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The main concern of this article is to discuss some recent findings concerning the psychological reality of optimality-theoretic pragmatics and its central part – bidirectional optimization. A present challenge is to close the gap between experimental pragmatics and neo-Gricean theories of pragmatics. I claim that OT pragmatics helps to overcome this gap, in particular in connection with the discussion of asymmetries between natural language comprehension and production. The theoretical debate will be concentrated on two different ways of interpreting bidirection: first, bidirectional optimization as a psychologically realistic online mechanism; second, bidirectional optimization as an offline phenomenon of fossilizing optimal form-meaning pairs. It will be argued that neither of these extreme views fits completely with the empirical data when taken per se.
Ever since the discovery of neural networks, there has been a controversy between two modes of information processing. On the one hand, symbolic systems have proven indispensable for our understanding of higher intelligence, especially when cognitive domains like language and reasoning are examined. On the other hand, it is a matter of fact that intelligence resides in the brain, where computation appears to be organized by numerical and statistical principles and where a parallel distributed architecture is appropriate. The present claim is in line with researchers like Paul Smolensky and Peter Gärdenfors and suggests that this controversy can be resolved by a unified theory of cognition – one that integrates both aspects of cognition and assigns the proper roles to symbolic computation and numerical neural computation.
The overall goal in this contribution is to discuss formal systems that are suitable for grounding the formal basis for such a unified theory. It is suggested that the instruments of modern logic and model theoretic semantics are appropriate for analyzing certain aspects of dynamical systems like inferring and learning in neural networks. Hence, I suggest that an active dialogue between the traditional symbolic approaches to logic, information and language and the connectionist paradigm is possible and fruitful. An essential component of this dialogue refers to Optimality Theory (OT) – taken as a theory that likewise aims to overcome the gap between symbolic and neuronal systems. In the light of the proposed logical analysis notions like recoverability and bidirection are explained, and likewise the problem of founding a strict constraint hierarchy is discussed. Moreover, a claim is made for developing an "embodied" OT closing the gap between symbolic representation and embodied cognition.
The paper investigates the origins of the German/Dutch particle toch/doch) in the hope of shedding light on a puzzle with respect to doch/toch and to shed some light on two theoretical issues. The puzzle is the nearly opposite meaning of the stressed and unstressed versions of the particle which cannot be accounted for in standard theories of the meaning of stress. One theoretical issue concerns the meaning of stress: whether it is possible to reduce the semantic contribution of a stressed item to the meaning of the item and the meaning of stress. The second issue is whether the complex use of a particle like doch/toch can be seen as an instance of spread or whether it has to be seen as having a core meaning which is differentiated by pragmatics operating in different contexts.
We use the etymology of doch and doch as to+u+h (that+ question marker+ emphatic marker) to argue for an origin as a question tag checking a hearer opinion. Stress on the tag indicates an opposite opinion (of the common ground or the speaker) and this sets apart two groups of uses spreading in different directions. This solves the puzzle, indicates that the assumption of spread is useful and offers a subtle correction of the interpretation of stress. While stress always means contrast with a contrasting item, if the particle use is due to spread, it is not guaranteed that the unstressed particle has a corresponding use (or inversely).
In this paper, we outline the foundations of a theory of implicatures. It divides into two parts. The first part contains the base model. It introduces signalling games, optimal answer models, and a general definition of implicatures in terms of natural information. The second part contains a refinement in which we consider noisy communication with efficient clarification requests. Throughout, we assume a fully cooperative speaker who knows the information state of the hearer. The purpose of this paper is not the study of examples. Our concern is the framework for doing these studies.
The article aims to give an overview about the application of Optimality Theory (OT) to the domain of pragmatics. In the introductory part we discuss different ways to view the division of labor between semantics and pragmatics. Rejecting the doctrine of literal meaning we conform to (i) semantic underdetermination and (ii) contextualism (the idea that the mechanism of pragmatic interpretation is crucial both for determining what the speaker says and what he means). Taking the assumptions (i) and (ii) as essential requisites for a natural theory of pragmatic interpretation, section 2 introduces the three main views conforming to these assumptions: Relevance theory, Levinson’s theory of presumptive meanings, and the Neo-Gricean approach. In section 3 we explain the general paradigm of OT and the idea of bidirectional optimization. We show how the idea of optimal interpretation can be used to restructure the core ideas of these three different approaches. Further, we argue that bidirectional OT has the potential to account both for the synchronic and the diachronic perspective on pragmatic interpretation. Section 4 lists relevant examples of using the framework of bidirectional optimization in the domain of pragmatics. Section 5 provides some general conclusions. Modeling both for the synchronic and the diachronic perspective on pragmatics opens the way for a deeper understanding of the idea of naturalization and (cultural) embodiment in the context of natural language interpretation.
To some, the relation between bidirectional optimality theory and game theory seems obvious: strong bidirectional optimality corresponds to Nash equilibrium in a strategic game (Dekker and van Rooij 2000). But in the domain of pragmatics this formally sound parallel is conceptually inadequate: the sequence of utterance and its interpretation cannot be modelled reasonably as a strategic game, because this would mean that speakers choose formulations independently of a meaning that they want to express, and that hearers choose an interpretation irrespective of an utterance that they have observed. Clearly, the sequence of utterance and interpretation requires a dynamic game model. One such model, and one that is widely studied and of manageable complexity, is a signaling game. This paper is therefore concerned with an epistemic interpretation of bidirectional optimality, both strong and weak, in terms of beliefs and strategies of players in a signaling game. In particular, I suggest that strong optimality may be regarded as a process of internal self-monitoring and that weak optimality corresponds to an iterated process of such self-monitoring. This latter process can be derived by assuming that agents act rationally to (possibly partial) beliefs in a self-monitoring opponent.
The present paper offers a summary of the results of two earlier experiments (Nawrocki and Gonet 2004; Nawrocki 2004), in which acoustic properties of the voiceless velar fricative phoneme /x/ in Southern Polish were investigated.
As is found in both studies (Nawrocki and Gonet 2004; Nawrocki 2004), speakers of both genders favour glottal articulation, with partial or full voicing. Word final contexts are decisively in favour of [x]. The word initial, prevocalic positions seem to allow quite a number of allophonic variants of /x/ . These are: [x], [ɦ], [ç] and, additionally, the voiceless glottal, the pharyngeal or the epiglottal [h]/[ħ]/[ʜ]. Another factor taken into account is the coarticulation effect of the vocalic context on the choice of articulation. Based on the results of the experiments, a reformulated allophonic composition is proposed for Polish /x/. It makes room for previously unconsidered pharyngeal and glottal allophones.
In order to inspect the acoustic properties of the allophones of Polish /x/ further, their static and dynamic spectral features are compared to those of phonetically similar sounds in other languages where they have the status of independent phonemes. Special attention is paid to the distribution of spectral peaks and their intensity. The fact that in Polish there are no 'back' fricative phonemes that would contrast with /x/ creates a wide range of acceptable allophonic articulations that cannot be challenged from either articulatory or perceptual points of view.
Horn's division of pragmatic labour (Horn, 1984) is a universal property of language, and amounts to the pairing of simple meanings to simple forms, and deviant meanings to complex forms. This division makes sense, but a community of language users that do not know it makes sense will still develop it after a while, because it gives optimal communication at minimal costs. This property of the division of pragmatic labour is shown by formalising it and applying it to a simple form of signalling games, which allows computer simulations to corroborate intuitions. The division of pragmatic labour is a stable communicative strategy that a population of communicating agents will converge on, and it cannot be replaced by alternative strategies once it is in place.
Language contact has become a major focus of inquiry in historical and typological linguistics in the last twenty years, spurred in a large part by the publication of Thomason & Kaufman (1988), which tried to make sense of a large amount of language contact data. They argued that there was a direct relationship between the degree or intensity of language contact and the amount and type of influence the contact would have on one or more of the languages involved. Essentially, the greater the degree of bilingualism, the greater the degree of contact influence (see also Thomason 2001); if the contact and bilingualism was minimal, then there might just be a few loanwords adapted to the borrowing language's phonology and grammatical system, but if the contact and bilingualism was of a greater degree there would be influence in the grammar and phonology of the affected language. As more linguists came to take language contact more seriously, they came to realize how common language contact phenomena are.
Focus asymmetries in Bura
(2008)
This article presents the central aspects of the focus system of Bura (Chadic), which exhibits a number of asymmetries: Grammatical focus marking is obligatory only with focused subjects, where focus is marked by the particle án following the subject. Focused subjects remain in situ and the complement of án is a regular VP. With nonsubject foci, án appears in a cleft-structure between the fronted focus constituent and a relative clause. We present a semantically unified analysis of focus marking in Bura that treats the particle as a focusmarking copula in T that takes a property-denoting expression (the background) and an individual-denoting expression (the focus) as arguments. The article also investigates the realization of predicate and polarity focus, which are almost never marked. The upshot of the discussion is that Bura shares many characteristic traits of focus marking with other Chadic languages, but it crucially differs in exhibiting a structural difference in the marking of focus on subjects and non-subject constituents.
A series of production and perception experiments investigating the prosody and well-formedness of special sentences, called Wide Focus Partial Fronting (WFPF), which consist of only one prosodic phrase and a unique initial accented argument, are reported on here. The results help us to decide between different models of German prosody. The absence of pitch height difference on the accent of the sentence speaks in favor of a relative model of prosody, in which accents are scaled relative to each other, and against models in which pitch accents are scaled in an absolute way. The results also speak for a model in which syntax, but not information structure, influences the prosodic phrasing. Finally, perception experiments show that the prosodic structure of sentences with a marked word order needs to be presented for grammaticality judgments. Presentation of written material only is not enough, and falsifies the results.
The article analyzes the system of focus-sensitive particles and, to a lesser extent, clefts in Vietnamese. EVEN/ALSO/ONLY foci are discussed across syntactic categories, and Vietnamese is found to organize its system of focus-sensitive particles along three dimensions of classification: (i) EVEN vs. ALSO vs. ONLY; (ii) particles c-commanding foci vs. particles c-commanding backgrounds; (iii) adverbial focus-sensitive particles vs. particles c-commanding argument foci only. Towards the end of the paper, free-choice constructions and additional sentence-final particles conveying ONLY and ALSO semantics are briefly discussed. The peculiar Vietnamese system reflects core properties of the analogous empirical domain in Chinese, a known source of borrowings into Vietnamese over the millennia.
Implicated presuppositions
(2008)
The paper presents an additional argument for a specific account of semantic binding: the flat-binding analysis. The argument is based on observations concerning sloppy interpretations in verb phrase ellipsis when the binder is not the subject of the elided VP. In one such case, it is important that one of the binders belong to the domain of the other. This case can be derived from the flat-binding analysis as is shown in the paper, while it is unclear how to account for it within other analyses of semantic binding.
Aramaic is not among the oldest Semitic languages in a strictly chronological sense, but among those languages which are still spoken today, it has the longest continuous written tradition. The existing written documents span a period of three millennia and thus enable us to study language history in a long-term perspective. It is very important, in this respect, that the latest stage of development of Aramaic, Neo-Aramaic, still exists in a multitude of spoken varieties which can be studied in vivo. We can thus describe the phonetics and phonology of the modern varieties with more precision than is possible for the older language stages, which in turn enables us to draw conclusions on diachronic sound change. Likewise, we can study morphology and syntax not only from recorded texts, but we also have recourse to native speakers in order to clarify doubtful points. Thus the latest stage of Aramaic casts a strong light back into the past. It is therefore most unfortunate that many Aramaicists and Syrologists show so little interest in this living heritage.
Verb agreement and epistemic marking : a typological journey from the Himalayas to the Caucasus
(2008)
Studies of the epistemic categories expressed in Tibetan auxiliaries and copulas have mostly compared the phenomena with mirativity marking, and this is no doubt the correct comparandum in diachronic research. However, synchronic descriptions are also often tempted to compare the relevant categories with agreement systems or similar reference-related structures, at least for expository purposes when explaining how the system works (e. g. Denwood 1999, Tournadre 1996, Goldstein et al. 1991).
The claim of this paper is that embedded definites can, despite the appearances, be accounted for on the uniqueness approach. Far from being a surprise, we argue that the behavior of embedded definites is actually expected once two independent facts are taken into account: the ability of noun phrases to take scope, i.e., to be interpreted in a different place from their syntactic position, and the interaction of presuppositions and scope-taking elements. Specifically, we analyze embedded definites as a case of inverse linking (Gabbay and Moravscik, 1974; May, 1977): the embedded definite takes scope over the embedding one. The presupposition of the embedded definite is weakened as a result of the independently motivated process of intermediate accommodation (Kratzer, 1989; Berman, 1991). In our case, this process transfers the presupposition of the embedding definite into the restrictor of the embedded one.
Like other scope-taking processes, inverse linking is generally taken to be subject to locality constraints: if a syntactic island, such as a finite clause boundary, intervenes in the path of a scope-taking element, then the resulting reading is unavailable or degraded (Rodman, 1976). Since our account views embedded definites as cases of inverse linking, we predict that inserting an island into an embedded definite, all else being equal, should lead to a similar degradation. We report results from an online survey with 800 participants that confirm this prediction.
It has been established since Kanerva’s work that focus conditions phrasing – directly or indirectly – in several other Bantu languages, e.g. Chimwiini (Kisseberth 2007, Downing 2002, Kisseberth & Abasheikh 2004), Xhosa (Jokweni 1995, Zerbian 2004), Chitumbuka (Downing 2006, 2007), Zulu (Cheng & Downing 2006, Downing 2007), Bemba (Kula 2007), etc.
In this paper, I will argue that focus also conditions phrasing in Shingazidja, a Bantu language3 spoken on Grande Comore (or Ngazidja, the largest island of the Comoros).
Many works have been dedicated to the tonology of Shingazidja. The bases of the system were firstly identified by Tucker & Bryan (1970) and reanalyzed by Philippson (1988). Later, Cassimjee & Kisseberth (1989, 1992, 1993, 1998) provide a very convincing analysis of the whole system of the language, and my own research (Patin 2007a) shows a great correspondence with their results. However, little attention has been paid by these authors or others (Jouannet 1989, Rey 1990, Philippson 2005) to the phonology-pragmatics interface, especially on the relation between focus and phrasing. This paper thus proposes to explore this question. It will be claimed that focus, beside syntax, has an influence on phrasing in Shingazidja.
We present the results of an experimental study which targets prosodic correlates of subclausal quotation marks. We found that written sentences containing passages enclosed by quotation marks were read aloud in a manner that significantly differs in prosody from spoken realizations of corresponding disquoted counterparts. However, we also observed that such prosodic marking of subclausal quotation wasn't strong enough to survive subsequent back-translation into written language: there was no correlation between the presence/absence of quotation marks in the original written examples, and the presence/absence of quotation marks in corresponding back-translations from oral renditions. We investigated three different kinds of uses of quotation marks and found no systematic difference between them with respect to prosodic marking.
Rate effects on aerodynamics of intervocalic stops : evidence from real speech data and model data
(2008)
This paper is a first attempt towards a better understanding of the aerodynamic properties during speech production and their potential control. In recent years, studies on intraoral pressure in speech have been rather rare, and more studies concern the air flow development. However, the intraoral pressure is a crucial factor for analysing the production of various sounds.
In this paper, we focus on the intraoral pressure development during the production of intervocalic stops.
Two experimental methodologies are presented and confronted with each other: real speech data recorded for four German native speakers, and model data, obtained by a mechanical replica which allows reproducing the main physical mechanisms occurring during phonation. The two methods are presented and applied to a study on the influence of speech rate on aerodynamic properties.
The unfolding discussion will focus on the internal representation of turbulent sounds in the phonology of German as well as pinpoint the special status of the prime defining the quality of turbulence. It will also be argued that this prime is capable of entering into special types of licensing relations, which results in specific phonetic manifestations of forms. We shall compare the effects of two processes attested in German: consonant degemination and spirantisation with a view to revealing the role of the turbulence-defining element in the two operations. Furthermore, our attention will be focused on the workings of the Obligatory Contour Principle which, as will be shown below, exerts decisive impact on prime interplay and consequently the phonetic realization of sounds and words. We shall see that segmental identity is contingent on the languagespecific interpretation of inter-element bonds.
Aware of the importance of prime autonomy in determining the manifestation of sounds, let us start with a brief outline of the fundamental segment structure principles offered by the theory of Phonological Government.
Much work on the interaction of prosody and focus assumes that, crosslinguistically, there is a necessary correlation between the position of main sentence stress (or accent) and focus, and that an intonational pitch change on the focused element is a primary correlate of focus. In this paper, I discuss primary data from three Bantu languages – Chichewa, Durban Zulu and Chitumbuka – and show that in all three languages phonological re-phrasing, not stress, is the main prosodic correlate of focus and that lengthening, not pitch movement, is the main prosodic correlate of phrasing. This result is of interest for the typology of intonation in illustrating languages where intonation has limited use and where, notably, intonation does not highlight focused information in the way we might expect from European stress languages.
In this paper it is argued that several typologically unrelated languages share the tendency to avoid voiced sibilant affricates. This tendency is explained by appealing to the phonetic properties of the sounds, and in particular to their aerodynamic characteristics. On the basis of experimental evidence it is shown that conflicting air pressure requirements for maintaining voicing and frication are responsible for the avoidance of voiced affricates. In particular, the air pressure released from the stop phase of the affricate is too high to maintain voicing which in consequence leads to a devoicing of the frication part.
This study is an electropalatographic investigation of clusters composed of /n/ or /l/ followed by the (alveolo)palatal consonants /ʎ, ɲ/ or by dental /t/ in three Catalan dialects, i.e., Majorcan, Valencian and Eastern. Data show that articulatory blending through superposition occurs in the palatalizing environment except when C1 is highly constrained (e.g., dark /l/) or C2 is purely palatal and therefore, produced at a distant articulatory location from C1. Contrary to previous descriptions in the literature, data for /nt, lt/ reveal that blending through superposition rather than assimilation is at work. The implications of these data for theories of speech production are discussed.
The present article illustrates that the specific articulatory and aerodynamic requirements for voiced but not voiceless alveolar or dental stops can cause tongue tip retraction and tongue mid lowering and thus retroflexion of front coronals. This retroflexion is shown to have occurred diachronically in the three typologically unrelated languages Dhao (Malayo-Polynesian), Thulung (Sino-Tibetan), and Afar (East-Cushitic). In addition to the diachronic cases, we provide synchronic data for retroflexion from an articulatory study with four speakers of German, a language usually described as having alveolar stops. With these combined data we supply evidence that voiced retroflex stops (as the only retroflex segments in a language) did not necessarily emerge from implosives, as argued by Haudricourt (1950), Greenberg (1970), Bhat (1973), and Ohala (1983). Instead, we propose that the voiced front coronal plosive /d/ is generally articulated in a way that favours retroflexion, that is, with a smaller and more retracted place of articulation and a lower tongue and jaw position than /t/.
The paper presents an additional argument for a specific account of semantic binding: the flat-binding analysis. The argument is based on observations concerning sloppy interpretations in verb phrase ellipsis when the binder is not the subject of the elided VP. In one such case, it is important that one of the binders belong to the domain of the other. This case can be derived from the flat-binding analysis as is shown in the paper, while it is unclear how to account for it within other analyses of semantic binding.
The aim of this paper is to validate a dataset collected by means of production experiments which are part of the Questionnaire on Information Structure. The experiments generate a range of information structure contexts that have been observed in the literature to induce specific constructions. This paper compares the speech production results from a subset of these experiments with specific claims about the reflexes of information structure in four different languages. The results allow us to evaluate and in most cases validate the efficacy of our elicitation paradigms, to identify potentially fruitful avenues of future research, and to highlight issues involved in interpreting speech production data of this kind.
This paper surveys a range of constructions in which prosody affects discourse function and discourse structure.We discuss English tag questions, negative polar questions, and what we call “focus” questions. We postulate that these question types are complex speech acts and outline an analysis in Segmented Discourse Representation Theory (SDRT) to account for the interactions between prosody and discourse.
While the Information Structure (IS) is most naturally interpreted as "structure of information", some may argue that it is structure of something else, and others may object to the use of the word "structure". This paper focuses on the question of whether the informational component can have structural properties such that it can be called "structure". The preliminary conclusion is that, althoughthere are some vague indications of structurehood in it, it is perhaps better understood to be a representation that encodes a finite set of information-based partitions, rather than structure.
This paper presents the results of a production experiment on the intonation of sentences containing a negative polarity item (NPI) in Tokyo Japanese. The results show that NPI sentences exhibit a focus intonation: the F0-peak of the word to which an NPI is attached is raised, while the pitch contour after the NPI-attached word is compressed until the negation. This intonation pattern is parallel to that of wh-question, in which the F0 of the wh-phrase is raised while the post-wh-contour is compressed until the question particle.
Three dimensions can be distinguished in a cross-linguistic account of information structure. First, there is the definition of the focus constituent, the part of the linguistic expression which is subject to some focus meaning. Second and third, there are the focus meanings and the array of structural devices that encode them. In a given language, the expression of focus is facilitated as well as constrained by the grammar within which the focus devices operate. The prevalence of focus ambiguity, the structural inability to make focus distinctions, will thus vary across languages, and within a language, across focus meanings.
This paper discusses how focus change s prosodic structure in Tokyo Japanese. It is generally believed that focus blocks the intonational process of downstep and causes a pitch reset. This paper presents experimental evidence against this traditional view by looking at the prosodic behavior of Wh words, which receive focus lexically in Japanese as in other languages. It is demonstrated, specifically, that the focused Wh element does not block downstep although it receives a much higher pitch than its preceding element. This suggests that presence of lexical focus does not trigger pitch reset in Japanese.
Prosodic focus in Vietnamese
(2007)
This paper reports on pilot work on the expression of Information Structure in Vietnamese and argues that Focus in Vietnamese is exclusively expressed prosodically: there are no specific focus markers, and the language uses phonology to express intonational emphasis in similar ways to languages like English or German. The exploratory data indicates that (i) focus is prosodically expressed while word order remains constant, (ii) listeners show good recoverability of the intended focus structure, and (iii) that there is a trading relationship between several phonetic parameters (duration, f0, amplitude) involved to signal prosodic (acoustic) emphasis.
Phonology and intonation
(2007)
The encoding standards for phonology and intonation are designed to facilitate consistent annotation of the phonological and intonational aspects of information structure, in languages across a range ofprosodic types. The guidelines are designed with the aim that a nonspecialist in phonology can both implement and interpret the resulting annotation.
This article takes stock of the basic notions of Information Structure (IS). It first provides a general characterization of IS — following Chafe (1976) — within a communicative model of Common Ground (CG), which distinguishes between CG content and CG management. IS is concerned with those features of language that concern the local CG. Second, this paper defines and discusses the notions of Focus (as indicating alternatives) and its various uses, Givenness (as indicating that a denotation is already present in the CG), and Topic (as specifying what a statement is about). It also proposes a new notion, Delimitation, which comprises contrastive topics and frame setters, and indicates that the current conversational move does not entirely satisfy the local communicative needs. It also points out that rhetorical structuring partly belongs to IS.
New evidence is provided for a grammatical principle that singles out contrastive focus (Rooth 1996; Truckenbrodt 1995) and distinguishes it from discourse-new “informational” focus. Since the prosody of discourse-given constituents may also be distinguished from discourse-new, a three-way distinction in representation is motivated. It is assumed that an F-feature marks just contrastive focus (Jackendoff 1972, Rooth 1992), and that a G-feature marks discoursegiven constituents (Féry and Samek-Lodovici 2006), while discoursenew is unmarked. A crucial argument for G-marking comes from second occurrence focus (SOF) prosody, which arguably derives from a syntactic representation where SOF is both F-marked and G-marked. This analysis relies on a new G-Marking Condition specifying that a contrastive focus may be G-marked only if the focus semantic value of its scope is discourse-given, i.e. only if the contrast itself is given.
We argue that the standard focus theories reach their limits when confronted with the focus systems of the Chadic languages. The backbone of the standard focus theories consists of two assumptions, both called into question by the languages under consideration. Firstly, it is standardly assumed that focus is generally marked by stress. The Chadic languages, however, exhibit a variety of different devices for focus marking. Secondly, it is assumed that focus is always marked. In Tangale, at least, focus is not marked consistently on all types of constituents. The paper offers two possible solutions to this dilemma.
Focus expressions in Foodo
(2007)
This paper aims at presenting different ways of expressing focus in Foodo, a Guang language. We can differentiate between marked and unmarked focus strategies. The marked focus expressions are first syntactically characterized: the focused constituent is in sentence-initial position and is second always marked obligatorily by a focus marker, which is [...] for non-subjects and N for subjects. Complementary to these structures, Foodo knows an elliptic form consisting of the focused constituent and a predication marker [...]. It will be shown that the two focus markers can be analyzed as having developed out of the homophone conjunction n[...] and that the constraints on the use of the focus markers can be best explained by this fact.
Human manual action exhibits a differential use of a non-dominant (typically, left) and a dominant (typically, right) hand. Human communication exhibits a pervasive structuring of utterances into topic and comment. I will point out striking similarities between the coordination of hands in bimanual actions, and the structuring of utterances in topics and comments. I will also show how principles of bimanual coordination influence the expression of topic/comment structure in sign languages and in gestures accompanying spoken language, and suggest that bimanual coordination might have been a preadaptation of the development of information structure in human communication.
The aim of this paper is to outline the means for encoding information structure in Yucatec Maya. Yucatec Maya is a tone language, displaying a three-fold opposition in the tonal realization of syllables. From the morpho-syntactic point of view, the grammar of Yucatec Maya contains morphological (topic affixes, morphological marking of out-of-focus predicates) and syntactic (designated positions) means to uniquely specify syntactic constructions for their information structure. After a descriptive overview of these phenomena, we present experimental evidence which reveals the impact of the nonavailability of prosodic alternatives on the choice of syntactic constructions in language production.
In a first step, definitions of the irreducible information structural categories are given, and in a second step, it is shown that there are no invariant phonological or otherwise grammatical correlates of these categories. In other words, the phonology, syntax or morphology are unable to define information structure. It is a common mistake that information structural categories are expressed by invariant grammatical correlates, be they syntactic, morphological or phonological. It is rather the case that grammatical cues help speaker and hearer to sort out which element carries which information structural role, and only in this sense are the grammatical correlates of information structure important. Languages display variation as to the role of grammar in enhancing categories of information structure, and this variation reflects the variation found in the ‘normal’ syntax and phonology of languages.
The paper investigates focus marking devices in the scarcely documented North-Ghanaian Gur language Konkomba. The two particles lé and lá occur under specific focus conditions and are therefore regarded as focus markers in the sparse literature. Comparing the distribution and obligatoriness of both alleged focus markers however, I show that one of the particles, lé, is better analyzed as a connective particle, i.e. as a syntactic rather than as a genuine pragmatic marker, and that comparable syntactic focus marking strategies for sentence-initial constituents are also known from related languages.
The recognition of the prosodic focus position in German-learning infants from 4 to 14 months
(2007)
The aim of the present study was to elucidate in a study with 4-, 6-, 8-, and 14-month-old German-learning children, when and how they may acquire the regularities which underlie Focus-to-Stress Alignment (FSA) in the target language, that is, how prosody is associated with specific communicative functions. Our findings suggest, that 14-month-olds have already found out that German allows for variable focus positions, after having gone through a development which goes from a predominantly prosodically driven processing of the input to a processing where prosody interacts more and more with the growing lexical and syntactic knowledge of the child.
This paper deals with the conditions under which singular definites, on the one hand, and universally quantified DPs, on the other hand, receive interpretations according to which the sets denoted by the NP-complements of the respective determiner vary with the situations quantified over by a Q-adverb. I show that in both cases such interpretations depend on the availability of situation predicates that are compatible with the presuppositions associated with the respective determiner, as co-variation in both cases comes about via the binding of a covert situation variable that is contained within the NP-complement of the respective determiner. Secondly, I offer an account for the observation that the availability of a co-varying interpretation is more constrained in the case of universally quantified DPs than in the case of singular definites, as far as word order is concerned. This is shown to follow from the fact that co-varying definites in contrast to universally quantified DPs are inherently focus-marked.
When we pay close attention to the prosody of Wh-questions in Japanese, we discover many novel and interesting empirical puzzles that would require us to devise a much finer syntactic component of grammar. This paper addresses the issues that pose some problems to such an elaborated grammar, and offers solutions, making an appeal to the information structure and sentence processing involved in the interpretation of interrogative and focus constructions.
The paper explicates the notions of topic, contrastive topic, and focus as used in the analysis of Hungarian. Based on distributional criteria, topic and focus are claimed to represent distinct structural positions in the left periphery of the Hungarian sentence, associated with logical rather than discourse functions. The topic is interpreted as the logical subject of predication. The focus is analyzed as a derived main predicate, specifying the referential content of the set denoted by the backgrounded post-focus section of the sentence. The exhaustivity associated with the focus and the existential presupposition associated with the background are shown to be properties following from their specificational predication relation.
The Conference on Computational Natural Language Learning features a shared task, in which participants train and test their learning systems on the same data sets. In 2007, as in 2006, the shared task has been devoted to dependency parsing, this year with both a multilingual track and a domain adaptation track. In this paper, we define the tasks of the different tracks and describe how the data sets were created from existing treebanks for ten languages. In addition, we characterize the different approaches of the participating systems, report the test results, and provide a first analysis of these results.
We investigate methods to improve the recall in coreference resolution by also trying to resolve those definite descriptions where no earlier mention of the referent shares the same lexical head (coreferent bridging). The problem, which is notably harder than identifying coreference relations among mentions which have the same lexical head, has been tackled with several rather different approaches, and we attempt to provide a meaningful classification along with a quantitative comparison. Based on the different merits of the methods, we discuss possibilities to improve them and show how they can be effectively combined.
Semantic form as interface
(2007)
The term interface had a remarkable career over the past several decades, motivated largely by its use in computer science. Although the concept of a "surface common to two areas" (Oxford Advanced Learner's Dictionary, 1980) is intuitively clear enough, the range of its application is not very sharp and well defined, a "common surface" is open to a wide range of interpretations.
Introduction
(2007)
The annotation guidelines introduced in this chapter present an attempt to create a unique infrastructure for the encoding of data from very different languages. The ultimate target of these annotations is to allow for data retrieval for the study of information structure, and since information structure interacts with all levels of grammar, the present guidelines cover all levels of grammar too. After introducing the guidelines, the current chapter also presents an evaluation by means of measurements of the inter-annotator agreement.
Traces
(2007)
In his magnificent book on the language relations across Bering Strait (1998), Michael Fortescue does not consider Nivkh (Gilyak) to be a Uralo-Siberian language. Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins (2001). All of these languages belong to Joseph Greenberg’s Eurasiatic macro-family (2000). In the following I intend to reconsider the grammatical evidence for including Nivkh into the Uralo-Siberian language family. The Indo-Uralic evidence is of particular importance because it guarantees a time depth which cannot otherwise be attained.
This paper deals with the development of discourse competence in German-, Russian- and Bulgarian-speaking children. In particular, it examines the use of anaphoric pronominal reference in elicited narrations of children between the ages of 2;6 and 6;0. As the pronominal (and nominal) systems of target German, Russian and Bulgarian differ in the repertoire and functions of anaphoric elements we will examine which kind of noun phrases children use to make reference to story participants. In a second step of the analysis, we will investigate how pronominal expressions relate to antecedents. In this respect the pronominal form of the anaphor, the syntactic function of the antecedent and the distance between antecedent and anaphor will be analyzed. The findings will be discussed with regard to predictions made by proposals such as the Complementary Hypothesis (Bosch, Rozario, and Zhao 2003) which assumes an asymmetry between the use of personal pro-nouns and demonstrative pronouns when referring back to subject or object antecedents.
It is well known that English children between the age of 4 and 6 display a so-called Delay of Principle B Effect (DPBE) in that they allow pronouns to refer to a local c-commanding antecedent. Their guessing pattern with pronouns contrasts with their adult-like interpretation of reflexives. The DPBE has been explained as resulting from a lack of pragmatic knowledge or insufficient cognitive resources. However, such extra-grammatical accounts cannot explain why the DPBE only shows up in particular languages and in particular syntactic environments. Moreover, such accounts fail to explain why the DPBE only emerges in comprehension and not in production. This paper hypothesizes that the presence or absence of the DPBE can be explained from the properties of the grammar. Fischer's (2004) optimality-theoretic analysis of binding, explaining cross-linguistic variation, and Hendriks and Spenader's (2005/6) optimality-theoretic account of the acquisition of pronouns and reflexives are combined into a single model. This model yields testable predictions with respect to the presence or absence of the DPBE in particular languages, in particular syntactic environments, and in comprehension and/or production.
This paper investigates the production and comprehension of intrasentential anaphoric pronominal reference in Russian. In particular, it examines the elicited imitation and comprehension of three anaphoric pronouns in subject position – personal 3rd singular masculine, demonstrative and zero – in one hundred and eighty monolingual Russian-speaking children and twenty adults. The three types of pronouns were designed to have an antecedent in the preceding sentence containing a verb and two arguments. These antecedents differ in their syntactical role and animacy. The sentence position, agentivity and topicality remained constant. The sentences with (in)animate subjects and objects constituted the following four 'conditions': two sentences with a subject and an object being either animate or inanimate and two sentences with a subject and an object exhibiting a diverse (in)animacy. Regarding the resolution of the anaphoric pronouns the similarity principle (or feature-concord rule) and its possible violations were tested. This principle suggests that an anaphoric pronoun is most likely resolved to the antecedent with a maximum of similar characteristics or features and it primarily governs the assignment of an antecedent to anaphoric pronouns in subject position in the absence of the violating conditions. Results show the influence of this rule on the anaphora resolution process increasing with age, on the one hand, and the development of the impact of animacy, syntactic role and the type of anaphoric pronouns that violate the feature-concord rule, on the other.
This paper presents results of corpus analytic investigations of children's use of referring expressions and considers possible implications of this work for questions relating to development of theory of mind. The study confirms previous findings that children use the full range of referring forms (definite and indefinite articles, demonstrative determiners, and demonstrative and personal pronouns) appropriately by age 3 or earlier. It also provides support for two distinct stages in mind-reading ability. The first, which is implicit and non-propositional, includes the ability to assess cognitive statuses such as familiarity and focus of attention in relation to the intended referent; the second, which is propositional and more conscious, includes the ability to assess epistemic states such as knowledge and belief. Distinguishing these two stages supports attempts to reconcile seemingly inconsistent results concerning the age at which children develop theory of mind. It also makes it possible to explain why children learn to use forms correctly be-fore they exhibit the pragmatic ability to consider and calculate quantity implicatures.
In this article, I will present a survey of control structures in Korean. The survey is based on a sample of seventy SOA-argument-taking predicates, which are classified with respect to their complementation patterns and control properties. As a result, Korean is characterized as a language in which semantically determined control is predominant, whereas constructionally induced control is only marginal. In the discussion of the sample, I will show that there are two major classes of verbs exhibiting semantic control: the first class consists of matrix verbs such as hwuhoyhata 'regret' or kangyohata 'force', which require obligatory coreference between a matrix argument and the embedded subject due to their lexical meaning. The verbs of the second class are utterance verbs such as malhata 'tell', which select clauses headed by the quotative complementizer ko. With these verbs, subject, object, or split control arises if specific modal suffixes are attached to the verb heading the complement clause. In the second part of the paper, I will provide a lexical analysis of control in Korean, which adopts the Principle of Controller Choice proposed by Farkas (1988) as well as additional constraints which have to be assumed independently.
Complement control is a well-known phenomenon in Turkish linguistics, and different proposals for analysing it are available. The majority of these treat control as a structural phenomenon, cf. Kerslake (1987), Özsoy (1987; 2001) and Kural (1998). In sum, control is predicted only in sentences with complement clauses formed with the suffixes -mEk and -mE, which can be case-marked, but the appearance of a possessive marker definitely precludes control. As far as the control relations are concerned, the research so far has attested the classical cases of subject and object control. In addition to that, variable control is discussed by Taylan (1996). The status of the controlled element is discussed by Bozşahin (in press), which concludes that the syntactic subject is appointed by this function in Turkish.
In this paper I will argue that the currently established approach to control is insufficient. The shortcomings of a strictly configurational approach become clear if a broader perspective on control is adopted. I follow the approach to control outlined by Stiebels (this volume), and show that two types of control must be distinguished. Inherent control is encoded in the lexical entry of the verb. Verbs which show inherent control either select only control-inducing structures or trigger control in environments not requiring control. Structural control, on the other hand, arises through the use of a control-inducing structure with a verb which does not inherently require control. Structural control verbs show control only with control-inducing structures. No control occurs with such verbs in other configurations. The data discussed in this paper will show that control is a ‘mixed’ phenomenon, since it may arise structurally or semantically. Its explanation must therefore consider the semantics of the relevant matrix verbs and the syntactic properties of complement clauses on an equal basis.
The paper presents results from a combined production and comprehension study addressing some of the factors which guide the establishment of intersentential pronominal reference in child and adult Bulgarian. We investigate the time course and different stages in the acquisition of null, personal and demonstrative pro-nouns and their specific anaphoric functions. We target possible age-induced changes in the salience hierarchy of referent features such as animacy and grammatical role. Following the general consent in the field of anaphora research, we assume a division of labour between different pronominal forms with respect to the salience of their referents. Based on the data of Bulgarian preschool children we investigate the validity of this form-function relation, its language-specific shape and its developmentally induced variation. The results reveal an initial prominence of animate referents which later on develops into preference for animate subjects. Although the investigated 3 to 5 year old Bulgarian children do not stick to the adult anaphora resolution strategy, they comply with the principle of the reversed mapping within the range of tested pronouns and react according to their salience criteria which promote animate subjects as the most prominent co-reference candidates.
In this paper, I examine two object control constructions in Korean which differ only in the surface word order: in one of the constructions, the control complement follows the controller, but in the other, precedes it. I argue that the contrast between these constructions cannot be attributed to scrambling. The difference between these constructions can only be captured if one of them is analyzed as OC, and the other as instantiating NOC. Section 2 presents the relevant constructions and their earlier analyses available in the literature; section 3 presents a detailed discussion of differences between the two object control constructions. My proposal for analyzing these constructions is presented in section 4. Section 5 introduces two outstanding questions related to the proposed structures: the status of scrambling in Korean and the analysis of the inverse control construction. Conclusions and general discussion follow in section 6.
Previous work examining the role of antecedent accessibility in pronominal coreference has often linked coreference to prominent structural positions that in turn are linked to information structure statuses such as topic. Three experiments examine the influence of topichood independently of structural prominence by exploring the influence of the pragmatic notion of aboutness on the written production of pronominal coreferring expressions. The results show that being mentioned in an about-phrase increases the likelihood that a referent will be selected as the future topic of a following sentence as well as increasing the proportion of responses with early, pronominal coreference to that referent, at the expense of coreference with the subject. These results suggest that coreference is sensitive to the status of other, structurally non-prominent referents in discourse, and that the pragmatic notion of aboutness influences pronominal coreference.
It is the aim of this paper to evaluate the various types of sentential complementation available in terms of complement control cross-linguistically. I will propose a lexical classification of control classes on the basis of the instantiated subordination patterns. I want to focus on an important distinction, namely that of structural vs. inherent control. Structural control is found with predicates that select a clausal complement whose structure requires argument identification and thus 'induces' control. Infinitival complements are prototypical cases for this kind of control because in most languages infinitival complements can only 'survive' in structures of control or raising. The interesting question is which predicates license structural control and which cross-linguistic differences emerge between potential licensors. Inherent control is found with predicates that require control readings independent of the instantiated structure of sentential complementation (e.g. a directive predicate such as zwingen 'force'). In addition, I will recapitulate and add arguments for the dual lexical-syntactic nature of complement control.
This questionnaire focuses on control structures that are instantiated by predicates that take a state of affairs (SOA) argument. Noonan (1985) has called these predicates 'complement-taking predicates'; I will use the notion of SOAAtaking predicates (SOAA = state of affairs argument).
Prototypically, complement control is instantiated by certain classes of verbs; however, adjectives (be eager to) and nouns (e.g. nominalizations such as promise) may function as control predicates as well. 'Control' refers to the pattern of argument identification between an argument of the SOAA-taking predicate and an argument of the SOAA-head. In the literature the notion of 'equi deletion' or 'equi-NP deletion' has been used (following Rosenbaum 1967), which refers to structures in which an overt argument of the matrix predicate is identified with a covert argument of the embedded predicate. This questionnaire aims at a cross-linguistic application of the notion of control and thus uses a semantic definition of complement control. It extends the notion of control to other patterns of referential dependency between arguments of a SOAA-taking predicate and of the embedded predicate.
In anaphora resolution theory, it has been assumed that anaphora resolution is based on a reversed mapping of antecedent salience and anaphora complexity: minimal complex anaphora refer to maximal salient antecedents. In order to ex-amine whether and by which developmental steps German children gain command of this mapping maxim we conducted an experiment on production and comprehension of intersentential pronouns including the three pronoun types zero, personal, and demonstrative pronoun. With respect to antecedent salience, the experiment varied syntactic role (subject/object) and in/animacy. Six age groups of children (age range from 2;0 to 6;0) and an adult control group has been tested. The hypothesis arising from the mapping maxim is that zero pronoun correlates with more salient antecedents than personal and demonstrative pronoun, the latter correlating with the least salient antecedents. The results are: In production, children first establish the opposition of zero pronoun with animate antecedents vs. demonstrative pronoun with inanimate antecedents. In a next step, syntactic role comes into play and a more complex system opposing the three presented pronoun types is established. In comprehension, however, the effect of pronoun type re-mains weak and antecedent features remain a strong factor in reference choice. However, also adults employ pronoun type and antecedent features. The oldest children and the adults show variation in personal pronoun resolution according to the animacy pattern of the potential antecedents. In case of identical animacy features, the subject is the preferred candidate; in case of distinct animacy features, there is a tendency to choose the object antecedent.
Morphology
(2007)
Introduction
(2007)
Information structure
(2007)
Semantics
(2007)
This paper presents psycholinguistic evidence on the factors governing the resolution of German personal pronouns. To determine the relative influence of linear order versus grammatical function of potential antecedents, two interpretation-preference tasks were designed. Their specific aim was to disentangle salience factors conflated in previous research on pronoun interpretation, such as linear or-der, first mention and topicalization. Experiment 1 tested pronoun resolution to non-sentence-initial position (scrambling) and Experiment 2 tested pronoun resolution to sentence-initial position (topicalization). The results across different verb types and across different syntactic contexts in Experiments 1 and 2 show that grammatical function, yet neither linear order, first mention nor topicalization predicts pronoun resolution in German.
This paper discusses results from a corpus study of German demonstrative and personal pronouns and from a reading time experiment in which we compared the interpretation options of the two types of pronouns (Bosch et al. 2003, 2007). A careful review of exceptions to a generalisation we had been suggesting in those papers (the Subject Hypothesis: "Personal pronouns prefer subject antecedents and demonstratives prefer non-subject antecedents") shows that, although this generalisation correctly describes a tendency in the data, it is quite wrong in claiming that the grammatical role of antecedents is the relevant parameter. In the current paper we argue that the generalisation should be formulated in terms of in-formation-structural properties of referents rather than in terms of the grammatical role of antecedent expressions.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
In the area of the Modern Greek verb, phenomena which consistently appear are headmarking, many potential slots before and/or after the verb root, noun and adverb incorporation, addition of adverbial elements by means of affixes, a large inventory of bound morphemes, verbal words as minimal sentences, etc. These features relate Modern Greek to polysynthesis. The main bulk of this paper is dedicated to the comparison of affixal and incorporation patterns between Modern Greek and the polysynthetic languages Abkhaz, Cayuga, Chukchi, Mohawk, and Nahuatl. Ultimately, a typological outlook for Modern Greek is proposed.
The paper presents a novel approach to explaining word order variation in the early Germanic languages. Initial observations about verb placement as a device marking types of rhetorical relations made on data from Old High German (cf. Hinterhölzl & Petrova 2005) are now reconsidered on a larger scale and compared with evidence from other early Germanic languages. The paper claims that the identification of information-structural domains in a sentence is best achieved by taking into account the interaction between the pragmatic features of discourse referents and properties of discourse organization.
The material reported on in this paper is part of a set of experiments in which the role of Information Structure on L2 processing of words is tested. Pitch and duration of 4 sets of experimental material in German and English are measured and analyzed in this paper. The well-known finding that accent boosts duration and pitch is confirmed. Syntactic and lexical means of marking focus, however, do not give the duration and the pitch of a word an extra boost.
Focus and tone
(2006)
Tone is a distinctive feature of the lexemes in tone languages. The information-structural category focus is usually marked by syntactic and morphological means in these languages, but sometimes also by intonation strategies. In intonation languages, focus is marked by pitch movements, which are also perceived as tone. The present article discusses prosodic focus marking in these two language types.
This article presents an analysis of German nicht...sondern... (contrastive not...but...) which departs from the commonly held view that this construction should be explained by appeal to its alleged corrective function. It will be demonstrated that in nicht A sondern B (not A but B), A and B just behave like stand-alone unmarked answers to a common question Q, and that this property of sondern is presuppositional in character. It is shown that from this general observation many interesting properties of nicht...sondern... follow, among them distributional differences between German "sondern" and German "aber" (contrastive but, concessive but), intonational requirements and exhaustivity effect sondern presupposition is furthermore argued to be the result of the conventionalization of conversational implicatures.
The paper presents an in-depth study of focus marking in Gùrùntùm, a West Ch adic language spoken in Bauchi Province of Northern Nigeria. Focus in Gùrùntùm is marked morphologically by means of a focus marker a, which typically precedes the focus constituent. Even though the morphological focus-marking system of Gùrùntùm allows for a lot of fine-grained distinctions in information structure (IS) in principle, the language is not entirely free of focus ambiguities that arise as the result of conflicting IS- and syntactic requirements that govern the placement of focus markers. We show that morphological focus marking with a applies across different types of focus, such as newinformation, contrastive, selective and corrective focus, and that a does not have a second function as a perfectivity marker, as is assumed in the literature. In contrast, we show at the end of the paper that a can also function as a foregrounding device at the level of discourse structure.
This report explores the question of compatibility between annotation projects including translating annotation formalisms to each other or to common forms. Compatibility issues are crucial for systems that use the results of multiple annotation projects. We hope that this report will begin a concerted effort in the field to track the compatibility of annotation schemes for part of speech tagging, time annotation, treebanking, role labeling and other phenomena.
It has often been noticed that one syntactic argument position can be realized by elements which seem to realize different thematic roles. This is notably the case with the external argument position of verbs of change of state which licenses volitional agents, instruments or natural forces/causers, showing the generality and abstractness of the external argument relation. (1) a. John broke the window (Agent) b. The hammer broke the window (Instrument) c. The storm broke the window (Causer) In order to capture this generality, Van Valin & Wilkins (1996) and Ramchand (2003) among others have proposed that the thematic role of the external argument position is in fact underspecified. The relevant notion is that of an effector (in Van Valin & Wilkins) or of an abstract causer/initiator (in Ramchand). In this paper we argue against a total underspecification of the external argument relation. While we agree that (1b) does not instantiate an instrument theta role in subject position, we argue that a complete underspecification of the external theta-position is not feasible, but that two types of external theta roles have to be distinguished, Agents and Causers. Our arguments are based on languages where Agents and Causers show morpho-syntactic independence (section 2.1) and the behavior of instrument subjects in English, Dutch, German and Greek (section 2.2 and 3). We show that instrument subjects are either Agent or Causer like. In section (4) we give an analysis how arguments realizing these thematic notions are introduced into syntax.
Thematic Roles (or Theta-Roles) are theoretical constructs that account for a variety of well known empirical facts, which are more or less clearly delimited. In other words, Theta-Roles are not directly observable, but they do have empirical content that is open to empirical observation. The objective of the present paper is to sketch the nature and content of Theta-Roles, distinguishing their universal foundation as part of the language faculty, their language particular realization, which depends on the conditions of individual languages, and idiosyncratic properties, determined by specific information of individual lexical items.
Reflexive pronouns as central anaphoric elements are subject to general principles determined by Universal Grammar and shared by all languages that use reflexives as part of their grammatical structure. In addition to these general conditions, there are language particular properties, which different languages can exhibit on the basis of different regulations. One variation of this sort is the particular role of Reflexives in German, which can show up as improper Arguments, which are subject to standard syntactic and morphological conditions, but do not represent an argument of the head they belong to. Hence the particular property is the effect of syntactic, morphological and semantic conditions. A simple illustration of the phenomena I will explore in this contribution is based on the following observation.
It is well-known that in many if not most Sino-Tibetan languages relative clause and attribute/genitive markers are identical with nominalization devices and that sentences bearing such markers can also function as independent utterances (cf. Matisoff 1972, Kölver 1977, DeLancey 1989, Genetti 1992, Ebert 1994, Bickel 1995, Noonan 1997, etc.). This morphological convergence of syntactic functions, which we may dub the ‘Standard Sino-Tibetan Nominalization’ (SSTN) pattern, is particularly prominent in some languages spoken in the eastern and southeastern part of the Kirant because these languages not only feature prenominal relative clauses, but also allow, albeit as a minor type, internally headed constructions.
Agreement is traditionally viewed as a cross-referencing device for core arguments such as subjects and (primary) objects.1 In this paper, I discuss data from Bantu languages that lead to a radical departure from this generally accepted position: agreement in a subset of Bantu languages cross-references a (sentential) topic rather than the subject. The crucial evidence for topic agreement comes from a construction known as subject-object (S-O) reversal, where the fronted patient agrees with what has uniformly been taken to be a `subject marker'. The correct analysis of S-O reversal as a topic construction with `topic agreement' explains a range of known facts in the languages in question. Furthermore, synchronic variation across Bantu in the presence/absence of S-O reversal and in the properties of the (topic/subject) agreement marker suggests a diachronic path from topic to subject marking. The systematic variation and covariation in the syntax of Bantu languages and the historical picture that it offers would be missed altogether if we continue to reject the idea that the notion of topic can be deeply grammaticized in the form of agreement.
This paper investigates what factors make a particular referent a good antecedent for subsequent pronominal reference. In particular, it explores two seemingly conflicting claims in the literature regarding the effects of topicality and focusing on referent salience. In light of new experimental results combined with a review of existing work, I conclude that neither topicality nor focusing alone can explain referent salience as indicated by patterns of pronoun reference. Rather, the data provide support for a multiple-factor model of salience (e.g. Arnold 1999). More specifically, the results show that grammatical role has a striking effect: being a subject makes a referent more salient than either pronominalization/givenness or focusing alone. Furthermore, the results of the experiment suggest that the likelihood of subsequent pronominal reference is also influenced by structural focusing and pronominalization, but not as strongly as by subjecthood. I argue that these data are best captured by a multiple-factor model in which factors differ in how influential they are relative to one another, i.e. how heavily weighted they are. A single-factor system does not seem adequate for these data.
In this paper I argue that the set of formal features that can head a functional projection is not given by UG but derived through L1 acquisition. I formulate a hypothesis that says that initially every functional category F is realised as a semantic feature [F]; whenever there is an overt doubling effect in the L1 input with respect to F, this semantic feature [F] is reanalysed as a formal feature [i/uF]. In the first part of the paper I provide a theoretical motivation for this hypothesis, in the second part I test this proposal for a case-study, namely the cross-linguistic distribution of Negative Concord (NC). I demonstrate that in NC languages negation has been reanalysed as a formal feature [i/uNEG], whereas in Double Negation languages this feature remains a semantic feature [NEG] (always interpreted as a negative operator), thus paving the way for an explanation of NC in terms of syntactic agreement. In the third part I discuss that the application of the hypothesis to the phenomenon of negation yields two predictions that can be tested empirically. First I demonstrate that negative markers X° can be available only in NC languages; second, independent change of the syntactic status of negative markers, can invoke a change with respect to the exhibition of NC in a particular language. Both predictions are proven to be correct. I finally argue what the consequences of the proposal presented in this paper are for both the syntactic structure of the clause and second for the way parameters are associated to lexical items.
This paper focuses on restrictions on the ordering of internal constituents of noun phrases in Chichewa, especially when those constituents are discontinuous. The motivation for discontinuity of the NP constituents will be given, together with discussion of constructions that can be subsumed under this rubric but that do not really involve discontinuity in the canonical sense. These are constructions where a topic NP in a left periphery position is either linked anaphorically with a modifier "remnant" or semantically with its hyponym in post-verbal position. According to Guthrie's classification of Bantu languages, Chichewa is placed in zone N unit N31. It is regarded as a dialect of Nyanja, classified as belonging to unit N30 (Guthrie 1967-71).
Russian predicate cleft constructions have the surprising property of being associated with adversative clauses of the opposite polarity. I argue that clefts are associated with adversative clauses because they have the semantics of S-Topics in Büring's (1997, 2000) sense of the term. It is shown that the polarity of the adversative clause is obligatorily opposed to that of the cleft because the use of a cleft gives rise to a relevance-based pragmatic scale. The ordering principle according to which these scale
This paper concerns the distribution of wh-words in Asante Twi, which has both a focus fronting strategy and an in-situ strategy. We show that the focusing and the in-situ constructions are not simply equally available options. On the contrary, there are several cases where the focusing strategy must be used and the in-situ strategy is ungrammatical. We show that the cases in Asante Twi are "intervention effects", which are attested in other languages, like German, Korean, and French. We identify a core set of intervening elements that all of these languages have and discuss their properties.
Dog after dog revisited
(2006)
This paper presents a compositional semantic analysis of pluractional adverbial modifiers like 'dog after dog' and 'one dog after the other'. We propose a division of labour according to which much of the semantics is carried by a family of plural operators. The adverbial itself contributes a semantics that we call pseudoreciprocal.
Since Haiman (1978), a general assumption concerning the information structure of conditional sentences is that "conditionals are topics". However, in Chadic South Bauchi West languages spoken in Northern Nigeria, as well as in Banda Linda, an Adamawa language spoken in the République Centre-Africaine, conditionals share their structure with focus, not topic. This seriously questions Haiman’s claim and forces us to reconsider the facts and characterizations of conditionals, topic and focus in general.
In order to do this, we will first examine the facts of conditionals in some Chadic languages, then their information structure. We will see how both data and theory invalidate Haiman's claim. Then we will see that if they are not topics, they are different from focus as well. We will argue that if the elements which make a topic or a focus can appear in conditionals, these must be separated from what constitutes the identity of conditions. Then, we will see if these can be characterized in the same way as Lambrecht characterizes temporal clauses, viz. as "activated propositions" (Lambrecht 1994). We will finally conclude that they should rather be defined as "fictitious assertions" (Culioli 2000).
Tone as a distinctive feature used to differentiate not only words but also clause types, is a characteristic feature of Bantu languages. In this paper we show that Bemba relatives can be marked with a low tone in place of a segmental relative marker. This low tone strategy of relativization, which imposes a restrictive reading of relatives, manifests a specific phonological phrasing that can be differentiated from that of non-restrictives. The paper shows that the resultant phonological phrasing favours a head-raising analysis of relativization. In this sense, phonology can be shown to inform syntactic analyses.
In my paper, I show that the so-called German right dislocation actually comprises two distinct constructions, which I label 'right dislocation proper' and 'afterthought'. These differ in their prosodic and syntactic properties, as well as in their discourse functions. The paper is primarily concerned with the right dislocation proper (RD). I present a semantic analysis of RD based on the 'separate performative' account of Potts (2004, 2005) and Portner (forthc.). This analysis allows a description of the semantic contribution of RD to its host sentence, as well as explaining certain semantic constraints on the kind of NP in the RD construction.
In a recent contribution to a long-standing discussion in semantics as to whether the neo-Davidsonian analysis should be extended to stative predicates or not, Maienborn (2004, 2005) proposes to distinguish two types of statives; one of them is said to have a referential argument of the Davidsonian type, the other not. As one of her arguments for making such a distinction, Maienborn observes that manner modification seems to be supported only by certain statives but to be excluded by others (thus linking the issue to the use of manner modification as one major argument in favour of event semantics, cf. Parsons 1990). In this paper, it is argued that the absence of manner modification with Maienborn's second group of statives is actually due to a failure of conceptual construal: modification of a predicate is ruled out whenever its internal conceptual structure is too poor to provide a construal for the modifier; hence, the effects observed by Maienborn reduce to the fact that eventive predicates have a more complex conceptual substructure than stative ones. Hence, the issue of manner modification with statives is shown to be orthogonal to questions of logical form and event semantics. The explanatory power of the conceptual approach is demonstrated with a case study on predicates of light emission, adapting the representation format of Barsalou's (1992) frame model.
The Bantu language Makhuwa makes a distinction between cojoint and disjoint verb forms. Two hypotheses are made from generalisations on the distribution of the conjoint and disjoint verb forms in Makhuwa. 1) The verb appears in its conjoint form when a focal element occupies the Immediate After Verb (IAV) position; 2) the verb appears in its disjoint form when the IAV position is empty. A syntactic analysis is provided that accounts for these hypotheses if the IAV position is defined in terms of structural rather than linear adjacency between two heads in a direct c-command relation.
In the syntactic analysis two focus projections are proposed: one under TP (Ndayiragije 1999) hosting the disjoint morpheme and one under vP, to whose specifier focal elements move. Non-focal elements remain in-situ. This analysis accounts both for the strong adjacency requirement of a cojoint verb form and its focal object and for the empty IAV position that requires a verb to appear in its disjoint form.
This paper presents a sketch of the prosodic, syntactic and morphological means of expressing focus in Chitumbuka, an underdescribed Bantu language of Malawi. The chief prosodic correlate of focus is boundary narrowing – rephrasing conditioned by focus – which is used not only to signal in situ focus but also in syntactic and morphological focus constructions. Of theoretical importance is the fact that rephrasing does not lend culminative prominence to the focused constituent. Although Chitumbuka has culminative sentential stress, its position remains fixed at the right edge of the clause, independent of the position of focus. This makes Chitumbuka a challenge for theories of focus prosody which claim that the focused constituent must have culminative sentential prominence.
Although verb forms encoding focus were recorded in various Bantu languages during the twentieth century it was not until the late 1970's that they became the centre of serious attention, starting with the work of Hyman and Watters. In the last decade this attention has grown. While focus can be expressed variously, this paper concentrates largely on its morphological, partly on its tonal expression. On the basis of morphological and tonal behaviour, it identifies four blocks of languages, representing less than a third of all Bantu languages: those with metatony, those with a binary constituent contrast between verb ("disjunctive") and post-verbal ("conjunctive") focus, those with a three-way contrast, and those with verb initial /ni-/. Following Güldemann's lead, it is shown there is a fairly widespread grammaticalisation path whereby focus markers may come to encode progressive aspect, then present tense. Many Bantu languages today have a pre-stem morpheme /a/ 'non-past' and it is hypothesized that many of these /a/, which are otherwise hard to explain historically, may derive from an older focus marker.
This paper discusses locative inversion constructions in Otjiherero against the background of previous work by Bresnan and Kanerva (1989) on the construction in Chichewa, and Demuth and Mmusi (1997) on Setswana and related languages. Locative inversion in Otjiherero is structurally similar to locative inversion in Chichewa and Setswana, but differs from these languages in that there are fewer thematic restrictions on predicates undergoing locative inversion. As Otjiherero has a three-way morphological distinction of locative subject markers, this shows that there is no relation between agreement morphology and thematic restrictions in locative inversion, confirming the result of Demuth and Mmusi. The availability of transitive predicates to participate in locative inversion in Otjiherero furthermore raises questions about the relation between locative inversion, valency, and applicative marking, and these are addressed in the paper, although further research is needed for a full analysis. In terms of function of the locative subject markers, Otjiherero presents, like Chishona, a split system where all markers support locative readings, but where one of them is also used in expletive contexts. In contrast to Chishona, though, this is the class 16, rather than the class 17 marker.