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Clitic Climbing Revisited
(2003)
Presently, there is overall consent among researchers on Romance in HPSG (Miller and Sag, 1997, Abeillé et al., 1998, Monachesi, 1996, 1999) that bounded clitic climbing (CC) is best understood in terms of argument composition. Despite the fact that all current analyses of CC are based on the same core idea, individual analyses of this phenomenon differ.
In this paper, I shall propose a unified approach that will be applicable to CC in both French and Italian. The approach will be cast entirely in terms of valence lists, argument structure and slash, such that construction- or language-specific book-keeping devices can be eliminated. As a side-effect, this approach provides a more strengthened view of lexical integrity, in that morphological information, i.e. an argument's mode of realisation, will not be directly accessible for subcategorisation.
In terms of truth conditional meanings, there is no clear difference between (Korean) IHRCs (internally head relative) and EHRCs (externally headed relative). In the analysis of IHRCs, of central interest are thus (a) how we can analyze the constructions in syntax and (b) how we can associate the internal head of the IHRC clause with the matrix predicate so that the head can function as its semantic argument, and (c) what makes the differences between the two constructions. This paper is an attempt to provide answers to such recurring questions within the framework of HPSG.
Downward Unbounded Discontinuities in Korean: An IPSG Analysis of Concord Adverbial Constructions
(2003)
Although there is a lot of literature dealing with the classification and distribution of Korean adverbials, there does not seem to be any satisfactory work. This is partly due to the properties of the adverbials themselves, whose classification and distribution vary depending not only on the lexical properties of each adverbial but also on its distributional environment. However, the distinction between “regular adverbials” and “concord adverbials (CAs)” is very clear and plays a significant role in elucidating the properties of the adverbials as a whole. Theformer have only the function of modifying other phrases, while the latter show a correspondence to some specified elements in the sentence. One of the major differences between them is that a CA and what it corresponds to can be separated from each other unboundedly acrossclausal boundaries.
Unbounded dependency constructions in Irish, such as relative clauses, can be made with both gaps, as in (1), and resumptive pronouns, as in (2) (examples from (McCloskey 1979)):
(1) an fear a dúirt mé a shíl mé a beadh _ann
the man AL said I AL thought I AL would-be _there
'the man that I said that I thought would be there'
(2) an t-úrscéal ar mheas mé gur thuig mé é
the novel AN thought I GO understood I it
'the novel that I thought I understood'
This paper will sketch an HPSG treatment of such constructions and their interactions with the distribution of the sentence-initial particles GO, AL, and AN. We focus particularly on relative clauses and constituent questions but believe that the same analysis can be extended to other gap and resumptive constructions. We analyze resumptives with a nonlocal feature RESUMP which is propagated like the SLASH feature used for gaps. This is supported by the existence of a particle pattern that marks intermediate clauses in resumptive dependencies. We also discuss some exceptional particle patterns associated with bare NP adverbials and shown how they can be incorporated into the analysis, though certain unresolved problems remain.
References
McCloskey, J. (1979). Transformational Syntax and Model-Theoretic Semantics: A Case Study in Modern Irish. Dordrecht: Reidel.
Remarks on Marking
(2002)
This paper calls for a reexamination of the Marking Theory of HPSG, which in its standard form involves a considerable amount of dedicated formal machinery, but which proves to be inapplicable for most types of grammatical marking. As an alternative, it is demonstrated that head-marker phrases can be reanalyzed as head-complement structures, with the marking element treated as the syntactic head. This approach allows the elimination of all marking-specific formal apparatus, with the exception of the attribute MARKING, which percolates as an ordinary HEAD feature, and whose function is significantly expanded.
The proposed approach allows marking elements to be related to other lexical heads (prepositions, in particular), and marking constructions are better integrated in the grammar, rather than being grouped into an exceptional class of head-marker phrases.
The fact that inflectional affixes always attach to the verbal stem leads to the bracketing paradox in the case of particle verbs since the semantic contribution of the inflectional information scopes over the complete particle verb. I will discuss nominalizations and adjective derivation, which are also problematic because of various bracketing paradoxes. I will suggest a solution to these paradoxes that assumes that inflectional and derivational prefixes and suffixes always attach to a form of a stem that contains the information about particles already, but without containing a phonological realization of the particle. The particle is a dependent of the verb and is combined with its head after inflection and derivation. With such an approach no rebracketing mechanisms are necessary.
This paper challenges the assumption that the nature of apparent word order and verb form irregularities in the German verbal complex is that of an irreducible cluster of idiosyncrasies surrounding an exceptional word order possibility. I discuss two lesser known sets of data which raise serious problems for the traditional 'idiosyncrasy-based' analysis. I conclude that the verbs in the upper-field are exceptional in a 'deeper' sense, in that they do not construct as ordinary syntactic heads. Instead they seem to behave more like functional elements as characterized by Abney (1987). On the basis of such a revised syntactic analysis most of the unexpected word order and verb form irregularities resurface as related regular properties.
In this paper, we use lattice theory to present an account of neutralization and coordination of unlikes that can easily be incorporated into current HPSG, where linguistic objects are modelled as totally well-typed, sort resolved feature structures. The account draws on the analysis of Levy 2001 and is consistent with the HPSG analysis of neutralization proposed by Levine et al. 2001. We show the essential properties required of a coordination/neutralization lattice, and argue that our analysis is the minimal lattice satisfying these requirements. The HPSG-based account of the same phenomena presented in Daniels 2001 of this collection is shown by lattice-theoretic methods to be essentially equivalent to ours.
This paper proposes a constraint-based, comprehensive analysis of the Internally-Headed Relative Clause (IHRC) in Japanese which is able to accommodate the synchronic properties as well as the diachronic change that IHRC went through. This paper claims that IHRC should be defined as a special type of non-head daughter of the main predicate. The predicate is subcategorized for a clause, while it calls for an entity-like argument. The multi-level architecture of HPSG accommodates the apparent syntax-semantic mismatch. The IHRC is syntactically a clausal complement, while it is not semantically selected by the main predicate. The main predicate, on the other hand, selects an entity as its argument, but the entity is not syntactically given. I claim that the syntax of IHRC specifies this much. The rest, or the actual linkage between the predicate and the semantically required target entity is semantically or pragmatically achieved. Drawing on the ideas of Argument Realization and Argument Extension with the postulation of the interface level DEPENDENTS proposed in Bouma et al. (2001), I have demonstrated how the present proposal can connect the clausal complement, IHRC, and adverbial clauses, thus providing the structural aspect of the motivation for the diachronic change.
This paper investigates the syntax of head-marking constructions, specifically those with nominals heads. The data are drawn from Luiseño, a Uto-Aztecan language from Southern California. The first construction involves the morphological marking of possessors on possessed nouns. I show that a natural account can be given if possessed nouns are considered lexeme-level expressions derived from underspecified nominal lexemes. A separate mapping is responsible for relating nouns (possessed or unpossessed) to fully case-inflected word-level expressions. I then show how elements of this analysis can be adapted to account for periphrastic expressions of oblique cases with animate nouns. In such cases, the head is a case-inflected pronominal head that takes a full noun phrase as an optional specifier. I conclude with some remarks on the relationship between the proposed analysis for nominal head-marking constructions and the treatment of nonconfigurational properties more generally.
Case-matching effects in in German VP coordination and German free relatives have received a fair amount of attention in recent syntactic theorizing and have been cited by Ingria (1990) as a potential challenge to constraint-based and unification-based approaches to syntax such as HPSG and LFG.
This paper considers another construction in question: case-matching phenomena in Bavarian relative clauses, for which Bayer (1983) develops an inherently derivational account. The present paper offers a purely declarative account of Bavarian relative clauses in HPSG and shows that the analytical tools provided by unification-based or constraint-based grammar formalisms completely suffice to provide a fully adequate and comprehensive analysis of the data.
We present an approach to VP ellipsis that allows the direct derivation of source and target sentences (the former need not be unique) during semantic construction. Specific syntactic constituent structures are associated with ellipsis potential, which can then be discharged by pro-verbs like did (too). The determination of source and target sentence, which is done with semantic features in an HPSG framework, is coupled with a comprehensive analysis of ellipsis, which also handles its interaction with scope and anaphora.
This paper investigates a particular word order phenomenon in German, the occurrence of discontinuous NPs (which we refer to as the NP-PP split construction) in order to probe the division of labor between the syntactic analysis and discourse constraints on this construction. We argue that some of the factors which previous literature has tried to explain in terms of syntactic restrictions are in fact derivable from discourse factors. Building on these insights, we show how an information structure component can be integrated into an HPSG account of the phenomenon.
(Ingria 1990)'s claims that both feature neutrality, where a sign acts in a sentence as though it simultaneously had multiple values for a single feature, and the coordination of unlike categories, where the features of two or more conjuncts differ from each other, pose fundamental problems for unification-based theories of grammar do not apply to constraint-based theories like HPSG.
New types can be introduced into the hierarchy of appropriate values for any given feature that directly represent neutralizations and coordinations. In this manner, feature neutralization and the coordination of unlikes are seen to be different aspects of the same problem: how to determine the values of a coordinate mother's features from those of its conjuncts.
One of the controversial issues in English stylistic inversion (SI) construction (e.g., Into the room walked a woman) is the functional status of preverbal PP and postverbal NP. Based on the distributional parallels among the PP, NP, ordinary subject and topic, this paper proposes that the PP in SI has a dual function as a subject and topic, while the NP also has some subject properties that the PP does not have. These mixed functional properties of the PP and the 'double' subject properties of SI are analyzed in the theory of HPSG, especially with the versions recently developed by Sag 1997, Manning and Sag 1999 and Ginzburg and Sag 2001, which posit the notions of the multiple type inheritance hierarchy and dissociation between the argument and valence structures. This analysis claims that the SI construction needs to simultaneously satisfy two general, independent constraints, head-subject-phrase and head-filler-phrase, as well as the construction specific lexeme-level constraint. This view suggests that the English SI construction is an instance of peripheral phenomena whose construction specific constraints are inherited from more general core constraints.
The Korean Light Verb Construction (LVC) contains a Sino-Korean main predicate (tayhwa-lul), a Light Verb (ha-ta), and semantic arguments of the main predicate (John-i, Tom-kwa):
John-i Tom-kwa tayhwa-lul ha-yess-ta.
John-Nom Tom-with talk-Acc do-Pst-Dc
'John talked with Tom.'
We defend a three-part analysis: (i) The subject of the main predicate is thematically controlled by the LV's subject. Evidence: Korean verbs assigning Accusative take an external argument (Wechsler/Lee 1996; Burzio's Generalization). Since the main predicate is Accusative, ha-ta must theta-mark its subject. Moreover ha-ta selects a non-stative Verbal Noun (VN) (cp. *kyumson-ul ha-ta 'humble-Acc do-Dc'); non-stative theta-structures typically take an external argument (Kang 1986). This control arises through complex predicate formation. (ii) Oblique arguments (PPs) are optionally transferred (cp. Grimshaw/Mester 1988) — but Accusative NPs are not. Evidence comes from relativization and pronoun replacement. (iii) Accusative is assigned by a mixed category Verbal Noun. This can be supported by adverbial clauses with VN's assigning Accusative without LV's. We review cross-linguistic evidence for both argument transfer (German; Hinrichs & Nakazawa; i.a.) and mixed categories (many languages, Malouf; i.a.) and show that Korean LVCs provide the right environment for both to occur.
I present a treatment of the Dutch R-pronouns in HPSG drawing on Linearization Theory as developed in Reape (1996) and Kathol (1995,2000). R-pronouns in Dutch are a set of locatives which also serve as pronominal arguments of prepositions, and as such may form non-local dependencies. Linearization and techniques of domain union, compaction and partial compaction allow for a straightforward analysis of these dependencies. I focus my analysis on the light R-pronoun er, and its iteration with two homophonous items, the quantitative and expletive ers.
Using the sign/construction distinction developed in Donohue and Sag (1999) and Sag (2001), I implement Kathol's notion of partial compaction in constraints on constructions of type prepositional-phrase, noun-phrase, etc. This places the phonological content of the R-pronoun or quantitative er in the DOMAIN list as a free agent, able to appear in the clause disconnected from the original selector. This use of linearization also permits a haplology rule to capture the idiosyncratic co-occurrence behavior that occurs when multiple functions of er appear together within a clause.
Departing from the exhaustive indexation, syntax-driven approach to binding, we argued for an alternative, semantics-oriented rationale for binding principles. Under this new understanding of the nature of grammatical constraints on anaphoric binding, these principles are viewed as contributing to circumscribe the contextually determined semantic value of anaphoric nominals. This conceptual shift helps to find a fully fledged formal specification of binding principles with the HPSG lean description formalism where these constraints are entered in the grammar as part of the information kept at the lexical entries of anaphoric expressions.
This paper presents a general approach to verbal inflection with special emphasis on suppletion phenomena. The paper focuses on French, but the approach is general enough to apply to a wide variety of languages.
In the first part of the paper, we show that suppletion is not erratic: suppletive forms tend to always appear in groups, in definite areas of verbal paradigms. Our analysis is based on the observation of a number of dependency relations between inflectional forms of verbs (somewhat similar to rules of referral (Zwicky 1985, Stump 1993)). We define for each language a stem dependency tree based on these observations, which allows one to predict the whole paradigm of every verb in the language on the basis of a minimal number of idiosyncratic stems. We use the tree to minimize the quantity of redundant phonological information that has to be listed in the lexicon for a given lexeme, assuming that an optimal analysis of inflection should be able to derive all and only intuitively predictable inflectional forms from a single representation.
The second part of the paper attempts to integrate the analysis in an HPSG hierarchical lexicon. Morphological dependency relations are represented directly by mentioning a lexical sign in another sign's lexical entry. The approach to suppletion proposed in the first part is made explicit using a combination of online type construction and default constraints on the phonology of dependent signs.
This paper proposes an HPSG account of the French tense and aspect system, focussing on the analysis of the passé simple (simple past) and imparfait (imperfective) tenses and their interaction with aspectually sensitive adjuncts. Starting from de Swart's (1998) analysis of the semantics of tense and aspect, I show that while the proposed semantic representations are appropriate, the analysis of implicit aspectual operators as coercion operators is inadequate.
The proposed HPSG analysis relies on Minimal Recursion Semantics to relate standard syntactic structures with de Swart-style semantic representations. The analysis has two crucial features: first, it assumes that the semantic contribution of tense originates in the verb's semantic representation, despite the fact that tense can get wide scope over other semantic elements. Second, it allows the occurrence of implicit aspectual operators to be controlled by the verb's inflectional class, which accounts for their peculiar distribution.