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The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper reports on the SYN-RA (SYNtax-based Reference Annotation) project, an on-going project of annotating German newspaper texts with referential relations. The project has developed an inventory of anaphoric and coreference relations for German in the context of a unified, XML-based annotation scheme for combining morphological, syntactic, semantic, and anaphoric information. The paper discusses how this unified annotation scheme relates to other formats currently discussed in the literature, in particular the annotation graph model of Bird and Liberman (2001) and the pie-in-thesky scheme for semantic annotation.