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The publication of Mallory’s book (1989) has rendered much of what I had to say in the present contribution superfluous. The author presents a carefully argued and very well written account of a balanced view on almost every aspect of the problem. Against this background, I shall limit myself to a few points which have not received sufficient attention in the discussion. ...
The Germanic perfect presents (Präteritopräsentien) form a past tense by adding the endings of the weak preterit to the stem of the past participle, e.g. Go. wissa ‘knew’. This is a recent formation (cf. Kortlandt 1989). We may therefore ask ourselves if we can reconstruct the earlier formation which was ousted by the weak preterit. We may also try to recover the motivation for the replacement.
It is no secret that Gerhard Doerfer has argued strongly against a genetic relationship between the Mongolic and Tungusic languages. Ten years ago he presented a detailed analysis of the Mongolo-Tungusic vocabulary (1985). In the following I intend to show that his material allows of a quite different conclusion.
1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twenty years ago in the Festschrift for Werner Winter’s 60th birthday (1985). Here I intend to discuss the evolutionary origin and the physiological nature of the linguistic parasite. My theory of language is wholly consistent with Gerald Edelman’s theory of neuronal group selection.
Polabian accentuation
(2007)
From a synchronic point of view, the accentuation of Late Polabian has been clarified by Trubetzkoy (1929) and Olesch (1973, 1974). The stress fell on the last full vowel of a word form, which was found either in the final or in the penulti-mate syllable. In the latter instance, the final syllable contained a reduced vowel. This rule was challenged by Kurylowicz (1955), who maintained that the stress was fixed on the initial syllable of the word. The latter theory has the advantage of accounting for the absence of reduced vowels in initial syllables.
1. There are two classes of theories of Universal Grammar: (1) Formalist theories, such as the widespread varieties of generative grammar. These theories start from the assumption that certain strings of linguistic forms are grammatical while other strings are ungrammatical. A grammar of this type produces grammatical strings and does not produce ungrammatical ones. All theories of this class fail in the same respect: they do not account for the meaning of the strings. (2) Semiotactic theories, which describe the meaning of a string in terms of the meanings of its constituent forms and their interrelations. The only elaborate formalized theory of this class presently available is the one advanced by C.L. Ebeling (Syntax and Semantics, Leiden: Brill, 1978). I shall discuss some of its mathematical properties here.
Most scholars nowadays reconstruct a static root present with an alternation between lengthened grade in the active singular and full grade in the active plural and in the middle. I am unhappy about this traditional methodology of loosely postulating long vowels for the proto-language. What we need is a powerful theory which explains why clear instances of original lengthened grade are so very few and restrains our reconstructions accordingly. Such a theory has been available for over a hundred years now: it was put forward by Wackernagel in his Old Indic grammar (1896: 66-68). The crucial element of his theory which is relevant in the present context is that he assumed lengthening in monosyllabic word forms, such as the 2nd and 3rd sg. active forms of the sigmatic aorist injunctive.
The philosophy of language comes in three varieties. 1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twelve years ago in a Festschrift (1985).
On Russenorsk
(2002)
The concept of mixed language has recently gained some popularity, to my mind for no good reason. It is unclear how a mixed language can be distinguished from the product of extensive borrowing or relexification. I therefore think that the concept only serves to provoke muddled thinking about linguistic contact and language change. Note e.g. that Munske adduces German as an example "because the author is a professor of German linguistics and because the phenomenon of language mixing can be explained better in relation to a language on which a large amount of research has been done than, for example, in relation to pidgin and creole languages" (1986: 81).
The origin of the Goths
(2004)
Witold Ma´nczak has argued that Gothic is closer to Upper German than to Middle German, closer to High German than to Low German, closer to German than to Scandinavian, closer to Danish than to Swedish, and that the original homeland of the Goths must therefore be located in the southernmost part of the Germanic territories, not in Scandinavia (1982, 1984, 1987a, 1987b, 1992). I think that his argument is correct and that it is time to abandon Iordanes’ classic view that the Goths came from Scandinavia. We must therefore reconsider the grounds for adopting the latter position and the reasons why it always has remained popular.
A correct evaluation of the Slavic evidence for the reconstruction of the Indo- European proto-language requires an extensive knowledge of a considerable body of data. While the segmental features of the Slavic material are generally of corroborative value only, the prosodic evidence is crucial for the reconstruction of PIE. phonology. Due to the complicated nature of Slavic historical accentology, this has come to be realized quite recently.1 As a result, much of the earlier literature has become obsolete to the extent that it is based upon an interpretation which does not take the multifarious accentual developments into account. I shall give one example.
The genetic code, the primary manifestation of life, and, on the other hand, language, the universal endowment of humanity and its momentous leap from genetics to civilization, are the two fundamental stores of information transmissible from the ancestry to the progeny, the molecular succession, which ensures the transfer of hereditary messages from the cells of one generation to the next generation, and the verbal legacy as a necessary prerequisite of cultural tradition. Divergent terminologies direct attention to different pattemings; and finding a logically convincing test, acceptable all around, that can determine whether one such system of terms is superior to its rivals, is often impossible. Yet the slow processes of evolution presumably apply to human societies and their symbolic systems as much as to human bodies, so that when logic cannot decide, survival eventually will.
A correct interpretation of the genitive plural forms in Slavic and related languages requires a detailed chronological analysis of the material. At every stage of development we have to reckon with both phonetically regular and analogical forms. Analogy operates quite often along the same lines in different periods. Explaining an analogic change amounts to indicating a model, a motivation, and a stage of development for its effectuation. If one of these cannot be indicated, we must look for a phonetic explanation.
Indo-European is a branch of Indo-Uralic which was radically transformed under the influence of a North Caucasian substratum when its speakers moved from the area north of the Caspian Sea to the area north of the Black Sea (cf. Kortlandt 2007b). As a result, Indo-European developed a minimal vowel system combined with a very large consonant inventory including glottalized stops, also grammatical gender and adjectival agreement, an ergative construction which was lost again but has left its traces in the grammatical system, especially in the nominal inflection, a construction with a dative subject which was partly preserved in the historical languages and is reflected in the verbal morphology and syntax, where it gave rise to new categories, and a heterogeneous lexicon. The Indo-Uralic elements of Indo-European include pronouns, case endings, verbal endings, participles and derivational suffixes. In the following I shall give an overview of the grammar of Proto-Indo-European as it may have been spoken around 4000 BC in the eastern Ukraine, shortly after the ancestors of the Anatolians left for the Balkans (for more recent developments I refer to Beekes 1995).
In his magnum opus (Syntax and Semantics, Leiden 1978, henceforth: S&S) C.L. Ebeling makes a distinction between temporal gradation (pp 301-308 and 337-339) and temporal limitation (pp 311-315). In the case of temporal gradation “p , q”, the meaning “q” specifies the time during which the referent carries the mean-ing “p”.
The Indo-Uralic verb
(2002)
C.C. Uhlenbeck made a distinction between two components of Proto-Indo-European, which he called A and B (1935a: 133ff.). The first component comprises pronouns, verbal roots, and derivational suffixes, and may be compared with Uralic, whereas the second component contains isolated words, such as numerals and most underived nouns, which have a different source. The wide attestation of the Indo-European numerals must be attributed to the development of trade resulting from the increased mobility which was the primary cause of the Indo-European expansions. Numerals do not belong to the basic vocabulary of a neolithic culture, as is clear from their absence in Proto-Uralic (cf. also Collinder 1965: 112) and from the spread of Chinese numerals throughout East Asia. Though Uhlenbeck objects to the term “substratum” for his B complex, I think that it is a perfectly appropriate denomination.
In his magnificent book on the language relations across Bering Strait (1998), Michael Fortescue does not consider Nivkh (Gilyak) to be a Uralo-Siberian language. Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins (2001). All of these languages belong to Joseph Greenberg’s Eurasiatic macro-family (2000). In the following I intend to reconsider the grammatical evidence for including Nivkh into the Uralo-Siberian language family. The Indo-Uralic evidence is of particular importance because it guarantees a time depth which cannot otherwise be attained.
Twenty years ago (1983), I severely criticized Halle and Kiparsky’s review (1981) of Garde’s history of Slavic accentuation (1976). I concluded that Halle and Ki-parsky’s theoretical framework “rests upon an unwarranted limitation of the available evidence, obscures the chronological perspective, and yields results which are partly not new and partly incorrect. It is harmful because it does not give the facts their proper due and thereby blocks the road to empirical study, giving a free hand to unrestrained speculation” (1983: 40). As Halle has recently returned to the subject (2001), it may be interesting to see if there has been some progress in his thinking over the last two decades. In the following I shall try to avoid repeating what I have said in my earlier discussion.