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Institute
The ab-initio molecular dynamics framework has been the cornerstone of computational solid state physics in the last few decades. Although it is already a mature field it is still rapidly developing to accommodate the growth in solid state research as well as to efficiently utilize the increase in computing power. Starting from the first principles, the ab-initio molecular dynamics provides essential information about structural and electronic properties of matter under various external conditions. In this thesis we use the ab-initio molecular dynamics to study the behavior of BaFe2As2 and CaFe2As2 under the application of external pressure. BaFe2As2 and CaFe2As2 belong to the family of iron based superconductors which are a novel and promising superconducting materials. The application of pressure is one of two key methods by which electronic and structural properties of iron based superconductors can be modified, the other one being doping (or chemical pressure). In particular, it has been noted that pressure conditions have an important effect, but their exact role is not fully understood. To better understand the effect of different pressure conditions we have performed a series of ab-initio simulations of pressure application. In order to apply the pressure with arbitrary stress tensor we have developed a method based on the Fast Inertial Relaxation Engine, whereby the unit cell and the atomic positions are evolved according to the metadynamical equations of motion. We have found that the application of hydrostatic and c axis uniaxial pressure induces a phase transition from the magnetically ordered orthorhombic phase to the non-magnetic collapsed tetragonal phase in both BaFe2As2 and CaFe2As2. In the case of BaFe2As2, an intermediate tetragonal non-magnetic tetragonal phase is observed in addition. Application of the uniaxial pressure parallel to the c axis reduces the critical pressure of the phase transition by an order of magnitude, in agreement with the experimental findings. The in-plane pressure application did not result in transition to the non-magnetic tetragonal phase and instead, rotation of the magnetic order direction could be observed. This is discussed in the context of Ginzburg-Landau theory. We have also found that the magnetostructural phase transition is accompanied by a change in the Fermi surface topology, whereby the hole cylinders centered around the Gamma point disappear, restricting the possible Cooper pair scattering channels in the tetragonal phase. Our calculations also permit us to estimate the bulk moduli and the orthorhombic elastic constants of BaFe2As2 and CaFe2As2.
To study the electronic structure in systems with broken translational symmetry, such as doped iron based superconductors, it is necessary to develop a method to unfold the complicated bandstructures arising from the supercell calculations. In this thesis we present the unfolding method based on group theoretical techniques. We achieve the unfolding by employing induced irreducible representations of space groups. The unique feature of our method is that it treats the point group operations on an equal footing with the translations. This permits us to unfold the bandstructures beyond the limit of translation symmetry and also formulate the tight-binding models of reduced dimensionality if certain conditions are met. Inclusion of point group operations in the unfolding formalism allows us to reach important conclusions about the two versus one iron picture in iron based superconductors.
And finally, we present the results of ab-initio structure prediction in the cases of giant volume collapse in MnS2 and alkaline doped picene. In the case of MnS2, a previously unobserved high pressure arsenopyrite structure of MnS2 is predicted and stability regions for the two competing metastable phases under pressure are determined. In the case of alkaline doped picene, crystal structures with different levels of doping were predicted and used to study the role of electronic correlations.
Landau's Fermi liquid theory has been the main tool for investigating interactions between fermions at low energies for more than 50 years. It has been successful in describing, amongst other things, the mass enhancement in ³He and the thermodynamics of a large class of metals. Whilst this in itself is remarkable given the phenomenological nature of the original theory, experiments have found several materials, such as some superconducting and heavy-fermion materials, which cannot be described within the Fermi liquid picture. Because of this, many attempts have been made to understand these ''non Fermi liquid'' phases from a theoretical perspective. This will be the broad topic of the first part of this thesis and will be investigated in Chapter 2, where we consider a two-dimensional system of electrons interacting close to a Fermi surface through a damped gapless bosonic field. Such systems are known to give rise to non Fermi liquid behaviour. In particular we will consider the Ising-nematic quantum critical point of a two-dimensional metal. At this quantum critical point the Fermi liquid theory breaks down and the fermionic self-energy acquires the non Fermi liquid like {omega}²/³ frequency dependence at lowest order and within the canonical Hertz-Millis approach to quantum criticality of interacting fermions. Previous studies have however shown that, due to the gapless nature of the electronic single-particle excitations, the exponent of 2/3 is modified by an anomalous dimension {eta_psi} which changes, not only the exponent of the frequency dependence, but also the exponent of the momentum dependence of the self-energy. These studies also show that the usual 1/N-expansion breaks down for this problem. We therefore develop an alternative approach to calculate the anomalous dimensions based on the functional renormalization group, which will be introduced in the introductory Chapter 1. Doing so we will be able to calculate both the anomalous dimension renormalizing the exponent of the frequency dependence and the exponent renormalizing the momentum dependence of the self-energy. Moreover we will see that an effective interaction between the bosonic fields, mediated by the fermions, is crucial in order to obtain these renormalizations.
In the second part of this thesis, presented in Chapter 3, we return to Fermi liquid theory itself. Indeed, despite its conceptual simplicity of expressing interacting electrons through long-lived quasi-particles which behave in a similar fashion as free particles, albeit with renormalized parameters, it remains an active area of research. In particular, in order to take into account the full effects of interactions between quasi-particles, it is crucial to consider specific microscopic models. One such effect, which is not captured by the phenomenological theory itself, is the appearance of non-analytic terms in the expansions of various thermodynamic quantities such as heat-capacity and susceptibility with respect to an external magnetic field, temperature, or momentum. Such non-analyticities may have a large impact on the phase diagram of, for example, itinerant electrons near a ferromagnetic quantum phase transition. Inspired by this we consider a system of interacting electrons in a weak external magnetic field within Fermi liquid theory. For this system we calculate various quasi-particle properties such as the quasi-particle residue, momentum-renormalization factor, and a renormalization factor which relates to the self-energy on the Fermi surface. From these renormalization factors we then extract physical quantities such as the renormalized mass and renormalized electron Lande g-factor. By calculating the renormalization factors within second order perturbation theory numerically and analytically, using a phase-space decomposition, we show that all renormalization factors acquire a non-analytic term proportional to the absolute value of the magnetic field. We moreover explicitly calculate the prefactors of these terms and find that they are all universal and determined by low-energy scattering processes which we classify. We also consider the non-analytic contributions to the same renormalization factors at finite temperatures and for finite external frequencies and discuss possible experimental ways of measuring the prefactors. Specifically we find that the tunnelling density of states and the conductivity acquire a non-analytic dependence on magnetic field (and temperature) coming from the momentum-renormalization factor. For the latter we discuss how this relates to previous works which show the existence of non-analyticities in the conductivity at first order in the interaction.
The present work deals with the integration of variable renewable energy sources, wind and solar energy into the European and US power grid. In contrast to other networks, such as the gas supply mains, the electricity network is practically not able to store energy. Generation and consumption therefore always have tobe balanced. Currently, the load curve is viewed as a rigid boundary condition, which must be followed by the generation system. The basic idea of the approach followed here is that weather-dependent generation causes a shift of focus of the electricity supply. At high shares of wind and solar generation, the role of the rigid boundary condition falls to the residual load, that is, the remaining load after subtraction of renewable generation. The goal is to include the weather dependence as well as the load curve in the design of the future electricity supply.
After a brief introduction, the present work first turns to the underlying weather-, generation and load data, which form the starting point of the analysis. In addition, some basic concepts of energy economics are discussed, which are needed in the following.
In the main part of the thesis, several algorithms are developed to determine the load flow in a network with a high share of wind and solar energy and to determine the backup supply needed at the same time. Minimization of the energy needed from controllable power plants, the capacity variable power plants, and the capacity of storing serve as guiding principles. In addition, the optimization problem of grid extensions is considered. It is shown that it can be formulated as a convex optimization problem. It turns out that with an optimized, international transmission network which is about four times the currently available transmission capacity, much of the potential savings in backup energy (about 40%) in Europe can be reached. In contrast, a twelvefold increase the transmission capacity would be necessary for a complete implementation of all possible savings in dispatchable power plants.
The reduction of the dispatchable generation capacity and storage capacity, however, presents a greater challenge. Due to correlations in the generation of time series of individual countries, it may be reduced only with difficulty, and by only about 30%.
In the following, the influence of the relative share of wind and solar energy is illuminated and examined the interplay with the line capacitance. A stronger transmission network tends to lead to a higher proportion of wind energy being better integrated. With increasing line capacity, the optimal mix in Europe therefore shifts from about 70% to 80% wind. Similar analyses are carried out for the US with comparable results.
In addition, the cost of the overall system can be reduced. It is interesting at this point that the advantages for the network integration may outweigh higher production costs of individual technologies, so that it is more favourable from the viewpoint of the entire system to use the more expensive technologies.
Finally, attention is given to the flexibility of the dispatchable power plants. Starting from a Fourier-like decomposition of the load curve as it was a few years ago, when hardly renewable generation capacity was present, capacities of different flexibility classes of dispatchable power plant are calculated. For this purpose, it is assumed that the power plant park is able to follow the load curve without significant surplusses or deficits. From this examination, it is derived what capacity must at least be available without having to resort to a detailed database of existing power plants.
Assuming a strong European cooperation, with a stronger international transmission network, the dispatchable power capacity can be significantly reduced while maintaining security of supply and generating relatively small surplusses in dispatchable power plants.
Focus on quantum efficiency
(2014)
Technologies which convert light into energy, and vice versa, rely on complex, microscopic transport processes in the condensed phase, which obey the laws of quantum mechanics, but hitherto lack systematic analysis and modeling. Given our much improved understanding of multicomponent, disordered, highly structured, open quantum systems, this ‘focus on’ collection collects cuttingedge research on theoretical and experimental aspects of quantum transport in truly complex systems as defined, e.g., by the macromolecular functional complexes at the heart of photosynthesis, by organic quantum wires, or even photovoltaic devices. To what extent microscopic quantum coherence effects can (be made to) impact on macroscopic transport behavior is an equally challenging and controversial question, and this "focus on" collection provides a setting for the present state of affairs, as well as for the "quantum opportunities" on the horizon.
In this thesis, a novel 257 kHz chopper device was numerically developed, technically designed and experimentally commissioned; a 4-solenoid, low-energy ion beam transport line was numerically investigated, installed and experimentally commissioned; and a novel massless beam-separation system was numerically developed.
The chopper combines a pulsed electric field with a static magnetic field in an ExB or Wien-filter type field configuration. Chopped beam pulses with a 257 kHz repetition rate and rise times of 110 ns were experimentally achieved using a 14 keV helium beam.
Due to the achieved results, the complete LEBT line for the future Frankfurt Neutron Source FRANZ is ready to deliver a dc or a pulsed beam. At the same time, the LEBT section represents an attractive test stand for the study of low-energy ion beams. It combines magnetic lenses, which allow space-charge compensated beam transport, and a chopper system capable of producing short beam pulses in the hundred nanosecond range. Since these beam pulses are transported onwards, their longitudinal and transverse properties can be analyzed. The pulse duration and time of flight are well below the rise time for the space-charge compensation through residual gas ionization. This opens the possibility for dedicated investigations of the transport of short, low-energy beam pulses including longitudinal and transverse space-charge effects and of relevant issues like the dynamics of space-charge compensation and electron effects in short pulses.
Der Radiofrequenzquadrupol (RFQ) wird typischerweise als erstes beschleunigendes Element in Beschleunigeranlagen eingesetzt. Das elektrische Quadrupolfeld ermöglicht die gleichzeitige Fokussierung und Beschleunigung des Ionenstrahls. Zudem ist der RFQ in der Lage den Gleichstromstrahl von der Ionenquelle zu Teilchenpaketen (Bunche) zu formen, die von den nachfolgenden Driftröhrenbeschleunigern benötigt werden. Ziel der vorliegenden Arbeit war die Untersuchung zur Realisierbarkeit eines 325 MHz 4-rod RFQ Beschleunigers. Die Frequenz von 325 MHz stellt eine ungewöhnlich hohe Betriebsfrequenz für die 4-rod Struktur dar und wird z.B. für den Protonenlinac des FAIR Projektes benötigt. Ein Problem hierbei war, dass durch die bauartbedingten unsymmetrischen Elektrodenaufhängung und der hohen Frequenz ein, das Quadrupolfeld überlagerndes, Dipolfeld erzeugt wird. Dieses störende Feld kann z.B. zu einem Versatz der Strahlachse führen. Hierzu wurde die 4-rod Struktur in Simulationen grundlegend auf Einflüsse von verschiedenen Parametern auf die Resonanzfrequenz und das Dipolfeld untersucht. Es wurden Lösungsstrategien erarbeitet das Diopolfeld zu kompensieren und auf einen Prototypen angewendet. Zudem wurde das Verhalten höherer Schwingungsmoden dieser Struktur simuliert. In diesem Rahmen wurden auch Simulationen zu Randfeldern zwischen den 4-rod Elektroden und der Tankwand untersucht, um nachteilige Effekte für die Strahlqualität auszuschließen. Basierend auf den Simulationsergebnissen wurde ein Prototyp angefertigt. Dieser Prototyp wurde zur Demonstration der Betriebseigenschaften mit Leistungen bis 40 kW getestet. Hierbei wurde die Elektrodenspannung mittels Gammaspektroskopie bestimmt und daraus die Shuntimpedanz berechnet. Diese Werte wurden mit anderen Methoden der Shuntimpedanzbes- timmung verglichen. Außerdem wurden alternative RFQ Resonatorkonzepte ebenfalls auf ihre Realisierbarkeit für den Protonenlinac untersucht. Die Einflüsse verschiedener Parameter auf die Betriebsfrequenz, die Möglichkeiten des Frequenztunings und der Einstellung der longitudinalen Spannungsverteilung gefertigter Modelle wurden in einer Diskussion gegenübergestellt.
The laser-driven acceleration of protons from thin foils irradiated by hollow high-intensity laser beams in the regime of target normal sheath acceleration is reported for the first time. The use of hollow beams aims at reducing the initial emission solid angle of the TNSA source, due to a flattening of the electron sheath at the target rear side. The experiments were conducted at the PHELIX laser facility at the GSI Helmholtzzentrum für Schwerionenforschung GmbH with laser intensities in the range from 10^18 to 10^20 W/cm^2. We observed an average reduction of the half opening angle by (3.07±0.42)° or (13.2±2)% when the targets have a thickness between 12 to 14 μm. In addition, the highest proton energies were achieved with the hollow laser beam in comparison to the typical Gaussian focal spot.
The subatomic world is governed by the strong interactions of quarks and gluons, described by Quantum Chromodynamics (QCD). Quarks experience confinement into colour-less objects, i.e. they can not be observed as free particles. Under extreme conditions such as high temperature or high density, this constraint softens and a transition to a phase where quarks and gluons are quasi-free particles (Quark-Gluon-Plasma) can occur. This environment resembles the conditions prevailing during the early stages of the universe shortly after the Big Bang.
The phase diagram of QCD is under investigation in current and future collider experiments, for example at the Large Hadron Collider (LHC) or at the Facility for Antiproton and Ion Research (FAIR). Due to the strength of the strong interactions in the energy regime of interest, analytic methods can not be applied rigorously. The only tool to study QCD from first principles is given by simulations of its discretised version, Lattice QCD (LQCD).
These simulations are in the high-performance computing area, hence, the numerical aspects of LQCD are a vital part in this field of research. In recent years, Graphic Processing Units (GPUs) have been incorporated in these simulations as they are a standard tool for general purpose calculations today.
In the course of this thesis, the LQCD application cl2qcd has been developed, which allows for simulations on GPUs as well as on traditional CPUs, as it is based on OpenCL. cl2qcd constitutes the first application for Wilson type fermions in OpenCL.
It provides excellent performance and has been applied in physics studies presented in this thesis. The investigation of the QCD phase diagram is hampered by the notorious sign-problem, which restricts current simulation algorithms to small values of the chemical potential.
Theoretically, studying unphysical parameter ranges allows for constraints on the phase diagram. Of utmost importance is the clarification of the order of the finite temperature transition in the Nf=2 chiral limit at zero chemical potential. It is not known if it is of first or second order. To this end, simulations utilising Twisted Mass Wilson fermions aiming at the chiral limit are presented in this thesis.
Another possibility is the investigation of QCD at purely imaginary chemical potential. In this region, QCD is known to posses a rich phase structure, which can be used to constrain the phase diagram of QCD at real chemical potential and to clarify the nature of the Nf=2 chiral limit. This phase structure is studied within this thesis, in particular the nature of the Roberge-Weiss endpoint is mapped out using Wilson fermions.
Das Schwerionenkollisionen Programm der Beschleuniger RHIC und LHC gibt Hinweise auf einen neuen Zustand hadronischer Materie --- das Quark-Gluon Plasma. Dieses zeichnet sich durch eine zumindest partielle Aufhebung des confinements aus, welches besagt, dass keine freien Quarks beochtbar sind.
Aus einer Beschreibung der experimentellen Daten mit relativistischer Hydrodynamik folgen weitere Eigenschaften. So geht das in einer Schwerionenkollision erzeugte Quark-Gluon Plasma nach sehr kurzer Zeit, etwa 1 fm/c, in ein zumindest lokales thermisches Gleichgewicht über. Durch die Lorentzkontraktion der beiden Schwerionen erwartet man, dass der Zustand direkt nach der Kollision durch eine Impulsanisotropie in der transversal-longitudinalen Ebene bestimmt wird. Somit setzt das Erreichen eines thermischen Gleichgewichts zunächst eine Isotropisierung voraus. Bisherige Studien haben gezeigt, dass gluonische Moden bei dieser Isotropisierung durch Verursachung einer chromo-Weibel Instabilität eine entscheidende Rolle spielen.
Weiterhin verhält sich das Quark-Gluon Plasma wie eine fast perfekte Flüssigkeit. Eine Berücksichtigung dissipativer Terme in der hydrodynamischen Beschreibung erfordert das Hinzufügen weiterer Terme zu den entsprechenden Bewegungsgleichungen. Diese sind proportional zu Transportkoeffizienten, welche durch die zugrunde liegende mikroskopische Theorie festgelegt sind.
Diese Theorie ist Quantenchromodynamik. Sie beschreibt die starke Wechselwirkung der Quarks und Gluonen und ist ein fundamentaler Baustein des Standardmodells der Teilchenphysik. Da im Regelfall Prozesse der starken Wechselwirkung nichtperturbativ sind, beschreiben wir QCD unter Verwendung einer Gitterregularisierung. Diese beruht auf einer Diskretisierung der vierdimensionalen Euklidischen Raumzeit durch einen Hyperkubus mit periodischen Randbedingungen und ermöglicht ein Lösen der QCD mit numerischen Methoden. Allerdings ist die Anwendung der Gittereichtheorie auf Systeme im thermischen Gleichgewicht beschränkt und kann somit keine Prozesse beschreiben, die auf Echtzeit basieren.
Transportkoeffizienten entsprechen Proportionalitätskoeffizienten, die die Relaxation einer Flüssigkeit oder eben eines Quark-Gluon Plasmas von einer kleinen Störung beschreiben. Damit sind sie unmittelbar mit der Zeit verknüpft. Über Kubo-Formeln lassen sie sich jedoch mit Gleichgewichtserwartungswerten retardierter Korrelatoren verknüpfen und werden so in Gitter QCD zugänglich.
In der vorliegenden Dissertation berechnen wir den Transportkoeffizienten κ in Gittereichtheorie für das Yang-Mills Plasma. Dabei nutzen wir aus, dass dieser Transportkoeffizient eine triviale analytische Fortsetzung vom retardierten zum Euklidischen Korrelator besitzt, welcher direkt in Gittereichtheorie zugänglich ist. Es ist die erste nichtperturbative Berechnung eines Transportkoeffizienten in QCD ohne weitere Annahmen, wie die Maximum Entropie Methode oder Ansätze, zu treffen.
Tuning and optimization of the field distribution for 4-rod radio frequency quadrupole linacs
(2014)
In this thesis, the tuning process of the 4-rod Radio Frequency Quadrupole has been analyzed and a theory for the prediction of the tuning plate's influence on the longitudinal voltage distribution was developed together with RF design options for the optimization of the fringe fields.
The basic principles of the RFQ's particle dynamics and resonant behavior are introduced in the theory part of this thesis. All studies that are presented are based on the work on four RFQs of recent linac projects. These RFQs are described in one chapter. Here, the projects are introduced together with details about the RFQ parameters and performance. In the meantime two of these RFQs are in full operation at NSCL at MSU and FNAL. One is operating in the test phase of the MedAustron Cancer Therapy Center and the fourth one for LANL is about to be built. The longitudinal voltage distribution has been studied in detail with a focus on the influence of the RF design with tuning elements and parameters like the electrodes overlap or the distance between stems. The theory for simulation methods for the field flatness that were developed as part of this thesis, as well as its simulation with CST MWS have been analyzed and compared to measurements. The lumped circuit model has proven to predict results with an accuracy that can be used in the tuning process of 4-rod RFQs. Together with results from the tuning studies, the studies on the fringe fields of the 4-rod structure lead to a proposal for a 4-rod RFQ model with an improved field distribution in the transverse and longitudinal electric field.
Fast nuclei are ionizing radiation which can cause deleterious effects to irradiated cells. The modelling of the interactions of such ions with matter and the related effects are very important to physics, radiobiology, medicine and space science and technology. A powerful method to study the interactions of ionizing radiation with biological systems was developed in the field of microdosimetry. Microdosimetry spectra characterize the energy deposition to objects of cellular size, i.e., a few micrometers.
In the present thesis the interaction of ions with tissue-like media was investigated using the Monte Carlo model for Heavy-Ion Therapy (MCHIT) developed at the Frankfurt Institute for Advanced Studies. MCHIT is a Geant4-based application intended to benchmark the physical models of Geant4 and investigate the physical properties of therapeutic ion beams. We have implemented new features in MCHIT in order to calculate microdosimetric quantities characterizing the radiation fields of accelerated nucleons and nuclei. The results of our Monte Carlo simulations were compared with recent experimental microdosimetry data.
In addition to microdosimetry calculations with MCHIT, we also investigated the biological properties of ion beams, e.g. their relative biological effectiveness (RBE), by means of the modified Microdosimetric-Kinetic model (MKM). The MKM uses microdosimetry spectra in describing cell response to radiation. MCHIT+MKM allowed us to study the physical and biological properties of ion beams. The main results of the thesis are as follows:
MCHIT is able to describe the spatial distribution of the physical dose in tissue-like media and microdosimetry spectra for ions with energies relevant to space research and ion-beam cancer therapy; MCHIT+MKM predicts a reduction of the biological effectiveness of ions propagating in extended medium due to nuclear fragmentation reactions; We predicted favourable biological dose-depth profiles for monoenergetic helium and lithium beams similar to the one for carbon beam. Well-adjusted biological dose distributions for H-1, He-4, C-12 and O-16 with a very flat spread-out Bragg peak (SOBP) plateau were calculated with MCHIT+MKM; MCHIT+MKM predicts less damage to healthy tissues in the entrance channel for SOBP He-4 and C-12 beams compared to H-1 and O-16 ones. No definitive advantages for oxygen ions with respect to carbon were found.
The PhD addresses the feasibility of reconstructing open charm mesons with the Compressed Baryonic Matter experiment, which will be installed at the FAIR accelerator complex at Darmstadt/Germany. The measurements will be carried out by means of a dedicated Micro Vertex Detector (MVD), which will be equipped with CMOS Monolithic Active Pixel Sensors (MAPS). The feasibility of reconstructing the particles with a proposed detector setup was studied.
To obtain conclusive results, the properties of a MAPS prototype were measured in a beam test at the CERN-SPS accelerator. Based on the results achieved, a dedicated simulation software for the sensors was developed and implemented into the software framework of CBM (CBMRoot). Simulations on the reconstruction of D0-mesons were carried out. It is concluded that the reconstruction of those particles is possible.
The PhD introduces the physics motivation of doing open charm measurements, represents the results of the measurements of MAPS and introduces the innovative simulation model for those sensors as much as the concept and results of simulations of the D0 reconstruction.
Low-energy effective models for two-flavor quantum chromodynamics and the universality hypothesis
(2014)
Die Untersuchung der Natur auf extremen Längenskalen hat seit jeher zu bahnbrechenden Einsichten und Innovationen geführt. Insbesondere zu unserem heutigen Verständnis, dass Nukleonen (Protonen und Neutronen) aus Quarks zusammengesetzt sind, die infolge der starken Wechselwirkung, vermittelt durch Gluonenaustausch, gebunden sind. Mit dem Aufkommen des Quarkmodells wurde bald die Quantenchromodynamik (QCD) erfolgreich in der Beschreibung vieler messbarer Eigenschaften der starken Wechselwirkung. Um es mit Goethe zu sagen: mit den modernen Hochenergie-Beschleuniger-Experimenten wird versucht unser Verständnis davon zu verbessern, was die Welt im Innersten zusammenhält. Am Large Hadron Collider (LHC) werden beispielsweise Protonen derart beschleunigt und miteinander zur Kollision gebracht, dass bislang unerreichte Energiedichten auftreten, infolge derer Temperatur und baryochemisches Potential Werte annehmen, die mit denen des frühen Universums vergleichbar sind. Es gibt sowohl theoretische als auch experimentelle Hinweise darauf, dass hadronische Materie mit zunehmender Temperatur und/oder zunehmendem baryochemischen Potentials einen Phasenübergang durchläuft, hin zu einem exotischen Zustand, der als Quark-Gluon-Plasma bekannt ist. Dieser Übergang wird begleitet von einem sogenannten chiralen Übergang. Es ist eine wichtige Frage, ob es sich bei diesem chiralen Übergang um einen echten Phasenübergang (von erster bzw. zweiter Ordnung) handelt, oder ob ein sogenannter crossover vorliegt. Einige Resultate deuten auf einen crossover für verschwindendes baryochemisches Potential und einen Phasenübergang erster Ordnung für verschwindende Temperatur hin, lassen jedoch noch keinen endgültigen Schluss zu, ob dies tatsächlich der Realität entspricht. Wenn ja, so liegt die Annahme nahe, dass ein kritischer Endpunkt existiert, an dem der chirale Übergang von zweiter Ordnung ist. In der Tat existiert ein kritischer Endpunkt in einigen theoretischen Zugängen zur Beschreibung des chiralen Phasenübergangs, deren Aussagekraft seit jeher lebhaft diskutiert wird. Ein zentrales Ziel des zukünftigen CBM-Experiments an der GSI in Darmstadt ist es, die Existenz im Experiment zu überprüfen.
In der Nähe des QCD-(Phasen)übergangs ist es die Abwesenheit jeglicher perturbativer Entwicklungsparameter, die exakte analytische Berechnungen verbietet. Das gleiche gilt für realistische effektive Modelle für QCD. Nichtperturbative Methoden sind daher unverzichtbar für die Untersuchung des QCD-Phasendiagramms. Zu den populärsten dieser Zugänge gehören Gitter-QCD, Resummierungsverfahren, der Dyson-Schwinger-Formalismus, sowie die Funktionale Renormierungsgruppe (FRG). All diese Methoden ergänzen sich gegenseitig und werden zum Teil auch miteinander kombiniert. Eine der Stärken der FRG-Methode ist, dass sie nicht nur erfolgreich auf effektive Modelle angewendet werden kann, sondern auch auf QCD selbst. Für letztere Ab-Initio-Rechnungen sind die aus effektiven Modellen für QCD gewonnenen Resultate von grossem Wert.
Der Schwerpunkt der vorliegenden Arbeit liegt auf der Fragestellung von welcher Ordnung der chirale Phasenübergang im Fall von genau zwei leichten Quarksorten ist. Problemstellungen wie die Suche nach einer Antwort auf die Frage nach den Bedingungen für die Existenz eines Phasenübergangs zweiter Ordnung, die Bestimmung der Universalitätsklasse in diesem Fall etc. erfordern Wissen aus verschiedenen Gebieten.
Kapitel 1 besteht aus einer allgemeinen Einleitung.
In Kapitel 2 stellen wir zunächst einige allgemeine Aspekte von Phasenübergängen dar, die von besonderer Relevanz für das Verständnis des Renormierungsgruppen-Zugangs zu ebendiesen sind. Unser Fokus liegt hierbei auf einer kritischen Untersuchung der Universalitätshypothese. Insbesondere die Rechtfertigung des linearen Sigma-Modells als effektive Theorie für den chiralen Ordnungsparameter beruht auf der Gültigkeit selbiger.
Kapitel 3 beschäftigt sich mit dem chiralen Phasenübergang von einem allgemeinen Standpunkt aus. Wir ergünzen wohlbekannte Fakten durch eine detaillierte Diskussion der sogenannten O(4)-Hypothese. Die Überprüfung der Gültigkeit selbiger wird schließlich in Kapitel 6 und 7 in Angriff genommen.
In Kapitel 4 stellen wir die von uns benutzte FRG-Methode vor. Außerdem diskutieren wir den Zusammenhang zwischen effektiven Theorien für QCD und der QCD selbst.
Kapitel 5 behandelt ein mathematisches Thema, das für alle unserer Untersuchungen unabdingbar ist, nämlich die systematische Konstruktion polynomialer Invarianten zu einer gegebenen Symmetrie. Wir präsentieren einen einfachen, jedoch neuartigen, Algorithmus für die praktische Konstruktion von Invarianten einer gegebenen polynomialen Ordnung.
Kapitel 6 widmet sich Renormierungsgruppen-Studien einer Reihe dimensional reduzierter Theorien. Von zentralem Interesse ist hierbei das lineare Sigma-Modell, insbesondere in Anwesenheit der axialen Anomalie. Es stellt sich heraus, dass die Fixpunkt-Struktur des letzteren vergleichsweise kompliziert ist und ein tieferes Verständnis der zugrundeliegenden Methode sowie ihrer Annahmen erfordert. Dies führt uns zu einer sorgfältigen Analyse der Fixpunkt-Struktur von Modellen verschiedenster Symmetrien. Im Zusammenhang mit der Untersuchung des Einflusses von Vektor- und Axial-Vektor-Mesonen stoßen wir hierbei auf eine neue Universalitä}tsklasse.
Während wenig Spielraum für die Wahl der Symmetriegruppe der effektiven Theorie für den chiralen Ordnungsparameter besteht, ist die Identifizierung der Ordnungsparameter-Komponenten mit den relevanten mesonischen Freiheitsgraden hochgradig nichttrivial. Diese Wahl entspricht der Wahl einer Darstellung der Gruppe und kann zur Zeit nicht eindeutig aus der QCD hergeleitet werden. Es ist daher unerlässlich, verschiedene Möglichkeiten auszutesten. Eine wohlbekannte Wahl besteht darin, das Pion und seinen chiralen Partner, das Sigma-Meson, der O(4)-Darstellung für SU(2)_A x SU(2)_V zuzuordnen, welche einen Phasenübergang zweiter Ordnung erlaubt. Dieses Szenario ist jedoch nur dann sinnvoll, wenn nahe der kritischen Temperatur alle anderen Mesonen entsprechend schwer sind. Im Fall von genau zwei leichten Quarkmassen erfordert dies eine hinreichend große Anomaliestärke. Berücksichtigt man zusätzlich zum Pion und Sigma-Meson auch das Eta-Meson und das a_0-Meson, liefern unsere derzeitigen expliziten Rechnungen keinen Nachweis für die Existenz eines Phasenübergang zweiter Ordnung. Stattdessen spricht die Abwesenheit eines physikalischen (hinsichtlich der Massen) infrarot-stabilen Fixpunktes für einen fluktuationsinduzierten Phasenübergang erster Ordnung. Dieses Ergebnis ist auch zu erwarten (jedoch nicht impliziert), allein durch die Existenz zweier quadratischer Invarianten. Es besteht jedoch immer noch eine hypothetische Chance auf einen Phasenübergang zweiter Ordnung in der SU(2)_A x U(2)_V -Universalitätsklasse. Dies wäre der Fall, wenn der entsprechende von uns gefundene unphysikalische infrarot-stabile Fixpunkt physikalisch werden sollte in höherer Trunkierungsordnung. Interessanterweise finden wir bei endlicher Temperatur für gewisse Parameter einen Phasenübergang zweiter Ordnung. Es ist unklar, ob diese Wahl der Parameter in den Gültigkeitsbereich der dimensional reduzierten Theorie fällt.
Erst vor kurzem (Ende September 2013) wurde die Existenz eines infrarot-stabilen U(2)_A x U(2)_V-symmetrischen Fixpunkts durch Pelissetto und Vicari verifiziert (die zugehörige anomale Dimension ist mit 0.12 angegeben). Dieses Resultat war sehr
überraschend, da für zwei leichte Quarksorten und abwesende Anomalie ein Phasenübergang erster Ordnung relativ gesichert erschien, insbesondere durch die Epsilon-Entwicklung. Offensichtlich versagt letztere jedoch im Limes D=3, also für drei räumliche Dimensionen, da lediglich Fixpunkte gefunden werden können, die auch nahe D=4 existieren. Inspiriert durch diesen wichtigen Fund führen wir eine FRG-Fixpunktstudie in lokaler Potential-Näherung und hoher Trunkierungsordnung (bis zu zehnter Ordnung in den Feldern) durch. Die Stabilitätsanalyse besitzt jedoch leider keine Aussagekraft, da die Stabilitätsmatrix für den Gaußschen Fixpunkt marginale Eigenwerte besitzt. Wir sind überzeugt davon, dass dies nicht mehr der Fall ist, wenn man über die lokale Potential-Näherung hinausgeht und eine nichtverschwindende anomale Dimension zulässt. Die bisherigen Resultate verdeutlichen die Limitierungen der lokalen Potential-Näherung und der Epsilon-Entwicklung, auf denen unsere Untersuchungen zur Universalitätshypothese in weiten Teilen beruhen. Systematische Untersuchungen der Fixpunktstruktur von Modellen mit acht Ordnungsparameter-Komponenten wurden in der Literatur im Rahmen der Epsilon-Entwicklung durchgeführt und im Rahmen dieser Dissertation innerhalb der lokalen Potential-Näherung. Die meisten der Vorhersagen der Epsilon-Entwicklung konnten bestätigt werden, einige hingegen werden in Frage gestellt durch das Auftauchen marginaler Stabilitätsmatrix-Eigenwerte.
Einige wichtige Fragestellungen können nicht im Rahmen einer dimensional reduzierten Theorie behandelt werden, da die explizite Temperaturabhängigkeit in diesem Fall eliminiert wurde.
Insbesondere ist es in diesem Fall nicht möglich, die Stärke eines Phasenübergangs erster Ordnung vorherzusagen, da diese von Observablen (Meson-Massen und die Pion-Zerfallskonstante im Vakuum) abhängen, an die man bei verschwindender Temperatur fitten muss. Dieser Umstand führt uns zu solchen FRG-Studien, in denen die Temperatur als expliziter Parameter verbleibt.
Ein beträchtlicher Teil der für die vorliegende Dissertation zur Verfügung stehenden Arbeitszeit wurde darauf verwendet, eigene Implementierungen geeigneter Algorithmen zur numerischen Lösung der auftretenden partiellen Differentialgleichungen zu finden. Exemplarische Routinen (welche ausschließlich wohlbekannte Methoden nutzen) sind in einem Anhang zur Verfügung gestellt. Das Hauptziel der vorliegenden Arbeit, die Anwendung auf effektive Modelle für QCD, wird in Kapitel 7 präsentiert. Unsere (vorläufigen) FRG-Studien des linearen Sigma-Modells mit axialer Anomalie bei nichtverschwindender Temperatur erlauben verschiedene Szenarien. Sowohl einen extrem schwach ausgeprägten, als auch einen sehr deutlichen Phasenübergang erster Ordnung, ganz abhängig von der Wahl der Ultraviolett-Abschneideskala und oben genannter Parameter. Sogar ein Phasenübergang zweiter Ordnung scheint möglich für gewisse Parameterwerte. Um verlässliche Schlussfolgerungen zu ziehen, sind weitere Untersuchungen nötig und bereits im Gange. In Kapitel 7 verifizieren wir außerdem bereits bekannte numerische Resultate für das Quark-Meson-Modell.
This thesis is structured into 7 chapters:
• Chapter 2 gives an overview of the ultrashort high intensity laser interaction with matter. The laser interaction with an induced plasma is described, starting from the kinematics of single electron motion, followed by collective electron effects and the ponderamotive motion in the laser focus and the plasma transparency for the laser beam. The three different mechanisms prepared to accelerate and propagate electrons through matter are discussed. The following indirect acceleration of protons is explained by the Target Normal Sheath Acceleration (TNSA) mechanism. Finally some possible applications of laser accelerated protons are explained briefly.
• Chapter 3 deals with the modeling of geometry and field mapping of magnetic lens. Initial proton and electron distributions, fitted to PHELIX measured data are generated, a brief description of employed codes and used techniques in simulation is given, and the aberrations at the solenoid focal spot is studied.
• Chapter 4 presents a simulation study for suggested corrections to optimize the proton beam as a later beam source. Two tools have been employed in these suggested corrections, an aperture placed at the solenoid focal spot as energy selection tool, and a scattering foil placed in the proton beam to smooth the radial energy beam profile correlation at the focal spot due to chromatic aberrations. Another suggested correction has been investigated, to optimize the beam radius at the focal spot by lens geometry controlling.
• Chapter 5 presents a simulation study for the de-neutralization problem in TNSA caused by the fringing fields of pulsed magnetic solenoid and quadrupole. In this simulation, we followed an electrostatic model, wherethe evolution of both, self and mutual fields through the pulsed magnetic solenoid could be found, which is not the case in the quadrupole and only the growth of self fields could be found. The field mapping of magnetic elements is generated by the Matlab program, while the TraceWin code is employed to study the tracking through magnetic elements.
• Chapter 6 describes the PHELIX laser parameters at GSI with chirp pulse amplification technique (CPA), and Gafchromic Radiochromic film RCF) as a spatial energy resolver film detector. The results of experiments with laser proton acceleration, which were performed in two experimental areas at GSI (Z6 area and PHELIX Laser Hall (PLH)), are presented in section 6.3.
• Chapter 7 includes the main results of this work, conclusions and gives a perspective for future experimental activities.
Studies on the focusing performance of a Gabor lens depending on nonneutral plasma properties
(2013)
The concept of the Gabor lens goes back to an idea by Dennis Gabor, who proposed a magnetron-type trap as an effective diverging lens for electron beams (collecting lens for positive ion beams).
Electrons confined inside the lens volume by orthogonal magnetic and electric fields, create an electric space charge field that causes a radial symmetric focusing force on an ion beam passing through the lens volume.
Since the beginning of the 1990s, a new design of this lens type as well as numerical models to describe the confined plasma cloud have been developed at the Institute for Applied Physics (IAP, Johann Wolfgang Goethe-University Frankfurt).
Thanks to an improved understanding of the plasma confinement as a function of the external fields, two lenses have successfully been tested for low beam currents and remain in operation.
In the scope of this work, the performance of a prototype Gabor lens for the transport of intense, i.e. space charge dominated ion beams, was investigated at the High Current Test Injector (HOSTI) of GSI Helmholtzzentrum für Schwerionenforschung GmbH for the first time.
To ensure an optimal focusing performance of the Gabor lens a homogeneous and stable electron confinement is required. Therefore, new non-interceptive diagnostic methods were developed to investigate the parameters and state of the confined nonneutral plasma column as a function of the external fields.
An essential part of the studies was the time-resolved diagnostic of an occurring plasma instability and the determination of the electron temperature via optical spectroscopy. The latter necessitated the detailed investigation of atomic excitation as well as the measurement of optical-emission cross sections.
A comparison of the results from both experiments i.e. the beam transport measurements at GSI and the diagnostic experiments performed at IAP concerning the plasma state, gave first indications of possible interaction processes between the nonneutral plasma and the ion beam.
In this thesis hard probes are studied in the partonic transport model BAMPS (Boltzmann Approach to MultiParton Scatterings). Employing Monte Carlo techniques, this model describes the 3+1 dimensional evolution of the quark gluon plasma phase in ultra-relativistic heavy-ion collisions by propagating all particles in space and time and carrying out their collisions according to the Boltzmann equation. Since hard probes are produced in hard processes with a large momentum transfer, the value of the running coupling is small and their interactions should be describable within perturbative QCD (pQCD). This work focuses on open heavy flavor, but also addresses the suppression of light parton jets, in particular to highlight differences due to the mass. For light partons, radiative processes are the dominant contribution to their energy loss. For heavy quarks, we show that also binary interactions with a running coupling and an improved Debye screening matched to hard-thermal-loop calculations play an important role. Furthermore, the impact of the mass in radiative interactions, prominently named the dead cone effect, and the interplay with the Landau-Pomeranchuk-Migdal (LPM) effect are studied in great detail. Since the transport model BAMPS has access to all medium properties and the space time information of heavy quarks, it is the ideal tool to study the dissociation and regeneration of J/psi mesons, which is also investigated in this thesis.
Heterodyne array receivers are employed in radio astronomy to reduce the observing time needed for mapping extended sources. One of the main factors limiting the amount of pixels in terahertz receivers is the difficulty of generating a sufficient amount of local oscillator power. Another challenge is efficient diplexing and coupling of local oscillator and signal power to the detectors. These problems are attacked in this dissertation by proposing the application of two vacuum electronic terahertz amplifier types for the amplification of the LO-signal and by introducing a new method for finding the defects in a quasioptical diplexer.
A traveling wave tube (TWT) design based on a square helix slow wave structure (SWS) at 825 GHz is introduced. It exhibits a simulated small-signal gain of 18.3 dB and a 3-dB bandwidth of 69 GHz. In order to generate LO-power at even higher frequencies, the operation of an 850-GHz square helix TWT as a frequency doubler has been studied. A simulated conversion efficiency of 7% to 1700 GHz, comparable with the state-of-art solid-state doublers, has been achieved for an input power of 25 mW.
The other amplifier type discussed in this work is a 1-THz cascade backward wave amplifier based on a double corrugated waveguide SWS. Specifically, three input/output coupler types between a rectangular waveguide and the SWS are presented. The structures have been realized with microfabrication, and the results of loss measurements at 1 THz will be shown.
Diplexing of the LO- and signal beams is often performed with a Martin-Puplett interferometer. Misalignment and deformation of the quasioptical components causes the polarization state of the output signal to be incorrect, which leads to coupling losses. A ray-tracing program has been developed for studying the influence of such defects. The measurement results of the diplexer of a multi-pixel terahertz receiver operated at the APEX telescope have been analyzed with the program, and the results are presented. The program allows the quasioptical configuration of the diplexer to be corrected in order to obtain higher receiver sensitivity.
In this thesis, Hanbury-Brown-Twiss (HBT) interferometry is used together with the Ultrarelativistic Quantum Molecular Dynamics (UrQMD) to analyse the time and space structure of heavy-ion collisions.
The first chapter after the introduction gives an overview of the different types of models used in the field of heavy-ion collisions and a introduction of the UrQMD model in more detail. The next chapter explains the basics of Hanbury-Brown-Twiss correlations, including azimuthally sensitive HBT (asHBT).
Results section:
4. Charged Multiplicities from UrQMD
5. Formation time via HBT from pp collisions at LHC
6. HBT analysis of Pb+Pb collisions at LHC energies
7. HBT scaling with particle multiplicity
8. Compressibility from event-by-event HBT
9. Tilt in non-central collisions
10. Shape analysis of strongly-interacting systems
11. Measuring a twisted emission geometry
This thesis covers the standard integrated HBT analyses, extracting the Pratt-Bertsch radii, at LHC energies. The analyses at these energies showed a too soft expansion in UrQMD probably related to the absence of a partonic phase in UrQMD. The most promising results in this thesis at these energies are the restriction of the formation time to a value smaller than 0.8 fm/c and furthermore, the results from the asHBT analyses. In simulations of non-central heavy-ion collisions at energies of Elab= 6, 8 and 30 AGeV the validity of the formulae to calculate the tilt angle via asHBT has been checked numerically, even for the case of non-Gaussian, flowing sources. On this basis has been developed and test in the course of this thesis that allows to measure a scale dependent tilt angle experimentally. The signal should be strongest at FAIR energies.
Spin waves in yttrium-iron garnet has been the subject of research for decades. Recently the report of Bose-Einstein condensation at room temperature has brought these experiments back into focus. Due to the small mass of quasiparticles compared to atoms for example, the condensation temperature can be much higher. With spin-wave quasiparticles, so-called magnons, even room temperature can be reached by externally injecting magnons. But also possible applications in information technologies are of interest. Using excitations as carriers for information instead of charges delivers a much more efficient way of processing data. Basic logical operations have already been realized. Finally the wavelength of spin waves which can be decreased to nanoscale, gives the opportunity to further miniaturize devices for receiving signals for example in smartphones.
For all of these purposes the magnon system is driven far out of equilibrium. In order to get a better fundamental understanding, we concentrate in the main part of this thesis on the nonequilibrium aspect of magnon experiments and investigate their thermalization process. In this context we develop formalisms which are of general interest and which can be adopted to many different kinds of systems.
A milestone in describing gases out of equilibrium was the Boltzmann equation discovered by Ludwig Boltzmann in 1872. In this thesis extensions to the Boltzmann equation with improved approximations are derived. For the application to yttrium-iron garnet we describe the thermalization process after magnons were excited by an external microwave field.
First we consider the Bose-Einstein condensation phenomena. A special property of thin films of yttrium-iron garnet is that the dispersion of magnons has its minimum at finite wave vectors which leads to an interesting behavior of the condensate. We investigate the spatial structure of the condensate using the Gross-Pitaevskii equation and find that the magnons can not condensate only at the energy minimum but that also higher Fourier modes have to be occupied macroscopically. In principle this can lead to a localization on a lattice in real space.
Next we use functional renormalization group methods to go beyond the perturbation theory expressions in the Boltzmann equation. It is a difficult task to find a suitable cutoff scheme which fits to the constraints of nonequilibrium, namely causality and the fluctuation-dissipation theorem when approaching equilibrium. Therefore the cutoff scheme we developed for bosons in the context of our considerations is of general interest for the functional renormalization group. In certain approximations we obtain a system of differential equations which have a similar transition rate structure to the Boltzmann equation. We consider a model of two kinds of free bosons of which one type of boson acts as a thermal bath to the other one. Taking a suitable initial state we can use our formalism to describe the dynamics of magnons such that an enhanced occupation of the ground state is achieved. Numerical results are in good agreement with experimental data.
Finally we extend our model to consider also the pumping process and the decrease of the magnon particle number till thermal equilibrium is reached again. Additional terms which explicitly break the U(1)-symmetry make it necessary to also extend the theory from which a kinetic equation can be deduced. These extensions are complicated and we therefore restrict ourselves to perturbation theory only. Because of the weak interactions in yttrium-iron garnet this provides already good results.
In der vorliegenden Arbeit wurden mikroskopische Studien zur Äquilibrierung von partonischer und hadronischer Materie im Rahmen einer Nichtgleichgewichts-Transporttheorie durchgeführt, die sowohl hadronische als partonische Freiheitsgrade enthält und den Übergang zwischen beiden Phasen dynamisch beschreibt. Des Weiteren wurden die thermischen Eigenschaften des Gleichgewichtszustandes der stark wechselwirkenden Materie untersucht, insbesondere Fluktuationen in der Teilchenzahl wie auch höhere Momente von Observablen und deren Verhältnisse. Besonderes Interesse galt dabei den Transportkoeffizienten wie Scher- und Volumenviskosität sowie der elektrischen Leitfähigkeit.
Die Methode der Nichtgleichgewichts-Green'schen Funktionen - initiiert von Schwinger sowie Kadanoff und Baym - wurde vorgestellt um hochenergetische Kern-Kern Kollisionen zu beschreiben. Weiterhin wurde der Schwinger-Keldysh Formalismus benutzt um im Sinne einer Zweiteilchen-irrediziblen Näherung (2PI) die Dynamik von 'resummierten' Propagatoren und Kopplungen in konsistenter Weise zu beschreiben. Des Weiterhin wurden generalisierte Transportgleichungen auf der Basis der Kadanoff-Baym Gleichungen (in Phasenraumdarstellung) abgeleitet und ein Testteilchenverfahren zur Lösung dieser Gleichungen vorgestellt. Damit wurde der formale Rahmen der Parton-Hadron-String Dynamik (PHSD) abgesteckt.
Das PHSD Transportmodell wurde sodann für die Lösung der expliziten Fragestellungen in dieser Arbeit verwendet. Die 'Eingangsgrößen' des Modells wurden in Kapitel 3 aufgeführt. Weiterhin wurde aufgezeigt, dass das Transportmodell alle Phasen einer relativistischen Schwerionenkollision konsistent beschreibt, d.h. angefangen von den primären harten Stoßprozessen und der Bildung von 'Strings' zur Formierung einer partonischen Phase, den Wechselwirkungen in dieser Phase sowie die
dynamische Beschreibung der Hadronisierung. Weiterhin enthält das Modell zudem die hadronischen Endzustandswechselwirkungen bis zum Ausfrieren der hadronischen Freiheitsgrade bei geringer Dichte. ...