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The article aims to give an overview about the application of Optimality Theory (OT) to the domain of pragmatics. In the introductory part we discuss different ways to view the division of labor between semantics and pragmatics. Rejecting the doctrine of literal meaning we conform to (i) semantic underdetermination and (ii) contextualism (the idea that the mechanism of pragmatic interpretation is crucial both for determining what the speaker says and what he means). Taking the assumptions (i) and (ii) as essential requisites for a natural theory of pragmatic interpretation, section 2 introduces the three main views conforming to these assumptions: Relevance theory, Levinson’s theory of presumptive meanings, and the Neo-Gricean approach. In section 3 we explain the general paradigm of OT and the idea of bidirectional optimization. We show how the idea of optimal interpretation can be used to restructure the core ideas of these three different approaches. Further, we argue that bidirectional OT has the potential to account both for the synchronic and the diachronic perspective on pragmatic interpretation. Section 4 lists relevant examples of using the framework of bidirectional optimization in the domain of pragmatics. Section 5 provides some general conclusions. Modeling both for the synchronic and the diachronic perspective on pragmatics opens the way for a deeper understanding of the idea of naturalization and (cultural) embodiment in the context of natural language interpretation.
To some, the relation between bidirectional optimality theory and game theory seems obvious: strong bidirectional optimality corresponds to Nash equilibrium in a strategic game (Dekker and van Rooij 2000). But in the domain of pragmatics this formally sound parallel is conceptually inadequate: the sequence of utterance and its interpretation cannot be modelled reasonably as a strategic game, because this would mean that speakers choose formulations independently of a meaning that they want to express, and that hearers choose an interpretation irrespective of an utterance that they have observed. Clearly, the sequence of utterance and interpretation requires a dynamic game model. One such model, and one that is widely studied and of manageable complexity, is a signaling game. This paper is therefore concerned with an epistemic interpretation of bidirectional optimality, both strong and weak, in terms of beliefs and strategies of players in a signaling game. In particular, I suggest that strong optimality may be regarded as a process of internal self-monitoring and that weak optimality corresponds to an iterated process of such self-monitoring. This latter process can be derived by assuming that agents act rationally to (possibly partial) beliefs in a self-monitoring opponent.
The present paper offers a summary of the results of two earlier experiments (Nawrocki and Gonet 2004; Nawrocki 2004), in which acoustic properties of the voiceless velar fricative phoneme /x/ in Southern Polish were investigated.
As is found in both studies (Nawrocki and Gonet 2004; Nawrocki 2004), speakers of both genders favour glottal articulation, with partial or full voicing. Word final contexts are decisively in favour of [x]. The word initial, prevocalic positions seem to allow quite a number of allophonic variants of /x/ . These are: [x], [ɦ], [ç] and, additionally, the voiceless glottal, the pharyngeal or the epiglottal [h]/[ħ]/[ʜ]. Another factor taken into account is the coarticulation effect of the vocalic context on the choice of articulation. Based on the results of the experiments, a reformulated allophonic composition is proposed for Polish /x/. It makes room for previously unconsidered pharyngeal and glottal allophones.
In order to inspect the acoustic properties of the allophones of Polish /x/ further, their static and dynamic spectral features are compared to those of phonetically similar sounds in other languages where they have the status of independent phonemes. Special attention is paid to the distribution of spectral peaks and their intensity. The fact that in Polish there are no 'back' fricative phonemes that would contrast with /x/ creates a wide range of acceptable allophonic articulations that cannot be challenged from either articulatory or perceptual points of view.
Horn's division of pragmatic labour (Horn, 1984) is a universal property of language, and amounts to the pairing of simple meanings to simple forms, and deviant meanings to complex forms. This division makes sense, but a community of language users that do not know it makes sense will still develop it after a while, because it gives optimal communication at minimal costs. This property of the division of pragmatic labour is shown by formalising it and applying it to a simple form of signalling games, which allows computer simulations to corroborate intuitions. The division of pragmatic labour is a stable communicative strategy that a population of communicating agents will converge on, and it cannot be replaced by alternative strategies once it is in place.
In this paper, we investigate two pairs of structures in German and English: German Weak Pronoun Left Dislocation and English Topicalization, on the one hand, and German and English Hanging Topic Left Dislocation, on the other. We review the prosodic, lexical, syntactic, and discourse evidence that places the former two structures into one class and the latter two into another, taking this evidence to show that dislocates in the former class are syntactically integrated into their 'host' sentences while those in the latter class are not. From there, we show that the most straightforward way to account for this difference in 'integration' is to take the dislocates in the latter structures to be 'orphans', phrases that are syntactically independent of the phrases with which they are associated, providing additional empirical and theoretical support for this analysis — which, we point out, has a number of antecedents in the literature.
The phenomenon of phonological opacity has been the subject of much debate in recent years, with scholars opposed to the Optimality Theory (OT) research program arguing that opacity proves OT must be false, while the solutions proposed within OT, such as sympathy theory and stratal OT , have proved to be unsatisfying to many OT proponents, who have found these proposals to be inconsistent with the parallelist approach to phonological processes otherwise characteristic of OT. In this paper I reexamine one of the best known cases of opacity, that found in three processes of Tiberian Hebrew (TH), and argue that these processes only appear to be opaque, because previous analyses have treated them as pure phonology, rather than as an interaction between phonology and morphology. Once it is recognized that certain words of TH are lexically marked to end with a syllabic trochee, and that the goal of paradigm uniformity exerts grammatical pressure on phonology, the three processes no longer present a problem to parallelist OT. The results suggest the possibility that all crosslinguistic instances of apparent opacity can be explained in terms of the phonology-morphology interface and that purely phonological opacity does not exist. If this claim is true, then parallelist OT can be defended against its detractors without the need for additional mechanisms like sympathy theory and stratal OT.
This study examines the movement trajectories of the dorsal tongue movements during symmetrical /VCa/ -sequences, where /V/ was one of the Hungarian long or short vowels /i,a,u/ and C either the voiceless palatal or velar stop consonants. General aims of this study were to deliver a data-driven account for (a) the evidence of the division between dorsality and coronality and (b) for the potential role coarticulatory factors could play for the relative frequency of velar palatalization processes in genetically unrelated languages. Results suggest a clear-cut demarcation between the behaviour of purely dorsal velars and the coronal palatals. Moreover, factors arising from a general movement economy might contribute to the palatalization processes mentioned.
The present study offers an Optimality-Theoretic analysis of the syllabification of intervocalic consonants and glides in Modern English. It will be argued that the proposed syllabifications fall out from universal markedness constraints – all of which derive motivation from other languages – and a language-specific ranking. The analysis offered below is therefore an alternative to the traditional rule-based analyses of English syllabification, e.g. Kahn (1976), Borowsky (1986), Giegerich (1992, 1999) and to the Optimality-Theoretic treatment proposed by Hammond (1999), whose analysis requires several language-specific constraints which apparently have no cross-linguistic motivation.
This paper investigates how syntax and focus interact in deriving the phonological phrasing of utterances in Xhosa, a Bantu language spoken in South Africa. Although the influence of syntax on phrasing is uncontroversial, a purely syntactic analysis cannot account for all the data reported for Xhosa by Jokweni (1995). Focus influences the phrasing in that it inserts a phonological phrase-boundary after the focused constituent. This generalization can account for the variation found in the phrasing of adverbials.
The findings are dealt with in an OT-based framework following Truckenbrodt's work on Chichewa (1995, 1999) which is extended to the phrasing of adjuncts.
In this paper, I argue that this apparent problem is accounted for by the interaction of constraints. For the fixed segment [ɛ] in Cɛ-reduplication, I argue that [ɛ] is the second least marked vowel in Palauan, which appears when the default vowel [ǝ] cannot appear. I show that the Palauan facts are not only consistent with the proposals of Urbanczyk (1999) and Alderete et. al (1999), but they actually provide support of their claims. In the following section, I discuss Urbanczyk's (1999) arguments concerning ROOT faithfulness in reduplication and possible asymmetries between affix reduplicants and root reduplicants. In Section 3, I introduce Palauan reduplication and discuss Finer's (1986) observations on the resulting state verb (RSV) form. I show that the RSV forms support the classification that Cɛ-reduplicants are affixes, and CVCV -reduplicants are roots. In Section 4, I discuss the shape and vowel quality of the two reduplicants. The CVCV-reduplicant has three variants: CǝCǝ, CǝC and CV. I explain this variation, illustrating why [ǝ] appears in the first two variations. Then, I discuss the shape and vowel quality of the Cɛ-reduplicant, arguing that the fixed segment [ɛ] in Cɛ-reduplication is a special case of TETU. I show that root faithfulness constraints are crucial in determining the shape and vowel quality of the reduplicants. Section 5 is the conclusion.
Ida'an-Begak is a Western Malayo-Polynesian language spoken by approximately 6,000 people on the east coast of Sabah, Malaysia, Borneo and belongs to the Sabahan subgroup of the North Borneo subgroup (Blust 1998). Ida'an-Begak has three dialects, Ida'an, spoken in the villages of Segama to the west of Lahad Datu, Ida'an Sungai spoken in the Kinabatangan and Sandakan districts, and Begak spoken in Ulu Tungku, to the east of Lahad Datu (Banker 1984).1 Moody (1993) deals with Ida'an; this paper concentrates on the Begak dialect. In this paper I will present new data gathered in the field and provide an analysis of the allomorphy. The study is based on spontaneous data as well as examples elicited from my language informants.
The goal of this paper is to survey the accent systems of the indigenous languages of Africa. Although roughly one third of the world’s languages are spoken in Africa, this continent has tended to be underrepresented in earlier stress and accent typology surveys, like Hyman (1977). This one aims to fill that gap. Two main contributions to the typology of accent are made by this study of African languages. First, it confirms Hyman's (1977) earlier finding that (stem-)initial and penult are the most common positions, cross-linguistically, to be assigned main stress. Further, it shows that not only stress but also tone and segment distribution can define prominence asymmetries which are best analyzed in terms of accent.
This paper evaluates trills [r] and their palatalized counterparts [rj] from the point of view of markedness. It is argued that [r]s are unmarked sounds in comparison to [r ]s which follows from the examination of the following parameters: (a) frequency of occurrence, (b) articulatory and aerodynamic characteristics, (c) perceptual features, (d) emergence in the process of language acquisition, (e) stability from a diachronic point of view, (f) phonotactic distribution, and (g) implications.
Several markedness aspects of [r]s and [rj] are analyzed on the basis of Slavic languages which offer excellent material for the evaluation of trills. Their phonetic characteristics incorporated into phonetically grounded constraints are employed for a phonological OT-analysis of r-palatalization in two selected languages: Polish and Czech.
This article examines the motivation for phonological stop assibilations, e.g. /t/ is realized as [ts], [s] or [tʃ] before /i/, from the phonetic perspective. Hall & Hamann (2003) posit the following two implications: (a) Assibilation cannot be triggered by /i/ unless it is also triggered by /j/, and (b) Voiced stops cannot undergo assibilations unless voiceless ones do. In the following study we present the results of three acoustic experiments with native speakers of German and Polish which support implications (a) and (b). In our experiments we measured the friction phase after the /t d/ release before the onset of the following high front vocoid for four speakers of German and Polish. We found that the friction phase for /tj/ was significantly longer than that of /ti/, and that the friction phase of /t/ in the assibilation context is significantly longer than that of /d/.
Vowel dispersion in Truku
(2004)
This study investigates the dispersion of vowel space in Truku, an endangered Austronesian language in Taiwan. Adaptive Dispersion (Liljencrants and Lindblom, 1972; Lindblom, 1986, 1990) proposes that the distinctive sounds of a language tend to be positioned in phonetic space in a way that maximizes perceptual contrast. For example, languages with large vowel inventories tend to expand the overall acoustic vowel space. Adaptive Dispersion predicts that the distance between the point vowels will increase with the size of a language's vowel inventory. Thus, the available acoustic vowel space is utilized in a way that maintains maximal auditory contrast.
This paper presents preliminary results of a phonetic and phonological study of the Ntcheu dialect of Chichewa spoken by Al Mtenje (one of the co-authors). This study confirms Kanerva's (1990) work on Nkhotakota Chichewa showing that phonological re-phrasing is the primary cue to information structure in this language. It expands on Kanerva's work in several ways. First, we show that focus phrasing has intonational correlates, namely, the manipulation of downdrift and pause. Further, we show that there is a correlation between pitch prominence and discourse prominence at the left and right periphery which conditions dislocation to these positions. Finally, we show that focus and syntax are not the only factors which condition phonological phrasing in Chichewa.
The current study focuses on the prosodic realization of negators in Saisiyat, an endangered aboriginal language of Taiwan, and compares its prosodic realization of negation with that of English. The results of this study indicate that sentential subjects are the most acoustically prominent items in the Saisiyat negative sentences measured. This contrasts sharply with the English experimental sentences, in which the negator itself was the most acoustically prominent item. These findings suggest that Saisiyat is a pitch-accent language; thus, the presence of negators does not significantly change the prosodic parameters of surrounding words. English, in contrast, is an intonation language, so the presence of negation results in substantial prosodic modification. This suggests that the phenomenon of negation is universally prominent; however, languages with different prosodic systems will adopt different strategies for realizing prominence.
This study focuses upon a detailed description and analysis of the phonetic structures of Paiwan, an aboriginal language spoken in Taiwan, with around 53,000 speakers, Paiwan, a member of the Austronesian language family, is not typologically related to the other languages such as Mandarin and Taiwanese spoken in its geographically contiguous districts, Earlier work on phonological features of Paiwan (Chang, 1999; Tseng, 2003) sought an account in terms of segments and isolated facts about reduplication and stress, without accounting for the possible roles of phrase-level and sentence-Ievel prosodic structures, Government Teaching Material (1993) listed 25 consonants and 4 vowels, without any description of phonetic features and phonological rules, Chang's (2000) reference grammar included 22 consonants and 4 vowels, with a very brief description of 5 phonological rules on single words, Regional diversity and 25 consonants have been mentioned in Pulaluyan's (2002) teaching material; however, no description of phonological rules was found in his material.
This paper examines substantive noun phrases in Niuean, a Polynesian language of the Tongic subgroup with VSO word order, isolating morphology, and an ergative case system. We describe the allowable orderings of elements in the Niuean noun phrase, which include certain variations in the placement of numerals and the genitive possessor, then we provide a phrasal movement analysis for these variations, treating first the possessor variation, then the numeral variation. Parallels will be drawn between the derivation of nominal and sentential word order.
This paper investigates the semantic underpinnings of the distinction between two syntactic types of "manner of movement" verbs in Levin (1993), namely the RUN and ROLL classes. According to Levin's (1993) and Levin & Rappaport's (1995) work on unaccusativity, a semantic factor of "internal causation" should be the trigger for the classification of a movement verb as intransitive (=not-unaccusative), and hence for its belonging to the RUN class. We point out empirical problems for this characterisation, mainly coming from the different readings of the German verb fliegen (fly). From a comparison with other semantically similar verbs, we conclude that the semantic description which underlies the class distinction should be refined: instead of "internal causation", the crucial semantic factor is described here as "inherent specification for a momentum of movement". This result indicates that forces, and relations between forces, have to be part of the semantic description of the manner component in movement verbs.