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This article analyses the German discourse particle wohl 'I suppose', 'presumably' as a syntactic and semantic modifier of the sentence types declarative and interrogative. It is shown that wohl does not contribute to the propositional, i.e. descriptive content of an utterance. Nor does it trigger an implicature. The proposed analysis captures the semantic behaviour of wohl by assuming that it moves to SpecForceP at LF, from where it can modify the sentence type operators in Force0 in compositional fashion. Semantically, a modification with wohl results in a weaker commitment to the proposition expressed in declaratives and in a request for a weaker commitment concerning the questioned proposition in interrogatives. Cross-linguistic evidence for a left-peripheral position of wohl (at LF) comes from languages in which the counterpart of wohl occurs in the clausal periphery overtly. Overall, the analysis sheds more light on the semantic properties of the left periphery, in particular of the functional projection ForceP.
This paper investigates how syntax and focus interact in deriving the phonological phrasing of utterances in Xhosa, a Bantu language spoken in South Africa. Although the influence of syntax on phrasing is uncontroversial, a purely syntactic analysis cannot account for all the data reported for Xhosa by Jokweni (1995). Focus influences the phrasing in that it inserts a phonological phrase-boundary after the focused constituent. This generalization can account for the variation found in the phrasing of adverbials.
The findings are dealt with in an OT-based framework following Truckenbrodt's work on Chichewa (1995, 1999) which is extended to the phrasing of adjuncts.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
Weak function word shift
(2004)
The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
In the wake of Kayne's Antisymmetry Hypothesis and Linear Correspondence Axiom (LCA), there has been much fruitful research attempting to adjust syntactic analyses to those permitted by Kayne's restrictive system. In doing so, analyses which at first seem counter-intuitive may tum out to provide solutions to old problems. Two cases in point are the analysis of Malagasy involving extensive Remnant Movement [henceforth RM1 described in Rackowski & Travis (2000), Pearson (2001), and elsewhere; on the one hand, and the analysis of Hungarian and Dutch verbal clusters in Koopman & Szabolcsi (2000) [henceforth R&T, Pearson, and K&Sz].
The original motivation (in part) for examining L&Sz and subsequently R&T was that it is the extensive use of iterated RM which increases the computational complexity of languages generatable in Stabler's "Strict Minimalist Grammar" formalism over that of context-free grammars. It has also been noted that allowing extraction from complex specifiers created by Merge (as opposed to Move) increases the level of complexity even further (lens Michaelis, p.e.). Both R&T and K&Sz make extensive use of RM; R&T allow extraction from complex specifiers, while K&Sz do not. Although the specifiers in both cases are created by Move, not Merge, we nevertheless feel that there is enough intrinsic linguistic interest in trying to limit extraction possibilities to pursue the comparison of these two systems with regard to this point.
Negation and negative indefinites raise problems for the principle of compositionality of meaning, because we find both double and single negation readings in natural languages. De Swart and Sag (2002) solve the compositionality problem in a polyadic quantifier framework. The syntax-semantics interface exploits an extension of the Cooper storage mechanism that HPSG uses to account for scope ambiguities. In de Swart and Sag (2002), all negative quantifiers are collected into an N-store, and are interpreted by means of iteration (double negation) or resumption (negative concord) upon retrieval. This puts the ambiguity between single and double negation readings in the grammar, rather than in the lexical items. This paper extends the earlier analysis with a typology of negation and negative indefinites using bi-directional optimality theory (OT). The constraints defined are universal, but their ranking varies from one language to the next. In negative concord languages, the functional motivation for the marking of 'negative variables' wins out, so we use n-words. Double negation languages value first-order iteration, so we use plain indefinites or negative polarity items within the scope of negation. The bi-directional set-up is essential, for syntactic and semantic variation go hand in hand.
The paper explains the absence of resultative secondary predication in Russian as arising from a conflict of inferential interpretations. It formalises the framework necessary to express this proposal in terms of abductive reasoning with Poole systems in Gricean contexts. The conflict is shown to arise for default rules regulating alternative realisation of verb-internally specified consequent states. The paper thus indicates that typological variation may be due not only to different parameter values but to general inferential properties of the syntax-semantics mapping. The proposed theory also contradicts some widespread proposals that the absence of resultative secondary predication is due to the absence of some particular language feature.
The filling of the 'Vorfeld' in German sentences is basically obligatory; which constituent, however, actually moves to the Vorfeld is underdetermined by syntax and thus governed presumably by discourse factors. Coming from English, there are certain competing expectations one could have: either the topic — more specifically, the backward-looking center — of a sentence is moved to the Vorfeld, or an element in a poset relationship to a set mentioned in the previous discourse, or elements with other functions, such as the exposition of brand-new information or the setting of a scene. A study of a corpus of texts of different stylistic levels showed that indeed all elements expected to appear in the Vorfeld are eligible for Vorfeld-movement, but that there is a strict ranking. Preferred Vorfeld-fillers are phrases containing brand-new information as well as scene-setting elements; only if no such elements are present can elements in a poset relationship with some previously mentioned set be moved to the Vorfeld. Finally, if such elements are not present either, backward-looking centers can move to the Vorfeld. Backward-looking centers have, for this reason, a relatively poor quota among Vorfeld-fillers, namely around 50%.
This work examines English echo questions (EQs) against the background of Rizzi's (1997) analysis of split CP. It argues that EQs do not behave as the split CP analysis predicts that they should, and that their behavior can instead be straightforwardly explained within the classic CP analysis. Further, what are termed here 'echo negations' of negative inversion constructions are shown not to parallel EQs, a surprising result if negative inversion architecture parallels question architecture, as claimed by split CP proponents. In general, classic CP architecture is more appropriate for analysing this range of phenomena.
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In this paper, we investigate two pairs of structures in German and English: German Weak Pronoun Left Dislocation and English Topicalization, on the one hand, and German and English Hanging Topic Left Dislocation, on the other. We review the prosodic, lexical, syntactic, and discourse evidence that places the former two structures into one class and the latter two into another, taking this evidence to show that dislocates in the former class are syntactically integrated into their 'host' sentences while those in the latter class are not. From there, we show that the most straightforward way to account for this difference in 'integration' is to take the dislocates in the latter structures to be 'orphans', phrases that are syntactically independent of the phrases with which they are associated, providing additional empirical and theoretical support for this analysis — which, we point out, has a number of antecedents in the literature.
Quantificational determiners in Japanese can be marked with genitive case. Current analyses (for example by Watanabe, Natural Language and Linguistic Theory, to appear) treat the genetive case marker in these cases as semantically vacuous, but we show that it has semantic effects. We propose a new analysis as reverse partitives. Following Jackendoff (MIT-Press, 1977), we assume that partitives always contain two NPs one of which is phonologically deleted. We claim that, while in normal partitives the higher noun is deleted, in reverse partitives the lower noun is deleted.
The interpretation of traces
(2004)
This paper argues that parts of the lexical content of an A-bar moved phrase must be interpreted in the base position of movement. The argument is based on a study of deletion of a phrase that contains the base position of movement. I show that deletion licensing is sensitive to the content of the moved phrase. In this way, I corroborate and extend conclusions based on Condition C reconstruction by N. Chomsky and D. Fox. My result provides semantic evidence for the existence of traces and gives semantic content to the A/A-bar distinction.
As part of a major project on the syntactic organisation of written discourse in the recent history of the English language, this paper tackles the distribution of sentences comprising left-dislocated constituents in a corpus of texts from late Middle English onwards. Once the phenomenon of left dislocation has been properly defined, this investigation will concentrate on the analysis of the corpus in the following directions: (i) statistical evolution of left dislocation in the recent history of the English language; (ii) the influence of orality and genre on left dislocation; (iii) information conveyed by the left-dislocated material, that is, the discourse-based referentiality potential of the left-dislocated constituents in terms of recoverability, and its association with end-focus; and (iv) grammatical complexity of the left-dislocated material and its association with end-weight.
Wh-questions in Malagasy
(2004)
Wh-questions in Malagasy consist of a clause-initial wh-phrase followed by an invariant particle and then the remainder of the clause. This paper considers the structural analysis of Malagasy wh-questions and argues for a biclausal cleft analysis in which the initial wh-phrase is a predicate and the remaining material is a headless relative in subject position. The paper is organized as follows: Section 2 introduces some basic facts about Malagasy clause structure and wh-questions. Section 3 lays out two competing structural analyses of wh-questions: the cleft analysis and a fronting analysis in which Malagasy wh-questions are derived by wh-movement. Section 4 introduces various evidence in favor of the pseudocleft analysis and against the fronting analysis. Section 5 concludes.