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Language universals are statements that are true of all languages, for example: “all languages have stop consonants”. But beneath this simple definition lurks deep ambiguity, and this triggers misunderstanding in both interdisciplinary discourse and within linguistics itself. A core dimension of the ambiguity is captured by the opposition “absolute vs. statistical universal”, although the literature uses these terms in varied ways. Many textbooks draw the boundary between absolute and statistical according to whether a sample of languages contains exceptions to a universal. But the notion of an exception-free sample is not very revealing even if the sample contained all known languages: there is always a chance that an as yet undescribed language, or an unknown language from the past or future, will provide an exception.
It is well-known that in many if not most Sino-Tibetan languages relative clause and attribute/genitive markers are identical with nominalization devices and that sentences bearing such markers can also function as independent utterances (cf. Matisoff 1972, Kölver 1977, DeLancey 1989, Genetti 1992, Ebert 1994, Bickel 1995, Noonan 1997, etc.). This morphological convergence of syntactic functions, which we may dub the ‘Standard Sino-Tibetan Nominalization’ (SSTN) pattern, is particularly prominent in some languages spoken in the eastern and southeastern part of the Kirant because these languages not only feature prenominal relative clauses, but also allow, albeit as a minor type, internally headed constructions.
In many languages, clauses can be subordinated by means of case markers. For Bodic languages, a branch of Sino-Tibetan, Genetti (1986) has shown that the meaning of case markers on clauses is in most instances a natural extension of their function on nouns. A dative, for example, which marks a referential goal with a noun, signals a situational goal, i.e., a purpose, when used on a clause. Among the case markers recruited for subordination, we not only get relatively concrete cases like datives, comitatives and various types of locatives, but also core argument relators such as ergatives and accusatives. In this paper, I focus on ergative markers in one subgroup of Bodic, viz. in Kiranti languages spoken in Eastern Nepal, especially in Belhare.
Two problems cloud our understanding of subgrouping in Tibeto-Burman. One is the lack of consistent and clear standards and principles for subgrouping. Subgrouping is often based on certain features that the languages are said to share, or on a few shared lexical items, or even on the fieldworker's intuitions, or on how remote speakers feel different languages are (the degree of mutual intelligibility).
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
Rawang [...] is a Tibeto-Burman language spoken by people who live in the far north of Kachin State in Myanmar (Burma), particularly along the Mae Hka ('Nmai Hka) and Maeli Hka (Mali Hka) river valleys (see map on back page); population unknown, although Ethnologue gives 100,000. In the past they had been called ‘Nung’, or (mistakenly) ‘Hkanung’, and are considered to be a sub-group of the Kachin by the Myanmar government. Until government policies put a stop to the clearing of new land in 1994, the Rawang speakers still practiced slash and burn farming on the mountainsides (they still do a bit, but only on already claimed land), in conjunction with planting paddy rice near the river. They are closely related to people on the other side of the Chinese border in Yunnan classified as either Dulong or Nu(ng) (see LaPolla 2001, 2003 on the Dulong language). In this paper, I will be discussing the word-class-changing constructions found in Rawang, using data of the Mvtwang (Mvt River) dialect of Rawang, which is considered the most central of those dialects in Myanmar and so has become something of a standard for writing and inter-group communication.
Rawang (Rvwàng) is a Tibeto-Burman language spoken in the far north of Myanmar (Burma), and is closely related to the Dulong language spoken in China. Rawang manifests a kind of hierarchical person marking on the predicate which marks first person primarily (in several different ways - suffixes, change of final consonant, vowel length - and up to five times within one verb complex), and second person indirectly with a sort of marking similar to the inverse marking found in some North American languages: it appears when there is a first person participant, but that referent is not the actor, and when the second person is a participant. This system is quite different from those that reflect semantic role (e.g. Qiang) or grammatical relations (e.g. English).
Rawang [...] is a Tibeto-Burman language spoken by people who live in the far north of Kachin State in Myanmar (Burma), particularly along the Mae Hka ('Nmai Hka) and Maeli Hka (Mali Hka) river valleys; population unknown, although Ethnologue gives 100,000. In the past they had been called ‘Nung’, or (mistakenly) ‘Hkanung’, and are considered to be a sub-group of the Kachin by the Myanmar government. They are closely related to people on the other side of the Chinese border in Yunnan classified as either Dulong or Nu (see LaPolla 2001, 2003 on the Dulong language and Sun 1988, Sun & Liu 2005 on the Anong language). In this paper, I will be discussing a particular morphological phenomenon found in Rawang, using data of the Mvtwang (Mvt River) dialect of Rawang, which is considered the most central of those dialects in Myanmar and so has become something of a standard for writing and inter-group communication.
Questions on transitivity
(2008)
This handout (it isn’t a paper) presents phenomena and questions, rather than conclusions, related to the concept of transitivity. The idea is to return to these questions at the end of the Workshop to see if we can have a clearer consensus about the best general analysis of phenomena associated with transitivity. Section 2 presents alternative analyses of transitivity and questions about transitivity in three languages I have worked on. Section 3 discusses a few of the different conceptualisations of transitivity that might be relevant to our thinking about the questions related to these languages or that bring up further questions. Section 4 presents some general questions that might be asked of individual languages.
This paper is more about presenting phenomena and questions related to the concept of transitivity in Tibeto-Burman languages that I hope will stimulate discussion, rather than presenting strong conclusions. Sections 2 and 3 present alternative analyses of transitivity and questions about transitivity in two Tibeto-Burman languages I have worked on. In Section 4 I discuss some general issues about transitivity.
This paper is an inductive look at the constituents found in a randomly selected Tagalog text, Bob Ong’s Alamat ng Gubat (Makati City, MM: Visual Print Enterprises, 2004). The analysis is based on the full text, but we will only be able to go through the first few lines of the text here, which we will do one by one, and discuss the structures found in each line of the text in bullet format after the relevant line. At the end of the paper we will bring up some important questions about the structures found in Tagalog based on this text.
This paper is one argument for a theory of grammatical relations in Chinese in which there are no grammatical relations beyond semantic roles, and no lexical relation-changing rules. As the passive rule is one of the most common relation changing rules cross-linguistically, in this paper I will address the question of whether or not Mandarin Chinese has lexical passives, that is, passives defined as in Relational Grammar (see for example Perlmutter and Postal 1977) and the early Lexical Functional Grammar (LFG) literature (e.g. Bresnan 1982), where a 2-arc (object) is promoted to a 1-arc (subject).
In attempting to reconstruct the morphosyntax of Proto-Sino-Tibetan, one of the most basic questions to be answered is what was the unmarked word order of the proto-language? Chinese, Bai, and Karen are verb-medial languages, while all of the Tibeto-Burman languages except for Bai and Karen have verb-final word order. lf these languages are all related, as we can assume from lexical correspondences, then either Chinese, Bai and Karen changed from verb-final to verb-medial word order, or the other Tibeto-Burman languages changed trom verb-medial to verb-final order. How we answer the question of which languages changed their word would then give us the answer to the question of word order in Proto-Sino-Tibetan.
Thirty-one years ago Tsu-lin Mei (1961) argued against the traditional doctrine that saw the subject-predicate distinction in grammar as parallel to the particular- universal distinction in logic, as he said it was a reflex of an Indo-European bias, and could not be valid, as ‘Chinese ... does not admit a distinction into subject and predicate’ (p. 153). This has not stopped linguists working on Chinese from attempting to define ‘subject’ (and ‘object’) in Chinese. Though a number of linguists have lamented the difficulties in trying to define these concepts for Chinese (see below), most work done on Chinese still assumes that Chinese must have the same grammatical features as Indo-European, such as having a subject and a direct object, though no attempt is made to justify that view. This paper challenges that view and argues that there has been no grammaticalization of syntactic functions in Chinese. The correct assignment of semantic roles to the constituents of a discourse is done by the listener on the basis of the discourse structure and pragmatics (information flow, inference, relevance, and real world knowledge) (cf. Li & Thompson 1978, 1979; LaPolla 1990).
In chapters seven and eight of his book Language, Sapir talked about what he called ‘drift’, the changes that a language undergoes through time [...]. Dialects of a language are formed when that language is broken into different segments that no longer move along the same exact drift. Even so, the general drift of a language has its deep and its shallow currents; those features that distinguish closely related dialects will be of the rapid, shallow currents, while the deeper, slower currents may remain consistent between the dialects for millennia. It is this latter type that Sapir felt is ‘fundamental to the genius of the language’ (p. 172), and he said that ‘The momentum of the more fundamental, the pre-dialectal, drift is often such that languages long disconnected will pass through the same or strikingly similar phases’ (p. 172).
This paper presents the first results of a comprehensive project on comparative Tibeto-Burman (TB) morpho-syntax. Data on morphological forms and typological patterns were collected from one hundred fifty-one languages and dialects in the TB family. For this paper the data were surveyed for nominal 'ergative' or agentive case marking (postpositions), in an attempt to determine if it would be possible to reconstruct an ergative case marker to Proto-Tibeto-Burman (PTB), and in so doing learn more about the nature of grammatical organization in PTB. Ablative, instrumental, genitive, locative, and other case forms were also surveyed for possible cognacy with ergative forms, as suggested in DeLancey 1984.
In attempting to understand the history of the morphology of a language or group of languages, we occasionally face a problem of isomorphy, where two or more semantic categories evince the same formal marking. We then must decide which use of that particular form of marking is the oldest, and also determine the possible source and path of development of the marking. In languages with written documents of great time depth this is often not a problem, but in unwritten languages it can be quite difficult. This paper discusses two tools that can be used for this purpose: the concepts of markedness and prototypes.
Middle voice marking is very rarely recognized as such in the grammars written on Tibeto-Burman languages. It is often simply treated as a normal direct reflexive or as an intransitivizer. In order to draw the attention of scholars to the existence and function of middle voice marking in Tibeto-Burman languages, the present paper discusses the form and function of middle marking in several of these languages. We will first discuss key facts about middle marking in general, then discuss the individual Tibeto-Burman examples.
The role of migration and language contact in the development of the Sino-Tibetan language family
(2001)
Ever since the publication of Greenberg 1963, word order typologists have attempted to formulate and refine implicational universals of word order so as to characterize the restricted distribution of certain word order patterns, and in some cases have also attempted to develop general principles to explain the existence of those universals.
Qiang
(2003)
Evidentiality in Qiang
(2003)
The Qiang language is spoken by about 70,000 (out of 200,000) Qiang people, plus 50,000 people classified as Tibetan by the Chinese government. Most Qiang speakers live in Aba Tibetan and Qiang Autonomous Prefecture on the eastern edge of the Tibetan plateau in the mountainous northwest part of Sichuan Province, China. The Qiang language is a member of the Qiangic branch of the Tibeto-Burman family of the Sino-Tibetan stock. Within Tibeto-Burman, a number oflanguages show evidence of evidential systems, but these systems cannot be reconstructed to any great time depth. The data used in this chapter is from Ranghang Village, Chibusu District, Mao County in Aba Prefecture.
Sperber and Wilson (1996) and Wilson and Sperber (1993) have argued that communication involves two processes, ostension and inference, but they also assume there is a coding-decoding stage of communication and a functional distinction between lexical items and grammatical marking (what they call 'conceptual' vs. 'procedural' information). Sperber and Wilson have accepted a basically Chomskyan view of the innateness of language structure and Universal Grammar.
For this paper, 170 Tibeto-Burman languages were surveyed for nominal ease marking (adpositions), in an attempt to determine ifit would be possible to reeonstruet any ease markers to Proto· Tibeto-Burman, and in so doing leam more about the nature of the grammatieal organization of Proto-Tibeto-Burman. The data were also eross-cheeked for patterns of isomorphy/polysemy, to see ifwe can leam anything about the development ofthe forms we da find in the languages. The results of the survey indicate that although a11 Tibeto-Bunnan languages have developed some sort of relation marking, none of the markers ean be reconstrueted to the oldest stage of the family. Looking at the patterns of isomorphy or polysemy, we find there are regularities to the patterns we find, and on the basis of these regularities we can make assurne that the path of development most probably followed the markedness/prototypicality clines: the locative and ablative use would have arose first and then were extended to the more abstract cases.
Adjectives in Qiang
(2004)
Qiang is a Tibeto-Burman language spoken by 70,000-80,000 people in Northern Sichuan Province, China, classified as being in the Qiang or Tibetan nationality by the Chinese government. The language is verb final, agglutinative (prefixing and suffixing), and has both head-marking and dependent-marking morphology.
Typology and complexity
(2005)
For the Workshop I was asked to talk about complexity in language from a typological perspective. My way of approaching this topic was to ask myself some questions, and then see where the answers led. The first one was of course, "What sort of system are we looking at complexity in - what kind of system is language?"
A survey of 170 Tibeto-Burman languages showed 69 with a distinction between inclusive and exclusive first-person plural pronouns, 18 of which also show inclusive- exclusive in Idual. Only the Kiranti languages and some Chin languages have inclusive-exclusive in the person marking. Of the forms of the pronouns involved in the inclusive-exclusive opposition, usually the exclusive form is less marked and historically prior to the inclusive form, and we find the distinction cannot be reconstructed to Proto-Tibeto-Burman or to mid level groupings. Qnly the Kiranti group has marking of the distinction that can be reconstructed to the proto level, and this is also reflected in the person-marking system.
Chao Yuen Ren (1892–1982)
(2005)
Y. R. Chao is easily the most famous linguist to have come out of China. Born before the end of the last dynasty in China, he received a traditional Confucian education, but was also one of the first Chinese people to be sent to the West for training in modern Western science (under the Boxer Indemnity Fund). The remarkable breadth and scope of his studies included physics, mathematics, linguistics, musical and literary composition, and translation, and he was a pioneer in many of these fields.
Wang Li (1900-1986)
(2006)
Li Fang-Kuei (1902-1987)
(2006)
Fang-Kuei Li was one of the foremost scholars of Thai and Sino-Tibetan studies and a major contributor to Amerind studies. Born in China, he was one of the early scholars sent to the United States to study. He had developed an interest in language while learning English, Latin, and German as part of his studies in China, and so he decided to study linguistics in the United States. In 1924, he went to the University of Michigan at Ann Arbor, receiving his B.A. 2 years later, then moved to the University of Chicago, where he received his M.A. and Ph.D., studying with Edward Sapir, Leonard Bloomfield, and Carl Darling Buck.
Sino-Tibetan languages
(2006)
The Sino-Tibetan (ST) language family includes the Sinitic languages (what for political reasons are known as Chinese ‘dialects’) and the 200 to 300 Tibeto-Burman (TB) languages. Geographically it stretches from Northeast India, Burma, Bangladesh, and northern Thailand in the southeast, throughout the Tibetan plateau to the north, across most of China and up to the Korean border in the northeast, and down to Taiwan and Hainan Island in the southeast. The family has come to be the way it is because of multiple migrations, often into areas where other languages were spoken (LaPolla, 2001).
Based on a Relevance Theory-informed view of language development, this paper argues that grammatical relations are construction-specific conventionalizations (grammaticalizations) of implicatures which arise out of repeated patterns of reference to particular types of referents. Once conventionalized, these structures function to constrain the hearer's identification of referents in discourse. As they are construction-specific, and hence language-specific, there is no category "subject" across languages; different languages will either show this type of grammaticalization or not, and if they do, may show it or not in different constructions. Any cross-linguistic use of terms such as "subject" (and "S", as in "SOV") should then be avoided.
Das Fersental (Valle del Fèrsina) liegt etwa fünfzehn Kilometer östlich von Trient in der Provinz Trient / Trento in Oberitalien und bildet eine germanophone Sprachinsel im hauptsächlich italienisch-sprachigen Trentino. Gesprochen wird die Minderheitensprache „Mòchenisch“ [...] oder Deutsch-Fersentalerisch heute in drei Orten des Fersentals [...]. Die Grammatik bietet eine Übersicht über Lautungen, Formen und Satzbau des Mòchenischen.
On describing word order
(2006)
One aspect that is always discussed in language descriptions, no matter how short they may be, is word order. Beginning with Greenberg 1963, it has been common to talk about word order using expressions such as "X is an SOV language", where "S" represents "subject", "0" represents "object", and "V" represents "verb". Statements such as this are based on an assumption of comparability, an assumption that all languages manifest the categories represented by "S", "0", and "V" (among others), and that word order in all languages can be described (and compared) using these categories.
Minority languages of China
(2007)
This chapter looks at language endangerment in the People's Republic of China, focusing on three of the main factors that influence language maintenance in China today: increased contact due to population movements and changes in the economy; the population policies of the government, particularly the identification of nationalities and languages; and the education system, particularly bilingual education. Finally, we give a brief account of the major efforts to document endangered languages.
Nominalization in Rawang
(2009)
This paper discusses the types of relative clause and noun complement structures found in the Rawang language, a Tibeto-Burman language of northern Myanmar, as well as their origin and uses, with data taken mainly from naturally occurring texts. Two types are preposed relative clauses, but in one the relative clause is nominalized, and in the other it is not. The non-nominalized form with a general head led to the development of nominalizing suffixes and one type of nominalized relative clause structure. As the nominalized form is a nominal itself, it can be postposed to the head in an appositional structure. There is also discussion of the Rawang structures in the context of Tibeto-Burman and the development of relative clause structures in the language family.
Many linguists in China and the West have talked about Chinese as a topic-comment language, that is, a language in which the structure of the clause takes the form of a topic, about which something is to be said, and a comment, which is what is said about the topic, rather than being a language with a subject-predicate structure like that of English. Y. R. Chao (1968), for example, said that all Chinese clauses have topic-comment structure and there are no exceptions.
Language contact has become a major focus of inquiry in historical and typological linguistics in the last twenty years, spurred in a large part by the publication of Thomason & Kaufman (1988), which tried to make sense of a large amount of language contact data. They argued that there was a direct relationship between the degree or intensity of language contact and the amount and type of influence the contact would have on one or more of the languages involved. Essentially, the greater the degree of bilingualism, the greater the degree of contact influence (see also Thomason 2001); if the contact and bilingualism was minimal, then there might just be a few loanwords adapted to the borrowing language's phonology and grammatical system, but if the contact and bilingualism was of a greater degree there would be influence in the grammar and phonology of the affected language. As more linguists came to take language contact more seriously, they came to realize how common language contact phenomena are.
There is every reason to welcome the revised edition (2009) of Thomas Olander’s dissertation (2006), which I have criticized elsewhere (2006). The book is very well written and the author has a broad command of the scholarly literature. I have not found any mistakes in Olander’s rendering of other people’s views. This makes the book especially useful as an introduction to the subject. It must be hoped that the easy access to a complex set of problems which this book offers will have a stimulating effect on the study of Balto-Slavic accentology.
All's well that ends well
(2009)
A few years ago, Jasanoff adopted the central tenet of my accentological theory, viz. that the Balto-Slavic acute was a stød or glottal stop, not a rising tone (cf. Kortlandt 1975, 1977, 2004, Jasanoff 2004a). Of course, nobody will believe Jasanoff’s claim that he arrived at the same result independently thirty years after I published it and ten years after we discussed it when he came to Leiden to visit us. Though at the time he haughtily dismissed “the tangle of secondary hypotheses and “laws” that clutter the ground in the field of Balto-Slavic accentology” (Jasanoff 2004b: 171), he has now recognized the importance of Pedersen’s law, Hirt’s law, Winter’s law, Meillet’s law, Dolobko’s law, Dybo’s law and Stang’s law and largely accepted my relative chronology of these accent laws, including the loss of the acute shortly before Stang’s law (cf. Jasanoff 2008). He has also accepted my split of Pedersen’s law into a Balto-Slavic and a Slavic phase (to which a Lithuanian phase must be added), my thesis that the tonal contours of Baltic and Slavic languages are post-Balto-Slavic innovations (cf. Jasanoff 2008: 344, fn. 10), and the rise of a tonal distinction on non-acute initial syllables before Dybo’s law which I discussed at some length in my review (1978) of Garde’s monograph (1976). This is great progress.
West Slavic accentuation
(2009)
At the time of the earliest reconstructible dialectal divergences, which belong to the Late Middle Slavic period of my chronology (stages 7.0 - 8.0 of Kortlandt 1989a, 2003, 2008), the West Slavic languages represented the most conservative part of the Slavic dialects (cf. Kortlandt 1982b: 191 and 2003: 231).
It appears that the complexity of Slavic historical accentology is prohibitive for most non-specialists in the field. It may therefore be useful to approach the subject from a number of different angles in order to render it more accessible to a wider audience. In the following I shall discuss the separate accent paradigms and their development from the Late Balto-Slavic system, which is structurally similar to that of modern Lithuanian, up to the end of the Proto-Slavic period, when the system resembled what we find in modern Serbo-Croatian. The numbering of the stages 1.0 through 10.12 is the same as in my earlier publications (1989, 2003, 2005, 2006a, 2008b). For the rise and development of the accentual system up to the end of the Balto-Slavic period I may refer to my discussion (2006b, 2008a) of Olander’s dissertation (2006). It resulted in a system of four major and two minor accent types.
After the very well-organized Leiden conference for which we must be grateful to Tijmen Pronk, it seems appropriate for me to review some of the papers, as I did after the previous conferences in Zagreb and Copenhagen. The aim of this review is merely to point out some of the differences of opinion which require further debate.
In his early years, C. C. Uhlenbeck was particularly interested in the problem of the Indo-European homeland (1895, 1897). He rejected Herman Hirt’s theory (1892) that the words for ‘birch’, ‘willow’, ‘spruce’, ‘oak’, ‘beech’ and ‘eel’ point to Lithuania and its immediate surroundings and returned to Otto Schrader’s view (1883, 1890) that the original homeland must rather be sought in southern Russia and may have included some of the later Germanic and Iranian territories. It is clear that the Mediterranean region and the area around the North Sea can safely be excluded because the arrival of the Indo-Europeans was comparatively recent here, as it was in Iran and the Indian subcontinent. It is difficult to be more specific within the limits of central and eastern Europe and central Asia. Uhlenbeck was impressed by the lexical correspondences between Indo-European and Semitic which had been adduced in favor of an eastern homeland but pointed out that borrowings from Semitic may have reached the Indo-Europeans through an intermediary. He agrees that the Indo-European words for trees and animals point to a moderate climate but questions the possibility of a more specific localization as well as the concept of homeland itself.
Winter's law again
(2007)
Since I discussed the scholarly literature on Winter’s law twenty years ago (1988), several important articles on the subject have appeared (Young 1990, Campanile 1994, Matasovic 1995, Derksen 2002, Dybo 2002, Patri 2005, Derksen 2007). As the law evidently continues to be controversial, it is important to look into the nature of the evidence and counter-evidence which is adduced. It appears that doubts about Winter’s law are largely the result of four types of misunderstanding.
In an earlier study (1983) I argued that unlike aorists and athematic presents, Indo-European perfects and thematic presents originally had a dative subject, as in German mir träumt ‘me dreams’ for ich träume ‘I dream’, e.g. Greek oida ‘I know’ < ‘it is known to me’, édomai ‘I will eat’ < ‘it is eatable to me’. On the basis of Oettinger’s epoch-making book (1979), I proposed that the Hittite hi-flexion originated from a merger of the perfect, where *-i was added to 3rd sg. *-e in order to supply a new present, with the thematic flexion of causatives and iteratives, where the final *-e of 3rd sg. *-eie was dropped before the loss of intervocalic *-i- (1983: 315).
Gothic gen.pl. -e
(2007)
Like its predecessor in Zagreb, the conference on Balto-Slavic accentology in Copenhagen was a great success. The enthusiasm of the organizers Adam Hyllested and Thomas Olander proved highly effective in stimulating discussion among the participants. While in Zagreb most papers dealt with Slavic data, in Copenhagen the emphasis was on Balto-Slavic problems.
Last year Georg Holzer proposed a relative chronology of accentual developments in Slavic (2005). Here I shall compare his chronology with the one I put forward earlier (1975, 1989a, 2003) and discuss the differences. For the sake of convenience, I first reproduce the relevant parts of my chronology, omitting asterisks before pre-historic Slavic forms. 1. Proto-Indo-European. 2. Dialectal Indo-European. 3. Early Balto-Slavic. During this period the characteristic lateral mobility of Balto-Slavic accent patterns came into existence. 4. Late Balto-Slavic. During this period the Balto-Slavic accent patterns obtained their final shape.
Erdvilas Jakulis’ thorough, detailed and comprehensive study (2004) is an important contribution to our reconstruction of the Balto-Slavic verbal system. The following remarks are intended to complement his findings from a Slavic perspective. Jakulis demonstrates that the type of Lith. tekèti, teka ‘flow’ is largely of East Baltic provenance. He finds it difficult to identify the same type in Old Prussian.
It is gratifying to see that Jay Jasanoff has now (2004) adopted my theory that "the Balto-Slavic acute was a kind of stød or broken tone" (p. 172), which I have been advocating since 1973. Unfortunately, his acceptance of my view is not based on an evaluation of the comparative evidence (for which see Kortlandt 1985a) but on his desire to derive Balto-Slavic “acute” and "circumflex" syllables from the "bimoric" and "trimoric" long vowels which he assumes for Proto-Germanic as the reflexes of the Indo-European "acute" and "circumflex" tones of the neogrammarians. Since the original "circumflex" was limited to Indo-European VHV-sequences, Jasanoff proposes a whole series of additional lengthenings yielding "hyperlong" vowels in Germanic, Baltic and Slavic, which still do not suffice to eliminate the counter-evidence (cf. Kortlandt 2004b: 14). The reason for this failure is his unwillingness to recognize that lengthened grade vowels are circumflex in Balto-Slavic (cf. Kortlandt 1997a).
The highly successful conference on Balto-Slavic accentology organized by Mate Kapovic and Ranko Matasovic has given much food for thought. It has clarified the extent of fundamental disagreements as well as established areas of common interest where the evidence seems to be ambiguous. In the following I shall comment upon some of the papers presented at the conference which are directly relevant to my own research.
Holger Pedersen’s "Études lituaniennes" reflects the issues under discussion at the time of its publication (1933). Its five unequal chapters deal with the following topics: I. The Lithuanian future and its Indo-European origins: the sigmatic formation, the 3rd person zero ending, the short root vowels e and a, the shortening and metatony in the 3rd person, and the future participle. II. The accentuation of nouns in Lithuanian: accentual mobility in the Indo- European consonant stems and its absence in the o-stems, the origins of accentual mobility in Lithuanian nominal paradigms, the accentuation of separate case forms, and accentual peculiarities of the adjective. III. The acute tone of the root in consonant stems. IV. The past active participle. V. Secondary vocalic alternations: new vowel length and new acute tone.
Hittite ammuk 'me'
(2005)
In the Indo-European department of Leiden University, Alwin Kloekhorst has initiated a discussion on Hittite ammuk ‘me’. The central question is: where did the geminate come from? This has led me to reconsider the origin of the Indo-European personal pronouns against the background of my reconstruction of Indo-Uralic (2002: 221-225). For the historical data I may refer to Schmidt (1978).
The history of Slavic accentuation is complex. As a result, the significance of the Slavic accentual evidence is not immediately obvious to the average Indo-Europeanist. In this contribution I intend to render the material more easily accessible to the non-specialist. I shall focus on the Serbo-Croatian dialectal area, where the Proto-Slavic accentual system is better preserved than elsewhere. The main point of reference will be the neo-Štokavian system which was codified in the 19th century as a basis for the standard languages.
Since 1973 I have been advocating the view that the Balto-Slavic acute tone was in fact glottalic and has been preserved unchanged in originally stressed and unstressed syllables in Žemaitian and Latvian, respectively (e.g. 1975, 1977, 1985, 1998). Jay Jasanoff has now (2004) adopted the gist of my view, but with-out mentioning my name. It may therefore be useful to sketch the background of our differences and to point out the remaining discrepancies.
Indo-Uralic and Altaic
(2006)
Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins because the reconstructed Indo-European endings can be derived from combinations of Indo-Uralic morphemes by a series of well-motivated phonetic and analogic developments (2002). Moreover, I have claimed (2004b) that the Proto-Uralic consonant gradation accounts for the peculiar correlations between Indo-European root structure and accentuation discovered by Lubotsky (1988).
Elsewhere I have argued that the three Old Prussian catechisms reflect consecutive stages in the development of a moribund language (1998a, 1998b, 2001a). After first eliminating the orthographical differences between the three versions of parallel texts while maintaining the distinction between linguistic variants and then assigning separate phonemic interpretations to the three versions on the basis of the historical evidence I listed the following phonological differences between the three catechisms.
Koivulehto and Vennemann have recently (1996) revived Posti’s theory (1953) which attributed Finnic consonant gradation to Germanic influence, in particular to the influence of Verner’s law. This theory disregards the major differences between Finnic and Saami gradation (cf. Sammallahti 1998: 3) and ignores the similar gradation in Nganasan and Selkup (cf. Kallio 2000: 92).
Docherty et alii have "noted that several sociolinguistic accounts have shown a sharp distinction between the social trajectories for glottal replacement as opposed to glottal reinforcement, which have normally been treated by phonologists as aspects of 'the same thing'. It may therefore not always be appropriate to treat the two phenomena as manifestations of a single process or as points on a single continuum (presumably along which speakers move through time). From the speaker’s point of view (as manifested by different patterns of speaker behaviour) they appear as independent phenomena" (1997: 307).
Twenty years ago I discussed the oldest isoglosses in the South Slavic linguistic area (1982). Subscribing to Van Wijk’s view that the bundle of isoglosses which separates Bulgarian from Serbo-Croatian was the result of an early split in South Slavic and that the transitional dialects originated from a later mixture of Serbian and Bulgarian dialects when the contact between the two languages had been restored (1927), I argued that the shared innovations of Bulgarian and Serbo-Croatian must be dated to a period when the dialects were still spoken in the original Trans-Carpathian homeland of the Slavs. I concluded that there is no evidence for common innovations of South Slavic which were posterior to the end of what I have called the Late Middle Slavic period, which I dated to the 4th through 6th centuries AD. At that time, the major dialect divisions of Slavic were already established.
Twenty years ago (1983), I severely criticized Halle and Kiparsky’s review (1981) of Garde’s history of Slavic accentuation (1976). I concluded that Halle and Ki-parsky’s theoretical framework “rests upon an unwarranted limitation of the available evidence, obscures the chronological perspective, and yields results which are partly not new and partly incorrect. It is harmful because it does not give the facts their proper due and thereby blocks the road to empirical study, giving a free hand to unrestrained speculation” (1983: 40). As Halle has recently returned to the subject (2001), it may be interesting to see if there has been some progress in his thinking over the last two decades. In the following I shall try to avoid repeating what I have said in my earlier discussion.
1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twenty years ago in the Festschrift for Werner Winter’s 60th birthday (1985). Here I intend to discuss the evolutionary origin and the physiological nature of the linguistic parasite. My theory of language is wholly consistent with Gerald Edelman’s theory of neuronal group selection.
In his magnificent book on the language relations across Bering Strait (1998), Michael Fortescue does not consider Nivkh (Gilyak) to be a Uralo-Siberian language. Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins (2001). All of these languages belong to Joseph Greenberg’s Eurasiatic macro-family (2000). In the following I intend to reconsider the grammatical evidence for including Nivkh into the Uralo-Siberian language family. The Indo-Uralic evidence is of particular importance because it guarantees a time depth which cannot otherwise be attained.
The Indo-Uralic verb
(2002)
C.C. Uhlenbeck made a distinction between two components of Proto-Indo-European, which he called A and B (1935a: 133ff.). The first component comprises pronouns, verbal roots, and derivational suffixes, and may be compared with Uralic, whereas the second component contains isolated words, such as numerals and most underived nouns, which have a different source. The wide attestation of the Indo-European numerals must be attributed to the development of trade resulting from the increased mobility which was the primary cause of the Indo-European expansions. Numerals do not belong to the basic vocabulary of a neolithic culture, as is clear from their absence in Proto-Uralic (cf. also Collinder 1965: 112) and from the spread of Chinese numerals throughout East Asia. Though Uhlenbeck objects to the term “substratum” for his B complex, I think that it is a perfectly appropriate denomination.
The origin of the Goths
(2004)
Witold Ma´nczak has argued that Gothic is closer to Upper German than to Middle German, closer to High German than to Low German, closer to German than to Scandinavian, closer to Danish than to Swedish, and that the original homeland of the Goths must therefore be located in the southernmost part of the Germanic territories, not in Scandinavia (1982, 1984, 1987a, 1987b, 1992). I think that his argument is correct and that it is time to abandon Iordanes’ classic view that the Goths came from Scandinavia. We must therefore reconsider the grounds for adopting the latter position and the reasons why it always has remained popular.
On Russenorsk
(2002)
The concept of mixed language has recently gained some popularity, to my mind for no good reason. It is unclear how a mixed language can be distinguished from the product of extensive borrowing or relexification. I therefore think that the concept only serves to provoke muddled thinking about linguistic contact and language change. Note e.g. that Munske adduces German as an example "because the author is a professor of German linguistics and because the phenomenon of language mixing can be explained better in relation to a language on which a large amount of research has been done than, for example, in relation to pidgin and creole languages" (1986: 81).
Most scholars nowadays reconstruct a static root present with an alternation between lengthened grade in the active singular and full grade in the active plural and in the middle. I am unhappy about this traditional methodology of loosely postulating long vowels for the proto-language. What we need is a powerful theory which explains why clear instances of original lengthened grade are so very few and restrains our reconstructions accordingly. Such a theory has been available for over a hundred years now: it was put forward by Wackernagel in his Old Indic grammar (1896: 66-68). The crucial element of his theory which is relevant in the present context is that he assumed lengthening in monosyllabic word forms, such as the 2nd and 3rd sg. active forms of the sigmatic aorist injunctive.
The philosophy of language comes in three varieties. 1. The functionalist’s view: linguistic forms are instruments used to convey meaningful elements. This is the basis of European structuralism. 2. The formalist’s view: linguistic forms are abstract structures which can be filled with meaningful elements. This is the basis of generative grammar. 3. The parasitologist’s view: linguistic forms are vehicles for the reproduction of meaningful elements. This is the view which I advocated twelve years ago in a Festschrift (1985).
It is no secret that Gerhard Doerfer has argued strongly against a genetic relationship between the Mongolic and Tungusic languages. Ten years ago he presented a detailed analysis of the Mongolo-Tungusic vocabulary (1985). In the following I intend to show that his material allows of a quite different conclusion.
Eduard Hermann writes (1916: 147): "Darüber, daß Wills Übersetzung des Enchiridions ein ganz schauderhaftes Preußisch ist, herrscht eine Stimme. Nur darüber sind die Meinungen geteilt, ob Will ein Stümper war und nichts vom Preußischen verstand oder ob das Preußische seiner Zeit dermaßen entartet war, daß Kasus und Formen fast beliebig miteinander wechseln konnten." This is a splendid formulation of the problem. Hermann’s article should be compulsory reading for students of historical syntax. In search of a solution to this problem, I have applied the following procedure. First I have put together the minor catechisms with those parts of the Enchiridion which translate the same German text. Words which are missing in any of the three versions have been italicized. The result is shown below.
There is good reason to be ambivalent about the usefulness of general considerations in linguistic reconstruction. As a heuristic device, a theoretical framework can certainly be helpful, but the negative potential of aprioristic considerations must not be underestimated. E.g., there is a whole range of phenomena which receive a natural explanation when we assume that glottalization is ancient in Germanic. The methodological question is: why have scholars been reluctant to identify the vestjysk stød with the English glottalization as a historical reality which may have been inherited from the proto-language? The role of general linguistics is to provide an idea of what can be expected in linguistic development, not by theoretical reasoning but by inspection of what actually happens.
The Germanic perfect presents (Präteritopräsentien) form a past tense by adding the endings of the weak preterit to the stem of the past participle, e.g. Go. wissa ‘knew’. This is a recent formation (cf. Kortlandt 1989). We may therefore ask ourselves if we can reconstruct the earlier formation which was ousted by the weak preterit. We may also try to recover the motivation for the replacement.
S.R. Ramsey writes (1979: 162): "The patterning of tone marks in Old Kyoto texts divides the vocabulary into virtually the same classes as those arrived at by comparing the accent distinctions found in the modern dialects. This means that the Old Kyoto dialect had a pitch system similar to that of proto-Japanese. The standard language of the Heian period may not actually be the ancestor of all the dialects of Japan, but at least as far as the accent system is concerned, it is close enough to the proto system to be used as a working model. The significance of this fact is important: It means that each of the dialects included in the comparison has as much to tell, at least potentially, as any other dialect about Old Kyoto accent."
In her discussion of the Japanese adversative passive, Anna Wierzbicka writes (1988: 260): “The problem is extremely interesting and important both for intrinsic reasons and because of its wider methodological implications. It can be formulated like this: if one form can be used in a number of different ways, are we entitled to postulate for it a number of different meanings or should we rather search for one semantic common denominator (regarded as the MEANING of the form in question) and attribute the variety of uses to the interaction between this meaning and the linguistic or extralinguistic context?” Though it “may seem obvious” that the second stand is “methodologically preferable” (261), she takes the first position and concludes that “the Japanese passive has to be recognized as multiply ambiguous” (286). In the following I intend to show that this view is both wrong and fruitful.
The publication of Mallory’s book (1989) has rendered much of what I had to say in the present contribution superfluous. The author presents a carefully argued and very well written account of a balanced view on almost every aspect of the problem. Against this background, I shall limit myself to a few points which have not received sufficient attention in the discussion. ...
The Germanic weak preterit
(2007)
The main difficulty with the Germanic weak preterit is that one cannot endeavor an explanation of its origin without taking into account almost every aspect of the historical phonology and morphology of the Germanic languages. In the following I intend to show how a number of problems receive a natural explanation in a unified treatment on the basis of earlier studies. The theory presented here is not revolutionary, but aims at integrating earlier findings into a coherent whole. There is no reason to give a detailed account of the scholarly literature, which is easily accessible (cf. Tops 1974, Bammesberger 1986).