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Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
Dialectal variation in german 3-verb clusters : a surface-oriented optimality theoretic account
(2004)
We present data from an empirical investigation on the dialectal variation in the syntax of German 3-verb clusters, consisting of a temporal auxiliary, a modal verb, and a predicative verb. The ordering possibilities vary greatly among the dialects. Some of the orders that we found occur only under particular stress assignments. We assume that these orders fulfil an information structural purpose and that the reordering processes are changes only in the linear order of the elements which is represented exclusively at the surface syntactic level, PF (Phonetic Form). Our Optimality theoretic account offers a multifactorial perspective on the phenomenon.
In this paper topic and focus effects at both left and right periphery are argued to be epiphenomena of general properties of tree growth. We incorporate Korean into this account as a prototypical verb-final language, and show how long- and short-distance scrambling form part of this general picture. Multiple long-distance scrambling effects emerge as a consequence of the feeding relationship between different forms of structural under-specification. We also show how the array of effects at the right periphery, in both verb-final and other language-types, can also be explained with the same concepts of tree growth. In particular the Right Roof Constraint, a well-known but little understood constraint, is an immediate consequence of compositionality constraints as articulated in this system.
Chicheŵa, a Bantu language of East Central Africa, displays mixed properties of configurationality such as the existence of VP, on the one hand, and discontinuous constituents (DCs), on the other. In the present work we examine the discourse and syntactic properties of DCs, and show that DCs in Chicheŵa arise naturally from the discourse-configurational nature of the language. We argue that the fronted DCs in Chicheŵa are contrastive topics that appear in a leftdislocated external topic position, with the remnant part of the split NP in the right-dislocated topic position. Once the precise discourse functions of DCs are properly integrated into the syntactic analysis, all the facts and restrictions observed in Chicheŵa DCs can be explained in a straightforward fashion.
This paper discusses critically a number of developments at the heart of current syntactic theory. These include the postulation of a rich sequence of projections at the left periphery of the sentence; the idea that movement is tied to the need to eliminate uninterpretable features; and the conception put forward by Chomsky and others that advances in the past decade have made it reasonable to raise the question about whether language might be in some sense ‘perfect’. However, I will argue that there is little motivation for a highly-articulated left-periphery, that there is no connection between movement and uninterpretable features, and that there is no support for the idea that language might be perfect.
[W]hy are not all Malagasy adverbs postverbal with reverse Cinque order? The predicate raising mechanism […] operates around heads, and this leads Rackowski & Travis (2000: 122) to suggest that preverbal adverbs are not heads, but are phrasal, and are located in the Specifier positions themselves. The crucial consequence of this is that the specifier position is blocked, thus effectively preventing further predicate raising. Given that the entire analysis crucially rests on the assumption that certain elements are heads and others are phrases, it would be an advantage if some independent evidence for the X I XP status of the elements could be unearthed. Unfortunately, such evidence is hard to come by in Malagasy. However, other Austronesian languages with similar word order patterns do display rather robust evidence for the head status of certain elements. One such language in the Formosan language Seediq.
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As part of a major project on the syntactic organisation of written discourse in the recent history of the English language, this paper tackles the distribution of sentences comprising left-dislocated constituents in a corpus of texts from late Middle English onwards. Once the phenomenon of left dislocation has been properly defined, this investigation will concentrate on the analysis of the corpus in the following directions: (i) statistical evolution of left dislocation in the recent history of the English language; (ii) the influence of orality and genre on left dislocation; (iii) information conveyed by the left-dislocated material, that is, the discourse-based referentiality potential of the left-dislocated constituents in terms of recoverability, and its association with end-focus; and (iv) grammatical complexity of the left-dislocated material and its association with end-weight.
This paper investigates how syntax and focus interact in deriving the phonological phrasing of utterances in Xhosa, a Bantu language spoken in South Africa. Although the influence of syntax on phrasing is uncontroversial, a purely syntactic analysis cannot account for all the data reported for Xhosa by Jokweni (1995). Focus influences the phrasing in that it inserts a phonological phrase-boundary after the focused constituent. This generalization can account for the variation found in the phrasing of adverbials.
The findings are dealt with in an OT-based framework following Truckenbrodt's work on Chichewa (1995, 1999) which is extended to the phrasing of adjuncts.
This paper presents preliminary results of a phonetic and phonological study of the Ntcheu dialect of Chichewa spoken by Al Mtenje (one of the co-authors). This study confirms Kanerva's (1990) work on Nkhotakota Chichewa showing that phonological re-phrasing is the primary cue to information structure in this language. It expands on Kanerva's work in several ways. First, we show that focus phrasing has intonational correlates, namely, the manipulation of downdrift and pause. Further, we show that there is a correlation between pitch prominence and discourse prominence at the left and right periphery which conditions dislocation to these positions. Finally, we show that focus and syntax are not the only factors which condition phonological phrasing in Chichewa.
This paper examines substantive noun phrases in Niuean, a Polynesian language of the Tongic subgroup with VSO word order, isolating morphology, and an ergative case system. We describe the allowable orderings of elements in the Niuean noun phrase, which include certain variations in the placement of numerals and the genitive possessor, then we provide a phrasal movement analysis for these variations, treating first the possessor variation, then the numeral variation. Parallels will be drawn between the derivation of nominal and sentential word order.
This paper proposes a new strategy for accounting for the narrow scope readings of quantificational contrastive topics in Hungarian, which is based on a consideration of the types of questions that declaratives with such contrastive topics can be uttered as partial or complete congruent answers to. The meaning of the declaratives with contrastive topics will be represented with the help of the structured meaning approach to matching questions proposed in Krifka 2002.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
The aim of this paper is to investigate Rizzi's (2001) recent claim that in combien constructions full movement correlates with a specific or D-linking interpretation of the nominal (see also Obenauer, 1994) while the in-situ option corresponds to focus of the noun. On the one hand, it is argued that the notion of specificity or D-linking for the raised nominal is too strong while on the other hand it is shown that the stranded nominal is not a focus, but a topic, albeit of a special kind. It is also argued that there is a dedicated postverbal position for this kind of topic and that the nominal has all the properties of an incorporated nominal: it is interpreted as an asserted background topic. In the final part of the article, some time is spent discussing the pragmatics and the modality involved in discontinous structures, and showing that the stranded nominal is interpreted inside the VP/below the event variable.
Speakers have a wide range of noncanonical syntactic options that allow them to mark the information status of the various elements within a proposition. The correlation between a construction and constraints on information status, however, is not arbitrary; there are broad, consistent, and predictive generalizations that can be made about the information-packaging functions served by preposing, postposing, and argument-reversing constructions. Specifically, preposed constituents are constrained to represent discourse-old information, postposed constituents are constrained to represent information that is either discourse-new or hearer-new, and argument-reversing constructions require that the information represented by the preposed constituent be at least as familiar as that represented by the postposed constituent (Birner & Ward 1998). The status of inferable information (Clark 1977; Prince 1981), however, is problematic; a study of corpus data shows that such information can be preposed in an inversion or a preposing (hence must be discourse-old), yet can also be postposed in constructions requiring hearer-new information (hence must be hearer-new). This information status – discourse-old yet hearer-new – is assumed by Prince (1992) to be non-occurring on the grounds that what has been evoked in the discourse should be known to the hearer. I resolve this difficulty by arguing for a reinterpretation of the term 'discourse-old' as applying not only to information that has been explicitly evoked in the prior discourse, but rather to any information that provides a salient inferential link to the prior discourse. Extending Prince’s notion in this manner allows us to account for the distribution of noncanonically positioned peripheral constituents in a principled and unified way.
Two diametrically opposed stances have emerged from recent theoretical debates on adverbial syntax. One approach, represented by Alexiadou (1997) and Cinque (1999), espouses a rigid hierarchy of functional projections hosting individual adverbs. The other, represented broadly by Jackendoff (1972), McConnell-Ginet (1982) and most recently Ernst (2002), takes adverb placement to be determined by the semantics of the adverbs themselves as opposed to the functional architecture of the clause. Under the latter view, adverbs may be divided into several categories based on their meaning with each category being licensed in a certain range within the sentence.
Here, I undertake a detailed examination of Tagalog adverbs and compare the predictions of the two best articulated recent theories of adverbs, that of Cinque (1999, 2004) and Ernst (2002). The results offer support for some of the basic predictions of the semantically based approach of Ernst. Particularly important are scopal facts which do not obtain a clear explanation under a functional projection-based theory such as Cinque's.
In what follows, we will first put forward the claim that syntactic ergativity results from morphological ergativity by examining relativization and pea-coordination in Tongan (Section 2). In Sections 3 and 4, we compare 'O-constructions with pea-constructions to conclude a) that unlike pea, 'O should be regarded as a complementizer rather than a conjunction; and b) that the gap in 'O-clauses is not an outcome of deletion, but a null anaphor. We will then discuss a Minimalist approach to binding proposed by Reuland (2001) and see how it accounts for the distribution and behavior of proSE in Tongan. Some implications of the current proposal are discussed in Section 6, with section 7 in conclusion.
In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.