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Indo-Uralic and Altaic
(2006)
Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins because the reconstructed Indo-European endings can be derived from combinations of Indo-Uralic morphemes by a series of well-motivated phonetic and analogic developments (2002). Moreover, I have claimed (2004b) that the Proto-Uralic consonant gradation accounts for the peculiar correlations between Indo-European root structure and accentuation discovered by Lubotsky (1988).
Elsewhere I have argued that the three Old Prussian catechisms reflect consecutive stages in the development of a moribund language (1998a, 1998b, 2001a). After first eliminating the orthographical differences between the three versions of parallel texts while maintaining the distinction between linguistic variants and then assigning separate phonemic interpretations to the three versions on the basis of the historical evidence I listed the following phonological differences between the three catechisms.
Koivulehto and Vennemann have recently (1996) revived Posti’s theory (1953) which attributed Finnic consonant gradation to Germanic influence, in particular to the influence of Verner’s law. This theory disregards the major differences between Finnic and Saami gradation (cf. Sammallahti 1998: 3) and ignores the similar gradation in Nganasan and Selkup (cf. Kallio 2000: 92).
Docherty et alii have "noted that several sociolinguistic accounts have shown a sharp distinction between the social trajectories for glottal replacement as opposed to glottal reinforcement, which have normally been treated by phonologists as aspects of 'the same thing'. It may therefore not always be appropriate to treat the two phenomena as manifestations of a single process or as points on a single continuum (presumably along which speakers move through time). From the speaker’s point of view (as manifested by different patterns of speaker behaviour) they appear as independent phenomena" (1997: 307).
Twenty years ago I discussed the oldest isoglosses in the South Slavic linguistic area (1982). Subscribing to Van Wijk’s view that the bundle of isoglosses which separates Bulgarian from Serbo-Croatian was the result of an early split in South Slavic and that the transitional dialects originated from a later mixture of Serbian and Bulgarian dialects when the contact between the two languages had been restored (1927), I argued that the shared innovations of Bulgarian and Serbo-Croatian must be dated to a period when the dialects were still spoken in the original Trans-Carpathian homeland of the Slavs. I concluded that there is no evidence for common innovations of South Slavic which were posterior to the end of what I have called the Late Middle Slavic period, which I dated to the 4th through 6th centuries AD. At that time, the major dialect divisions of Slavic were already established.
Twenty years ago (1983), I severely criticized Halle and Kiparsky’s review (1981) of Garde’s history of Slavic accentuation (1976). I concluded that Halle and Ki-parsky’s theoretical framework “rests upon an unwarranted limitation of the available evidence, obscures the chronological perspective, and yields results which are partly not new and partly incorrect. It is harmful because it does not give the facts their proper due and thereby blocks the road to empirical study, giving a free hand to unrestrained speculation” (1983: 40). As Halle has recently returned to the subject (2001), it may be interesting to see if there has been some progress in his thinking over the last two decades. In the following I shall try to avoid repeating what I have said in my earlier discussion.
1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twenty years ago in the Festschrift for Werner Winter’s 60th birthday (1985). Here I intend to discuss the evolutionary origin and the physiological nature of the linguistic parasite. My theory of language is wholly consistent with Gerald Edelman’s theory of neuronal group selection.
In his magnificent book on the language relations across Bering Strait (1998), Michael Fortescue does not consider Nivkh (Gilyak) to be a Uralo-Siberian language. Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins (2001). All of these languages belong to Joseph Greenberg’s Eurasiatic macro-family (2000). In the following I intend to reconsider the grammatical evidence for including Nivkh into the Uralo-Siberian language family. The Indo-Uralic evidence is of particular importance because it guarantees a time depth which cannot otherwise be attained.
The Indo-Uralic verb
(2002)
C.C. Uhlenbeck made a distinction between two components of Proto-Indo-European, which he called A and B (1935a: 133ff.). The first component comprises pronouns, verbal roots, and derivational suffixes, and may be compared with Uralic, whereas the second component contains isolated words, such as numerals and most underived nouns, which have a different source. The wide attestation of the Indo-European numerals must be attributed to the development of trade resulting from the increased mobility which was the primary cause of the Indo-European expansions. Numerals do not belong to the basic vocabulary of a neolithic culture, as is clear from their absence in Proto-Uralic (cf. also Collinder 1965: 112) and from the spread of Chinese numerals throughout East Asia. Though Uhlenbeck objects to the term “substratum” for his B complex, I think that it is a perfectly appropriate denomination.
The origin of the Goths
(2004)
Witold Ma´nczak has argued that Gothic is closer to Upper German than to Middle German, closer to High German than to Low German, closer to German than to Scandinavian, closer to Danish than to Swedish, and that the original homeland of the Goths must therefore be located in the southernmost part of the Germanic territories, not in Scandinavia (1982, 1984, 1987a, 1987b, 1992). I think that his argument is correct and that it is time to abandon Iordanes’ classic view that the Goths came from Scandinavia. We must therefore reconsider the grounds for adopting the latter position and the reasons why it always has remained popular.
On Russenorsk
(2002)
The concept of mixed language has recently gained some popularity, to my mind for no good reason. It is unclear how a mixed language can be distinguished from the product of extensive borrowing or relexification. I therefore think that the concept only serves to provoke muddled thinking about linguistic contact and language change. Note e.g. that Munske adduces German as an example "because the author is a professor of German linguistics and because the phenomenon of language mixing can be explained better in relation to a language on which a large amount of research has been done than, for example, in relation to pidgin and creole languages" (1986: 81).
Most scholars nowadays reconstruct a static root present with an alternation between lengthened grade in the active singular and full grade in the active plural and in the middle. I am unhappy about this traditional methodology of loosely postulating long vowels for the proto-language. What we need is a powerful theory which explains why clear instances of original lengthened grade are so very few and restrains our reconstructions accordingly. Such a theory has been available for over a hundred years now: it was put forward by Wackernagel in his Old Indic grammar (1896: 66-68). The crucial element of his theory which is relevant in the present context is that he assumed lengthening in monosyllabic word forms, such as the 2nd and 3rd sg. active forms of the sigmatic aorist injunctive.
The philosophy of language comes in three varieties. 1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twelve years ago in a Festschrift (1985).
It is no secret that Gerhard Doerfer has argued strongly against a genetic relationship between the Mongolic and Tungusic languages. Ten years ago he presented a detailed analysis of the Mongolo-Tungusic vocabulary (1985). In the following I intend to show that his material allows of a quite different conclusion.
Eduard Hermann writes (1916: 147): "Darüber, daß Wills Übersetzung des Enchiridions ein ganz schauderhaftes Preußisch ist, herrscht eine Stimme. Nur darüber sind die Meinungen geteilt, ob Will ein Stümper war und nichts vom Preußischen verstand oder ob das Preußische seiner Zeit dermaßen entartet war, daß Kasus und Formen fast beliebig miteinander wechseln konnten." This is a splendid formulation of the problem. Hermann’s article should be compulsory reading for students of historical syntax. In search of a solution to this problem, I have applied the following procedure. First I have put together the minor catechisms with those parts of the Enchiridion which translate the same German text. Words which are missing in any of the three versions have been italicized. The result is shown below.
There is good reason to be ambivalent about the usefulness of general considerations in linguistic reconstruction. As a heuristic device, a theoretical framework can certainly be helpful, but the negative potential of aprioristic considerations must not be underestimated. E.g., there is a whole range of phenomena which receive a natural explanation when we assume that glottalization is ancient in Germanic. The methodological question is: why have scholars been reluctant to identify the vestjysk stød with the English glottalization as a historical reality which may have been inherited from the proto-language? The role of general linguistics is to provide an idea of what can be expected in linguistic development, not by theoretical reasoning but by inspection of what actually happens.
The Germanic perfect presents (Präteritopräsentien) form a past tense by adding the endings of the weak preterit to the stem of the past participle, e.g. Go. wissa ‘knew’. This is a recent formation (cf. Kortlandt 1989). We may therefore ask ourselves if we can reconstruct the earlier formation which was ousted by the weak preterit. We may also try to recover the motivation for the replacement.
S.R. Ramsey writes (1979: 162): "The patterning of tone marks in Old Kyoto texts divides the vocabulary into virtually the same classes as those arrived at by comparing the accent distinctions found in the modern dialects. This means that the Old Kyoto dialect had a pitch system similar to that of proto-Japanese. The standard language of the Heian period may not actually be the ancestor of all the dialects of Japan, but at least as far as the accent system is concerned, it is close enough to the proto system to be used as a working model. The significance of this fact is important: It means that each of the dialects included in the comparison has as much to tell, at least potentially, as any other dialect about Old Kyoto accent."
In her discussion of the Japanese adversative passive, Anna Wierzbicka writes (1988: 260): “The problem is extremely interesting and important both for intrinsic reasons and because of its wider methodological implications. It can be formulated like this: if one form can be used in a number of different ways, are we entitled to postulate for it a number of different meanings or should we rather search for one semantic common denominator (regarded as the MEANING of the form in question) and attribute the variety of uses to the interaction between this meaning and the linguistic or extralinguistic context?” Though it “may seem obvious” that the second stand is “methodologically preferable” (261), she takes the first position and concludes that “the Japanese passive has to be recognized as multiply ambiguous” (286). In the following I intend to show that this view is both wrong and fruitful.
The publication of Mallory’s book (1989) has rendered much of what I had to say in the present contribution superfluous. The author presents a carefully argued and very well written account of a balanced view on almost every aspect of the problem. Against this background, I shall limit myself to a few points which have not received sufficient attention in the discussion. ...
The Germanic weak preterit
(2007)
The main difficulty with the Germanic weak preterit is that one cannot endeavor an explanation of its origin without taking into account almost every aspect of the historical phonology and morphology of the Germanic languages. In the following I intend to show how a number of problems receive a natural explanation in a unified treatment on the basis of earlier studies. The theory presented here is not revolutionary, but aims at integrating earlier findings into a coherent whole. There is no reason to give a detailed account of the scholarly literature, which is easily accessible (cf. Tops 1974, Bammesberger 1986).
Polabian accentuation
(2007)
From a synchronic point of view, the accentuation of Late Polabian has been clarified by Trubetzkoy (1929) and Olesch (1973, 1974). The stress fell on the last full vowel of a word form, which was found either in the final or in the penulti-mate syllable. In the latter instance, the final syllable contained a reduced vowel. This rule was challenged by Kurylowicz (1955), who maintained that the stress was fixed on the initial syllable of the word. The latter theory has the advantage of accounting for the absence of reduced vowels in initial syllables.
1. There are two classes of theories of Universal Grammar: (1) Formalist theories, such as the widespread varieties of generative grammar. These theories start from the assumption that certain strings of linguistic forms are grammatical while other strings are ungrammatical. A grammar of this type produces grammatical strings and does not produce ungrammatical ones. All theories of this class fail in the same respect: they do not account for the meaning of the strings. (2) Semiotactic theories, which describe the meaning of a string in terms of the meanings of its constituent forms and their interrelations. The only elaborate formalized theory of this class presently available is the one advanced by C.L. Ebeling (Syntax and Semantics, Leiden: Brill, 1978). I shall discuss some of its mathematical properties here.
Aramaic is not among the oldest Semitic languages in a strictly chronological sense, but among those languages which are still spoken today, it has the longest continuous written tradition. The existing written documents span a period of three millennia and thus enable us to study language history in a long-term perspective. It is very important, in this respect, that the latest stage of development of Aramaic, Neo-Aramaic, still exists in a multitude of spoken varieties which can be studied in vivo. We can thus describe the phonetics and phonology of the modern varieties with more precision than is possible for the older language stages, which in turn enables us to draw conclusions on diachronic sound change. Likewise, we can study morphology and syntax not only from recorded texts, but we also have recourse to native speakers in order to clarify doubtful points. Thus the latest stage of Aramaic casts a strong light back into the past. It is therefore most unfortunate that many Aramaicists and Syrologists show so little interest in this living heritage.
In der arabischen Welt herrscht eine sehr alte und stabile Situation der Diglossie, d.h. des funktional geregelten Nebeneinanders von zwei historischen Entwicklungsstufen der gleichen Sprache. Das Moderne Hocharabisch ist eine konservierte Form des Klassischen Arabisch. Es genießt hohes Ansehen und dient als Schriftsprache, wird aber nicht muttersprachlich erworben, sondern durch Unterricht erlernt. Im mündlichen und informellen Bereich werden die jeweiligen Dialekte verwendet; sie sind die natürliche Muttersprache der Bevölkerung, genießen jedoch keinerlei Ansehen. Da die Hochsprache in ihrer äußeren Form nicht verändert werden darf, aber auch die Dialekte sich nicht zu modernen geschriebenen Volkssprachen entwickeln dürfen, scheint die Diglossiesituation für alle Zeit festgeschrieben. Dadurch ist das Überleben der Dialekte gesichert, obgleich sie sich untereinander stärker annähern. Die Geringschätzung der Dialekte in der arabischen Welt bedingt auch eine Ablehnung der Dialektologie. Deshalb war die arabische Dialektologie immer eine Domäne westlicher Forscher, doch nun deutet sich auch im Westen ihr Niedergang an.
The genetic code, the primary manifestation of life, and, on the other hand, language, the universal endowment of humanity and its momentous leap from genetics to civilization, are the two fundamental stores of information transmissible from the ancestry to the progeny, the molecular succession, which ensures the transfer of hereditary messages from the cells of one generation to the next generation, and the verbal legacy as a necessary prerequisite of cultural tradition. Divergent terminologies direct attention to different pattemings; and finding a logically convincing test, acceptable all around, that can determine whether one such system of terms is superior to its rivals, is often impossible. Yet the slow processes of evolution presumably apply to human societies and their symbolic systems as much as to human bodies, so that when logic cannot decide, survival eventually will.
A correct evaluation of the Slavic evidence for the reconstruction of the Indo- European proto-language requires an extensive knowledge of a considerable body of data. While the segmental features of the Slavic material are generally of corroborative value only, the prosodic evidence is crucial for the reconstruction of PIE. phonology. Due to the complicated nature of Slavic historical accentology, this has come to be realized quite recently.1 As a result, much of the earlier literature has become obsolete to the extent that it is based upon an interpretation which does not take the multifarious accentual developments into account. I shall give one example.
The large majority of the isoglosses which can be established in the South Slavic dialectal area date from the time of the disintegration of Common Slavic and from more recent periods (e.g., Ivi´c 1958: 25ff). The isoglosses have often shifted in the course of the centuries, so that their original position cannot always be determined. In this study I shall concentrate upon the dialectal differences which originated before the 10th century. At that time, Slavic was still a largely uniform language, though it was certainly not completely homogeneous.
In his magnum opus (Syntax and Semantics, Leiden 1978, henceforth: S&S) C.L. Ebeling makes a distinction between temporal gradation (pp 301-308 and 337-339) and temporal limitation (pp 311-315). In the case of temporal gradation “p , q”, the meaning “q” specifies the time during which the referent carries the mean-ing “p”.
A correct interpretation of the genitive plural forms in Slavic and related languages requires a detailed chronological analysis of the material. At every stage of development we have to reckon with both phonetically regular and analogical forms. Analogy operates quite often along the same lines in different periods. Explaining an analogic change amounts to indicating a model, a motivation, and a stage of development for its effectuation. If one of these cannot be indicated, we must look for a phonetic explanation.
Indo-European is a branch of Indo-Uralic which was radically transformed under the influence of a North Caucasian substratum when its speakers moved from the area north of the Caspian Sea to the area north of the Black Sea (cf. Kortlandt 2007b). As a result, Indo-European developed a minimal vowel system combined with a very large consonant inventory including glottalized stops, also grammatical gender and adjectival agreement, an ergative construction which was lost again but has left its traces in the grammatical system, especially in the nominal inflection, a construction with a dative subject which was partly preserved in the historical languages and is reflected in the verbal morphology and syntax, where it gave rise to new categories, and a heterogeneous lexicon. The Indo-Uralic elements of Indo-European include pronouns, case endings, verbal endings, participles and derivational suffixes. In the following I shall give an overview of the grammar of Proto-Indo-European as it may have been spoken around 4000 BC in the eastern Ukraine, shortly after the ancestors of the Anatolians left for the Balkans (for more recent developments I refer to Beekes 1995).
Im Zeitalter der Globalisierung ist die Migration zu einem Ereignis geworden, das immer mehr Menschen betrifft. So machen sich einige auf der Suche nach besseren Lebensbedingungen und aus Gründen der Selbstverwirklichung freiwillig auf den Weg in ein neues Land, während andere durch Krieg oder Armut zum Verlassen ihrer Heimat gezwungen werden. Im Zielland treffen die Migranten notwendigerweise auf andere Menschen, mit denen sie sich austauschen, mit denen sie kommunizieren müssen – möglichst im Medium der Sprache. In den meisten Fällen ist die Sprache des Ziellandes jedoch eine andere als die des Herkunftslandes, so dass eine längerfristige Migration häufig, allerdings in ganz unterschiedlichem Ausmaße, zur Mehrsprachigkeit der Migranten führt.
Friedrich Schlegel's lasting contribution to linguistics is usually seen in the impact that his book "Über die Sprache und Weisheit der Indier" from 1808 left on comparative linguistics and on the study of Sanskrit. Schlegel was one of the first European scholars to have studied Sanskrit extensively and he made a number of translations of Sanskrit literature into German which make up one third of "Über die Sprache und Weisheit der Indier". Schlegel's book is widely regarded as a founding document both of comparative linguistics and of indology, a fact which is quite remarkable in light of the development of Schlegel's thought after this text. His interest in Indian studies ceased more or less directly with the publication of this work, while his thoughts on language became more and more suffused by transcendental philosophy.
"Den Frauen", schreibt Otto Weininger 1903 in Geschlecht und Charakter, "ist zwar die Gabe der Sprache, aber nicht so die der Rede verliehen; eine Frau konversiert (kokettiert), oder schnattert, aber sie redet nicht." Diese Ab- und Ausgrenzung 'weiblicher' Redeformen von der ernsthaften 'männlichen' Rede provoziert die Frage nach dem Verhältnis von Rhetorik und Geschlecht dem sich ein an der Universität Münster arbeitendes Forschungsprojekt unter der Überschrift "Weibliche Rede - Rhetorik der Weiblichkeit" widmet.
Im Juni 2001, wenige Wochen vor der Tagung, die dieser Band dokumentiert, traten im deutschen Fernsehen zwei Frauen auf, deren Zusammentreffen bereits Wochen zuvor von den Medien intensiv vorbereitet und kommentiert worden war. Auf ein »TV-Duell« der besonderen Art hatte man die ZuschauerInnen eingestimmt, die ihr Interesse denn auch durch hohe Einschaltquoten bekundeten. Was machte die Begegnung von Alice Schwarzer und Verona Feldbusch in einer Talkshow zu einem solchen Medienereignis? Was stand in diesem Duell auf dem Spiel, in dem es offensichtlich nicht um die Entscheidung für oder gegen eine Regierung ging wie etwa in dem ebenfalls traditionell als Duell inszenierten amerikanischen Präsidentschaftswahlkampf oder in den nach diesem Vorbild auch in Deutschland erstmals veranstalteten TV-Duellen zwischen Gerhard Schröder und Edmund Stoiber vor der Bundestagswahl 2002?
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper argues for a particular architecture of OT syntax. This architecture hasthree core features: i) it is bidirectional, the usual production-oriented optimisation (called ‘first optimisation’ here) is accompanied by a second step that checks the recoverability of an underlying form; ii) this underlying form already contains a full-fledged syntactic specification; iii) especially the procedure checking for recoverability makes crucial use of semantic and pragmatic factors. The first section motivates the basic architecture. The second section shows with two examples, how contextual factors are integrated. The third section examines its implications for learning theory, and the fourth section concludes with a broader discussion of the advantages and disadvantages of the proposed model.
Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
This paper is part of a research project on OT Syntax and the typology of the free relative (FR) construction. It concentrates on the details of an OT analysis and some of its consequences for OT syntax. I will not present a general discussion of the phenomenon and the many controversial issues it is famous for in generative syntax.
Sprachwahl und Sprachwahrnehmung sind im Deutschen unabdingbar geprägt durch das Wissen von einer Standardsprache. Dieses Wissen basiert für die meisten Sprecher auf der Erfahrung, dass in der Schule manche sprachliche Formen als korrekt, andere als falsch bewertet werden, außerdem auf der Tatsache, dass es Fixierungen der Regeln des Standards in Lexika und Grammatiken gibt. Wissen und Anerkennung dieses Standards sind unabhängig davon, dass keine dieser Kodifikationen unumstritten ist, dass viele Sprecher die Regeln nicht genau kennen und dass als Vorbilder anerkannte Personen (Nachrichtensprecher, Journalisten bestimmter Zeitschriften, Lehrer, Literaten u.a.) keineswegs einheitliche Regeln verfolgen. Der Standard ist fest assoziiert mit der Erfahrung einer legitimen Regelhaftigkeit, also mit Ordnung. Verwendung von Nonstandard wird mit Bezug auf diese Ordnung und von ihr unterschieden wahrgenommen. Diese relationale Sicht der Dinge ist sowohl subjektiv als auch intersubjektiv.