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The collection of papers in this volume presents results of a collaborative project between the School of Oriental and African Studies (SOAS) in London, the Zentrum für allgemeine Sprachwissenschaft, Typologie und Universalienforschung (ZAS) in Berlin, and the University of Leiden. All three institutions have a strong interest in the linguistics of Bantu languages, and in 2003 decided to set up a network to compare results and to provide a platform for on-going discussion of different topics on which their research interests converged. The project received funding from the British Academy International Networks Programme, and from 2003 to 2006 seven meetings were held at the institutions involved under the title Bantu Grammar: Description and Theory, indicating the shared belief that current research in Bantu is best served by combining the description of new data with theoretically informed analysis. During the life-time of the network, and partly in conjunction with it, larger externally funded Bantu research projects have been set up at all institutions: projects on word-order and morphological marking and on phrasal phonology in Leiden, on pronominal reference, agreement and clitics in Romance and Bantu at SOAS, and on focus in Southern Bantu languages at ZAS. The papers in this volume provide a sampling of the work developed within the network and show, or so we think, how fruitful the sharing of ideas over the last three years has been. While the current British Academy-funded network is coming to an end in 2006, we hope that the cooperative structures we have established will continue to develop - and be expanded - in the future, providing many future opportunities to exchange findings and ideas about Bantu linguistics.
The Bantu language Makhuwa makes a distinction between cojoint and disjoint verb forms. Two hypotheses are made from generalisations on the distribution of the conjoint and disjoint verb forms in Makhuwa. 1) The verb appears in its conjoint form when a focal element occupies the Immediate After Verb (IAV) position; 2) the verb appears in its disjoint form when the IAV position is empty. A syntactic analysis is provided that accounts for these hypotheses if the IAV position is defined in terms of structural rather than linear adjacency between two heads in a direct c-command relation.
In the syntactic analysis two focus projections are proposed: one under TP (Ndayiragije 1999) hosting the disjoint morpheme and one under vP, to whose specifier focal elements move. Non-focal elements remain in-situ. This analysis accounts both for the strong adjacency requirement of a cojoint verb form and its focal object and for the empty IAV position that requires a verb to appear in its disjoint form.
This paper presents a sketch of the prosodic, syntactic and morphological means of expressing focus in Chitumbuka, an underdescribed Bantu language of Malawi. The chief prosodic correlate of focus is boundary narrowing – rephrasing conditioned by focus – which is used not only to signal in situ focus but also in syntactic and morphological focus constructions. Of theoretical importance is the fact that rephrasing does not lend culminative prominence to the focused constituent. Although Chitumbuka has culminative sentential stress, its position remains fixed at the right edge of the clause, independent of the position of focus. This makes Chitumbuka a challenge for theories of focus prosody which claim that the focused constituent must have culminative sentential prominence.
This paper discusses locative inversion constructions in Otjiherero against the background of previous work by Bresnan and Kanerva (1989) on the construction in Chichewa, and Demuth and Mmusi (1997) on Setswana and related languages. Locative inversion in Otjiherero is structurally similar to locative inversion in Chichewa and Setswana, but differs from these languages in that there are fewer thematic restrictions on predicates undergoing locative inversion. As Otjiherero has a three-way morphological distinction of locative subject markers, this shows that there is no relation between agreement morphology and thematic restrictions in locative inversion, confirming the result of Demuth and Mmusi. The availability of transitive predicates to participate in locative inversion in Otjiherero furthermore raises questions about the relation between locative inversion, valency, and applicative marking, and these are addressed in the paper, although further research is needed for a full analysis. In terms of function of the locative subject markers, Otjiherero presents, like Chishona, a split system where all markers support locative readings, but where one of them is also used in expletive contexts. In contrast to Chishona, though, this is the class 16, rather than the class 17 marker.
Genitive focus in Supyire
(2006)
Supyire has two distinct genitive constructions, one consisting of juxtaposed nouns, and the other marked with a particle. This study demonstrates that the marked genitive correlates significantly in natural discourse with contrastive focus as operationally defined in Myhill and Xing (1996). The method used avoids the vicious circularity of many discourse-based studies of focus. Contrastive focus, rather than being "coded", is a pragmatic construal which is dependent on other elements in the communicative context. This construal is only one of the possible construals of the marked genitive (contra Carlson 1994). In this it is not unlike other so-called "contrastive focus" constructions noted in the literature, such as contrastive stress in English.
The impact of the morphological alternation of subject markers on tense/aspect: the case of Swahili
(2006)
Subject markers for the first, second and third person singular in Southern Swahili dialects display morphological variation in that specific forms are chosen with different tense-aspect markers. This paper documents this variation in the different dialects and presents a distributional chart which reveals the symmetric patterns between these subject markers and their corresponding tense-aspect formatives. The study corroborates earlier work in the manifestation of variant morphological tense-aspect formatives of the regional dialects of Swahili by Mazrui (1983).
Introduction
(2006)
The papers in this volume reflect a number of broad themes which have emerged during the meetings of the project as particularly relevant for current Bantu linguistics. [...] The papers show that approaches to Bantu linguistics have also developed in new directions since this foundational work. For example, interaction of phonological phrasing with syntax and word order on the one hand, and with information structure on the other, is more prominent in the papers here than in earlier literature. Quite generally, the role of information structure for the understanding of Bantu syntax has become more important, in particular with respect to the expression of topic and focus, but also for the analysis of more central syntactic concerns such as questions and relative clauses. This, of course, relates to a wider development in linguistic theory to incorporate notions of topic and focus into core syntactic analysis, and it is not surprising that work on Bantu languages and on linguistic theory are closely related to each other in this respect. Another noteworthy development is the increasing interest in variation among Bantu languages which reflects the fact that more empirical evidence from more Bantu languages has become available over the last decade or so. The picture that emerges from this research is that morpho-syntactic variation in Bantu is rich and complex, and that there is strong potential to link this research to research on micro-variation in European (and other) languages, and to the study of morpho-syntactic variables, or parameters, more generally.
Modern theorists rarely agree on how to represent the categories of tense and aspect, making a consistent analysis for phenomena, such as the present perfect, more difficult to attain. It has been argued in previous analyses that the variable behavior of the present perfect between languages licenses independently motivated treatments, particularly of a morphosyntactic or semanticsyntactic nature (Giorgi & Pianesi 1997; Schmitt 2001; Ilari 2001). More specifically, the wellknown readings of the American English (AE) present perfect (resultative, experiential, persistent situation, recent past (Comrie 1976)), are at odds with the readings of the corresponding structure in Brazilian Portuguese (BP), the 'pretérito perfeito composto' (default iterativity and occasional duration (Ilari 1999)). Despite these variations, the present work, assuming a tense-aspect framework at the semantic-pragmatic interface, will provide a unified analysis for the present perfect in AE and BP, which have traditionally been treated as semantically divergent. The present perfect meaning, in conjunction with the aspectual class of the predicate, can account for the major differences between languages, particularly regarding iterativity and the "present perfect puzzle", regarding adverb compatibility.
Focus on verbal operators such as aspect or tense ("predication focus", lucidly described by Hyman & Watters (1984) under the label "auxiliary focus") has been noticed to exist in African languages of Afroasiatic and Niger-Congo affiliation, but not so far in Saharan. The Saharan language Kanuri is assumed to have substantially reorganized its TAM system, particularly in the perfective aspect domain (Cyffer [2006] dates major changes between the years 1820 and 1900). The paper discusses, for the first time in Kanuri scholarship, the existence of a neat subsystem of predication focus marking by suffix in the perfective aspect which is made up of a total of six conjugational paradigms that uniformly encode predication focus by suffix {-ò}. Kanuri dialects differ in strategies and scope of focus marking encoded in verb morphology. In the light of data from the Yerwa (Nigeria) and Manga (Niger) dialects the paper discusses some "anomalies" with regard to general focus theory which we account for by describing the "Kanuri Focus Shift" as a diachronic process which is responsible for leftward displacement of scope of focus.
Questions in Northern Sotho
(2006)
This article gives an overview of the marking of polar and constituent questions in Northern Sotho, a Bantu language of South Africa. It thereby provides a contribution to the typological investigation of sentence types in the world’s languages. As will be shown, Northern Sotho follows cross-linguistic tendencies in marking interrogative sentences: It uses intonation as main indicator in polar questions and question words as main indicator in constituent questions. Nevertheless, it also shows interesting language-specific variation, e.g. with respect to the location of raised intonation in polar questions, the presence of two pragmatically distinct question particles in polar questions, or a split in the formation of constituent questions based on the grammatical function of the questioned constituent.
Zulu shows an alternation of conjoint and disjoint (conjunctive/disjunctive, short/long) verb forms. Certain contexts suggest that the distribution of these forms is related to focus. For example, certain adverbial expressions receive a focal interpretation when preceded by a conjoint form but not when preceded by a disjoint form. Similarly, a wh-phrase must be preceded by a conjoint form. This has led some researchers to argue or suggest that the alternation encodes focus directly. This paper examines two different focal hypotheses, one in which a disjoint form encodes focus on the verb and another in which the conjoint form encodes focus on the element following the verb. It is shown that both of these hypotheses are inadequate because certain contexts requiring the conjoint form do not display the predicted focal interpretation. Relativization morphology is argued to also support an analysis independent of focus. It is proposed that the alternation is regulated entirely by the position of the verb within the surface constituencies first proposed in Van der Spuy (1993) and that the associated focal interpretations are the result of a range of interpretations permitted within the different constituencies. Elements remaining within the relevant constituent are nontopical, and focus is one of a range of interpretations they can receive.
Beria, a member of the Saharan language family, is one of the rare languages in Africa exhibiting both an ergative and an active/agentive alignment system of grammatical relations.1 While the active/agentive pattern is shown by the participant reference markers, the ergative pattern is attested both in the constituent order and in the focus markers on the core constituents. In the pragmatically unmarked constituent order, the Agent constituent precedes the Patient constituent. An unmarked single constituent immediately preceding the verb may represent a Patient or a Subject argument. In this position, the Agent constituent requires the clitic GU. The focused Patient and Subject constituents are both either marked by the clitic DI or by a cleft construction.
In this paper I argue that the syntax of Eastern Bantu does not make reference to the notion 'syntactic object'. That is, there is no linguistic category of objects that is the target of syntactic rules in Eastern Bantu languages. Instead I propose that syntactic rules broadly distinguish complements and adjuncts as well as category type of complement or adjunct. I argue that Bantu languages are typologically special in that (a) the verb complement structure can be expanded by the valency increasing applicative suffix; and (b) that the class of adjuncts can be expanded through verb concord licensing. Because of these properties, Bantu languages have a much-expanded notion of 'complement' and 'adjunct'. Namely, complements consist of (a) inherent complements (subcategorised by the lexical verb), and (b) derived complements (licensed by the applicative suffix). Adjuncts consist of (a) non-subcategorised modifying constituents in the usual sense and (b) phrases that are licensed by verb concord (i.e. Topics in Bresnan and Mchombo (1987)). I propose that most the differences in the licensing of objects in Bantu are due to two causes: (a) the unusual split in the composition of complements and adjuncts and (b) a set of typological parameter settings.
Complex focus versus double focus : investigations on multiple focus interpretations in Hungarian
(2006)
The main aim of this paper is to point out several problems with the semantic analysis of Hungarian focus interpretation and 'only'. For current semantic analyses the interpretation of Hungarian identificational/exhaustive focus and 'only' is problematic, since in classical semantic analyses 'only' is identified with an exhaustivity operator. In this paper I will discuss multiple focus constructions and question-answer pairs in Hungarian to show that such a view cannot be applied to Hungarian exhaustive focus. Next to this I will discuss possible interpretations of Hungarian sentences containing multiple prosodic foci: complex focus versus double focus. My claim is that in order to interpret multiple focus (in Hungarian) we have to take into consideration the different intonation patterns, the occurrence of 'only', and the syntactic structure as well.
Many analyses of existential sentences have focused attention on determining which of its elements constitutes the logical subject and predicate, and this has proven to be a not uncontroversial topic of research. Some, from both syntactic and semantic points of view, have argued that there is a subject (cf. Williams 1994) others that it is a predicate (cf. Moro 1997). Similarly, some have argued that the associate NP is a logical subject, others that it is apredicate (Higginbotham 1987).
One logical possibility that has not (to my knowledge) been pursued in the linguistics literature is that these statements are not of the form subject-predicate, a possibility that has been taken up in the philosophical literature by P.F. Strawson (1959). He claims that there are such statements and that their form is simpler than that of subject-predicate statements because it does not, and cannot, involve an expression that makes reference to an individual. Not involving reference to an individual, these sentences are therefore are made true by different means than a subject-predicate statement whose truth, in the simplest cases, depends on the denotation of the subject being a member of the denotation of the predicate. Of interest from the point of view of the present discussion is his claim that existential statements are examples of this kind of statement, which he calls a feature-placing statement. The truth of a statement of the form feature-placer requires that something with the set of features denoted by the associate NP exist at the location or coordinates expressed by the placer. In an existential sentence we can take the associate NP as the feature-denoting expression and the coda-XP as the placer.
This paper focuses on different subtypes of constructions involving temporally bounded quantification, e.g. sequences like David visited Rome three times followed by temporal phrases as different as (i) last year, which defines a time interval; (ii) in less that two months, which defines an amount of time; and (iii) per month, which refers to a time unit. As for the first two types of temporal phrases, data will be presented which shows that they have specific linguistic properties in these quantifying contexts, and do not behave exactly as the locating or duration adverbials they are superficially identical with. The third type of phrases will receive special attention. Structures with frequency adverbials like n times per month will be analysed compositionally, separating the quantified component n times from the temporally binding phrase per month (whose role is comparable to that of adverbials (i) and (ii) in the relevant constructions). The data presented is mainly from Portuguese, although the issues at stake – the linguistic properties of temporally bounded quantification – are obviously relevant to parallel constructions in other languages.
There is an elegant account, proposed by Beaver and Condoravdi (2003), that assumes that the temporal connectives before and after are converses (i.e., they are analyzed by means of a unified lexical schema), and that explains away their different logical and veridical behavior appealing to other factors. There is an elegant explanation that connects the licensing of Polarity Items to informational strengthening requirements: Polarity Items are viewed as existentials that lead to a widening of the domain of quantification, and they are predicted to be legitimate only when this widening leads to a stronger statement (roughly, in downward monotone contexts). My plan is to connect these two approaches – by proposing an amendment in the definition Beaver and Condoravdi presented for before and after that is meant to account also for their Polarity Items licensing behavior.
On describing word order
(2006)
One aspect that is always discussed in language descriptions, no matter how short they may be, is word order. Beginning with Greenberg 1963, it has been common to talk about word order using expressions such as "X is an SOV language", where "S" represents "subject", "0" represents "object", and "V" represents "verb". Statements such as this are based on an assumption of comparability, an assumption that all languages manifest the categories represented by "S", "0", and "V" (among others), and that word order in all languages can be described (and compared) using these categories.
Based on a Relevance Theory-informed view of language development, this paper argues that grammatical relations are construction-specific conventionalizations (grammaticalizations) of implicatures which arise out of repeated patterns of reference to particular types of referents. Once conventionalized, these structures function to constrain the hearer's identification of referents in discourse. As they are construction-specific, and hence language-specific, there is no category "subject" across languages; different languages will either show this type of grammaticalization or not, and if they do, may show it or not in different constructions. Any cross-linguistic use of terms such as "subject" (and "S", as in "SOV") should then be avoided.
Our paper aims at capturing the distribution of negative polarity items (NPIs) within lexicalized Tree Adjoining Grammar (LTAG). The condition under which an NPI can occur in a sentence is for it to be in the scope of a negation with no quantifiers scopally intervening. We model this restriction within a recent framework for LTAG semantics based on semantic unification. The proposed analysis provides features that signal the presence of a negation in the semantics and that specify its scope. We extend our analysis to modelling the interaction of NPI licensing and neg raising constructions.
These proceedings, also online available as No. 46 in the ZAS Papers in Linguistics series under http://www.zas.gwz-berlin.de/index.html?publications_zaspil have resulted from the International Conference "Focus in African languages" held October 6-8, 2005 at the Zentrum für Allgemeine Sprachwissenschaft (ZAS) in Berlin. The conference was cooperatively organized by the latter, together with the Collaborative Research Center (Sonderforschungsforschungsbereich) 632, generously funded by the German Research Foundation (DFG). It was the first conference bringing together colleagues working on this topic from all over the world in such scale.
Even though this volume contains only ten contributions out of the 35 papers presented at the conference, it displays the wide range of approaches, subjects and languages studied in the field of information structure in African languages. The collection thus reflects the synergetic atmosphere of the conference.
In the name of all organizers (Laura Downing, Ines Fiedler, Katharina Hartmann, Brigitte Reineke, Anne Schwarz, Sabine Zerbian, Malte Zimmermann) we would like to take this opportunity to thank the participant reviewers and student assistants for their contributions by which the conference became such a fruitful forum for inspiring and seminal studies in this field. Also special thanks for their effort in copy editing to our research assistants Lars Marstaller and Paul Starzmann.
This paper demonstrates that there are no empirical and theoretical motivations for regarding verbal predicate focus constructions as (diachronically) derived from cleft constructions. Instead, it is argued that predicate fronting for the purpose of focus or topic is comparable to verb (phrase) fronting structures in other languages (e.g., Germanic). The proposed analysis further indicates that related doubling strategies observed in certain languages are the consequences of parallel chains that license the fronted verb (phrase) in the left periphery, and the Agree-tense-aspect features inside the proposition.
The paper investigates the interaction of focus and adverbial quantification in Hausa, a Chadic tone language spoken in West Africa. The discussion focuses on similarities and differences between intonation and tone languages concerning the way in which adverbial quantifiers (AQs) and focus particles (FPs) associate with focus constituents. It is shown that the association of AQs with focused elements does not differ fundamentally in intonation and tone languages such as Hausa, despite the fact that focus marking in Hausa works quite differently. This may hint at the existence of a universal mechanism behind the interpretation of adverbial quantifiers across languages. From a theoretical perspective, the Hausa data can be taken as evidence in favour of pragmatic approaches to the focus-sensitivity of AQs, such as e.g. Beaver & Clark (2003).
We propose a compositional analysis for sentences of the kind "You only have to go to the North End to get good cheese", referred to as the Sufficiency Modal Construction in the recent literature. We argue that the SMC is ambiguous depending on the kind of ordering induced by only. So is the exceptive construction – its cross-linguistic counterpart. Only is treated as inducing either a 'comparative possibility' scale or an 'implication-based' partial order on propositions. The properties of the 'comparative possibility' scale explain the absence of the prejacent presupposition that is usually associated with only. By integrating the scalarity into the semantics of the SMC, we explain the polarity facts observed in both variants of the construction. The sufficiency meaning component is argued to be due to a pragmatic inference.
Multiple modals construction
(2006)
Modal items of different semantic types can only be combined in a specific order. Epistemic items, for instance, cannot be embedded under deontic ones. I'll argue that this fact cannot be explained by the current semantic theories of modality. A solution to this problem will be developed in an update semantics framework. On the semantic side, a distinction will be drawn between circumstantial information about the world and information about duties, whereas I'll use Nuyts' notion of m-performativity to account for certain use of the modal items.
Kripke's "modal argument" uses consideration about scope within modal contexts to show that proper names and definite descriptions must be of two different semantic types. I reexamine the data that is used to motivate Kripke's argument, and suggest that it, in fact, indicates that proper names behave exactly like a certain type of definite description, which I call "particularized" descriptions.
Semantic and pragmatic properties of the Yorùbá focus construction have not been fully examined. This paper investigates presupposition, exhaustivity effects, and felicity conditions in some of its attested forms. Yorùbá focus does not trigger existence presuppositions, it does not have any obligatory exhaustivity effects, and argument focus and predicate focus behave differently with respect to question-answer congruence. These properties are compatible Déchaine’s analysis (2002) of Yorùbá focus as inverse predication, essentially a type of cleft.
This paper revisits the question of whether propositions in situation semantics must be persistent (Kratzer (1989)). It shows that ignoring persistence causes empirical problems to theories which use quantification over minimal situations as a solution for donkey anaphora (Elbourne (2005)), while at the same time modifying these theories to incorporate persistence makes them incompatible with the use of situations for contextual restriction (Kratzer (2004)).
Die Hauptthese dieser Dissertation ist, dass Nord-Sotho keinen obligatorischen Gebrauch von grammatischen Mitteln zur Markierung von Fokus macht, weder in der Syntax noch in der Prosodie oder Morphologie. Trotzdem strukturiert diese Sprache eine Äußerung nach informationsstrukturellen Aspekten. Konstituenten, die im Diskurs gegeben sind, werden entweder getilgt, pronominalisiert oder an den rechten oder linken Satzrand versetzt. Diese (morpho-)syntaktischen Prozesse wirken so zusammen, dass die fokussierte Konstituente oft final in ihrem Teilsatz erscheint. Obwohl die finale Position keine designierte Fokusposition ist, ist das Wissen um diese Tendenz doch entscheidend für das Verständnis einer morphologischen Alternation, die in Nord-Sotho am Verb erscheint und die in der Literatur im Zusammenhang mit Fokus diskutiert wurde.
Obwohl also ein direkter grammatischer Ausdruck von formaler F(okus)-Markierung im Nord-Sotho fehlt, ist F-Markierung trotzdem entscheidend für die Grammatik dieser Sprache: Fokussierte logische Subjekte können nicht in kanonischer präverbaler Position erscheinen. Sie erscheinen stattdessen entweder postverbal oder in einem Spaltsatz, abhängig von der Valenz des Verbs. Obwohl Nord-Sotho bei Objekten im Gebrauch von Spaltsätzen eine Korrespondenz von komplexer Form mit komplexer Bedeutung zeigt, gilt diese Korrespondenz nicht für logische Subjekte.
Die vorliegende Dissertation modelliert die oben genannten Ergebnisse im theoretischen Rahmen der Optimalitätstheorie (OT). Syntaktischer in situ Fokus und die Abwesenheit von prosodischer Fokusmarkierung können mit unkontroversen Beschränkungen erfasst werden. Für die Ungrammatikaliät fokussierter logischer Subjekte in präverbaler Position schlägt die vorliegende Arbeit die Modifizierung einer in der Literatur vorhandenen Beschränkung vor, die in Nord-Sotho von entscheidener Bedeutung ist. Die Form-Bedeutungs-Korrespondenz wird, wie andere Phänomene pragmatischer Arbeitsteilung auch, innerhalb der schwach bidirektionalen Optimalitätstheorie behandelt.
Khoekhoe syntax exhibits an unusually flexible constituent structure. Any constituent with a lexical head can be preposed into the focal initial slot immediately before the PGN-marker that marks the subject position. Two strategies of focalisation by foregrounding need to be distinguished: inversion and fronting. Inversion amounts to an inversion of subject and predicate in their entirety. Such sentences have two readings, though, according to their underlying constituent structure: "predicative" or "copulative". Fronting amounts to the preposing of a lexical constituent into the focal initial slot, with subsequent dislocation of the lexical specification of the subject from that slot.
The present analysis has wider implications, particularly: The generally accepted view that Khoekhoe has coreferential/equational "copulative" sentences of the type NPsubject = NPcomplement is a fallacy. Such sentences actually are sentences with their predicate fronted into the focal initial slot. They amount to cleft constructions.
The fact that the primary focal position is immediately before the PGNmarker of the subject is further independent evidence for the "desentential hypothesis", according to which subject and object NPs in the underlying matrix sentence consist of only an enclitic PGN-marker, and for the claim that Khoekhoe underlyingly is a SVO language, not a SOV language as generally held. By implication these findings affect the analysis of other Central Khoesaan languages.
Languages cross-linguistically differ with respect to whether they accept or ban True Negative Imperatives (TNIs). In this paper I show that this ban follows from three generally accepted assumptions: (i) the fact that the operator that encodes the illocutionary force of an imperative universally takes scope from C°; (ii) the fact that this operator may not be operated on by a negative operator and (iii) the Head Movement Constraint (an instance of Relativized Minimality). In my paper I argue that languages differ too with respect to both the syntactic status (head/phrasal) and the semantic value (negative/non-negative) of their negative markers. Given these difference across languages and the analysis of TNIs based on the three above mentioned assumptions, two typological generalisations can be predicted: (i) every language with an overt negative marker X° that is semantically negative bans TNIs; and (ii) every language that bans TNIs exhibits an overt negative marker X°. I demonstrate in my paper that both typological predictions are born out.
In this paper I discuss four type of bare nominal, and note that, in some sense, all of them appear to imply stereotypicality. I consider an account in terms of Bidirectional Optimality Theory: unmarked (bare) forms give rise to unmarked (stereotypical) interpretations. However, it turns out that, while the form of bare numerals is unmarked, the interpretation sometimes is not. I suggest that the crucial notion is not unmarkedness, but optimal inference: unmarked forms give rise to interpretations that are best used for drawing inferences. I propose a revision of Bidirectional Optimality Theory to reflect this.
In this paper I present five alternations of the verb system of Modern Greek, which are recurrently mapped on the syntactic frame NPi__NP. The actual claim is that only the participation in alternations and/or the allocation to an alternation variant can reliably determine the relation between a verb derivative and its base. In the second part, the conceptual structures and semantic/situational fields of a large number of “-ízo” derivatives appearing inside alternation classes are presented. The restricted character of the conceptual and situational preferences inside alternations classes suggests the dominant character of the alternations component.
Focus theories distinguish different types of focus according to the pragmatic conditions or communicative point on the one side and different scopes of focus on the other side. The assertion in term focus constructions (Dik 1989), called by others argument focus constructions or identificational sentences (Lambrecht 1994), has the purpose of establishing a relation between an argument and an open proposition. Kar, a north-eastern Senufo language of Burkina Faso, which has the basic word order S-Aux-O-V-other, has at its disposal different strategies to mark argument focus, among them fronting of the focused item. In many West African languages the displacement of the focused argument involves other devices, such as the use of special verb forms. In Kar fronting of a focused argument requires the use of special pronouns in the out-of-focus part of the sentence, called background subject pronouns. They are used in other backgrounded contexts, too, for example in relative clauses, adverbial clauses and constituent questions. Their inconsistent use is attributed to a particular sociolinguistic situation in which the data has been collected. The use of the same focus strategies for completive and contrastive focus suggests that Kar does not distinguish pragmatic conditions on the level of sentence grammar.
Several analysis of Coordination of Unlikes have been proposed within the HPSG framework. In some of these approaches the possible combinations of 'unlike categories' are encoded in the grammar, while other accounts resort to an independently motivated ellipsis analysis. In this paper we provide further arguments in favor of the latter. However, some problematic cases of Coordination of Unlikes in certain S-adjoining constructions are left unaccounted for. We propose a general analysis of these S-adjoining constructions, and in doing so, the problematic coordination cases are predicted without the need for further assumptions.
The "flexibility" of gender in Tigrinya is uncovered by (i) setting a value for gender for each noun at the lexical level (i.e. bare controllers) and (ii) analysing gender shifts as signals for evaluations (i.e. evaluated controllers). The analysis is formalized as lexical rules which change the value of gend and add an elementary predication in the rels list.
It has often been argued that Non-Constituent Coordinations involve ellipsis. Focussing in this paper on so-called 'Argument Cluster Coordination', we provide empirical evidence drawn from French against such elliptical analyses. We then sketch an alternative approach within HPSG, allowing non-standard constituents to be conjoined in the scope of some shared predicate. While such non-standard constituents are generally obtained by relaxing phrase structure, we propose analyzing them as non-headed constructions, deriving their unusual properties from the interplay of two different sets of constraints: those imposed by coordination and those imposed by predicates that select such clusters as arguments.
In this paper, we present an analysis of noun phrases with elided nouns that dispenses with the positing of empty categories and preserves the NP structure assumed for NPs with overt nouns, modulo the absence of the head noun. On a par with existing traceless analyses of long distance dependencies, this is proposed as a further step towards a more lean theory of grammar, without phonetically null items.
Situations in which conflicting constraints clash can potentially provide linguists with insights into the architecture of grammar. This paper deals with such a case. When predicative modifiers of morphologically rich languages head relative clauses, they are involved in two, sometimes conflicting, agreement relationships. Different languages adopt different strategies in order to resolve situations of conflicting constraints. This paper focuses on Standard Arabic and the hybrid agreement strategy which it employs. It argues that the HPSG theory of agreement, which distinguishes between morphosyntactic and semantic agreement, constitutes an appropriate framework for accounting for the phenomenon. In addition, it shows that contrary to claims made by Doron and Reintges (2005), a non-derivational framework such as HPSG is adequate for accounting for this non-trivial agreement pattern. Moreover, with a constructional approach, whereby constraints can target syntactic structures above the lexical level, better empirical coverage is achieved.
Since Pollard and Sag (1994) it has been assumed that raising involves full structure sharing, whereas a control verb merely shares the content of one of the lower verb's arguments. This has been considered a property of the phenomena, despite the fact that Pollard and Sag (1994) present this syntactic difference as a hypothesis confirmed for Icelandic only. In this paper we discuss the difference between raising and control from the perspective of Dutch and German passives. It has already been shown by Van Noord and Kordoni (2005) that the secondary object passives in these languages are raising structures, in which the case of the raised argument changes. In this paper we provide additional evidence for the raising analysis, and we propose a new analysis, which allows for a uniform account of Dutch and German passives as raising structures. Przepiorkowski and Rosen (2004) show that control may exhibit case transmission; the data presented in this paper shows that raising may not. Therefore, we claim that the distinction between raising and control is found in theta-role assignment. Syntactically they tend to behave differently, but they may also behave in the exact same way.
The purpose of this paper is to consider the proper treatment of short- and long-fronted adjuncts within HPSG. In the earlier HPSG analyses, a rigid link between linear order and constituent structure determines the linear position of such adjuncts in the sentence-initial position. This paper will argue that there is a body of data which suggests that adjunct fronting does not work as these approaches predict. I will then show that linearisation-based HPSG can provide a fairly straightforward account of the facts.
American Sign Language (ASL) has a group of verbs showing agreement with the subject or/and object argument. There has not been analysis on especially number agreement. This paper analyzes person and number agreement within the HPSG framework. I discuss person and number hierarchy in ASL. The argument of agreement verbs can be omitted as in languages like Italian. The constraints on the type agreement-verb have the information on argument optionality.
In this contribution we will argue that negative polarity is a collocational phenomenon that does not follow from other properties of the respective lexical elements. With German data as evidence, we will follow a proposal by van der Wouden and treat Negative Polarity Items (NPIs) as collocates which must be licensed by abstract semantic properties of their contexts. Using a collocation module for HPSG, which has been independently motivated for bound words and idioms, we will show how to restrict the occurrence of NPIs to legitimate environments, starting from the negativity hierarchy of licensing environments by Zwarts. Besides a more fine-grained semantic licenser hierarchy, we will establish syntactic licensing domains and general collocational restrictions of NPIs.
Comparative correlative (CC) constructions have received much attention in recent years. Major issues have been whether they involve special constructions and whether they have symmetric or asymmetric structures. Evidence from Romance suggests that they require special constructions and that they may be either symmetric or asymmetric. French has a single construction which is asymmetric for some speakers and symmetric for others. Spanish has two distinct constructions, one asymmetric and the other symmetric with quite different properties. The facts can be accommodated in a straightforward way within construction-based HPSG.
Languages often require negation to be realized in a prominent position. A well known example is Italian, which seems to require a pre-verbal realization of negation. Some other languages require negation to be in a prominent position but do not require it to be pre-verbal. An example is Swedish. Working within Lexical Functional Grammar (LFG), Sells (2000) proposes that Swedish requires a negative element which is not inside VP and that Italian has the same constraint. Similar facts are found in the VSO language Welsh. However, Sellss approach cannot be applied to Welsh. Borsley and Jones (2005) develop a selectional approach to Welsh, in which certain verbs require a negative complement. This works well for Welsh but cannot be applied to Swedish or Italian. A similar approach to all three languages is possible within the linearization-based version of Head-driven Phrase Structure Grammar (HPSG) developed by Kathol (2000). It seems, then, that a linear approach is preferable to both a structural and a selectional approach.
The treatment of French causatives and pronominal affixes outlined in Miller and Sag (1997) and Abeillé et al. (1998) is notable for its comprehensive coverage and analytic detail, but it relies on a number of ad hoc features and types that have little empirical justification. We sketch a new treatment of the same data set, which eliminates multiple lexical entries for the causative, as well as a number of other undesirable analytic devices. Our account builds on a long-standing observation that seeming irregularities in the system of case assignment to the causee of faire are not in fact exceptional, but determined by the general case assignment behavior of transitive verbs. This generalization, first incorporated into an HPSG analysis by Bratt (1990), was abandoned in subsequent HPSG work that sought to expand the coverage of French beyond that of Bratt's analysis. Our goal here is to show that broad coverage need not come at the expense of linguistically significant generalizations.
The Japanese language is one of the languages where universal and existential quantification are expressed using wh-words with the conjunctive and disjunctive particles, respectively. In this paper, inspired by the syntactic and semantic parallelism found in Japanese between quantification, coordination, and question, we seek to analyze these constructions in a unified fashion. We investigate various phenomena of these constructions and show how these three constructions can be uniformly analyzed as cases where abstracted arguments are questioned or quantified for verbs. We then present an HPSG formalization of the analysis.
This paper presents an overview of a proposed linearisation grammar, which relies solely upon information residing in lexical heads to constrain word order. Word order information, which encompasses discontinuity as well as linear precedence conditions, is explicitly encoded as part of the feature structure of lexical heads, thus dispensing with a separate LP specification or 'phenogrammatical' layer standardly posited for linearisation. Instead, such lexicon-originated word order constraints are enforced in projections, propagated upwards and accumulated in the compound PHON feature, which represents phonological yields in an underspecified manner. Though limited somewhat in generative capacity, this approach covers the key phenomena that motivated linearisation grammars and offers a simpler alternative to the standard DOM-oriented theory.
This paper looks at sentences with "quantificational indefinites," discussed by Diesing (1992) and others. I propose that these sentences generate sets of alternatives of the form {p, not p and it's possible that p}, which restrict the quantification by an extension of familiar focus principles. For example, in the sentence "I usually read a book about slugs" (on the relevant reading), "usually" quantifies over pairs <x,t> such that x is a book about slugs, t is a time interval, and one alternative is true from the set {I read x at t, I can but do not read x at t}. In addition to accounting for a well-known contrast between creation and non-creation verbs, this also explains a second contrast that Diesing’s analysis cannot account for.
Russian and Spanish each have two variants of the predicational copular sentence. In Russian, the variation concerns the case of the predicate phrase, which can be nominative or instrumental, while in Spanish, the variation involves the choice of the copular verb, either ser or estar. It is shown that the choice of the particular variant of copular sentence in both languages depends on the speaker’s perspective, i.e., on whether or not the predication is linked to a specific topic situation.
We study the formal and pragmatic properties of the 'reinforced negation construction' in Italian, which, unlike the regular negative sentence, contains both non and an n-word in preverbal position. On the one hand, this construction relies on a more general construction (positive or negative), which is pragmatically associated with reprise assertion, on the other hand, it uses non without the usual constraints attached to it. We propose that this unfaithful recycling is a pattern for creating a form dedicated to metalinguistic negation. Our analysis integrates both negative types of negative forms with their formal and pragmatic properties.
This paper proposes a projectionist account of the unexpressed object alternations in HPSG. The approach is based on the two-level mapping mechanism, developed in Manning and Sag (1998) and Sag et al (2003). The proposed analysis keeps identical argument structure values in the lexeme description of both valence alternatives, while different surface valence values are related by a lexical rule.
The HPSG model is applied cross-linguistically to English and Bulgarian. Some Bulgarian-specific traits, such as the limited alternation range and the grammaticalized aspect, related to the formal characteristics of the unexpressed object alternations, are discussed and interpreted within HPSG.
Abstract: A functional typology of copular be in Russian allows us to systematically relate variants of predication with and without copula. The analysis sketched in this article does not need empty categories; neither does it have to stipulate categories, category changes or constituents that are not morphologically signalled. With regard to HPSG formalization, the presented approach independently motivates the use of features and mechanisms that are already available in this framework.
Russian shows the mixed agreement with the polite pronoun vy and pluralia tantum nouns, both of which have plural number in form but either singular or plural number in meaning. Two different forms of adjectives – short form and long form – agree in different number with those number mismatch nominals.
I adopted the idea of Siegel (1976) etc. that when a long-form adjective appears in the predicate position, there is always a null head that it modifies, with the HPSG's agreement theory of Wechsler & Zlatic (2003). I propose that all predicates – verbs, SF and LF adjectives – except predicate nominals show CONCORD agreement. LF adjectives show CONC agreement with the null anaphor 'one'. The different number values of LF adjectives results from index agreement between the null anaphor and the subject of the sentence.
Starting from the basic observation that, across languages, the anticausative variant of an alternating verb systematically involves morphological marking that is shared by passive verbs, the goal of this paper is to provide a uniform and formal account of these arguably two different construction types. The central claim that I put forward is that passives and anticausatives differ only with respect to the event-type features of the verb but both arise through the same operation, namely suppression by special morphology of a feature in v that encodes the ontological event type of the verb. Crucially, I argue for two syntactic primitives, namely act and cause, whereto I trace the passive/anticausative distinction. Passive constructions across languages are made compatible by relegating the differences to simple combinatorial properties of verb and prepositional types and their interactions with other event functors, which are in turn encoded differently morphologically across languages. New arguments are brought forward for a causative analysis of anticausatives. Agentive adverbials are examined, and doubt is cast on the usefulness of by-phrases as a diagnostic for argumenthood.
This paper attempts to decompose the Motion event into such elements as Figure, Path, Vector, and Ground based upon Talmy's framework, which makes it possible to formally analyze and compare the lexical semantics of the deictic motion verbs within and across languages. It is shown that the difference in interpretations of the Path is attributable to the lexical specifications of both deictic motion verbs and locative phrases. It is argued that deictic motion verbs can be lexically specified for the entailment of arrival only if they express the Path eventually directed to the deictic center. A formal analysis is given based upon the HPSG framework in order to identify the elements of a Motion event contributed by each element of a verb phrase, and to determine the compositional fashion in which they are combined to give the interpretation of the verb phrase as a whole.
The study offers a discourse-based account of the Spanish copula forms ser and estar, which are generally considered to be lexical exponents of the stage-level/individual-level contrast. It argues against the popular view that the distinction between SLPs and ILPs rests on a fundamental cognitive division of the world that is reflected in the grammar. As it happens, conceptual oppositions like “temporary vs. permanent” or “arbitrary vs. essential“ provide only a preference for the interpretation of estar and ser. In addition, the evidence for an SLP/ILP impact on the grammar turns out to be far less conclusive than is currently assumed. The study argues against event-based accounts of the ser/estar contrast in particular, showing that ser and estar pattern alike in failing all of the standard eventuality tests. The discourse-based account proposed instead assumes that ser and estar both display the same lexical semantics (which is identical to the semantics of English be, German sein, etc.); estar differs from ser only in presupposing a relation to a specific discourse situation. By using estar a speaker restricts his or her claim to a specific discourse situation, whereas by using ser, the speaker makes no such restriction. The preference for interpreting estar predications as denoting temporary properties and ser predications as denoting permanent properties follows from economy principles driving the pragmatic legitimation of estars discourse dependence. The analysis proposed in this paper can also account for the observation that ser predications do not give rise to thetic judgements. The proposal is couched in terms of the framework of DRT.
“Comments are very welcome!” This basic attitude and the many ways of implementing it contribute immensely to the fascination of engaging in scientific research. I am grateful to Theoretical Linguistics for providing a public platform for this kind of scholarly exchange and I thank all commentators for their thoughtful, stimulating, and often challenging contributions to my target article. My response will address two main issues that are raised by the commentaries. The first issue is shaped by a cluster of questions relating to ontology. The second issue concerns questions of methodology pertaining in particular to the problem of judging data.
Since Donald Davidson’s seminal work “The Logical Form of Action Sentences” (1967) event arguments have become an integral component of virtually every semantic theory. Over the past years Davidson´s proposal has been continuously extended such that nowadays event(uality) arguments are generally associated not only with action verbs but with predicates of all sorts. The reasons for such an extension are seldom explicitly justified. Most problematical in this respect is the case of stative expressions. By taking a closer look at copula sentences the present study assesses the legitimacy of stretching the Davidsonian notion of events and discusses its consequences. A careful application of some standard eventuality diagnostics (perception reports, combination with locative modifiers and manner adverbials) as well as some new diagnostics (behavior of certain degree adverbials) reveals that copular expressions do not behave as expected under a Davidsonian perspective: they fail all eventuality tests, regardless of whether they represent stage-level or individual-level predicates. In this respect, copular expressions pattern with stative verbs like know, hate, and resemble, which in turn differ sharply from state verbs like stand, sit, and sleep. The latter pass all of the eventuality tests and therefore qualify as true “Davidsonian state” expressions. On the basis of these empirical observations and taking up ideas of Kim (1969, 1976) and Asher (1993, 2000), an alternative account of copular expressions (and stative verbs) is provided, according to which the copula introduces a referential argument for a temporally bound property exemplification (= “Kimian state”). Considerations on some logical properties, viz. closure conditions and the latent infinite regress of eventualities, suggest that supplementing Davidsonian eventualities with Kimian states may yield not only a more adequate analysis of copula sentences but also a better understanding of eventualities in general.
In many languages, a passive-like meaning may be obtained through a noncanonical passive construction. The get passive (1b) in English, the se faire passive (2b) in French and the kriegen passive (3b) in German represent typical manifestations. This squib focuses on the behavior of the get-passive in English and discusses a number of restrictions associated with it as well as the status of get.
This paper provides an analysis of an alternative strategy to A´-movement in both German and Dutch where the extracted constituent is preceded by a preposition and a coreferential pronoun appears in the extraction site. The construction has properties of both binding and movement: Whereas reconstruction effects suggest movement out of the embedded clause, there is strong evidence that the operator constituent is linked to an A-position in the matrix clause; this paradox is resolved by assuming a Control-like approach that involves movement from the embedded clause into a theta-position in the matrix clause with subsequent short A´- movement. The coreferential pronoun is interpreted as a resumptive heading a Big-DP which hosts the antecedent in its specifier.
Georgian is a language allowing reflexives to be marked by ergative. The subject use of the Georgian reflexive phrase was first documented with causative verbs by Asatiani (1982). The later works such as (Amiridze and Everaert, 2000), (Amiridze, 2003), (Amiridze, 2004) discuss the use with object-experiencer verbs and transitive verbs on non-agentive reading. The present paper offers the first hand data on subject uses of the Georgian reflexive phrase with transitive verbs on their agentive reading in special contexts (such as a twin context, Madame Tussaud context, etc.) which are problematic for the Binding Theory of Chomsky (1981) as well as for the Reflexivity Theory of Reinhart and Reuland (1993). The data could be accounted for within the approach developed in (Reuland, 2001). However, the subject uses of the Georgian reciprocal ertmanet- leave the issue of subject anaphors open.
HPSG accounts of filler-gap dependencies hold considerable potential for explaining the cross-linguistic variation in unbounded dependency constructions (UDCs), specifically filler-gap dependencies. This potential comes from the SLASH specifications that are posited in all nodes along the extraction path (the path between filler and gap). However, as Hukari and Levine (1994, 1995, 1996) have observed, the HPSG analysis presented by Pollard and Sag (1994) fails to embody the generalizations required in order to explain key universal properties of UDCs, in particular the ˋregistration' of such dependencies in cases of subject- and adverb-extraction. This demonstration led Bouma et al. (2001) to propose a revised UDC analysis that avoids these difficulties by ˋthreading' the SLASH specfications through all heads within an extraction domain. However, Levine (2002) points out that this analysis encounters a new difficulty concerning the interaction of extraction and coordination. This paper revisits these issues, arguing that a small modification of the BMS analysis provides a solution to the important problem observed by Levine.
The present paper investigates a certain subset of clause linkage phenomena and develops a constraint-based account to the empirical fact that clauses need to be distinguished with respect to their degree of integratedness into a potential matrix clause. Considering as example German, it is shown that the generally assumed twofold distinction between main and subordinate clauses (or root and embedded clauses) does not suffice to deal with the presented data. It is argued that the discussed linkage phenomena originate from syntactic, semantic and pragmatic properties of the clauses involved, and should hence be encoded in grammar.
We present a method for automatic RMRS semantics construction from dependency structures, following the semantic algebra of Copestake et al. (2001). We have applied this method to a subset of the TIGER Dependency Bank for German (Forst et al., 2004) to obtain a semantic treebank for (HPSG) parser evaluation. We describe the semantics construction mechanism and give evaluation figures from manual validation of the treebank. These indicate high precision of the automatic RMRS construction process.
I examine the semantic contrasts exhibited by argument/oblique alternations (argument realization alternations where one or more participants may be realized either as a direct argument or an oblique). Previous HPSG accounts of these have proposed that alternating verbs are ambiguous, where each variant has a structured semantics that makes different participants more or less structurally prominent in the semantic representation. I argue that such accounts fail to capture the full richness of the contrasts exhibited by such alternations, and propose instead a model that derives alternations from the lexical entailments each verb associates with the alternating participant.
In this paper we present a proposal to integrate pragmatic information, both from the preceding discourse and the extra-linguistic context, in the grammar. We provide an analysis of elliptical fragments according to how they are anchored to the context and the kind of resolution they require. We also present an alternative view about the syntax of fragments.
As has been shown in other Polynesian languages, in Tongan, adnominal elements can modify incorporated nouns in the noun incorporation construction. Two analysis are considered in this paper for understanding this construction within HPSG. The first, lexical sharing (Kim and Sells, this volume), views the verbs that include incorporated nouns as being single words corresponding to two syntactic atoms. However, this analysis makes incorrect predictions on the transitivity of incorporation clauses. A second analysis, extending Malouf (1999), views these words as verbs, but with some of the combinatorial properties of nouns. This offers both a better account of the data, and preserves the more restrictive theory of the morphology-syntax interface.
This paper proposes a distinct approach to local binding effects for reflexives and pronominals in English whereby the nature of local binding domains is a by-product of the incremental interpretation of syntactic derivations (Uriageraka 1999, Chomsky 2000, 2001), emphasizing the role of the Conceptual /Intentional interface and the computational system (i.e. bare output conditions) in shaping general principles of grammars. A significant development of the Minimalist framework is the proposal that derivations operate through phases or multiple spell outs, which allows to reduce the strict cyclicity of derivations, and related locality effects of movement, to interface (bare output) conditions and economy conditions. In this paper I propose that incremental interpretation can further capture local binding domains effects of conditions A and B of Chomsky's (1981, 1986) Binding Theory. Basically, local binding domains are shown to correspond to accessible phase domains. Our proposal hence contrasts with standard analyses (e.g. Reinhart and Reuland 1993, Pollard and Sag 1992) that define co-argumenthood as the core factor from which binding conditions are developed. Our proposal also provides a new perspective on the core contrasts between A-chain and A-bar chain w.r.t. binding and scope reconstruction effects and argues that checking of the uninterpretable feature Case is what defines potential phase domains.
Syncretism in German: A unified approach to underspecification, indeterminacy, and likeness of case
(2005)
In this paper I address the phenomenon of syncretism in German and show how Flickinger (2000)'s approach to related issues in English can be adapted to provide a compact, disjunction-free representation of German nominal paradigms by means of combined case/number/gender type hierarchies. In particular, I will discuss the issue of case identity constraints in German coordinate structures, which has so far prevented successful application of Flickinger's proposal to German, and show how likeness constraints targetting individual inflectional dimensions of a combined type hierarchy can be expressed by means of typed lists that abstract out the relevant dimension.
I further show that current type-based approaches to feature neutrality are unable to combine the treatment of this phenomenon with the virtues of underspecification. I will then propose a revised organisation of the inflectional type hierarchies suggested by Daniels (2001), drawing on a systematic distinction between inherent and external (case) requirements.
In this paper we argue that at least for some languages, when there are suitable o-commanders of its selectional domain, a reflexive in the bottom of its obliqueness hierarchy escapes exemption via a reshuffling of its local binding domain. The outcome of such reshuffling is that the local domain extends to include o-commanders of the reflexive in the subcategorization domain immediately upstairs, that is in the domain whose head predicator directly subcategorizes the domain headed by the predicator directly subcategorizing the reflexive.
This paper discusses the NP-internal agreement strategies observed in an empirical (corpus based) study of Portuguese, and proposes an analysis which is formalized in the framework of Head-Driven Phrase Structure Grammar (HPSG). The empirical study suggests that what were previously thought to be rare or non-existent strategies occur with surprising frequency. Capturing these strategies poses problems for many standard approaches to agreement. The formalization shows how they can be captured with a relatively conservative extension of the existing HPSG theory of agreement.
Algorithmic approaches to anaphor resolution are known to benefit substantially from syntactic disjoint reference filters. Typically, however, there is a considerable gap between the scope of the formal model of grammar employed for deriving referential evidence and its implementation. While accounting for many subtleties of language, such formal models at most partially address the algorithmic aspects of referential processing. This paper investigates the issue of implementing syntactic disjoint reference for robust anaphor resolution. An algorithmic account of binding condition verification will be developed that, on one hand, captures the theoretical subtleties, and, on the other hand, exhibits computational efficiency and fulfils the robustness requirements. Taking as input the potentially fragmentary parses of a robust state-of-the-art parser, the practical performance of this algorithm will be evaluated with respect to the task of anaphor resolution and shown to be nearly optimal.
Remarks on binding theory
(2005)
We propose some reformulations of binding principle A that build on recent work by Pollard and Xue, and by Runner et al. We then turn to the thorny issue of the status of indices, in connection with the seemingly simpler Principle B. We conclude that the notion of index is fundamentally incoherent, and suggest some possible approaches to eliminating them as theoretical primitives. One possibility is to let logical variables take up the explanatory burden borne by indices, but this turns out to be fraught with difficulties. Another approach, which involves returning to the idea that referentially dependent expressions denote identity functions (as proposed, independently, by Pollard and Sag and by Jacobson) seerms to hold more promise.
This paper focuses on passive constructions in Dutch. Specifically, we focus on worden, as well as krijgen passives in Dutch, for which we propose a uniform, raising analysis in HPSG. We also show that such an analysis can be carried over to account for passives cross-linguistically. Specifically, we look at corresponding structures in German and show that there is no need for a dual raising and control analysis for the German "agentive" (werden) and the German "dative" (kriegen) passives, respectively, as has been proposed in Müller (2002) and Müller (2003).
This paper investigates the binding of pronouns and reflexives in picture noun phrases, and focuses on data showing that reflexives and pronouns are not in complementary distribution in picture NPs with possessors. In particular, we discuss data showing that whereas reflexives can take either the possessor or the subject of the sentence as antecedent, pronouns are restricted to an antecedent other than the possessor phrase. We suggest that this asymmetry can be straightforwardly explained if we assume that (1) the possessor of a picture NP is not part of the head noun's argument structure and (2) Binding Theory is stated over dependents structure, the representation encompassing both a head's argument structure and other phrases dependent on it in various ways. If the possessor of a picture NP (PNP) is not part of the head's argument structure, it follows that reflexives in PNPs with possessors will be exempt from Binding Theory, which paves the way for an analysis of the reflexive data. Furthermore, we also show that if BT is regarded as defined over dependents structure, it follows that a pronoun in a picture NP with a possessor must be disjoint from that possessor phrase.
This contribution is concerned with integrating the phenomenon of selectional restrictions in HPSG. Firstly, the question of treating selectional restrictions purely in the semantic module is tackled, as there are some contextual (or pragmatic) influences, which can repair the ill-formedness of violated selectional restrictions. Secondly, we present existing approaches to selectional restrictions within the framework and, lastly, make our own proposal which describes the subject as part of the semantics-pragmatics interface. In particular, we show how a semantic ontology can be integrated.
Persian free relatives
(2005)
Free relatives (FRs) in Persian are Unbounded Dependency Constructions, containing gaps or resumptive pronouns (RPs). In some positions only gaps are allowed, and in some other positions only RPs. The structure of Persian FRs is bipartite, containing two constituents: a phrasal part and a sentential. Persian FRs are sensitive to the matching effect and show distinct properties from noun phrases, ordinary relative clauses, and interrogative complements. This paper proposes a unified HPSG account which assumes that the phrasal part of a FR is the head and the filler at the same time. The propped approach is presented in two versions (with and without traces) and can take care of the dependency between the gap or the RP and the licencing constituent with a truly single mechanism.
In this paper, I first make an observation that there is a certain parallelism in the scope interpretation possibilities of adverbs and quantifiers with respect to different types complex predicates in Japanese, drawing on a comparison of the light verb construction and the causative construction. I will then argue that previous approaches to complex predicates in Japanese in the lexicalist tradition (Matsumoto 1996; Manning et al. 1999) fail to capture this generalization successfully. Finally, building on a novel approach to syntax/semantics interface in HPSG by Cipollone (2001), I develop an analysis of the semantic structure of complex predicates that accounts for the empirical observation straightforwardly.
This paper presents an analysis of constructions involving the l-form of the verb in Polish, including primarily the past tense, the conditional mood, and the future tense. Previous approaches have attempted to treat these uniformly as auxiliary verb constructions. We argue against a unified treatment, however, in light of synchronic and diachronic evidence that indicates that only the future tense and the conditional still involve auxiliaries in modern Polish. We show that the past tense is now a simple tense, although the l-forms appear in combination with agreement affixes that can appear in different places in the sentence. We provide an account of the common linearization properties of the past tense markings and the conditional auxiliary. We present a detailed HPSG analysis of the past tense construction that relies on the introduction of two interacting agreement features. We then discuss the consequences of our proposals for the analysis of the conditional and future auxiliary constructions, and finally, we offer a treatment of constructions involving inflected complementizers in Polish.
We argue here for a lexicalist analysis of the Korean copula (following Kim, Sells and Wescoat (2004)), on the basis of different properties of sequences of noun-plus-copula, which shows word-like behavior, in contrast to noun and negative copula, which are independent syntactic units. The interactions of these items with various copy constructions brings out their clear differences. The analysis is formalized in HPSG using Lexical Sharing, from Wescoat (2002).
In this paper, we claim that the filler-gap linkage in Korean UDCs needs to be handled at the level of syntax and that unbounded dependencies represented by traces, resumptive pronouns, and resumptive reflexives in Korean can be simply captured - without posing any extra mechanisms - in the traditional HPSG analysis of UDCs following Pollard and Sag (1994). It is because in HPSG traces are not all required to have the same feature, unlike in other movement-based approaches including the minimalist program and GB theory. In addition, we argue that the three kinds of Korean UDC elements appearing in gap positions do not form separate categories from their corresponding forms appearing in non-UDCs based on the same semantic and pragmatic properties such as logophoricity and contrastiveness. We also investigate some controversial issues of island constraints and strong crossover with respect to filler-gap linkage in Korean UDCs.
The paper reviews basic patterns of reflexive binding in Norwegian, and explores a possible implementation of them in an HPSG grammar using the LKB platform. Norwegian has two reflexive elements, with distinct constraints and corresponding 'anti-binding' effects; they can cooccur but also occur independently. As over-all strategy for resolving reflexive binding we use one resembling the 'slash' procedure for wh-dependencies. Binding constraints are imposed partly through lexical specification, partly through phrasal combination rules. Challenges are noted residing in the possibility for sentences to contain an unbounded number of reflexives.
Order domains were originally proposed to deal with constituent order, but have recently been concerned with more than just linearization. This paper seeks to contribute to this discussion by considering the possibility of analysing word forms in terms of order domains. We focus on the distribution of the English relative and interrogative pronouns who and whom. It is shown that a small number of constraints can accommodate the seemingly complex body of data. In particular, a linearization-based constraint can provide a straightforward account for the quite puzzling distribution which who and whom show in one of the register types.
We present a novel well-formedness condition for underspecified semantic representations which requires that every correct MRS representation must be a net. We argue that (almost) all correct MRS representations are indeed nets, and apply this condition to identify a set of eleven rules in the English Resource Grammar (ERG) with bugs in their semantics component. Thus we demonstrate that the net test is useful in grammar debugging.
We examine how a large-scale computational grammar can account for the complex nature of Japanese verbal compounds. Previous computational Japanese grammars have tried to avoid the problem by simple solutions such as enumerating as many verbal compounds in the lexicon as possible. In contrast, we develop the analysis that is linguistically adequate and computationally tractable and thus meets the requirement of a syntactically and semantically precise natural language processing of Japanese like Bond et al. (2005). Our analysis distinguishes between two kinds of verbal compounds: syntactic compounds, which are fully productive; and lexical compounds, which are of varying productivity.
In Pollard & Sag (1994) and in Ginzburg & Sag (2000) phrases are either headed or non-headed, and if they are headed, there is a relation of selection between the daughters: either the head daughter selects its non-head sister(s), as in the phrases of type 'head-complements', or the non-head daughter selects its head sister, as in the phrases of type 'head-adjunct'. In the non-headed phrases, by contrast, there is no selection; in a coordinate structure, for instance, there is no relation of selection, neither between the conjuncts nor between the conjunction and the conjuncts. The central claim of this paper is that there are also phrases which are headed but in which neither daughter selects the other. To model such phrases I propose a new type, called 'head-independent'. Its properties are spelled out and its range of application is illustrated with various examples, including asymmetric coordination and apposition.
Focusing on the examples of multiple degree modification, this paper argues that the class of degree expressions in English is syntactically and semantically diverse, subdivided both according to the semantic effects of its members and according to the extent to which they permit, and participate in, multiple layers of modification. We argue that these two factors are linked, and result in (at least) a three-way distinction between ˋtrue degree morphemes', which map gradable adjectives to properties of individuals and combine with their arguments in a Head-Specifier structure; ˋintensifiers', which are syntactic and semantic modifiers of properties constructed out of gradable adjectives; and ˋscale modifiers', which are also syntactic and semantic modifiers, but which combine with ˋbare' gradable adjectives (relations between individuals and degrees) rather than properties formed out of gradable adjectives.
This paper provides a treatment of Polish Plural Comitative Constructions in the paradigm of HPSG in the tradition of Pollard and Sag (1994). Plural Comitative Constructions (PCCs) have previously been treated in terms of coordination, complementation and adjunction. The objective of this paper is to show that PCCs are neither instances of typical coordinate structures nor of typical complement or adjunct structures. It thus appears difficult to properly describe them by means of the standard principles of syntax and semantics. The analysis proposed in this paper accounts for the syntactic and semantic properties of PCCs in Polish by assuming an adjunction-based syntactic structure for PCCs, and by treating the indexical information provided by PCCs not as subject to any inheritance or composition, but as a result of applying a set of principles on number, gender and person resolution that also hold for ordinary coordinate structures.
It has been commonly assumed since Chomsky (1981) that the distribution of reflexive pronouns is subject to Binding Condition A. Reinhart and Reuland (1993) formulate Condition A in terms of the notion of syntactic predicate. The proposal I will develop in this paper is to factor out semantic and syntactic conditions on the occurrence of reflexive pronouns and to reduce them to independently motivated semantic and syntactic mechanisms. The semantic part is attributed to a theory of semantic composition recently developed by Chung and Ladusaw (2004), while the syntactic residue falls into the proper characterization of syntactic chains, as proposed by Reinhart and Reuland (1993) and Reuland (2001). To the extent that this approach is successful, Binding Condition A is rendered superfluous.
The purpose of this dissertation is to defend the idea that the empirical responsibilities of binding theory can be handled in a more psychologically and historically realistic way when assigned to the field of pragmatics. In particular, I wish to show that Optimality Theory (OT) (Prince & Smolensky, 1993), the stochastic OT and Gradual Learning Algorithm of Boersma (1998), the Recoverability of OT of Wilson (2001) and Buchwald et al. (2002), and the bidirectional OT of Blutner (2000b) and Bidirectional Gradual Learning Algorithm of Jäger (2003a) can all participate in a formal framework in which one can formally spell out and justify the idea that the distributional behavior of bound pronouns and reflexivs is a pragmatic phenomenon.
According to the Projection Principle (Chomsky 1981), expletives have no semantic content and thus cannot occur in theta-marked positions. However, there are many examples where expletive it appears as a direct object, in violation of the Projection Principle. The various attempts that have been made to account for such cases (e.g. the case-based analysis of Authier (1991), the predication analysis of Rothstein (1995), and the Specifier analysis of Stroik (1991, 1996)) all posit movement of the expletive from a non-theta marked position to direct object position. However, these analyses have so far been unsuccessful in capturing several important contrasts, e.g. variable optionality of the expletive it. This paper argues that such contrasts (and the complex behavior of expletive it more generally) follow straightforwardly from a lexicalist, constraint-based analysis in which lexical information and independently motivated constraints interact in subtle ways.
The Grammar Matrix is a resource for linguists writing grammars of natural languages; however, up to this point it has not included support for coordination. In this paper, we survey the typological range of coordination phenomena in the world's languages, then detail the support, both syntactic and semantic, for those phenomena in the Grammar Matrix. Furthermore, we describe the concept of a Matrix module and our software that enables grammar writers to easily produce an extensible starter grammar.
On binding domains
(2005)
In this paper I want to explore reasons for replacing Binding Theory based on the anaphor-pronoun dichotomy by a Binding Theory allowing more domains restricting/defining anaphoric dependencies. This will, thus, have consequences for the partitioning of anaphoric elements, presupposing more types of 'anaphors'/'pronouns' than standard Binding Theory offers us.