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Relative clauses (RCs) in Persian are head-modifying constituents, all typically introduced by the invariant complementizer ke. Persian RCs are Unbounded Dependency Constructions (UDCs), containing either a gap or a resumptive pronoun (RP). In some positions only gaps are allowed, and in other positions only RPs. There are also some positions where both gaps and RPs are alternatively allowed. Illustrating the striking similarities between Persian gaps and RPs, I will provide an HPSG unified approach to take care of the dependency between the licensing structure and the gap/RP with a single mechanism, using only the SLASH feature. Similar to Pollard and Sag s (1994) approach to the bottom of the dependency, I will assume a special sign at the bottom. However, my sign may have a nonempty PHON value. I will introduce a feature called GAPTYPE which is a NONLOCAL feature whose value can be either trace or rp. I will introduce two constraints to capture the pattern of distribution of RPs and traces. At the top of the dependency, I will bind the nonempty SLASH at the complementizer point. I will propose a lexical entry for the complementizer ke that will account for the binding of SLASH by the feature BIND, which has a nonempty set as value.
This paper discusses a special kind of syntax-semantics mismatch: a noun with a relative clause is interpreted as if it were a complement clause. An analysis in terms of Lexical Resource Semantics is developed which provides a uniform account for ''normal'' relative clauses and for the discussed type of relative clause.
In this article, the so-called wh-relative clause construction is investigated. The German wh-relative clauses are syntactically relevant as they show both, root clause and subordinate clause properties. They matter semantically because they are introduced by a wh-anaphor that has to be resolved by an appropriate abstract entity of the matrix clause. Additionally, the wh-relative clause construction is discourse-functionally peculiar since it evokes coherence. Besides these interesting empirical characteristics, whrelatives raise important theoretical questions. It is argued that the standard HPSG theory has to be extended to account for non-restrictive relative clauses in general, and to cope with the particular properties of the wh-relative construction.
Ever since Chomsky's "On Wh-Movement" (Chomsky 1977) it has been assumed that topicalization and wh-question formation can be analyzed as instances of the same operation. Leaving certain features aside, this proposal carries over to the analysis of unbounded dependency constructions in HPSG since structurally, topicalization does not differ from wh-question formation in the analysis suggested in Pollard & Sag (1994: 157-163). In the present paper, we challenge this assumption and suggest an alternative analysis of unbounded dependency constructions. Here, topicalization and wh-question formation are considered as structurally different at least in certain languages. They may, however, be structurally identical in other languages. This difference is empirically reflected in patterns of relative clause extraposition. As has been pointed out by Culicover & Rochemont (1990: 28), an extraposed relative clause must not take an antecedent contained in a VP if the VP is topicalized but the relative clause is not.
In terms of truth conditional meanings, there is no clear difference between (Korean) IHRCs (internally head relative) and EHRCs (externally headed relative). In the analysis of IHRCs, of central interest are thus (a) how we can analyze the constructions in syntax and (b) how we can associate the internal head of the IHRC clause with the matrix predicate so that the head can function as its semantic argument, and (c) what makes the differences between the two constructions. This paper is an attempt to provide answers to such recurring questions within the framework of HPSG.
Unbounded dependency constructions in Irish, such as relative clauses, can be made with both gaps, as in (1), and resumptive pronouns, as in (2) (examples from (McCloskey 1979)):
(1) an fear a dúirt mé a shíl mé a beadh _ann
the man AL said I AL thought I AL would-be _there
'the man that I said that I thought would be there'
(2) an t-úrscéal ar mheas mé gur thuig mé é
the novel AN thought I GO understood I it
'the novel that I thought I understood'
This paper will sketch an HPSG treatment of such constructions and their interactions with the distribution of the sentence-initial particles GO, AL, and AN. We focus particularly on relative clauses and constituent questions but believe that the same analysis can be extended to other gap and resumptive constructions. We analyze resumptives with a nonlocal feature RESUMP which is propagated like the SLASH feature used for gaps. This is supported by the existence of a particle pattern that marks intermediate clauses in resumptive dependencies. We also discuss some exceptional particle patterns associated with bare NP adverbials and shown how they can be incorporated into the analysis, though certain unresolved problems remain.
References
McCloskey, J. (1979). Transformational Syntax and Model-Theoretic Semantics: A Case Study in Modern Irish. Dordrecht: Reidel.
This paper proposes a constraint-based, comprehensive analysis of the Internally-Headed Relative Clause (IHRC) in Japanese which is able to accommodate the synchronic properties as well as the diachronic change that IHRC went through. This paper claims that IHRC should be defined as a special type of non-head daughter of the main predicate. The predicate is subcategorized for a clause, while it calls for an entity-like argument. The multi-level architecture of HPSG accommodates the apparent syntax-semantic mismatch. The IHRC is syntactically a clausal complement, while it is not semantically selected by the main predicate. The main predicate, on the other hand, selects an entity as its argument, but the entity is not syntactically given. I claim that the syntax of IHRC specifies this much. The rest, or the actual linkage between the predicate and the semantically required target entity is semantically or pragmatically achieved. Drawing on the ideas of Argument Realization and Argument Extension with the postulation of the interface level DEPENDENTS proposed in Bouma et al. (2001), I have demonstrated how the present proposal can connect the clausal complement, IHRC, and adverbial clauses, thus providing the structural aspect of the motivation for the diachronic change.
One kind of relative clause in Modern Hebrew is formed with a gap, as in (1a). However, in certain situations, the gap can be replaced by a resumptive pronoun, as in (1b):
(1a) ha-yeled she ra'iti
the-boy that saw-1.SG
(b) ha-yeled she ra'iti 'oto;
the-boy that saw-1.SG him;
the boy that I saw
Some previous approaches, such as (Borer 1984) and (Sells 1984), have treated gaps and resumptives with different mechanisms. This paper examines several properties that Hebrew resumptive pronouns share with gaps, motivating a more unified treatment in HPSG using non-local feature propagation for both. This machinery is then used in the analysis a variety of Hebrew relative clause phenomena, including in situ resumptive pronouns, fronted resumptive pronouns, relative clauses lacking a complementizer, bare gap relatives, and subject-verb inversion.
References
Borer, Hagit (1984). "Restrictive relative clauses in Modern Hebrew." Natural Language and Linguistic Theory 2:219-260.
Sells, Peter (1984). Syntax and Semantics of Resumptive Pronouns. Ph.D. Thesis, UMass Amherst.
The interpretation of traces
(2004)
This paper argues that parts of the lexical content of an A-bar moved phrase must be interpreted in the base position of movement. The argument is based on a study of deletion of a phrase that contains the base position of movement. I show that deletion licensing is sensitive to the content of the moved phrase. In this way, I corroborate and extend conclusions based on Condition C reconstruction by N. Chomsky and D. Fox. My result provides semantic evidence for the existence of traces and gives semantic content to the A/A-bar distinction.
Tone as a distinctive feature used to differentiate not only words but also clause types, is a characteristic feature of Bantu languages. In this paper we show that Bemba relatives can be marked with a low tone in place of a segmental relative marker. This low tone strategy of relativization, which imposes a restrictive reading of relatives, manifests a specific phonological phrasing that can be differentiated from that of non-restrictives. The paper shows that the resultant phonological phrasing favours a head-raising analysis of relativization. In this sense, phonology can be shown to inform syntactic analyses.
We argue that Malagasy (and related W. Austronesian languages!) has a positive setting for a macro-parameter RICH VOICE MORPHOLOGY which builds complex predicates that code the theta role of their argument: S = [[PreN(6) + (X)] + DP]. Manifestations of this parameter are: (1) Case and theta role are assigned in situ in nuclear clauses with no movement or co-indexing to a topic position. (2) Relative Clauses (and other "extraction" structures) satisfy the "Subjects Only" constraint, again with no movement or indexing. (3) UTAH is freely violated, as theta role assignment derives from compositional semantic interpretation. Predicates resemble lexical Ns in assigning case directly to arguments without using Prepositions and in combining directly with Dets to form DPs that include tense and negation (Keenan 1995, 2000). The major Predicate-Argument type is modeled on the Noun+Possessor one, not the Verb+Object one.
This paper takes a close look at the properties of Hungarian relative clauses that occur in the left periphery of the main clause, preceding a (pro)nominal associate. It will be shown that these left-peripheral relative clauses differ in many ways from relative clauses dislocated on the right periphery, as well as from relative clauses embedded under a (pro)nominal head. To capture the precise syntax of these left-peripheral clauses, these will be compared to ordinary left-dislocated items, with which they have some properties in common. Despite the surface similarities between the two, however, there are a few decisive aspects of behaviour, most notably, distributional properties and connectivity effects, which argue against taking left-peripheral relatives as cases of clausal left-dislocates in Hungarian. Instead, one is led to consider these as correlative clauses, on the basis of the properties they share with well-established correlatives in languages like Hindi.
All of the papers in the volume except one (Kaji) take up some aspect of relative clause construction in some Bantu language. Kaji’s paper aims to account for how Tooro (J12; western Uganda) lost phonological tone through a comparative study of the tone systems of other western Uganda Bantu languages. The other papers examine a range of ways of forming relative clauses, often including non-restrictive relatives and clefts, in a wide range of languages representing a variety of prosodic systems.
How the left-periphery of a wh-relative clause determines its syntactic and semantic relationships
(2004)
This paper discusses a certain class of German relative clauses which are characterized by a wh-expression overtly realized at the left periphery of the clause. While investigating empirical and theoretical issues regarding this class of relatives, it argues that a wh-relative clause relates syntactically to a functionally complete sentential projection and semantically to entities of various kinds that are abstracted from the matrix clause. What is shown is that this grammatical behaviour clearly can be attributed to the properties of the elements positioned at the left of a wh-relative clause. Finally, a lexically-based analysis couched in the framework of HPSG is given that accounts for the data presented.
We focus in this paper on two prosodic phenomena in Chimwiini: vowel length and accent (or High tone). Vowel length is determined in part by a lexical distinction between long and short vowels, and also by various morphophonemic processes that derive long vowels. Accent is penult in the default case, but final under certain morphosyntactic conditions. In order to account for the distribution of vowel length and the location of accents in a Chimwiini sentence, it is necessary to segment sentences into a sequence of phonological phrases. This paper examines the phonological phrasing of both canonical relative clauses and what we refer to as "pseudo-relative" clauses. An account of relative clause phrasing is of critical importance in Chimwiini due to the extensive use of pseudo-relatives in the language. Close examination of the pseudo-relatives reveals that their phrasing is not exactly the same as the phrasing of canonical relative clauses.
Símákonde is an Eastern Bantu language (P23) spoken by immigrant Mozambican communities in Zanzibar and on the Tanzanian mainland. Like other Makonde dialects and other Eastern and Southern Bantu languages (Hyman 2009), it has lost the historical Proto-Bantu vowel length contrast and now has a regular phrase-final stress rule, which causes a predictable bimoraic lengthening of the penultimate syllable of every Prosodic Phrase. The study of the prosody / syntax interface in Símákonde Relative Clauses requires to take into account the following elements: the relationship between the head and the relative verb, the conjoint / disjoint verbal distinction and the various phrasing patterns of Noun Phrases. Within Símákonde noun phrases, depending on the nature of the modifier, three different phrasing situations are observed: a modifier or modifiers may (i) be required to phrase with the head noun, (ii) be required to phrase separately, or (iii) optionally phrase with the head noun.
This paper examines locative relatives in Durban Zulu. We show that locative relatives differ from nominal relatives crucially in prosodic phrasing as well as in resumptive pronoun marking. We propose that the best way to account for locative relatives in Zulu is to resort to the old style adjunction analysis of relative clauses, with an empty operator. The system we propose assumes that such an adjunction analysis co-exists with a head-raising analysis, which accounts for the nominal relative clauses.
The papers in this volume were originally presented at the Workshop on Bantu Wh-questions, held at the Institut des Sciences de l’Homme, Université Lyon 2, on 25-26 March 2011, which was organized by the French-German cooperative project on the Phonology/Syntax Interface in Bantu Languages (BANTU PSYN). This project, which is funded by the ANR and the DFG, comprises three research teams, based in Berlin, Paris and Lyon. The Berlin team, at the ZAS, is: Laura Downing (project leader) and Kristina Riedel (post-doc). The Paris team, at the Laboratoire de phonétique et phonologie (LPP; UMR 7018), is: Annie Rialland (project leader), Cédric Patin (Maître de Conférences, STL, Université Lille 3), Jean-Marc Beltzung (post-doc), Martial Embanga Aborobongui (doctoral student), Fatima Hamlaoui (post-doc). The Lyon team, at the Dynamique du Langage (UMR 5596) is: Gérard Philippson (project leader) and Sophie Manus (Maître de Conférences, Université Lyon 2). These three research teams bring together the range of theoretical expertise necessary to investigate the phonology-syntax interface: intonation (Patin, Rialland), tonal phonology (Aborobongui, Downing, Manus, Patin, Philippson, Rialland), phonology-syntax interface (Downing, Patin) and formal syntax (Riedel, Hamlaoui). They also bring together a range of Bantu language expertise: Western Bantu (Aboronbongui, Rialland), Eastern Bantu (Manus, Patin, Philippson, Riedel), and Southern Bantu (Downing).
The interaction between Syntax and Phonology has been one area of interesting empirical research and theoretical debate in recent years, particularly the question of the extent to which syntactic structure influences phonological phrasing. It has generally been observed that the edges of the major syntactic constituents (XPs) tend to coincide with prosodic phrase boundaries thus resulting in XPs like subject NPs, object NPs, Topic NPs, VPs etc. forming separate phonological phrases. Within Optimality Theoretic (OT) accounts, this fact has been attributed to a number of well-motivated general alignment constraints. Studies on relative clauses in Bantu and other languages have significantly contributed to this area of research inquiry where a number of parametric variations have been observed with regard to prosodic phrasing. In some languages, XPs which are heads of relatives form separate phonological phrases while in others they phrase with the relative clauses. This paper makes a contribution to this topic by discussing the phrasing of relatives in Ciwandya (a Bantu language spoken in Malawi and Tanzania). It shows that XPs which are heads of restrictive relative clauses phrase with their relative verbs, regardless of whether they are subjects, objects or other adjuncts. A variety of syntactic constructions are used to illustrate this fact. The discussion also confirms what has been generally observed in other Bantu languages concerning restrictive relatives with clefts and non-restrictive relative clauses. In both cases, the heads of the relatives phrase separately. The paper adopts an OT analysis which has been well articulated and defended in Cheng & Downing (2007, 2010, to appear) Downing & Mtenje (2010, 2011) to account for these phenomena in Ciwandya.
Símákonde is an Eastern Bantu language (P23) spoken by immigrant Mozambican communities in Zanzibar and on the Tanzanian mainland. Like other Makonde dialects and other Eastern and Southern Bantu languages (Hyman 2009), it has lost the historical Proto-Bantu vowel length contrast and now has a regular phrase-final stress rule, which causes a predictable bimoraic lengthening of the penultimate syllable of every Prosodic Phrase. The study of the prosody / syntax interface in Símákonde Relative Clauses requires to take into account the following elements: the relationship between the head and the relative verb, the conjoint / disjoint verbal distinction and the various phrasing patterns of Noun Phrases. Within Símákonde noun phrases, depending on the nature of the modifier, three different phrasing situations are observed: a modifier or modifiers may (i) be required to phrase with the head noun, (ii) be required to phrase separately, or (iii) optionally phrase with the head noun.
The morpho-syntax of relative clauses in Sotho-Tswana is relatively well-described in the literature. Prosodic characteristics, such as tone, have received far less attention in the existing descriptions. After reviewing the basic morpho-syntactic and semantic features of relative clauses in Tswana, the current paper sets out to present and discuss prosodic aspects. These comprise tone specifications of relative clause markers such as the demonstrative pronoun that acts as the relative pronoun, relative agreement concords and the relative suffix. Further prosodic aspects dealt with in the current article are tone alternations at the juncture of relative pronoun and head noun, and finally the tone patterns of the finite verbs in the relative clause. The article aims at providing the descriptive basis from which to arrive at generalizations concerning the prosodic phrasing of relative clauses in Tswana.
Relative clauses in Haya
(2010)
This paper gives an overview of the morphology and syntax of Haya relative clause constructions. It extends previous work on this topic (Duranti, 1977) by incorporating data from a number of different dialects and by introducing new data on locative relative clauses. The dialects discussed in addition to the Kihanja data from Byarushengo et al. (1977) include Kiziba, Muleba and Bugabo dialects. Nyambo data taken from Rugemalira (2005) is also compared to Haya in places. The focus of the discussion is on the grammaticality of pronominal elements attached to the verb that refer back to the relativized entity with different types of relativized constituents in Haya. It is shown that there are differences between subjects, objects and locatives in terms of this kind of morphology inside the relative clause, as well as differences between these kinds of morphemes and resumptive pronouns.
Introduction
(2011)
In spite of this long history, most work to date on the phonology-syntax interface in Bantu languages suffers from limitations, due to the range of expertise required: intonation, phonology, syntax. Quite generally, intonational studies on African languages are extremely rare. Most of the existing data has not been the subject of careful phonetic analysis, whether of the prosody of neutral sentences or of questions or other focus structures. There are important gaps in our knowledge of Bantu syntax which in turn limit our understanding of the phonology-syntax interface. Recent developments in syntactic theory have provided a new way of thinking about the type of syntactic information that phonology can refer to and have raised new questions: Do only syntactic constituent edges condition prosodic phrasing? Do larger domains such as syntactic phases, or even other factors, like argument and adjunct distinctions, play a role? Further, earlier studies looked at a limited range of syntactic constructions. Little research exists on the phonology of focus or of sentences with non-canonical word order in Bantu languages. Both the prosody and the syntax of complex sentences, questions and dislocations are understudied for Bantu languages. Our project aims to remedy these gaps in our knowledge by bringing together a research team with all the necessary expertise. Further, by undertaking the intonational, phonological and syntactic analysis of several languages we can investigate whether there is any correlation among differences in morphosyntactic and prosodic properties that might also explain differences in phrasing and intonation. It will also allow us to investigate whether there are cross-linguistically common prosodic patterns for particular morpho-syntactic structure.
Introduction
(2010)
The papers in this volume were originally presented at the Bantu Relative Clause workshop held in Paris on 8-9 January 2010, which was organized by the French-German cooperative project on the Phonology/Syntax Interface in Bantu Languages (BANTU PSYN). This project, which is funded by the ANR and the DFG, comprises three research teams, based in Berlin, Paris and Lyon. [...] This range of expertise is essential to realizing the goals of our project. Because Bantu languages have a rich phrasal phonology, they have played a central role in the development of theories of the phonology-syntax interface ever since the seminal work from the 1970s on Chimwiini (Kisseberth & Abasheikh 1974) and Haya (Byarushengo et al. 1976). Indeed, half the papers in Inkelas & Zec’s (1990) collection of papers on the phonology-syntax interface deal with Bantu languages. They have naturally played an important role in current debates comparing indirect and direct reference theories of the phonology-syntax interface. Indirect reference theories (e.g., Nespor & Vogel 1986; Selkirk 1986, 1995, 2000, 2009; Kanerva 1990; Truckenbrodt 1995, 1999, 2005, 2007) propose that phonology is not directly conditioned by syntactic information. Rather, the interface is mediated by phrasal prosodic constituents like Phonological Phrase and Intonation Phrase, which need not match any syntactic constituent. In contrast, direct reference theories (e.g., Kaisse 1985; Odden 1995, 1996; Pak 2008; Seidl 2001) argue that phrasal prosodic constituents are superfluous, as phonology can – indeed, must – refer directly to syntactic structure.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.