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This dissertation provides a comprehensive account of the grammar of relative clause extraposition in English. Based on a systematic review and evaluation of the empirical generalizations and theoretical approaches provided in the literature on generative grammar, it is shown that none of the previous theories is able to account for all the relevant facts. Among the most problematic data are the Principle C and scope effects of relative clause extraposition, cases with obligatory relative clauses, and relative clauses with elliptical NPs as antecedents.
I propose a new analysis of relative clause extraposition within the constraint-based, monostratal grammatical framework of Head-driven Phrase Structure Grammar (HPSG), enhanced with the semantic theory of Lexical Resource Semantics (LRS). Crucially, it is a general analysis of relative clause attachment, since both canonical and extraposed relative clauses are licensed by the same syntactic and semantic constraints. The basic assumption is that a relative clause can be adjoined to any phrase that contains a suitable antecedent of the relative pronoun. The semantic information that licenses the relative clause is introduced by the determiner of the antecedent NP. The techniques of underspecified semantics and the standard semantic representation language used by LRS make it possible to formulate constraints which yield the correct intersective interpretation of the relative clause (arbitrarily distant from its antecedent NP) and at the same time link the scope of the antecedent NP to the adjunction site of the relative clause.
In combination with the revised HPSG binding theory developed in this dissertation, the proposed analysis is able to capture the major properties of relative clause attachment within a unified and internally consistent monostratal constraint-based grammatical framework.
This paper investigates the information-structural characteristics of extraposed subjects in Early New High German (ENHG). Based on new quantitative data from a parsed corpus of ENHG, I will argue that unlike objects, subjects in ENHG have two motivations for extraposing. First, subjects may extrapose in order to receive narrow focus, which is the pattern Bies (1996) has shown for object extraposition in ENHG. Secondly, however, subjects may extrapose in order to receive a default sentence accent, which is most visible in the case of presentational constructions. This motivation does not affect objects, which may achieve the same prosodic goal without having to extrapose. The study has two major consequences: (1) subject extraposition in ENHG demonstrates that there is not necessarily a one-to-one correspondence between syntactic structure and information structural effect (cf. Féry 2007); and (2) the overall phenomenon of DP extraposition in ENHG fits into a broader set of crosslinguistic focus phenomena which demonstrate a subject-object asymmetry (cf. Hartmann and Zimmermann 2007, Skopeteas and Fanselow 2010), raising important questions about the relationship between argument structure and information structural notions.
In my paper, I show that the so-called German right dislocation actually comprises two distinct constructions, which I label 'right dislocation proper' and 'afterthought'. These differ in their prosodic and syntactic properties, as well as in their discourse functions. The paper is primarily concerned with the right dislocation proper (RD). I present a semantic analysis of RD based on the 'separate performative' account of Potts (2004, 2005) and Portner (forthc.). This analysis allows a description of the semantic contribution of RD to its host sentence, as well as explaining certain semantic constraints on the kind of NP in the RD construction.
According to the Projection Principle (Chomsky 1981), expletives have no semantic content and thus cannot occur in theta-marked positions. However, there are many examples where expletive it appears as a direct object, in violation of the Projection Principle. The various attempts that have been made to account for such cases (e.g. the case-based analysis of Authier (1991), the predication analysis of Rothstein (1995), and the Specifier analysis of Stroik (1991, 1996)) all posit movement of the expletive from a non-theta marked position to direct object position. However, these analyses have so far been unsuccessful in capturing several important contrasts, e.g. variable optionality of the expletive it. This paper argues that such contrasts (and the complex behavior of expletive it more generally) follow straightforwardly from a lexicalist, constraint-based analysis in which lexical information and independently motivated constraints interact in subtle ways.
Dislocation without movement
(2004)
This paper argues that French Left-Dislocation is a unified phenomenon whether it is resumed by a clitic or a non-clitic element. The syntactic component is shown to play a minimal role in its derivation: all that is required is that the dislocated element be merged by adjunction to a Discourse Projection (generally a finite TP with root properties). No agreement or checking of a topic feature is necessary, hence no syntactic movement of any sort need be postulated. The so-called resumptive element is argued to be a full-fledged pronoun rather than a true syntactic resumptive.
This paper takes a close look at the properties of Hungarian relative clauses that occur in the left periphery of the main clause, preceding a (pro)nominal associate. It will be shown that these left-peripheral relative clauses differ in many ways from relative clauses dislocated on the right periphery, as well as from relative clauses embedded under a (pro)nominal head. To capture the precise syntax of these left-peripheral clauses, these will be compared to ordinary left-dislocated items, with which they have some properties in common. Despite the surface similarities between the two, however, there are a few decisive aspects of behaviour, most notably, distributional properties and connectivity effects, which argue against taking left-peripheral relatives as cases of clausal left-dislocates in Hungarian. Instead, one is led to consider these as correlative clauses, on the basis of the properties they share with well-established correlatives in languages like Hindi.
As part of a major project on the syntactic organisation of written discourse in the recent history of the English language, this paper tackles the distribution of sentences comprising left-dislocated constituents in a corpus of texts from late Middle English onwards. Once the phenomenon of left dislocation has been properly defined, this investigation will concentrate on the analysis of the corpus in the following directions: (i) statistical evolution of left dislocation in the recent history of the English language; (ii) the influence of orality and genre on left dislocation; (iii) information conveyed by the left-dislocated material, that is, the discourse-based referentiality potential of the left-dislocated constituents in terms of recoverability, and its association with end-focus; and (iv) grammatical complexity of the left-dislocated material and its association with end-weight.
The filling of the 'Vorfeld' in German sentences is basically obligatory; which constituent, however, actually moves to the Vorfeld is underdetermined by syntax and thus governed presumably by discourse factors. Coming from English, there are certain competing expectations one could have: either the topic — more specifically, the backward-looking center — of a sentence is moved to the Vorfeld, or an element in a poset relationship to a set mentioned in the previous discourse, or elements with other functions, such as the exposition of brand-new information or the setting of a scene. A study of a corpus of texts of different stylistic levels showed that indeed all elements expected to appear in the Vorfeld are eligible for Vorfeld-movement, but that there is a strict ranking. Preferred Vorfeld-fillers are phrases containing brand-new information as well as scene-setting elements; only if no such elements are present can elements in a poset relationship with some previously mentioned set be moved to the Vorfeld. Finally, if such elements are not present either, backward-looking centers can move to the Vorfeld. Backward-looking centers have, for this reason, a relatively poor quota among Vorfeld-fillers, namely around 50%.
In this paper, we investigate two pairs of structures in German and English: German Weak Pronoun Left Dislocation and English Topicalization, on the one hand, and German and English Hanging Topic Left Dislocation, on the other. We review the prosodic, lexical, syntactic, and discourse evidence that places the former two structures into one class and the latter two into another, taking this evidence to show that dislocates in the former class are syntactically integrated into their 'host' sentences while those in the latter class are not. From there, we show that the most straightforward way to account for this difference in 'integration' is to take the dislocates in the latter structures to be 'orphans', phrases that are syntactically independent of the phrases with which they are associated, providing additional empirical and theoretical support for this analysis — which, we point out, has a number of antecedents in the literature.
In this paper I argue that there are three distinct constructions in Modern German in which a 'topic constituent' is detached to the left: (left-)dislocated topic ('left dislocation'), (left-)attached topic ('mixed left dislocation'), and (left-)hanging topic ('hanging topic'). Presupposing the framework of Integrational Linguistics, I provide syntactic and semantic analyses for them. In particular, I propose that these constructions involve the syntactic function (syntactic) topic, which relates the topic constituent to the remaining part of the sentence. Dislocated and attached topic constituents function in addition as a strong or weak (syntactic) antecedent of some resumptive 'd-pronoun' form.
Dislocated topic, attached topic, and hanging topic are in turn contrasted with 'free topics'. Being sentential units of their own, the latter are syntactically unconnected to the following sentence. In particular, they are not topic constituents.
Ever since Chomsky's "On Wh-Movement" (Chomsky 1977) it has been assumed that topicalization and wh-question formation can be analyzed as instances of the same operation. Leaving certain features aside, this proposal carries over to the analysis of unbounded dependency constructions in HPSG since structurally, topicalization does not differ from wh-question formation in the analysis suggested in Pollard & Sag (1994: 157-163). In the present paper, we challenge this assumption and suggest an alternative analysis of unbounded dependency constructions. Here, topicalization and wh-question formation are considered as structurally different at least in certain languages. They may, however, be structurally identical in other languages. This difference is empirically reflected in patterns of relative clause extraposition. As has been pointed out by Culicover & Rochemont (1990: 28), an extraposed relative clause must not take an antecedent contained in a VP if the VP is topicalized but the relative clause is not.