myonen, Pionen und Neutrinos) hervorruft. Die primären und sekundären Partikel können die Luftmoleküle ionisieren unter Entstehung von N+, N2+, O+, O2+ und Elektronen. Sauerstoff reagiert rasch mit letzteren zu O– und O2–. Diese Kationen und Anionen reagieren weiter, bis Ionenclustern der Summenformeln (HNO3)n(H2O)mNO3– und H+(H2O)n(B)m gebildet werden, wobei B Basen wie Methanol, Aceton, Ammoniak oder Pyridin sind. Weitere Ionisationsquellen sind der Zerfall des Radioisotops 222Rn in Bodennähe und ionisierende Solarstrahlung oberhalb der Stratosphäre. Atmosphärische Ionen haben zwei wichtige Senken: die Wiedervereinigung, auch Rekombination genannt, bei der sich ein Kation und ein Anion gegenseitig neutralisieren sowie das Anhaften an Aerosolpartikeln. Letztere Senke ist vor allem in der Troposphäre aufgrund der relativ hohen Konzentration an Aerosolpartikeln relevant (Arnold, 2008; Viggiano und Arnold, 1995; Bazilevskaya et al., 2008; Hirsikko et al., 2011).
In this dissertation, different aspects of turbulent transport and thermally driven flows over complex terrain are investigated. Two publications concentrate on the vertical heat and moisture exchange in the convective boundary layer over mountainous terrain. To study this, Large-Eddy Simulation (LES) is used. Both turbulent and advective transport mechanisms are evaluated over the simple orography of a quasi-two-dimensional, periodic valley with prescribed surface fluxes. Here, terrain elevation varies along only one of the horizontal coordinate axes. Even a relatively shallow orography, possibly unresolved in existing numerical weather prediction models, modifies the domain-averaged moisture and temperature profiles. For the analysis, the flow is decomposed into a local turbulent part, a local mean circulation, and a large-scale part. An analysis of the turbulent kinetic energy and turbulent heat and moisture flux budgets shows that the thermal circulation significantly contributes to the vertical transport. It is found that thermal upslope winds are important for the moisture transport from the valley to the mountain tops. In total, moisture export out of the valley is mostly accomplished by the mean circulation. On the temperature distribution, which is horizontally relatively homogeneous, the thermal circulation has a weaker impact. If an upper-level wind is present, it interacts with the thermal circulation. This weakens the vertical transport of moisture and thus reduces its export out of the valley. The heat transport is less affected by the upper-level wind because of its weaker dependence on the thermal circulation. These findings were corroborated in a more realistic experiment simulating the full diurnal cycle using radiation forcing and an interactive land surface model.
Based on these results, coherent turbulent structures in the convective boundary layer over non-flat terrain are studied in further detail. A conditional sampling method based on the concentration of a decaying passive tracer is implemented in order to identify the boundary-layer plumes objectively. Conditional sampling allows to quantify the contribution of plume structures to the vertical transport of heat and moisture. In case of the idealized valley, vertical transport by coherent structures is the dominant contribution to the turbulent components of both heat and moisture flux. It is comparable in magnitude to the advective transport by the mean slope-wind circulation, although it is more important for heat than for moisture transport. A set of less idealized simulations considers the flow over three-dimensional terrain. In this case, conditional sampling is carried out by using a simple domain-decomposition approach. We demonstrate that thermal updrafts are generally more frequent on hill tops than over the surroundings, but they are less persistent on the windward sides when large-scale winds are present in the free atmosphere.
The tools for flow decomposition and budget analysis are also applied in another idealized case with a quasi-two-dimensional valley featuring the stable boundary layer. Here, the formation of a low stratus cloud is investigated. The main driver for the cloud formation is radiative cooling due to outgoing longwave radiation. Despite a purely horizontal flow, the advection terms in the prognostic equations for heat and moisture produce vertical mixing across the upper cloud edge leading to a loss of cloud water content. However, this behavior is not due to any kind of thermally-driven circulation. Instead, this spurious mixing is caused by the diffusive error of the advection scheme in regions where the sloping surfaces of the terrain-following vertical coordinate intersect the cloud top. It is shown that the intensity of the (spurious) numerical diffusion strongly depends on the horizontal resolution, the order of advection, and the choice of the scalar advection scheme. A LES with 4 m horizontal resolution serves as a reference. For horizontal resolutions of a few hundred meters, carried out with a model setup as it is used in Numerical Weather Prediction, a strong reduction of the simulated liquid-water path is observed. In order to keep the (spurious) numerical diffusion at coarser resolutions small, at least a fifth-order advection scheme should be used. In the present case, a WENO scalar advection scheme turns out to increase the numerical diffusion along a sharp cloud edge compared to an upwind scheme. Furthermore, the choice of the vertical coordinate has a strong impact on the simulated liquid-water path over orography. With a modified definition of the terrain-following sigma coordinate, it is possible to produce cloud water where the classical sigma coordinate does not allow any cloud formation.
During the last decades mammalian intracranial structures like the ethmoidal region have rarely been a focus of morphological studies, as they required invasive techniques. Contrary, the ontogeny of the fetal nasal capsule could easily be investigated based on histological material. Since the early 21st century modern imaging techniques like high-resolution computed tomography (μCT) reveal non-destructive insights into the mammalian skull. Furthermore, visualization software enables the virtual reconstruction of the tissues and additionally their morphometric analyses. However, the use of morphometric approaches on the nasal cavity is still scarce. Moreover, the turbinal skeleton is generally regarded as a unit, or the rostral respiratory part is compared to the caudal olfactory part; but the distinct olfactory turbinals have been considered only in a few studies.
The present study focuses on the highly diverse facial shape of the dog (Canis lupus familiaris) that evolved during domestication. Due to human-controlled breeding and care the natural selective pressure in prehistoric dogs has been replaced continually by artificial selection. As a consequence, harmful mutations on gene loci which e.g., control facial length growth got fixed within an extremely short time. According to veterinarian studies the turbinals of short snouted breeds continue their growth after the elongation of the facial bones has stopped prematurely. However, such investigations are based on low-resolution CT or MRT data and the morphological descriptions are vague. Referring to the elongation of the face in dolichocephalic breeds no former study has dealt with the detailed morphology of their turbinal skeleton so far.
The current study is based on comparative anatomical, morphometric, morphofunctional, and ontogenetic patterns of the dog’s turbinal skeleton. The 32 macerated skulls and four histological serial sections represent eleven breeds which cover different snout lengths (brachycephalic, mesaticephalic, dolichocephalic; according to two length indices), functional groups (scent hound, sighthound, companion/toy), and breeding histories (ancient pure-breeding associated with an unchanged appearance, modern time fashion breeding). The nasal cavity of the selected skulls was μCT-scanned and virtual 3D models of the turbinal skeleton were reconstructed. The breeds have been compared with each other in their number of olfactory turbinals, in the morphology of all turbinals and the lamina semicircularis as well as in their morphometrics and ontogeny. Based on morphological and ontogenetic patterns a new terminology of the interturbinals was established. The morphometric data covers the measurement of the relative turbinal surface area (IAT) and the calculation of the surface density (SDEN) and the turbinal complexity (TC). For the latter parameter a new morphometric approach was developed. For the ontogenetic comparison histological serial sections of perinatal dog stages have been consulted. As the dog’s ancestor macerated skulls of three adult Eurasian wolves (Canis lupus lupus) function for outgroup comparison and represent the grundplan with which the breeds are compared.
The results support former studies concerning a species-specific number of the fronto- and ethmoturbinals: in the Eurasian wolf and all postnatal dogs under study three ethmoturbinals and three frontoturbinals are observed. Additionally, two types of interturbinals are distinguished, namely four prominent interturbinals which are present in nearly all individuals and show a homologous pattern, and a variable number of additional interturbinals which differ in their shape among the dogs. Generally, longer snouted breeds have more additional interturbinals, so the total number of olfactory turbinals is increased to a maximum of 16 in the borzoi, whereas several short snouted breeds have only nine olfactory turbinals due to the loss of additional interturbinals and one prominent interturbinal. Regarding ontogeny the growth of the respiratory and the olfactory turbinals and the lamina semicircularis is highly associated with the growth of the facial bones after birth. As the viscerocranium of brachycephalic breeds is subjected to a postnatal growth inhibition the ethmoidal region stops growing prematurely, too. The turbinals of both functional parts develop less accessory lamellae that results in the reduction of the three morphometric parameters IAT, SDEN, and TC. The increase of all these three parameters with increasing snout length proves a correlation between both variables in the maxilloturbinal, all olfactory turbinals, and the lamina semicircularis in the dog. With the help of the perinatal dog stages plesiomorphic patterns which are present in all adult specimens (e.g., separation of ethmoturbinal I into two laminae, the presence of the uncinate process) were distinguished from less established morphological traits which get preferably reduced in association with brachycephaly (e.g., the anterior process of the posterior lamina of ethmoturbinal I, the caudal processes of frontoturbinal 1 and 2 within the frontal sinus due to the latter’s reduction). Obviously, the driving mechanism behind these and further variations are mutations on gene loci which control ontogenetic processes: the in other studies already described postnatal growth inhibition in the dermal bones of the midface of brachycephalic breeds seems to have a similar effect on the ethmoidal region. The results of the present study serve as basis for the evaluation how far the bony turbinals’ morphology, morphometrics, and ontogeny might be associated with physiological, genetic, neurological, and phylogenetic patterns. Additionally, the growth patterns of the hard tissues need to be compared to those of the soft tissues (i.e. the nasal epithelium).
As part of two drilling campaigns of the International Continental Scientific Drilling Program (ICDP), several geophysical borehole measurements were carried out by the Leibniz Institute for Applied Geophysics (LIAG) in two lakes. The acquired data was used to answer stratigraphic and paleoclimatic research questions, including the establishment of robust age-depth models and the construction of continuous lithological profiles.
Lake Towuti is located on Sulawesi (Indonesia), within the "Indo-Pacific Warm Pool" (IPWP), a globally important region for atmospheric heat and moisture budgets. The lake exists for approximately one million years, but its exact age is uncertain. We present the first agedepth model for the approximately 100 m continuous sediment sequence from the central part of the lake. The basis for this model is the magnetic susceptibility measured in the borehole and a tephra layer with an age of about 797 ka at 72 m depth. Our age-depth model is inferred from cyclostratigraphic analysis of borehole data and covers a period from 903 ± 11 to 131 ± 67 ka. We suggest that orbital eccentricity and/or changes between global cold and warm periods are responsible for hydroclimatic changes in the IPWP, that these changes affect sedimentation processes in Lake Towuti, and that we can measure and observe this effect in the sediment properties today. Additionally, we created a continuous artificial lithological profile from a series of different borehole data using cluster analysis. This provides information from parts of the borehole where no sediment is available due to core loss.
Lake Ohrid is 1.36 million years old and is located on the Balkan Peninsula on the border between Albania and North Macedonia. The primary hole 'DEEP' in the central part of the lake has been the subject of several investigations, but information about sediments of the marginal locations 'Pestani' and 'Cerava' have not been published yet. In our study, we use natural gamma radiation (GR) measured in the borehole to generate an age-depth model for DEEP. This is performed using the correlation of GR to the global LR04 reference record of Lisiecki and Raymo (2005).
The age information is then transferred via prominent seismic marker horizons to the other two sites, Pestani and Cerava, where it provides the first age-control points for the construction of age-depth models from correlation of GR to LR04. The generated age-depth models are tested using cyclostratigraphic methods, but the limits of this approach are revealed. At DEEP, sedimentation rates (SR) from the cyclostratigraphic method and the correlative approach differ by 2.8 %, at Pestani this difference is 16.7 %, and at Cerava the quality of the data does not allow a reliable evaluation of SR using the cyclostratigraphic approach. We used cluster analysis to construct artificial lithological profiles at all three sites and integrated them into the respective age-depth models. This enables us to determine which sediment types were deposited at what time, and we recognize the change between warm and cold periods in the sediment properties at all three locations. The analyses in this study were all performed on borehole and seismic data and thus do not involve sediment core data. Especially at Pestani and Cerava, new insights into the sedimentological history of Lake Ohrid could be obtained.
In the last part we discuss the occurrence of the half-precession (HP) signal in the European region during the last one million years. The focus is on Lake Ohrid, but a range of other proxies, from the eastern Mediterranean, across the European continent, up to Greenland are analyzed in regards to HP. Applying filters, we focus on the frequency range with a period of 13-8.5 ka and only HP remains in the records. We use correlative methods to determine the clarity of the HP signal in proxies distributed across the European realm. Additionally, we determined the development of HP over time. The HP signal is clearest in the southeast and decreases toward the north. It is further more pronounced in interglacial periods and in the younger part (<621 ka) of most proxies. We suggest that there are mechanisms that transmit the HP signal from its origin near the equator to higher latitudes via different processes. In this context, for instance, the African monsoon, the Nile River and the Mediterranean outflow via the Strait of Gibraltar can be important factors.
Upper mantle shear zones are complex systems where deformation is commonly closely interacting with metamorphic (solid-solid) and/or melt/fluid-rock reactions. Here, feedback processes between deformation, reactions, grain size reduction and phase mixing result in strain weakening and the localization of deformation. The expression of these interlinked processes is portrayed by the microfabrics of strained peridotites and pyroxenites. The present thesis is focusing on these processes and their impact on the deformation in three upper mantle shear zones situated in the peridotite massifs of Lanzo (Italian Alps), Erro-Tobbio (Italian Alps) and Ronda (Betic Cordillera, Spain). In all three shear zones, the presence of melt led to phase mixing either by interstitial crystallization of pyroxenes from a Si-saturated and partially also highly evolved melt or by melt-rock reactions of pyroxene porphyroclasts with a Si-undersaturated melt. The effect of melt on the localization of strain is twofold and variable. Enhanced deformation by melt-wetted boundaries is assumed for all shear zones. Additionally, phase mixing by crystallization of interstitial pyroxenes or melt-rock reactions reduce or maintain the grain size by the formation of fine grained neoblasts and secondary phase boundary pinning. In this regard, pre- to early syn-kinematic, map-scale percolation of OH-bearing, evolved melts in the NW Ronda peridotite massif and the associated crystallization of interstitial pyroxenes result in the activation of grain size sensitive deformation mechanisms in the entire melt-effected area. In the rocks collected at Erro-Tobbio, syn-kinematic melt-rock reactions of pyroxene porphyroclasts and Si-undersaturated melt led to the formation of ultramylonitic neoblast tails (grain size ~10 μm). Compared to the adjacent coarser-grained olivine-dominated matrix, the activation of diffusion creep led to an increase in the strain rate by an order of magnitude within interconnected ultramylonitic layers. Strain localization and softening in ultramylonitic layers are also documented in the Lanzo samples. Neoblast tails of pyroxene porphyroclasts were likewise identified as their precursor. The phase assemblage of the tails, including ortho- and clinopyroxene, olivine, plagioclase, and spinel (± amphibole), and their geochemical trends suggest, unlike in Erro-Tobbio, a formation by continuous net-transfer reactions enhanced by the spinel lherzolite to plagioclase lherzolite transition.
The new results obtained from the three studied shear zones underscore the importance of reactions for the interlinked processes of grain size reduction, phase mixing, strain localization and strain softening in upper mantle shear zones. Concerning strain localization, the nature of the reaction (solid-solid, melt/fluid-rock) seems to play a subordinate role compared to its timing. Pre- to early syn-kinematic melt-triggered reactions result in strain localization along map-scale shear zones. Late stage syn-kinematic melt-rock or metamorphic reactions under high stress conditions are capable of localizing the deformation along discrete, sub-centimeter thick ultramylonites.
The weather of the atmospheric boundary layer significantly affects our life on Earth. Thus, a realistic modelling of the atmospheric boundary layer is crucial. Hereby, the processes of the atmospheric boundary layer depend on an accurate representation of the land-atmosphere coupling in the model. In this context the land surface temperature (LST) plays an important role. In this thesis, it is examined if the assimilation of LST can lead to improved estimates of the boundary layer and its processes.
To properly assimilate the LST retrievals, a suitable model equivalent in the weather prediction model is necessary. In the weather forecast model of the German Weather Service used here, the LST is modelled without a vegetation temperature. To compensate for this deficit, two different vegetation parameterizations were investigated and the better one, a conductivity scheme, was implemented. In order to make optimal use of the influence of the assimilation of the LST observation on the model system, it is useful to pass on the information of the observation to land and atmosphere already in the assimilation step. For that reason, a fully coupled land-atmosphere prediction model was used. Therefore, the existing control vector of the assimilation system, a local ensemble transform Kalman filter, was extended by the soil temperature and moisture. In two-day case studies in March and August 2017, different configurations of the augmented assimilation system were evaluated based on observing system simulation experiments (OSSE).
LST was assimilated hourly over two days in the weakly and strongly coupled assimilation system. In addition, every six hours a free 24-hour forecast was simulated. The experiments were validated with the simulated truth (a high-resolution model run) and compared against an experiment without assimilation. It was shown that the prediction of the boundary layer temperature, especially during the day, and the prediction of the soil temperature, during the whole day and night, could be improved.
The best impact of LST assimilation was achieved with the fully coupled system. The humidity variables of the model benefited only partially from the LST assimilation. For this reason, covariances in the model ensemble were investigated in more detail. To check their compatibility with the high-resolution model run the ensemble consistency score was introduced. It was found that the covariances between the LST and the temperatures of the high-resolution model run were better represented in the ensemble than those between the LST and the humidity variables.
Geochemical investigations on biogenic carbonates are commonly conducted to reconstruct the environmental conditions of the past. However, different carbonate producers incorporate elements to varying degrees, due to biological vital effects. Detecting and quantifying these effects is crucial to produce reliable reconstructions. These paleoreconstructions are of great importance to evaluate the consequences of our recent climate change and identify control mechanisms on the distribution of endangered species such as Desmophyllum pertusum. In chapter three we tested Mg/Ca, Sr/Ca and Na/Ca ratios on this species, among other coldwater scleractinians, to test if they provide reliable proxy information. The results reveal no apparent control of Mg/Ca or Sr/Ca ratios through seawater temperature, salinity or pH. Na/Ca ratios appear to be partly controlled by the seawater temperature, which is also true for other aragonitic organisms such as warm-water corals and the bivalve Mytilus edulis. However, a large variability complicates possible reconstructions by means of Na/Ca. In addition, we explore different models to explain the apparent temperature effect on Na/Ca ratios based on temperature sensitive Na and Ca pumping enzymes.
The bivalve Acesta excavata is commonly found in cold-water coral reefs among the North Atlantic, together with D. pertusum. Multiple linear regression analysis, presented in chapter four, indicates that up to 79% of the elemental variability in Mg/Ca, Sr/Ca and Na/Ca is explainable with temperature and salinity as independent predictor variables. Vital effects, for instance growth rate effects, are evident and make paleoreconstructions not feasible. Furthermore, organic material embedded in the shell, as well as possible stress effects can drastically change the elemental composition. Removal of these organic matrices from bulk samples for LA-ICP-MS (laser ablation inductively coupled mass spectrometer) measurements by means of oxidative cleaning is not possible, but Na/Ca ratios decrease after this cleaning. This is presumably an effect of leaching and not caused by the removal of organic matrices.
Interesting biogeochemical relations were found in the parasitic foraminifera H. sarcophaga. We report Mg/Ca, Sr/Ca, Na/Ca and Mn/Ca ratios measured in H. sarcophaga from two different host species (A. excavata and D. pertusum) in chapter five. Sr/Ca ratios are significantly higher in foraminifera that lived on D. pertusum. This could indicate that dissolved host material is utilized in shell calcification of H. sarcophaga, given the naturally higher strontium concentration in the aragonite of D. pertusum. Mn/Ca ratios are highest in foraminifera that lived on A. excavata but did not fully penetrate the host’s shell. Most likely, this represents a juvenile stadium of the foraminifera during which it feeds on the organic
periostracum of the bivalve, which is enriched in Mn and Fe. The isotopic compositions are similarly affected, both δ18O and δ13C values are significantly lower in foraminifera that lived 23on D. pertusum compared to specimen that lived on A. excavata. Again, this might represent the uptake of dissolved host material or different pH regimes in the calcifying fluid of the hosts (bivalve < 8, coral > 8) that control the extent of hydration/hydroxylation reactions. Temperature reconstructions are possible using stable oxygen isotopes on this foraminifera species; however, the results are only reliable if the foraminifera lived on A. excavata. Samples of H. sarcophaga from D. pertusum would lead to overestimations of the seawater temperature due to the lower δ18O values.
Apart from biological vital effects, storage and preservation methods can significantly change the geochemical composition of different marine biogenic carbonates. In chapter six this is presented on the example of ethanol preservation, a common technique to allow extended storage of biogenic samples. The investigation reveals a significant decrease of Mg/Ca and Na/Ca ratios even after only 45 days storage in ultrapure ethanol. Sr/Ca ratios on the other hand are not influenced.
Besides temperature, salinity and pH further environmental parameters are important such as nutrient availability, especially for the distribution of cold-water corals. In chapter seven we extend the investigations on A. excavata by including the elemental ratios Ba/Ca, Mn/Ca and P/Ca. We expected P/Ca to be helpful in the otherwise difficult process of dentifying growth increments. Based on our observations we had to refute this theory. P/Ca ratios are not systematically enriched in the vicinity of growth lines. Instead, we found a regular sequence of peaks of Ba/Ca, P/Ca and Mn/Ca. This sequence as well as the peaks in general are potentially caused by equential blooms of different algae, diatoms and other planktonic organisms ...
Extreme convective precipitation events are among the most severe hazards in central Europe and are expected to intensify under global warming. However, the degree of intensification and the underlying processes are still uncertain. In this thesis, recent advances in continuous, radar-based precipitation monitoring and convection-permitting climate modeling are used to investigate Lagrangian properties of convective rain cells such as precipitation intensity, cell area, and precipitation sum and their relationship to large-scale, environmental conditions.
Firstly, convective precipitation objects are tracked in a gauge-adjusted radar-data set and the properties of these cells are related to large-scale environmental variables to investigate the observed super-Clausius-Clapeyron (CC) scaling of convective extreme precipitation. The Lagrangian precipitation sum of convective cells increases with dew point temperature at rates well above the CC-rate with increasing rates for higher dew point temperatures. These varying, high rates are caused by a covarying increase of CAPE with dew point temperature as well as the effect of high vertical wind shear causing an increase in cell area and thus precipitation sum. At the same time, cells move faster at high vertical wind shear so that Eulerian scaling rates are lower than Lagrangian but still above the CC-rate. The results show that wind shear and static instability need to be taken into account when transferring precipitation scaling under current climate conditions to future conditions. Secondly, the representation of convective cell properties in the convection-permitting climate model COSMO-CLM is evaluated. The model can simulate the observed frequency distributions of cell properties such as lifetime, area, mean and maximum intensity, and precipitation sum. The increase of area and intensity with lifetime is also well captured despite an underestimation of the intensity of the most severe cells. Furthermore, the model can represent the temperature scaling of intensity, area, and precipitation sum but fails to simulate the observed increase of lifetime. Thus, the model is suitable to study climatologies of convective storms in Germany. Thirdly, two COSMO-CLM projections at the end of the century under emission scenario RCP8.5 were investigated. While the number of convective cells and their lifetime remain approximately constant compared to present conditions, intensity and area increase strongly. The relative increase of intensity and area is largest for the highest percentiles meaning that extreme events intensify the most. The characteristic afternoon maximum of convective precipitation is damped, and shifted to later times of day which leads to an increase of nighttime precipitation in the future. Scaling rates of cell properties with dew point temperature are nearly identical in present and future in the simulation driven by the EC-Earth model which means that the upper limit of cell properties like intensity, area, and precipitation sum could be predicted from near-surface dew point temperature. However, this result could not be reproduced by the simulation driven by MIROC5 and needs further investigation.
The climate system is one of the classical examples of a complex dynamical system consisting of interacting sub-systems through mass, momentum, and energy exchange across various spatial and temporal scales. This thesis aims to detect and quantify sub-component interactions from an information exchange (IE) perspective. For this purpose, IE estimators derived from information theory are explored and applied to the available climate data obtained from observations, reanalysis, global and regional climate models. Specifically, this thesis investigates the usefulness of information theory methods for process-oriented climate model evaluation.
Firstly, methods derived from the concepts of information theory such as transfer entropy and information flow along with their linear and non-linear estimation techniques are initially tested and applied to idealized two-dimensional dynamical systems. The results revealed an expected direction and magnitude of IE providing insights into underlying dynamics. However, as expected the linear estimators are robust for linear systems but fail for non-linear systems. Though the non-linear estimators (kernel and kraskov) showed expected results for all the idealized systems, their free tuning parameters are to be tested for consistent results. Moreover, these methods are sensitive to the available time series length.
A real world example case study involving the dynamics between the Indian and Pacific oceans revealed a physically consistent bi-directional IE. However, unexpected IE was detected in the example of North Atlantic and European air temperatures indicating hidden drivers. Though IE provides insights into system dynamics, the availability of time series length and the system at hand must be carefully taken into account before inferring any possible interpretations of the results.
Quantifying the IE from El-Ni\~{n}o southern oscillation (ENSO) and Indian Ocean Dipole (IOD) to the Indian Summer Monsoon Rainfall (ISMR) with the observational and reanalysis data sets revealed that both ENSO and IOD are synergistic predictors for the inter-annual variability of the ISMR over central India i.e., the monsoon core region. Though the investigated three Global Climate Models (GCM) could not reveal the underlying IE dynamics of ENSO, IOD, and ISMR, a Regional Climate Model (RCM) simulation downscaling one of the GCMs with realistic large scale signals across the lateral boundaries showed good agreement with the observations.
Evaluating a coupled regional climate modeling system driven by two different global data sets with IE estimators revealed significant differences between the process chains linking the north-west Mediterranean sea surface temperatures, evaporation, wind speed, and the Vb-cyclone induced precipitation over Danube, Odra, and Elbe catchments in the historical period (1951-2005). Detailed investigation revealed that the north-west Mediterranean Sea in the coupled regional simulation driven by ERA-20C reanalysis corresponded to the Vb-cyclone precipitation over the three catchments while no such correspondence is noted in the EC-EARTH driven simulation. This discrepancy is attributed to the inheritance of the simulation biases from GCM into the RCM. In the future period (1965-2099), no significant changes in the processes are noted from the simulation.
Overall, this thesis used IE estimators in investigating the underlying dynamics of climate system and climate models. The estimators proved useful in providing insights into climate system dynamics assisting in a process based climate model evaluation.
State-of-the-art climate models contain, to a significant degree, empirical components. In particular, subgrid-scale (SGS) parameterizations are usually highly tuned against observations or high-resolution model data. While this enables the models to minimize the error during hindcasts, it is not guaranteed that it yields a benefit for climate projections because of climate change. In this thesis the Fluctuation-Dissipation theorem (FDT) is used to update the statistics of the system in the presence of an external forcing. If the empirical parameters are tuned objectively to the data (i.e., they depend on the statistics of the data), then they might be updated with the FDT. This ansatz is tested within a framework of a semi-empirical model (SEM) based on the leading variance patterns of a quasigeostrophic three-layer model (QG3LM) and supplemented by a purely data-driven parameterization. We show that the FDT is able to successfully update the tuning parameters of the data-driven SGS closure, resulting in a systematic improvement in model performance in comparison to an untreated SEM. Ideally, SGS parameterizations should contain little to no tuning parameters. Thus, complementary to the FDT approach we investigate a stochastic SGS closure constrained by first principles that is calculated using the stochastic mode reduction (SMR). The SMR allows for an analytic derivation of the SGS closure from the model equations while requiring only minimal tuning. We successfully apply the SMR to the QG3LM and construct the reduced stochastic model (RSM). Furthermore, we show that the RSM is more robust against an external forcing than the SEM. Additionally, we find that, under appropriate conditions, the FDT is able to update the empirical parts of the RSM. Yet, only for the response in mean streamfunction the RSM provides useful results, while the response in covariance of the streamfunction is incorrect for most cases. Nevertheless, we obtain a remarkably accurate response in both moments for the RSM in an idealized setting. In combination with the results of the FDT study this indicates that the considered RSM is too low dimensional and encourages us to investigate the response of larger RSMs in the future.
Carbon is an element that controls planetary habitability, and is fundamental for life on Earth. Its behaviour has important consequences for the global climate system, the origin and evolution of life on Earth. While the biosphere and atmosphere’s carbon cycle only accounts for less than 1% of the global carbon budget, hidden reservoirs of deep carbon in the Earth’s interior comprise the predominant storage of carbon on the planet. At the Earth’s surface, 60-70 % of carbon is hosted by carbonate minerals, which are then transported to the Earth’s interior, mainly in the form of sediments, by subduction of the oceanic lithosphere. Subducting plates are subjected to decarbonation, dehydration, and melting with CO2 release via supra-subduction volcanism. Nevertheless, part of the subducted carbonates’ may survive and be further transported to the deep mantle. Direct evidence of the existence of carbonates in the Earth’s interior, possibly reaching down to the lower mantle, comes from the finding of syngenetic inclusions of carbonates in diamonds and mantle xenoliths. The presence of carbonates in the deep Earth has a critical effect on the physical properties of the mantle. Melting and chemical speciation of the mantle are strongly affected by the form of C and carbonate stability. Therefore, the study of the stability and physical properties of carbonates at high pressures and temperatures is fundamental, because understanding the processes involved in the deep carbon cycle helps to improve our picture of the whole mantle.
The systematic characterization of the elastic properties of carbonates as a function of their structure and chemical composition is of great importance because it may allow to identify their presence and distribution by seismology. Inverting seismic observations to successfully constrain the chemical composition and mineralogy of the Earth’s interior requires knowledge of the physical properties of all possible Earth’s materials at pressures and temperatures applicable to the Earth’s interior. Up to now, a multitude of studies has focused on the construction of phase diagrams and structural transitions by means of X-ray diffraction and vibrational spectroscopy experiments.
Few studies are available on the complete elastic tensor of carbonates, however most of the datasets are not accompanied by an accurate characterization of the samples, which are often solid solutions and the exact chemical composition, density or the details about the experimental methods used are not presented. The aim of this thesis is to study the effect of chemical composition on the elastic properties of carbonates, providing a reliable dataset on the elasticity of the main carbonates. In particular, the elastic properties of crystalline aragonite, CaCO3, and Fe-dolomite, (Ca, Mg, Fe)(CO3)2, with different compositions were studied by Brillouin spectroscopy at ambient conditions. Brillouin spectroscopy was also used to investigate the elastic behaviour of amorphous calcium carbonate samples with different water contents (up to 18 wt%) at high pressures, up to 20 GPa.
Furthermore, the importance of cationic substitution on the structure and high pressure behaviour of carbonates was investigated by studying a synthetic CaCO3-SrCO3 solid solution at ambient conditions and at high pressures, up to 10 GPa, by single crystal X-ray diffraction. Finally, the study of the effect of composition on the elastic properties of families of isostructural solids was also extended to a different class of materials, the metal guanidinium formates. The elasticity of a family of perovskite metal organic frameworks, metal guanidinium formates C(NH2)3MII(HCOO)3, with MII =Mn, Zn, Cu, Co, Cd and Ca was investigated by combining Brillouin spectroscopy, resonant ultrasound spectroscopy, density functional theory and thermal diffuse scattering analysis.
Mistral and Tramontane are wind systems in southern France and the western Mediterranean Sea. Both are caused by similar synoptic situations and channeled in valleys. Their relevance for the climate of the western Mediterranean region motivated this work. The representation of Mistral and Tramontane in regional climate simulations was surveyed with the models ALADIN, WRF, PROMES, COSMO-CLM, RegCM, and LMDZ. ERA-Interim and global CMIP5 simulations (MPI-ESM, CMCC-CM, HadGEM2-ES, and CNRM-CM5) provided the lateral boundary data for the regional simulations regarding the 20th century and two representative concentration pathways for the 21st century (RCP4.5 and RCP8.5).
A Mistral and Tramontane time series, a principal component analysis of pressure fields, and a Bayesian network were combined to develop a classification algorithm to identify pressure patterns in favor of Mistral and Tramontane. The regional climate models were able to reproduce the observed climatology of Mistral and Tramontane. Compared to observational data (SAFRAN and QuikSCAT), the simulations underestimate the wind speed over the Mediterranean Sea, mainly at the borders of the main flow. Simulations with smaller grid spacing showed better agreement with the observations.
A sensitivity study tested the influence of the Charnock parameter on the Mistral wind field. Its value impacted both wind speed and wind direction. Decreasing the orographic resolution in idealized simulations using COSMO-CLM caused a reduction in wind speed and a broader flow area. Including a parameterization for subgrid scale orography improved the simulation. However, an accurate simulation of Mistral and Tramontane still requires a high-resolution orography.
The classification algorithm also was applied to pressure fields from regional climate simulations driven by global simulation data. At the end of the 21st century, only small, non-significant changes in the number of Mistral days per year occur in the projection simulations. The number of Tramontane days per year decreased significantly.
While high-quality climate reconstructions of some past warm periods in the Cenozoic era now exist, the geological processes responsible for driving the observed longterm changes in atmospheric CO2 are not sufficiently well understood. The long-term change in atmospheric CO2 across the Cenozoic has been proposed to be driven by processes such as terrestrial weathering, organic carbon production and burial, reverse weathering, and volcanic degassing. One way of constraining the relative importance of the various driving forces proposed so far is to better understand the degree to which ocean chemistry has changed because the chemistry of seawater responds to geologic processes that drive atmospheric CO2. In addition, knowledge of the concentration of the major elements in seawater is crucial for accurately applying proxies such as those based on the boron isotopic composition and Mg/Ca of marine carbonates (a proxy for palaeo pH/CO2 and palaeotemperature, respectively). Previously reported records of seawater composition are primarily derived from fluid inclusions in marine evaporites; however, the results are sparse due to the limited availability of such deposits. In this thesis, changes in the Eocene seawater chemistry were reconstructed using trace element (elements/Ca) and isotopic (δ26Mg) proxies in a Larger Benthic Foraminifera (LBFs), i.e., Nummulites sp., to constrain the driving processes of long-term changes in seawater chemistry.
To achieve the objective of this thesis, first, a measurement protocol was established using LA-ICPMS to measure the K/Ca ratio simultaneously with other element/calcium ratios, which is challenging due to the interference of ArH+ on K+. Utilising this newly established measurement protocol, laboratory-cultured Operculina ammonoides grown at different seawater calcium concentrations ([Ca2+]), repeated at different temperatures, as well as modern O. ammonoides collected from different regions exhibiting a range of seawater parameters, were investigated. A significant correlation was observed between K/Casw and K/CaLBF, allowing K/CaLBF to potentially be used as a proxy for seawater major ion reconstructions. In addition, modern O. ammonoides demonstrated no significant influence of most seawater parameters (temperature, salinity, pH, or [CO32-]) on K/CaLBF. Modern O.
ammonoides were also assessed for their Mg isotopic composition (δ26Mg), revealing no significant effect of temperature or salinity on δ26MgLBF. Furthermore, the Mg isotopic fractionation in O. ammonoides was found to be close to that of inorganic calcite, indicating minimal vital effects in these large benthic foraminifera.
Operculina ammonoides is the nearest living relative of the abundant Eocene genus Nummulites, enabling the reconstruction of seawater chemistry using the calibration based on O. ammonoides. The trace elemental/calcium proxies, including Na/Ca, K/Ca, and Mg/Ca, as well as the δ26Mg proxy, were investigated in Eocene Nummulites. The result showed that during the Eocene, [Ca2+]sw was 1.6-2 times higher, while [K+]sw was ~2 times lower than the modern seawater composition. Furthermore, [Mg2+]sw decreased from the early Eocene (54.3− +9 7..69 mmol kg-1 at ~55 Ma) to Late Eocene (37.8− +4 4..3 4 mmol kg-1 at ~31 Ma), followed by
an increase toward modern seawater [Mg]. In contrast, the variability in δ26Mgsw values remained within a narrow range of ~0.3 ‰ throughout the Cenozoic. The reconstructed [Ca2+]sw agrees with the suggestion that Cenozoic seawater chemistry changes can be explained via a change in the seafloor spreading rate. When combined with existing records, the observed minimal change in δ26Mgsw with an increase in [Mg2+]sw suggests an additional possible role of a decrease in the formation of authigenic clay minerals coincident with the Cenozoic decline in deep ocean temperature, which is also supported by the increase in the [K+]sw reconstructed here for the first time. This finding highlights that the reduction in seafloor-spreading rate and decline in reverse weathering during the Cenozoic era has played a significant role in the evolution of seawater chemistry, emphasizing the importance of these processes in driving long-term changes in the carbon cycle.
Mongolia covers a huge area in Asia and provides excellent Palaeozoic successions although large regions still lack detailed information on fauna and flora in Palaeozoic rocks. Of special interest is the Central Asian Orogenic Belt (CAOB), one of the largest collisional complexes on Earth. The CAOB is composed of a large number of terranes, continental margins, island arcs, backarc/forearc basins and accretionary wedges (Badarch et al. 2002; Safonova et al. 2017). Many terranes and regions underwent strong metamorphism, such as areas north of the Main Mongolian Lineament. To the south, Palaeozoic rocks exhibit low-grade metamorphism, thrusting and folding. Two promising long successions of Palaeozoic rocks were studied, namely the Hushoot Shiveetiin gol section and the Bayankhoshuu Ruins section. The intention of the PhD was to study marine facies settings in Palaeozoic rocks of southern and southwestern Mongolia, in an area little is known in terms of biostratigraphy and events. In order to get a better understanding on events and what might have been the driving forces I studied sections in Mongolia which have not been in the focus of research in the last decades. In order to complement studies on Late Devonian events elsewhere, I decided to study sections in open ocean environments (CAOB), far away from mainly studied epicontinental areas.As stated in many publications, events are the driving force for evolution. They exhibit dramatical changes in the palaeontological record of organisms and they are often associated with dramatic extinctions (Walliser 1996) and anoxic sediments (but not always). Mass extinctions are episodes in which a large number of plant and animal species became extinct within a few thousand to a hundred thousand years. Most events (first and second order events) are traceable worldwide. For instance, in the Late Devonian, mass extinction events recognized at the Frasnian–Famennian (F/F) stage boundary and at the Devonian–Carboniferous (D/C) boundary (McLaren and Goodfellow 1990; Sepkoski 1996; Walliser 1996). Overall, 19% of all families, 50% of all genera and at least 70% of all species became extinct (Raup and Sepkoski 1982; Sepkoski 1996; McGhee et al. 2013), but extinctions also concerned palaeoecosystems and due to Late Devonian events whole coral/stromatoporoid reef ecosystems became extinct. What might be the reason(s) for these dramatical changes? Why did the carbonate factory brake down? There are several reasons which have been discussed. For instance, extraterrestrial bolide impacts (McLaren 1970), anoxia within the water column due to climate changes (House 1985; Becker and House 1994; Caplan and Bustin 1999; Bond and Wignall 2005), transgressions and regressions (Newell 1967; Hallam and Wignall 1999; Purdy 2008; Ruban 2010, 2013; Smith and Benson 2013), eutrophication and increased sediment transport (Joachimski et al. 1993; Schobben et al. 2016), explosive volcanism (Paschall et al. 2019) and/ or large igneous provinces (LIP’s, Ernst et al. 2019; Racki et al. 2020, among others) and much more has been considered. The main problem is that previous studies preferably have been done along former epicontinental margins between Laurassia and Gondwana. Less information is available in deep open oceanic successions and shallow-water areas around island arcs. Generally, events are characterized by bituminous rocks, such as black limestones and shales within marine realms, but they do not necessarily occur everywhere (see Carmichael et al. 2016). So, the question was: “Can we recognize Palaeozoic event layers or equivalents in the CAOB?” If so, is this comparable to already published data? What might be the main trigger, as there are many reasons still in discussion? And finally, what has happened in the aftermath of those events as it seems that the CAOB may have acted as a refugium for at least some groups, such as for crinoids (Waters and Webster 2009; Tolokonnikova and Ernst 2010). In this thesis, I will provide data from isolated ecosystems from a rather unstudied region, which will complement studies from other parts of the World.
This Ph.D. thesis demonstrates i) the highly precise performance of refined and new analytical setups for clumped isotope analysis (Δ47 and Δ48) and ii) the applicability of clumped isotope analyses to biogenic and abiogenic carbonated apatite (Δ47) and abiogenic carbonates (Δ47 and Δ48) for research related to paleothermophysiology and paleoclimatology, whereas the overall analytical precision has been increased.
A comprehensive Δ47 dataset with 122 replicate analyses is provided from which the temperature dependence of Δ47 for (bio)apatite (Δ47-1/T2) is calculated between 1 °C and 80 °C. The temperature dependence of oxygen isotope equilibrium fractionation between carbonated synthetic apatite and water (1,000ln(αCHAP-H2O)) is experimentally determined. When applied to tooth enameloid from a modern Greenland shark (Somniosus microcephalus), a Late Miocene megatooth shark (Carcharodon megalodon), and an Upper Cretaceous Tyrannosaurus rex, reconstructed Δ47-based temperatures and δ18OH2O are in line with previously published data.
An analytical setup for highly precise clumped isotope analysis is described that allows for the simultaneous measurement of ∆47 and ∆48 in CO2 with external reproducibilities close to the respective shot-noise limits. The analyte gases originate from pure carbonates that were digested in hypersaturated orthophosphoric acid and purified using a fully automated device. Δ47 data sets with 117 replicate analyses in total on 22 pedogenic carbonate nodules from two Spanish Middle Miocene sections reveal the continental Southern European thermal structure during the end of the Middle Miocene Climatic Optimum (MCO) and the complete Middle Miocene Climatic Transition (MMCT; from 15.33 to 12.98 Ma).
This thesis presents the experimental and numerical analysis of seismic waves that are produced by wind farms. With the aim to develop renewable energies rapidly, the number of wind turbines has been increased in recent years. Ground motions induced by their operation can be observed by seismometers several kilometers away. Hence, the seismic noise level can be significantly increased at the seismic station. Therefore, this study combines long-term experiments and numerical simulations to improve the understanding of the seismic wavefields emitted by complete wind farms and to advance the prediction of signal amplitudes.
Firstly, wind-turbine induced signals that are measured at a small wind farm close to Würzburg (Germany) are correlated with the operational data of the turbines. The frequency-dependent decay of signal amplitudes with distance from the wind farm is modeled using an analytical method including the complex effects of interferences of the wavefields produced by the multiple wind turbines. Specific interference patterns significantly affect the wave propagation and therefore the signal amplitude in the far field of a wind farm. Since measurements inside the wind turbines show that the assumption of in-phase vibrating wind turbines is inappropriate, an approach to calculate representative seismic radiation patterns from multiple wind turbines, which allows the prediction of amplitudes in the far field of a complete wind farm, is proposed.
In a second study, signals with a frequency of 1.15 Hz, produced by the Weilrod wind farm (north of Frankfurt, Germany) are observed at the seismological observatory TNS (Taunus), which is located at a distance of 11 km from the wind farm. The propagation of the wavefield emitted by the wind farm is numerically modeled in 3D, using the spectral element method. It is shown that topographic effects can cause local signal amplitude reductions, but also signal amplification along the travel path of the seismic wave. The comparison of simulations with and without topography reveals that the reduction and amplification are spatially linked to the shape of the topography, which could be an explanation for the relatively high signal amplitude observed at TNS.
Finally, the reduction of the impact of wind turbines on seismic measurements using borehole installations is studied using 2D numerical models. Possible effects of the seismic velocity, attenuation, and layering of the subsurface are demonstrated. Results show that a borehole can be very effective in reducing the observed high-frequency signals emitted by wind turbines. However, a borehole might not be beneficial if signals with frequencies of about 1 Hz (or lower) are of interest, due significant wavelength-dependent effects. The estimations of depth-dependent amplitudes with a layered subsurface are validated with existing data from wind-turbine-induced signals measured at the top and bottom of two boreholes.
The experimental analysis of measurements conducted at wind farms and the advances of modeling such signals improve the understanding of the propagation of wind-farm induced seismic wave fields. Furthermore, the methods developed in this work have a high potential of universal application to the prediction of signal amplitudes at seismometers close to wind farms with arbitrary layout and geographic location.
The overarching goal of the thesis was to create a holistic predictive framework, a vegetation model, by improving the representations of and interactions between the biosphere, hydrosphere, atmosphere and pedosphere. Vegetation models rep- resent a crucial component of Earth system model since the properties of the land surface, via interactions with the atmosphere, can have extremely large climatic effect. Yet, there remains great uncertainty associated with the dynamics of the vegetated land surface. Various vegetation models have been critiqued for numerous reasons including overly simplistic representations of vegetation, prescribed vegetation, poor representations of diversity, inaccurate representations of competition, non-transparent model calibration, and poor responses to drought. The purpose of the creation of this "next generation" model was to address deficiencies common to current vegetation modelling paradigms.
The representation of the biosphere within this framework was improved via two separate development axes. First, ecological realism was improved by integrating concepts from community assembly theory, co-existence theory, and evolutionary theory. Explicitly, rather than defining teleonomic rules to define plant behaviour the process of natural selection is modelled. By modelling the pro- cess of natural selection and its affect on relative fitness, myriad "rules" which continually adapt to biotic and abiotic conditions "come out" as a consequence of the modelled dynamics rather than being "put in". In aDGVM2 (adaptive Dynamic Global Vegetation model 2) communities of plants and their trait values evolve through time, this evolution is constrained by trade-offs between traits. Poorly performing individuals are more likely to die and produce fewer copies of themselves, this results in a filtering of trait values. Further, the community and species’ trait values can evolve through successive generations via reproduction, mutation and crossover which we approximate by using a genetic optimisation algorithm. Thus, a plant community consisting of individuals and species with potentially novel and diverse trait values is assembled iteratively through time.
We tested the assertion that improved integration of concepts from community assembly, evolutionary, and co-existence theory could address limitations of DGVMs in Chapter 2. We demonstrated that such an approach does indeed allow diverse communities of plants to emerge from the modelling framework. We showed that the position of the emergent communities in trait space differed along abiotic gradients and that, in simulations where reproductive isolation was simulated, communities emerged which were composed of multiple co-existing clusters in trait-space. Simulated trait values of co-existing strategies emerging from aDGVM2 were often multimodal, indicative of the emergence of multiple life- history strategies.
Second, to successfully model how natural selection forms a community requires accurate representation of how resource availability affects fitness. In the majority of dynamic global vegetation models (DGVMs) there is no real representation of plant hydraulics with plant water availability being calculated as a simple function of relative soil moisture content and root fractions across a number of soil layers. Worryingly, a number vegetation models appear to under represent the magnitude of these observed responses to drought. This was deficiency was ad- dressed in Chapter 3 by designing a simplified version of the cohesion tension theory of sapwood ascent where elements determining plant conductances are considered in series and implementing a set of trait trade-offs which influence a plant’s hydraulic strategy whereby hydraulic safety trades-off against xylem and leaf conductivity.
Interactions between the biosphere, pedosphere, and hydrosphere can also potentially mediate water resource availability and thus fitness. In the majority of DGVMs the volume of soil explored and explorable by plant roots in fixed glob- ally and usually constrained to a depth not greater than 3m. However, we know that soils can have a strong effect on vegetation distributions, that soil depth is not constant globally, and that plants root to variable depths.
In Chapter 4 I explored interactions between soil depth, plant rooting and the emergent properties of communities and highlighted the importance of considering interactions between the biosphere, hydrosphere, pedosphere, and fire. Here I demonstrated that, in addition to fire and precipitation, edaphic constraints on the volume of soil explorable by plant roots (e.g. by shallow soils, lateritic layers, anoxic conditions due to water logging, toxicity resulting from heavy metal concentrations) can affect the process of plant community assembly, alter the mean values of multiple traits in communities, and the trait diversity of communities.
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Climate controls the broad-scale distribution of vegetation and change in climate will alter the vegetation distribution, biome boundaries, biodiversity, phenology and supply of ecosystem services. A better understanding of the consequences of climate change is required, particularly in under-investigated regions such as tropical Asia, i.e., South and South-east Asia, which is a host to 7 of the 36 global biodiversity hotspots. Conservation strategies would also require an in-depth understanding of the response of vegetation to climate change. Therefore, the main objective of this thesis was to investigate the impact of climate change and rising CO2 vegetation in tropical Asia. Dynamic global vegetation model (DGVMs) are the well-known tools to investigate vegetation-climate interactions and climate change impacts on ecosystems. In this thesis, I used a complex trait-based DGVM called adaptive dynamic vegetation model version 2 (aDGVM2).
In Chapter 1, I presented a brief background of the phytogeography and discussed the exiting knowledge gap on vegetation-climate interactions in the region. One major disadvantage for available DGVMs studies for the tropical Asia is that most of them have used fixed plant functional types (PFTs) and do not explicitly represent the distinct varieties of vegetation type of the region such as Asian savannas. In Chapter 2, I discussed at great length to improve DGVMs for South Asia and discussed ways to include them in the model for better representation of region vegetation-climate interaction.
I upgraded the current version of aDGVM2 and added a new vegetation type i.e., C3 grasses, and modified the sub-module to simulate photosynthesis for each individual plants to aDGVM2. In chapter 3, I used this updated version of aDGVM2 to simulate the current and future vegetation distribution in South Asia under RCP4.5 and RCP8.5 (RCP: representative concentration pathway). The model predicted an increase in biomass, canopy cover, and tree height under the presence of CO2 fertilization, which triggered transitions towards tree-dominated biomes by the end of the 21st century under both RCPs. I found that vegetation along the Western Ghats and the Himalayas are more susceptible to change due to climate change and open biomes such as grassland and savanna are prone to woody encroachment.
In Chapter 4, the study domain was extended to include South-east Asia to verify if the model configuration used in Chapter 3 can also simulate vegetation patterns in tropical Asia. The aDGVM2 simulations showed a robust trend of increasing vegetation biomass and transitions from small deciduous vegetation to taller evergreen vegetation across most of tropical Asia. Shifts in plant phenology also affect ecosystem carbon cycles and ecosystem feedback to climate, yet the quantification of such impacts remains challenging. The study showed increased biomass due to CO2 fertilization, indicates that the region can remain a carbon sink given there is no other resource limitation. However, nutrient limitations on CO2 fertilization effects were not included in the study, and carbon sink potential has to be seen with caution.
In Chapter 5, I focused on Asian savannas, which have been mismanaged since the colonial era due to misinterpretation as a degraded forest. I proposed a biome classification scheme to distinguish between degraded forest or woodland and savanna based on the abundance of grass biomass and canopy cover. I found that considering vegetation systems as woodland or degraded forest could easily be mistaken as a potential for forest restoration within a tree-centric perspective. This would put approximately 35% to 40% of a unique savanna biome at risk. Although projected woody encroachments may imply a transition toward the forest that benefits climate mitigation. This raises potential conflicts of interest between biodiversity conservation in open ecosystems, i.e., savanna and active afforestation, to enhance carbon sequestration. Proper management strategies should be taken into account to maintain a balance for both objective
In conclusion, the model predicted that vegetation in South and South-East Asia would significantly shift towards tree-dominated biomes due to CO2-induced fertilization of C3-photosynthesis. The simulation under fixed CO2 and rising CO2 scenarios clearly showed that rising level of atmospheric CO2 is responsible for most of the predicted change in biome properties. This study is an important step towards understanding ecosystems of South and Southeast Asia, specifically savannas. The aDGVM2 can serve as tools to inform decision making for climate adaptation and mitigation for savanna. The thesis, thus contributes to our ability to improve conservation strategies to mitigate the consequences of climate change.
The formation of terrestrial planets was a complex process which begun in the very early stage of the Solar System in the protoplanetary disk (PPD). Chondrites are fragments of planet precursors, which have never experienced differentiation and can help to reconstruct the first processes leading to planet formation. The main components of chondrites are chondrules, calcium-aluminum-rich inclusions (CAIs), amoeboid olivine aggregates (AOAs), metals and fine-grained material. Each of these components formed by a complex mechanism involving aggregation and/or melting. Previous research has already provided an overall view of the formation of these objects, however, there are still open questions regarding the aggregation behavior of particles, the heating mechanism(s) and the thermal history of CAIs, AOAs and chondrules. For instance, the involvement of flash-heating events and electrostatics in the aggregation and melting of these objects has been a keen topic of discussion.
The aim of this doctoral thesis was to develop and carry out an experiment to study various early Solar System processes under long-term microgravity. In the project with the acronym EXCISS (Experimental Chondrule Formation aboard the ISS), free-floating, 126(23)µm-sized Mg2SiO4 dust particles were exposed to electric fields and electric discharges.
The experimental set-up was installed inside a 10x10x15 cm3-sized container and consisted of an arc generation unit connected to the sample chamber, a camera with an optical system, a power supply unit with lithium-ion batteries and the EXCISS mainboard with a Raspberry Pi Zero and mass storage devices. The sample chamber was manufactured from quartz glass and the experiments were filmed. The complete experiment container was subsequently returned to the Goethe University and the samples were analyzed with scanning electron microscopy, electron backscatter diffraction and synchrotron micro-CT.
Video analysis has shown that particles, which were agitated by electric discharges, align in chains within the electric field with their longest axis parallel to the electric field lines. Consequently, electric fields could have influenced the inner structure and porosity of particle aggregates in the PPD.
The discharge experiments produced fused aggregates and individual melt spherules.
The fused aggregates share many morphological characteristics with natural fluffy-type CAIs and some igneous CAIs found in chondrites. Consequently, CAIs could have formed by the aggregation of particles with various degrees of melting. Further, a small amount of melting could have supplied the required stability for such fractal structures to have survived transportation and aggregation to, and subsequent compaction within, developing planetesimals.
Some initial particles were completely melted by the arc discharges and formed melt spherules. The newly formed olivines crystallized with a preferred orientation of the [010] axis perpendicular to the surface of the spherule. Similar preferred orientations have been found in natural chondrules. However, the microstructure differs from the results of previous experiments on Earth, which show, for example, crystal settling on one side of the sample because of the influence of gravity. Furthermore, the melt spherules show evidence for an interaction of the melt with the surrounding hot gas. Therefore, microgravity experiments with more advanced experimental parameters bear great potential for future chondrule formation experiments.
Global analysis of halogenated trace gases in the UTLS: from long-lived to short-lived substances
(2023)
In this dissertation, the distribution of chlorinated and brominated substances in the upper troposphere and lower stratosphere is investigated. These substances contribute significantly to the catalytic decomposition of ozone and are involved in the recurrent formation of the polar ozone hole in the Antarctic winter and spring. The Montreal Protocol, a multilateral environmental treaty to protect the ozone layer, has successfully reduced emissions of long-lived chlorine- and bromine-containing substances. Short-lived chlorinated and brominated substances, some of which are natural and anthropogenic in origin, are not regulated by the Montreal Protocol and it can be assumed that their relative contribution to the stratospheric halogen budget will increase, while the contribution of long-lived compounds will steadily decrease. The distribution of long- and short-lived halogenated substances are part of current research. For the upper troposphere and lower stratosphere, the very short-lived substances are particularly important. The lower stratosphere needs special investigation in this respect, since its composition is influenced by different transport processes. The influences on ozone trends in the lower stratosphere are subject to great uncertainties. Especially in the Southern Hemisphere, the number of observations is very limited.
In this work, the GhOST (Gas chromatograph for Observational Studies using Tracers) instrument was used during the SouthTRAC measurement campaign on the German HALO (High Altitude and LOng range) research aircraft, providing observations of halogenated hydrocarbons in Antarctic late winter to early spring 2019, a generally poorly sampled region. The polar vortex was, compared to previous years, significantly weaker and shifted towards the eastern South Pacific and South America. From the airborne measurements of chlorinated source gases, inorganic chlorine (the sum of active chlorine and reservoir gases; Cly) could be inferred with the result that Cly within the vortex increased up to 1687 ± 19 ppt at 385 K potential temperature, accounting for about 50 % of the total chlorine within the vortex and only 15 % of the total chlorine in the southern mid-latitudes. A comparison with the Northern Hemisphere could be made using the PGS measurement campaign in the Arctic winter 2015/2016. Under comparable conditions (season and distance from the tropopause), only 40 % of the total chlorine was in the inorganic form within the Arctic polar vortex and about 20 % was found in the mid-latitudes of the Northern Hemisphere. In addition, about 540 ppt more Cly was present in the Antarctic vortex than in the Arctic vortex, exceeding the annual variations previously reported for Antarctica.
The mean age of air plays an essential role in the derivation of Cly via the organic source gases, as was done in this work. A new method for determining the mean age of air from observational data has been introduced that accounts for extra-tropical input to the stratosphere in addition to tropical input. This new method was compared with the previously used method, which considered only the tropical input. The new method shows more realistic values especially near the tropopause. On average, the air of the lower stratosphere in the Northern Hemisphere was older than in the Southern Hemisphere by about 0.5 ± 0.3 years. About 65 K above the tropopause, the pattern changed with older air in the mid-latitudes of the Northern Hemisphere, but older air in high latitudes of the Southern Hemisphere, which implies differences in the strength and isolation of the respective polar vortex as well as the wave forcing in the shallow branch of the Brewer-Dobson circulation of the respective hemisphere. This is in good agreement with the distribution of Cly. The difference in the lower stratosphere was not clearly evident with the old method and it can be assumed that investigations of the differences in Cly of Northern and Southern Hemisphere will benefit from the new method.
Finally, the global and seasonal distribution of the two most important representatives of the short-lived brominated substances, CH2Br2 and CHBr3, was investigated. For this purpose, two additional HALO measurement campaigns have been used, the 2012 TACTS measurement campaign and the 2017 WISE measurement campaign, as well as the HIAPER Pole-to-Pole Observations (HIPPO) and Atmospheric Tomography (ATom) measurement campaigns. Observations of CH2Br2 show a pronounced seasonality in the free and upper troposphere of both hemispheres with slightly larger values in the Northern Hemisphere. CHBr3, on the other hand, shows a generally higher variability and lower seasonality with larger mixing ratios at mid and high latitudes in the northern hemispheric winter and autumn. A comparison of the lower stratosphere is limited to autumn and spring of both hemispheres due to the limited data basis of the observations. The distributions in each spring are similar (less than 0.1 ppt differences for e.g., CH2Br2). In hemispheric autumn, larger differences are evident with substantially smaller mixing ratios in the southern hemispheric lower stratosphere. This suggests that the transport processes of the two hemispheres may be different and implies that the input of tropospheric air (flushing) to the Northern Hemisphere lowest stratosphere is more efficient than in the Southern Hemisphere. Vertical profiles of CH2Br2 and CHBr3 in the mid-latitudes of both hemispheres and resulting vertical gradients support this conjecture. However, the Southern Hemisphere data set is insufficient to quantify this difference and further measurements are needed.