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Institute
The bulk of this paper deals with an analysis of the voice system of Tukang Besi, which, has both a complex verbal agreement system as well as the last fully developed (and obligatory) case marking system among Austronesian languages with an increasingly head-marking trend to the east (case marking of core constituents only becomes functional again in Vanuatu and the Solomons, and is well-developed in Polynesia). For that reason, as well as personal acquaintance with the language, it is a sensible starting point.
We argue that Malagasy (and related W. Austronesian languages!) has a positive setting for a macro-parameter RICH VOICE MORPHOLOGY which builds complex predicates that code the theta role of their argument: S = [[PreN(6) + (X)] + DP]. Manifestations of this parameter are: (1) Case and theta role are assigned in situ in nuclear clauses with no movement or co-indexing to a topic position. (2) Relative Clauses (and other "extraction" structures) satisfy the "Subjects Only" constraint, again with no movement or indexing. (3) UTAH is freely violated, as theta role assignment derives from compositional semantic interpretation. Predicates resemble lexical Ns in assigning case directly to arguments without using Prepositions and in combining directly with Dets to form DPs that include tense and negation (Keenan 1995, 2000). The major Predicate-Argument type is modeled on the Noun+Possessor one, not the Verb+Object one.
In his 1995 monograph, Apresyan suggests that it would be extremely interesting to investigate the means of expressing the definiteness/indefiniteness opposition in languages that do not have articles. In this paper, I will attempt to find possible correlations between the organization of discourse and the positions in which the (in)definite nominals may appear within a sentence of Russian. I will examine the information structure of Russian sentences and, based on the previous analyses, provide a new account of their organization with respect to information packaging. I will then look at various nominal elements contained in certain parts of a sentence and arrive at a system describing the distribution of NPs in Russian with respect to the information structure. The ultimate goal of this paper is to establish and motivate a system of correlations between various types of NPs and functions of information structure. This goal will be achieved by determining which characteristic of a NP may serve as a criterion allowing to provide a one-to-one mapping.
One of the most important insights of Optimality Theory (Prince & Smolensky 1993) is that phonological processes can be reduced to the interaction between faithfulness and universal markedness principles. In the most constrained version of the theory, all phonological processes should be thus reducible. This hypothesis is tested by alternations that appear to be phonological but in which universal markedness principles appear to play no role. If we are to pursue the claim that all phonological processes depend on the interaction of faithfulness and markedness, then processes that are not dependent on markedness must lie outside phonology. In this paper I will examine a group of such processes, the initial consonant mutations of the Celtic languages, and argue that they belong entirely to the morphology of the languages, not the phonology.
The purpose of this research was to trace the developmental steps in the acquisition of aspectual oppositions in Russian and to examine the validity of the 'aspect before tense' hypothesis for L1-speaking children. Imperfective/perfective verbs and their inflections, as well as aspectual pairs, were analysed in the first five months of verb production (and the respective months in the input) in three children. Additionally, the first four months of verb production were investigated in one boy with less data. Verb forms marked for the past and for the present occur simultaneously in all children. These early forms relate to 'here and now' situations: verbs marked for the past denote 'resultative' events that are perceived by the children as occurring during the speech time or immediately before it, while verbs marked for the present typically denote on-going events. Thus, with early tense oppositions (or tense morphology) children mark aspectual contrasts in the moment of speech: evidence in favour of the 'aspect before tense' hypothesis.
A strong preference in using the perfective aspect for the past and the imperfective aspect for the present events has been found in both adults and children. Further, only very few aspectual pairs were documented within the analysed period (from the onset of verb production to the period when children produce rule-driven inflectional forms). The productive use of the finite forms of perfective and imperfective verbs doesn't concord with the ability of the productive use of the contrastive forms of one lemma. Data suggest that children (start to) learn aspectual forms in an item-based manner. The acquisition of aspectual oppositions (aspectual pairs) is lexically dependent and is guided by the contextual 'thesaurus'. Aspectual pairs are learned in a peace-meal way during much longer, than observed for this article, period of time. Generally, aspect is not learned as a rule, also because there are no (uniform) rules of forming of aspectual pairs, but as the 'satellite' of the inherent lexical meaning of verbs of diverse Aktionsarten.
The issues addressed here are relevant for other Slavic languages, exhibiting the morphological category of aspect.
This paper discusses critically a number of developments at the heart of current syntactic theory. These include the postulation of a rich sequence of projections at the left periphery of the sentence; the idea that movement is tied to the need to eliminate uninterpretable features; and the conception put forward by Chomsky and others that advances in the past decade have made it reasonable to raise the question about whether language might be in some sense ‘perfect’. However, I will argue that there is little motivation for a highly-articulated left-periphery, that there is no connection between movement and uninterpretable features, and that there is no support for the idea that language might be perfect.
This article analyses the German discourse particle wohl 'I suppose', 'presumably' as a syntactic and semantic modifier of the sentence types declarative and interrogative. It is shown that wohl does not contribute to the propositional, i.e. descriptive content of an utterance. Nor does it trigger an implicature. The proposed analysis captures the semantic behaviour of wohl by assuming that it moves to SpecForceP at LF, from where it can modify the sentence type operators in Force0 in compositional fashion. Semantically, a modification with wohl results in a weaker commitment to the proposition expressed in declaratives and in a request for a weaker commitment concerning the questioned proposition in interrogatives. Cross-linguistic evidence for a left-peripheral position of wohl (at LF) comes from languages in which the counterpart of wohl occurs in the clausal periphery overtly. Overall, the analysis sheds more light on the semantic properties of the left periphery, in particular of the functional projection ForceP.
Sentence mood in German is a complex category that is determined by various components of the grammatical system. In particular, verbal mood, the position of the finite verb and the wh-characteristics of the so called 'Vorfeld'-phrase are responsible for the constitution of sentence mood in German. This article proposes a theory of sentence mood constitution in German and investigates the interaction between the pronominal binding of indefinite noun phrases which are semantically analyzed as choice functions. It is shown that the semantic objects determined by sentence mood define different kinds of domains which have to be uniquely accessible as the range of the choice function. The various properties of the pronominal binding of indefinites can be derived by the interplay of the proposed theoretical notions.
[W]hy are not all Malagasy adverbs postverbal with reverse Cinque order? The predicate raising mechanism […] operates around heads, and this leads Rackowski & Travis (2000: 122) to suggest that preverbal adverbs are not heads, but are phrasal, and are located in the Specifier positions themselves. The crucial consequence of this is that the specifier position is blocked, thus effectively preventing further predicate raising. Given that the entire analysis crucially rests on the assumption that certain elements are heads and others are phrases, it would be an advantage if some independent evidence for the X I XP status of the elements could be unearthed. Unfortunately, such evidence is hard to come by in Malagasy. However, other Austronesian languages with similar word order patterns do display rather robust evidence for the head status of certain elements. One such language in the Formosan language Seediq.
This work examines English echo questions (EQs) against the background of Rizzi's (1997) analysis of split CP. It argues that EQs do not behave as the split CP analysis predicts that they should, and that their behavior can instead be straightforwardly explained within the classic CP analysis. Further, what are termed here 'echo negations' of negative inversion constructions are shown not to parallel EQs, a surprising result if negative inversion architecture parallels question architecture, as claimed by split CP proponents. In general, classic CP architecture is more appropriate for analysing this range of phenomena.
The goal of this paper is to study the influence of information structure in the referential status of linguistic expressions such as bare plurals and indefinite NPs in Spanish. In particular, we will argue for the following claims: (a) Spanish bare plurals can receive a generic interpretation in object position and (b) Spanish bare plurals in object position can be topics in siru. We will focus on object position because of the well known semantic and syntactic constraints that affect preverbal subject bare plurals in Spanish.
Although the linear order of arguments (and adverbials) in German is relatively free, it underlies certain restrictions; these don’t apply to the so-called unmarked order for arguments (Lenerz 1977) and adverbials (Frey/Pittner 1998). It is a common assumption to take the unmarked order as basic and derive all other orders from it by scrambling, whatever its specific characteristics may be (cf., amongst others, Haider/Rosengren 1998). The observable restrictions obtaining for some linear ordering may then be considered as constraints on a movement operation (scrambling). [...] In the following, I will try to present the outlines of a possible explanation for the restriction, based on a proposal governing the proper referential interpretation of indefinite NPs.
Current analyses of specificity are unable to provide an explanatory account for why specific and nonspecific uses of indefinites are available. While Abusch (1994), Reinhart (1997), and Kratzer (1998) provide successful mechanisms for deriving specific readings, they do not provide a fundamental explanation for the availability of this mechanism. This is due to the fact that specific indefinites are treated as involving an interpretive component or procedure unique to themselves: storage (Abusch) or choice function (Reinhart and Kratzer), for example. It would be preferable if specific indefinites could be understood as deriving from the use of independently motivated meaning components and interpretive mechanisms.
Here I will pursue the idea, building on Portner & Yabushita (1998), that specificity has to do with the indefinite's interaction with a topical domain (note similarities with the proposals of Enç 1991, Cresti 1995, and Schwarzschild 2000). In this conception, specificity is a matter of degree: the narrower the topical domain, the more specific the indefinite. More precisely, sentences containing specific indefinites will be understood as involving ordinary existential quantification in combination with a topical domain function.
It is well known that English children between the age of 4 and 6 display a so-called Delay of Principle B Effect (DPBE) in that they allow pronouns to refer to a local c-commanding antecedent. Their guessing pattern with pronouns contrasts with their adult-like interpretation of reflexives. The DPBE has been explained as resulting from a lack of pragmatic knowledge or insufficient cognitive resources. However, such extra-grammatical accounts cannot explain why the DPBE only shows up in particular languages and in particular syntactic environments. Moreover, such accounts fail to explain why the DPBE only emerges in comprehension and not in production. This paper hypothesizes that the presence or absence of the DPBE can be explained from the properties of the grammar. Fischer's (2004) optimality-theoretic analysis of binding, explaining cross-linguistic variation, and Hendriks and Spenader's (2005/6) optimality-theoretic account of the acquisition of pronouns and reflexives are combined into a single model. This model yields testable predictions with respect to the presence or absence of the DPBE in particular languages, in particular syntactic environments, and in comprehension and/or production.
Band II von II
Band I von II
The papers in this volume were presented at the eleventh meeting of the Austronesian Formal Linguistics Association (AFLA 11), held from April 23-25 at the Zentrum für Allgemeine Sprachwissenschaft, Berlin, Germany. The conference was organized by Hans-Martin Gärtner, Joachim Sabel, and myself, as part of the research project Clause Structure and Adjuncts in Austronesian Languages. We gratefully acknowledge the financial support by the German Research Foundation (Deutsche Forschungsgemeinschaft). We would like to thank Wayan Arka, Agibail Cohn, Laura Downing, Silke Hamann, S J Hannahs, Ray Harlow, Nikolaus Himmelmann, Yuchua E. Hsiao, Lillian Huang, Ed Keenan, Glyne Piggott, Charles Randriamasimanana, Joszef Szakos, Barbara Stiebels, Jane Tang, Lisa Travis, Noami Tsukido, Sam Wang, Elizabeth Zeitoun, Kie Ross Zuraw, and Marzena Zygis for reviewing the abstracts. We are thankful to Mechthild Bernhard, Jenny Ehrhardt, Fabienne Fritzsche, Theódóra Torfadóttir and Tue Trinh for their help during the conference. I would like to thank Theódóra for providing essential editorial assistance.
Many authors who subscribe to some version of generative syntax account for the two readings of [...] sentences [...] in terms of LF-ambiguity. There is assumed to be covert quantifier raising (QR), which results in two distinct possibilities for the indefinite quantificational expressions involved to take scope over each other [...] In this paper, an alternative account is proposed which dispenses with the idea that there are different scope relations involved in the readings of […] sentences [...] and, consequently, with QR as the syntactic operation to be assumed for generating the respective LFs. I argue that it is rather focus structure in connection with type semantic issues pertaining to the indefinite quantificational expressions involved which result in the different readings associated with [...] sentences.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
Specificity distinction
(2001)
This paper is concerned with semantic noun phrase typology, focusing on the question of how to draw fine-grained distinctions necessary for an accurate account of natural language phenomena. In the extensive literature on this topic, the most commonly encountered parameters of classification concern the semantic type of the denotation of the noun phrase, the familiarity or novelty of its referent, the quantificational/nonquantificational distinction (connected to the weak/strong dichotomy), as well as, more recently, the question of whether the noun phrase is choice-functional or not (see Reinhart 1997, Winter 1997, Kratzer 1998, Matthewson 1999). In the discussion that follows I will attempt to make the following general points: (i) phenomena involving the behavior of noun phrases both within and across languages point to the need of establishing further distinctions that are too fine-grained to be caught in the net of these typologies; (ii) some of the relevant distinctions can be captured in terms of conditions on assignment functions; (iii) distribution and scopal peculiarities of noun phrases may result from constraints they impose on the way variables they introduce are to be assigned values.
Section 2 reviews the typology of definite noun phrases introduced in Farkas 2000 and the way it provides support for the general points above. Section 3 examines some of the problems raised by recognizing the rich variety of 'indefinite' noun phrases found in natural language and by attempting to capture their distribution and interpretation. Common to the typologies discussed in the two sections is the issue of marking different types of variation in the interpretation of a noun phrase. In the light of this discussion, specificity turns out to be an epiphenomenon connected to a family of distinctions that are marked differently in different languages.
This paper takes a close look at the properties of Hungarian relative clauses that occur in the left periphery of the main clause, preceding a (pro)nominal associate. It will be shown that these left-peripheral relative clauses differ in many ways from relative clauses dislocated on the right periphery, as well as from relative clauses embedded under a (pro)nominal head. To capture the precise syntax of these left-peripheral clauses, these will be compared to ordinary left-dislocated items, with which they have some properties in common. Despite the surface similarities between the two, however, there are a few decisive aspects of behaviour, most notably, distributional properties and connectivity effects, which argue against taking left-peripheral relatives as cases of clausal left-dislocates in Hungarian. Instead, one is led to consider these as correlative clauses, on the basis of the properties they share with well-established correlatives in languages like Hindi.
Editorial preface
(2000)
The present issue grew out of two sources. The main one was the workshop on Adding and Omitting (A & 0) held during the DGfS Conference organized in Konstanz at the beginning of 1999 by our ZAS project on Syntax der Fokusbildung. The purpose of the workshop was to bring together people working on topicalization (addition of expressions, in a sense) and ellipsis (omission, i.e. deletion of linguistic material) and their relations and interaction. Since the workshop was very successful and met with a great deal of interest on the part of both participants and outsiders, we decided to collect and publish the papers that were presented. Towards the end of 1999, a follow-up workshop on Ellipsis and Information Structure was organized by Kerstin Schwabe and Susanne Winkler (Tübingen). The papers given at this second meeting were supposed to be an integral part of the publication as well. More and more people got involved, further developing our common understanding of the topic phenomenon, so that there was too much material for a single volume. We therefore decided to split the enterprise into two volumes. The ellipsis papers are to be published by 'Benjamins' this year in Interpreting Omitted Structures.
In this paper I investigate a change in the word order patterns of Greek nominalizations that took place from the Classical Greek (CG) period to the Modem Greek (MG) one. Specifically, in CG both the patterns in (A), with its two subtypes, and (B) were possible; the MG system, on the other hand, exhibits only the (B) pattern. The difference between the two systems is that agents can only be introduced in the form of prepositional phrase in MG nominals in a position following the head noun, while they could appear in a prenominal position bearing genitive case in CG. Moreover, the theme genitive, i.e. the objective genitive, could precede the head nominal in CG; this is no longer the case in MG, where the theme genitive follows the head noun obligatorily:
(A) i) Det-(Genagent)-Nprocess-Gentheme 1 ii) Det-Gentheme-Nprocess
(B)Det-Nprocess-Gentheme (Ppagent)
I argue that the unavailability of (A) in MG is linked to the nature and the properties associated with a nominal functional projection contained within process non~inals and to other related changes in the nominal system of Greek.
The paper makes two contributions to semantic typology of secondary predicates. It provides an explanation of the fact that Russian has no resultative secondary predicates, relating this explanation to the interpretation of secondary predicates in English. And it relates depictive secondary predicates in Russian, which usually occur in the instrumental case, to other uses of the instrumental case in Russian, establishing here, too, a difference to English concerning the scope of the secondary predication phenomenon.
In this paper I firstly argue that secondary predicates are complement of v, and v is overtly realized by Merge or Move in secondary predication in Chinese. The former option derives the de-construction, whereas the latter option derives the V-V construction. Secondly, I argue that resultatives are hosted by complement vPs, whereas depictives are hosted by adjunct vPs. This complement-adjunct asymmetry accounts for a series of syntactic properties of secondary predication in Chinese: the position of a secondary predicate with respect to the verb of the primary predicate, the co-occurrence patterns of secondary predicates, the hierarchy of depictives, the control and ECM properties of resultative constructions, and the locality constraint on the integration of secondary predicates into the structure of primary predication. Thirdly, I argue that the surface position of de is derived by a PF operation which attaches de to the right of the leftmost verbal lexical head of the construction. Finally, I argue that in the V-V resultative construction, the assumed successive head-raising may account for the possible subject-oriented reading of the resultative predicate, and that the head raising out of the lower vP accounts for the possible non-specific reading of the subject of the resultative predicate.
The paper characterizes three different domains in the German middle field which are relevant for the interpretation of an indefinite. It is argued that the so-called 'strong' reading of an indefinite is the basic one and that the 'weak' reading needs special licensing which is mirrored by certain syntactic requirements. Some popular claims about the relation between the position and the interpretation of indefinites as well as some claims about scrambling are discussed and rejected. From the findings also follows that the strong reading of an indefinite is independent of its information status.
[V]oice in Malagasy is less like voice in English and more like wh-agreement, of the sort which Chung (1998) documents for Chamorro. In A' -extraction contexts in Chamorro, regular subject agreement […] is replaced by special morphology indicating whether the extracted element is a subject, object, or oblique […]. In Pearson (to appear) I suggested that Malagasy voice marking is a 'generalized' version of this type of marking: While in Chamorro wh-agreement is confined to questions, relative clauses, and the like, in Malagasy it appears in all clause types due to a requirement that the specifier of WhP be filled in every clause. [...]
In this paper I focus on the voice affixes themselves and propose an account of their distribution. Specifically, I argue that they are realizations of light verbs and Case-checking heads, which combine with the root through head-to-head movement. The distribution of the affixes is determined by the positions from which, and through which, the null operator […] moves on its way to the specifier of WhP. For example, the actor-topic prefix m- is treated as a nominative Casechecking head, which gets spelled out just in case the operator raises through its specifier. (My analysis is thus in the spirit of Guilfoyle, Hung, & Travis (1992), who also associate voice morphemes with Case licensing.)
This paper examines substantive noun phrases in Niuean, a Polynesian language of the Tongic subgroup with VSO word order, isolating morphology, and an ergative case system. We describe the allowable orderings of elements in the Niuean noun phrase, which include certain variations in the placement of numerals and the genitive possessor, then we provide a phrasal movement analysis for these variations, treating first the possessor variation, then the numeral variation. Parallels will be drawn between the derivation of nominal and sentential word order.
'Correction' is the name of a sentence with contrastive focus' the phonological/phonetic realization of which is a single contrastive pitch accent. These sentences predominantly appear in (fictional) dialogues. The first speaker uses grammatical entities against which the next speaker protests with a sentence nearly identical except that it contains a prosodically marked corrective element. This paper makes contrastive focus visible by means of 'KF' (contrastive focus).
This paper focuses on definite descriptions. It will be shown that a definite description refers to a given discourse referent if the descriptive content is completely deaccented. But if there is a focussed element within the descriptive content it introduces a novel referent. This amounts to allowing two readings for definite descriptions without, however, allowing two readings for the definite article.
This paper proposes a new strategy for accounting for the narrow scope readings of quantificational contrastive topics in Hungarian, which is based on a consideration of the types of questions that declaratives with such contrastive topics can be uttered as partial or complete congruent answers to. The meaning of the declaratives with contrastive topics will be represented with the help of the structured meaning approach to matching questions proposed in Krifka 2002.
This paper is about the semantics of wh-phrases. It is argued that wh-phrases should not be analyzed as indefinites as, for example, Karttunen (1977) and many others have done, but as functional expressions with an indefinite core -their function being to restrict possible focus/background structures in direct or congruent answers. This will be argued for on the basis of observations made with respect to the distribution of term answers in well-formed question/answer sequences. This claim having been established, it will be integrated in a categorial variant of Schwarzschild's (1999) information-theoretic approach to F-marking and accent placement, and – second – its consequences with respect to the focus/background structure of wh-questions will be outlined.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.
In this paper I show that the different case marking possibilities on predicate adjectives in depictive secondary predicates in Russian constitute the uninterpretable counterpart of the interpretable tense and aspect features of the adjective. Case agreement entails that the predicate adjective is non-eventive, i.e., it occurs when the event time of the secondary predicate is identical to the event time of the primary predicate. The instrumental case, however, entails that the secondary predicate is eventive: some change of state or transition occurred prior to or during the event time of the primary predicate. I claim that case agreement occurs in conjoined tense phrases in Russian, while the instrumental case occurs in adjoined aspectual phrases. In English, secondary predication is sensitive both to the structural location of its antecedent and to the event structure of the primary predicate. I suggest that depictives with subject antecedents in English are true adjunction structures, while those with direct object antecedents occur in a conjoined aspectual phrase. This hypothesis finds support in the different movement and semantic constraints in conjunction versus adjunction phrases in both English and Russian.
In this paper, a class of sentences in German is discussed that are often called whexclamatives. […]
So called wh-exclamatives can be roughly characterized as wh-clauses that are embedded under exclamative predicates like erstaunt sein/to be amazed at [...] or that are used as the basis for an exclamation [...].
One can ask if wh-exclamatives are a clause-type of their own, in particular, whether they are different from wh-clauses in question environments, that is under question predicates like to ask or to wonder or used as questions. It is often assumed that wh-clauses in exclamative contexts, both embedded and unembedded, are indeed different from wh-clauses in interrogative or question environments [...], at least regarding their semantical type, see for example Elliot (1971, 1974), Grimshaw (1979, 1981), Zaefferer (1983, 1984), Altmann (1 987, 1993). […]
I assume with Grimshaw (1979) that so called wh-exclamatives and wh-interrogatives are alike with respect to their syntactical properties. In addition, I think that they are also alike semantically. So, what I like to do here is to evaluate the following hypothesis:
So-called wh-exclamatives are of the same semantical type as wh-interrogatives.
It will be shown that verbs can be missing in predicative sentences by using the data from Chinese. Copula-less sentences in Chinese are subject to 'Generalized Anchoring Principle' (GAP), which requires that every clause be anchored at the interface for LF convergence. To satisfy GAP, clauses may be either tensed or focused. It is shown that copula-less sentences in Chinese are subject to focus anchoring. It will be further argued that whether a verb is needed in predication depends on the syntax of predicate nominals.
On object specificity
(2001)
[W]e have demonstrated that the object specificity follows from the same principle as the subject specificity under the EMH. Furthermore, the semantic discrepancy between the realis and irrealis object shift constructions turns out to be a subcase of the more general indicative-modal asymmetry. Although our analysis presented here is nothing but conclusive, it does suggest that the EMH is a potent candidate for explaining the indicative-modal asymmetry, as well as for building a general theory of the specificity effects in question.
This paper discusses a variant of German V2 declaratives sharing properties with both subordinate relative clauses and main clauses. I argue that modal subordination failure helps decide between two rivaling accounts for this construction. Thus, a hypotactic analysis involving syntactic variable sharing must be preferred over parataxis plus anaphora resolution. The scopal behavior of the construction will be derived from its 'proto-assertional force,' which it shares with similar 'embedded root' constructions.
This article discusses some syntactic peculiarities of Chinese yes/no questions. Starting from the observation that Standard Mandarin shares significant typological features with prototypical SOV languages, Chinese is treated as an underlyingly verb-final language. Based on this heuristic principle, A-not-AB, AB-not-A and AB-not questions are uniformly derived by means of one simple raising rule that operates within the sentence constituent V'. This novel idea is elaborated on in great detail in the first part of the article. In contrast to the prevailing trend, it is argued that the question operator contained in A-not-A and A-not sentences CANNOT be raised to "Comp". In consequence, A-not-A and A-not questions are "typed" in the head position of a sentence-internal functional phrase that we call Force2 Phrase (F2P) in the present paper. This position is not to be confused with Drubig's (1994) Polarity 1 Phrase (PollP), in the head position of which assertive negations and an abstract affirmative element are located. The existence of a head position F2° other than Poll° is supported by the fact that F2° can be occupied by certain overt question operators, such as assertive shi-bu-shi, which are compatible with negations. In contrast to the assertive question operator shi-bu-shi which is obligatorily associated with information focus, non-assertive shi-bu-shi serves as a compound focus and question operator whose focus feature is complex insofar as it is composed of two subfeatures: a contrastivity and an exhaustivity subfeature. Non-assertive shi-bu-shi is obligatorily associated with identificational focus in the sense of Kiss (1998). In accordance with some basic ideas of Chomsky's checking theory, the two subfeatures of the complex focus feature carried by the non-assertive shi-bu-shi operator check a correlating subfeature in the head position of a corresponding functional phrase (Contrastive Phrase and Focus Phrase, respectively). The question feature contained in the non-assertive shi-bu-shi operator is attracted by the head of Force1 Phrase (F1') at the level of LF. Due to the fact that F1° is sentence-final, the question feature of non-assertive shi-bu-shi must be Chomsky-adjoined to F1'. Unlike identificational focus phrases which are inherently contrastive, topics are non-contrastive in the default case. As separate speech acts, they are located in a c-commanding position outside the sentence structure. Semantically, there is a difference between Frame-Setting Topics and Aboutness Topics. As shown in the article, both A-not-A and A-not questions on the one hand and yes/no questions ending with ma on the other can be used in neutral and non-neutral contexts. The decisive advantage of mu questions, however, is that their question operator has scope over the whole sentence.
This paper will examine the role of various factors in affecting the salience, and hence the accessibility to pronominal reference, of entities introduced into a discourse by a full clause. We begin with the premise that the possibility of pronominal reference with it versus that depends on the cognitive status of the referent, in the sense of Gundel, Hedberg and Zacharski (1993). This formulation of the problem provides grounds for an explanation of the data presented above, and provides a framework within which we examine the role of various other factors in promoting the salience of a clausally introduced entity, including the information structure of the utterance in which the entity is introduced. For entities introduced by clausal complements to bridge verbs, we show that the information structure of the utterance introducing the entity has a partial, or one-sided, effect on the salience of the entity. When the complement clause is focal, the salience of the entity depends only on its referential givenness-newness (in the sense of Gundel 1988, 1999b), as we would expect. But when the complement clause is ground material, the salience of an entity introduced by the clause is enhanced. Other factors, including the presuppositionality of factive and interrogative complements, also serve to enhance the salience of entities introduced by complement clauses.
Specifics
(2001)
In all these examples there appears to be mismatch between the position at which an indefinite appears and its preferred interpretation. Following many of the more recent contributions to the literature, I will assume that this is the hallmark of specificity (e.g. Ahusch 1994, Reinhart 1997, Winter 1997, van Geenhoven 1998). Such mismatches are not the norm: indefinites are often interpreted in situ, and there is some reason for taking this to be the default option. The reason is that comparatively 'neutral', i.e. semantically attenuate, indefinites have a preference for in situ readings [...].
We will argue that some seemingly adverbial free DPs in the instrumental in Russian which are traditionally termed measure instrumental are best understood as secondary predicates. We present the relevant syntactic assumptions and propose a semantics of this use of DPs in the instrumental. This proposal hears on the distinction between adjunct modification and secondary predication.
What are incremental themes?
(2001)
In this paper I examine the approach to incremental themes developed in Krifka 1992,1998, Dowty 1991 and others, which argues that the extent of a telic event is determined by the extent of its incrementally affected theme. This approach identifies the defining property of an accomplishment event as being the fact that the theme relation is a homomorphism from parts of the event to parts of the (incremental) theme. I show that there are a large number of accomplishments, both lexical and derived via resultative predication, which cannot be characterised in this way. I then show that it is more insightful to characterise accomplishments in terms of their internally complex structure: an accomplishment event consists of a non-incremental activity event and an incrementally structured 'BECOME' event, which are related by a contextually available one-one function in such a way that the incremental structure of the latter is imposed on the activity.
Adjectival secondary predicates can enter into two Case frames in Russian, the agreeing form and the Instrumental. The paper argues that these Case frames go together with two syntactic positions in the clause which are correlated with two different interpretations, the true depictive and the temporally restricted reading, respectively. The availability of the two readings depends on the houndedness of the secondary predicate. Only bounded predicates can enter into both Case frames and only partially non-bounded predicates can appear in the Instrumental. The paper therefore argues that the pertinent two-way SL/IL-contrast is to he replaced by a three-way distinction in terms of boundedness. The paper outlines the syntax and semantics of the true depictive and the temporally restricted interpretation and discusses how adjectival secondary predicates whose salient properties involve a cotemporary interpretation with the matrix predicate and a control relation of an individual argument, differ from temporal adjuncts as well as from non-finite clauses.
Questions and focus
(2003)
The study examines the hypotheses that the acquisition of the finite verb is an indispensable and linking constituent of the development of SVO utterances. Four apparently separate or at least separable processes are analysed over 6 months in one Russian and one German child: a) the emergence of verbs in the child’s utterances, b) the occurrence of correctly inflected (finite) verb forms, c) the development of multi-component utterances containing a verb, and c) the emergence of (potential) subjects and objects. Russian and German exhibit rich verb morphology, and in both languages finiteness is strongly correlated with inflectional categories like person, number and tense. With both children we find a correlation in the temporal order of these four processes and – what is more relevant for our study – a dependency of a certain development on the utterance level on the emergence of finite verbs. Further, our investigation shows that language-specific development comes in to play already when children start to acquire verb inflection and becomes more contrastive when we observe the onset of the production of the SVO utterances.
Acquisition of aspect
(2003)
The 48th volume of the ZAS Papers in Linguistics presents selected papers from the conference on Intersentential pronominal reference in child and adult language held at the ZAS in December, 2006. The conference, organized by the project Acquisition and disambiguation of intersentential pronominal reference, brought together leading researchers dealing with anaphora resolution in diverse theoretical approaches and the acquisition perspective on pronominal reference taken by the ZAS project.
Even if we can generate a logical form, principles of use may limit the ways in which we can use it. In this paper, I motivate one such principle of use, and explore its effects. Much of the discussion involves kinds of sentences that have received attention in the literature on "individual-level predicates".
In this paper, we deal with the semantic interaction between ung-nominalizations of different event types and temporal prepositions like wiihrend 'during', vor 'before', nach 'after', bis 'until' and seit 'since'. According to the two-level-approach to selnantics (Bierwisch 1983, Bierwisch / Lang 1989), we will argue that the meaning of ten~poral prepositions is determined on the level of semantic form (SF). When combined with an event nominal, the period in time required by the preposition has to be inferred on the level of conceptual structure (CS). Very often, the exact nature of the period in time is determined by pragmatic factors. There are, however, some important restrictions to this inference procedure which rely on the event noun's Aktionsart. In Ehrich/Rapp (2000), it was claimed that eventive ungnominals inherit the Aktionsart of their base verb. This assumption receives strong support by the data presented in this paper.
It is common knowledge in the field of Philippine linguistics that an ang-marked direct object in a non-actor focus clause must be definite or generic, while a ng-marked object in an actor focus clause typically receives a nonspecific interpretation. However, in contexts like wh-questions, the oblique object in an antipassive may be interpreted as specific, as noted by Schachter & Otanes (1972), Maclachlan & Nakamura (1997), Rackowski (2002), and others. […] In this paper, I propose to account for the specificity effects […] within the analysis of Tagalog syntax put forth by Aldridge (2004). I analyze Tagalog as an ergative language […]. Cross linguistically, antipassive oblique objects receive a nonspecific interpretation, while absolutives are definite or generic. I show in this paper how the Tagalog facts can be subsumed under a general account of ergativity.
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
This paper compares secondary predication constructions (including small clause complements, resultatives, and/or depictives) in English and Korean and argues that these two typologically different languages employ different modes of satisfying the Case Filter (Chomsky 1981) with regard to the Case of the subjects of secondary predication constructions. More specifically, we argue that the subject of the secondary predicate in English is Accusative Case-marked by the higher governing verb, while that in Korean is Nominative Case-marked by default. Evidence for default Nominative Case will be provided from Korean and other languages.
The interface of lexical semantics and conceptual structure deverbal and denominal nominalizations
(2002)
Nominalizations can refer to events, instances of events or participants in an event. The particular reference is determined by the lexical semantics of the base and the suffix, and by the conceptual structure of the base. The comparison between deverbal and denominal nominalization in -ata in Italian reveals that the conceptual structure plays a crucial role in determining the reference of a nominalization. Italian nominalizations of -ata are productively derived from verbal and nominal bases. Derivations from verbal bases refer to a single event denoted by the base. Derivations from a nominal base N denote events or results corresponding to a limited number of pattems, such as a hit by N, a characteristic action of N, a period of N, a quantity that is contained in N, etc. The paper argues that the function of the suffix operates on the lexical meaning of the base, but the con~positiono f the lexical meaning of the base with the lexical meaning of the suffix is restricted by the conceptual properties of the base.
In the wake of Kayne's Antisymmetry Hypothesis and Linear Correspondence Axiom (LCA), there has been much fruitful research attempting to adjust syntactic analyses to those permitted by Kayne's restrictive system. In doing so, analyses which at first seem counter-intuitive may tum out to provide solutions to old problems. Two cases in point are the analysis of Malagasy involving extensive Remnant Movement [henceforth RM1 described in Rackowski & Travis (2000), Pearson (2001), and elsewhere; on the one hand, and the analysis of Hungarian and Dutch verbal clusters in Koopman & Szabolcsi (2000) [henceforth R&T, Pearson, and K&Sz].
The original motivation (in part) for examining L&Sz and subsequently R&T was that it is the extensive use of iterated RM which increases the computational complexity of languages generatable in Stabler's "Strict Minimalist Grammar" formalism over that of context-free grammars. It has also been noted that allowing extraction from complex specifiers created by Merge (as opposed to Move) increases the level of complexity even further (lens Michaelis, p.e.). Both R&T and K&Sz make extensive use of RM; R&T allow extraction from complex specifiers, while K&Sz do not. Although the specifiers in both cases are created by Move, not Merge, we nevertheless feel that there is enough intrinsic linguistic interest in trying to limit extraction possibilities to pursue the comparison of these two systems with regard to this point.
Wh-questions in Malagasy
(2004)
Wh-questions in Malagasy consist of a clause-initial wh-phrase followed by an invariant particle and then the remainder of the clause. This paper considers the structural analysis of Malagasy wh-questions and argues for a biclausal cleft analysis in which the initial wh-phrase is a predicate and the remaining material is a headless relative in subject position. The paper is organized as follows: Section 2 introduces some basic facts about Malagasy clause structure and wh-questions. Section 3 lays out two competing structural analyses of wh-questions: the cleft analysis and a fronting analysis in which Malagasy wh-questions are derived by wh-movement. Section 4 introduces various evidence in favor of the pseudocleft analysis and against the fronting analysis. Section 5 concludes.
Focus marking in Kikuyu
(2003)
In Kikuyu, a Bantu language spoken in Kenya, focus is marked systematically by means of word order. In this study, the different possibilities for marking focus in question answer sequences are presented. After an overview of the discussions of the phenomenon in the literature, a syntactic account for focus constructions with the particle ne is proposed. This account is based on original data that was gathered with a native speaker. In addition, new data on focusing different parts of the sentence, e.g. the VP, the entire sentence, or the truth-value, are presented. The aim of this study thus is to broaden the descriptive basis for focus constructions in Kikuyu and to provide a theoretical contribution to their analysis in the framework of generative grammar.
In this study explanations are sought for the often reported associations in child language between tense/aspect morphology and situation type. The study is done on the basis of adult-adult data, child language and input language to the children. First of all it is shown that the associations are natural, since they are strong in adult-adult English as well. Only in the early stages does child language differ from this distribution, in that the associations are either stronger or different. Input data appear to account to a large extent for these differing patterns. An additional explanation is found in the discourse topics: within the context of talking about the here-and-now, the combinations of morphology and situation type that can be seen as unmarked suffice. In the context of talking about past events and of giving general comments about the world, marked combinations are necessary. It is shown that children in and their parents at the early ages mainly talk about the here-and-now, whereas adults among themselves hardly ever do so. Later, describing past events and commenting on the world becomes more frequent in child language and input, and, as a consequence, marked combinations of tense/aspect morphology and situation types increase in use.
The present study examines a particular kind of rule blockage – referred to below as an 'antistructure-preservation effect'. An anti-structure-preservation effect occurs if some language has a process which is preempted from going into effect if some sequence of sounds [XY] would occur on the surface, even though other words in the language have [XY] sequences (which are underlyingly /XY/). It will be argued below that anti-structure-preservation effects can be captured in Optimality Theory in terms of a general ranking involving FAITH and MARKEDNESS constraints and that individual languages invoke a specific instantiation of this ranking. A significant point made below is that while anti-structure-preservation effects can be handled straightforwardly in terms of constraint rankings they typically require ad hoc rule-specific conditions in rule-based approaches.
The purpose of this dissertation is to defend the idea that the empirical responsibilities of binding theory can be handled in a more psychologically and historically realistic way when assigned to the field of pragmatics. In particular, I wish to show that Optimality Theory (OT) (Prince & Smolensky, 1993), the stochastic OT and Gradual Learning Algorithm of Boersma (1998), the Recoverability of OT of Wilson (2001) and Buchwald et al. (2002), and the bidirectional OT of Blutner (2000b) and Bidirectional Gradual Learning Algorithm of Jäger (2003a) can all participate in a formal framework in which one can formally spell out and justify the idea that the distributional behavior of bound pronouns and reflexivs is a pragmatic phenomenon.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
The ultimate goal of this paper is to find a representation of modality compatible with some basic conditions on the syntax-semantic interface. Such conditions are anchored, for instance, in Chomsky's (1995) principle of full interpretation (FI). Abstract interpretation of modality is, however - be it "only" in semantic terms - already a hard nut to crack, way too vast to be dealt with in any comprehensive way here. What is pursued instead is a case-study-centered analysis. The case in point are the English modals (EM) viewed in their development through time - a locus classicus for a number of linguistic theories and frameworks. The idea will be to start out from two lines of research - continuous grammaticalization vs. cataclysmic change - and to explain some of their incongruities. The first non-trivial point here consists in deriving more fundamental questions from this research. The second, possibly even less trivial one consists in answering them. Specifically, I will argue that regardless of the actual numerical rate of change, there is an underlying and more structured way to account for the notions of change and continuity within the modal system, respectively.
Starting from the basic observation that, across languages, the anticausative variant of an alternating verb systematically involves morphological marking that is shared by passive verbs, the goal of this paper is to provide a uniform and formal account of these arguably two different construction types. The central claim that I put forward is that passives and anticausatives differ only with respect to the event-type features of the verb but both arise through the same operation, namely suppression by special morphology of a feature in v that encodes the ontological event type of the verb. Crucially, I argue for two syntactic primitives, namely act and cause, whereto I trace the passive/anticausative distinction. Passive constructions across languages are made compatible by relegating the differences to simple combinatorial properties of verb and prepositional types and their interactions with other event functors, which are in turn encoded differently morphologically across languages. New arguments are brought forward for a causative analysis of anticausatives. Agentive adverbials are examined, and doubt is cast on the usefulness of by-phrases as a diagnostic for argumenthood.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.
The left periphery has enjoyed extensive study over the past years, especially drawn against the framework of Rizzi (1997). It is argued that in this part of the clause, relations are licensed that have direct impact on discourse interpretation and information structure, such as topic, focus, clause type, and the like. I take this line of research up and argue in favour of a split CP on the basis of strictly left-peripheral phenomena across languages. But I also want to link the relation of articulated clause structure, syntactic derivations, and information structure. In particular, I outline the basics of a model of syntactic derivation that makes explicit reference to the interpretive interfaces in a cyclic, dynamic manner.
I suggest a return to older stages of generative grammar, at least in spirit, by proposing that clausal derivation stretches over three important areas which I call prolific domains: the part of the clause which licenses argument/thematic relations (V- or θ-domain), the part that licenses agreement/grammatica1 relations (T- or ϕ-domain), and the part that licenses discourse/information-relevant relations (C- or ω-domain). It is thus a rather broad and conceptual notion of "adding" and "omitting" that I am concerned with here, namely licensing of material to relate to information structure, and the desire to find an answer to the question which elements might be added or omitted across languages to establish such links.
How the left-periphery of a wh-relative clause determines its syntactic and semantic relationships
(2004)
This paper discusses a certain class of German relative clauses which are characterized by a wh-expression overtly realized at the left periphery of the clause. While investigating empirical and theoretical issues regarding this class of relatives, it argues that a wh-relative clause relates syntactically to a functionally complete sentential projection and semantically to entities of various kinds that are abstracted from the matrix clause. What is shown is that this grammatical behaviour clearly can be attributed to the properties of the elements positioned at the left of a wh-relative clause. Finally, a lexically-based analysis couched in the framework of HPSG is given that accounts for the data presented.
This paper presents an analysis of secondary predicates as aspectual modifiers and secondary predication as a summing operation which sums the denotation of the matrix verb and the secondary predicate. I argue that, as opposed to the summing peration involved in simple conjunction, there is a constraint on secondary predication; in the 0 case of depictives, the event introduced by the matrix verb must be PART-OF the event introduced by the secondary predicate, where e1 is PART-OF e2 if the running time of e1 is contained in the running time of e2 and if e1 and e2 share a grammatical argument. I argue resultative predication differs from depictive predication in that the PART-OF constraint holds in resultative constructions between the event which is the culmination of e1 and e2: formally, while depictive predication introduces the statement PART-OF(e1,e2), resultative predication introduces the statement PART-OF(cul(e1),e2). I show that this is all that is necessary to explain the well-known properties of resultative predication.
In what follows, we will first put forward the claim that syntactic ergativity results from morphological ergativity by examining relativization and pea-coordination in Tongan (Section 2). In Sections 3 and 4, we compare 'O-constructions with pea-constructions to conclude a) that unlike pea, 'O should be regarded as a complementizer rather than a conjunction; and b) that the gap in 'O-clauses is not an outcome of deletion, but a null anaphor. We will then discuss a Minimalist approach to binding proposed by Reuland (2001) and see how it accounts for the distribution and behavior of proSE in Tongan. Some implications of the current proposal are discussed in Section 6, with section 7 in conclusion.
Recent work on argument selection couched in a lexical decomposition approach (Ehrich & Rapp 2000) postulates different linking properties for verbs and nouns, challenging current views on argument inheritance. In this paper, I show that the different behavior with respect to verbal and nominal linking observed for Present-Day German does not carry over to ung-nominals in Early New High German. Deverbal nouns and corresponding verbs rather behave alike with respect to argument linking. I shall argue that this change is motivated by the growing rift between ung-nominals and their verbal bases both focussing on different parts oftheir lexicosemantic structure in Present-Day German. Evidence for the verb-like behavior of ung-nominals in Early New High German comes from the regular meaning relation between verbs and corresponding derived nouns, the actional properties of event-denoting nouns, and the patterning of ung-nominals with nominalized infinitives. Even their syntactic behavior reflects the verbal character of ung-nominals during that period of the German language. The diachronic facts can be accounted for in a straightforward way once we adopt a lexical decomposition approach to argument selection.
This paper develops the formal foundations of semantic theories dealing with various kinds of nominalisations. It introduces a combination of an event-calculus with a type-free theory which allows a compositional description to be given of such phenomena like Vendler's distinction between perfect and imperfect nominals, iteration of gerunds and Cresswell's notorious non-urrival of'the train examples. Moreover, the approach argued for in this paper allows a semantic explanation to be given for a wide range of grammatical observations such as the behaviour of certain tpes of nominals with respect to their verbal contexts or the distribution of negation in nominals.
Within a minimalist framework of sound-meaning correlation, the present study concentrates on process nominalizations of Russian. It is shown how these constructions are built up syntactically and semantically and in which respects they differ from other types of nominalizations. The analysis follows a lexicalist conception of word formation and the differentiation of Semantic Form and Conceptual Structure.
We will see how it is reasonable to speak of a minimum distance that an element must cross in order to enter into a well-formed movement dependency. In the course of the discussion of this notion of anti-localiry, a theoretical framework unfolds which is compatible with recent thoughts on syntactic computation regarding local economy and phrase structure, as well as the view that certain pronouns are grammatical formatives, rather than fully lexical expressions. The upshot will be that if an element does not move a certain distance, the derivation crashes at PF, unless the lower copy is spelled out as a pronominal element. The framework presented has a number of implications for the study of clause-typing, of which some will be discussed towards the end.
In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
The Present Perfect in Portuguese has the curious property of forcing iteration of the eventuality described. This paper proposes an account of the iterativity in terms of selectional restrictions of the Present Tense and independent properties of the Perfect and argues against the account of Giorgi and Pianesi 1998 in which the Portuguese Present Perfect is treated as containing two main verbs.
The unusual development of the PDE [present-day English] s-genitive can be historically motivated, if the 's form is supposed to be not a mere leftover of the Old English (henceforth OE) casemarking, but the outcome of the merging of two patterns: the inflectional genitive ending (levelled to -s) and the construction "John his book" (henceforth 'possessive-linked genitive') during the Middle and the Early Modem English phases.
As my corpus analysis will show, the semantic and syntactic constraints ruling the occurrence of the 's pattern in the time interval of the rise of the 's-pattern (1400 - 1650) are the same ones as those ruling the occurrence of the possessive-linked genitive.
This hypothesis is further confirmed by cross-language comparison (with the other West Germanic languages, especially Afrikaans).
These notes grew out of my preoccupation with writing a grammar of a particular language, Cahuilla, which is spoken in Southern California and belongs to the Uto-Aztecan family. [...] The Introduction to the Grammar as a whole – of which two sections are reproduced here in a modified version – tries to integrate the synoptic views of the different chapters into a series of comprehensive statements. The statements cluster around two topics: 1. A presentation of Cahuilla as a type of language. 2. Remarks on writing a grammar.
It has become commonplace to introduce works on aspect with the remark that there is hardly another field in linguistics so much plagued by terminological and notional confusion. [..] About 20 major books claiming a comprehensive treatment have come to my attention during little more than the past half decade […]. Among these books are five that form the subject of this paper in a narrower sense, given that the present article originally started out as a combined review of these five works: […] Even if one is not at all keen on monocultures, it is clear that the obvious disunity in fundamental points of view makes the situation increasingly difficult for the "ordinary working linguist". It is getting impossible to keep up with the many different issues raised in the theoretical literature when, for instance, writing a chapter on aspect for a descriptive grammar of a language. As a result, a tremendous gap between descriptive and theoretical work has arisen. This has not gone unnoticed in the literature. There are several recent publications in which explicit attempts are made to bridge this gap […], all of them trying to add a typological perspective to aspect theory and to free it from its purely truth-conditional embedding, which was the dominant paradigm in the 70ies and 80ies. But again, these works are often themselves cast into specific theoretical frameworks, more often than not ignoring other approaches to the field if they do not fit their persuasions. I will therefore avail myself of the opportunity of this review article by briefly sorting out the differences in the fundamental assumptions and theoretical primitives of the various approaches, in order to come to grips with the aspectological landscape. A general, chiefly historically oriented assessment is presented in the first part of this paper (see section 1). The second part is then devoted to a detailed discussion of the books under review against the background etablished in this survey (see section 2). At the end, I will try to draw some conclusions and hint at some directions for future work with aspect in a descriptive and/or typological context (see section 3).
This paper is concerned with developing Joan Bybee's proposals regarding the nature of grammatical meaning and synthesizing them with Paul Hopper's concept of grammar as emergent. The basic question is this: How much of grammar may be modeled in terms of grammaticalization? In contradistinction to Heine, Claudi & Hünnemeyer (1991), who propose a fairly broad and unconstrained framework for grammaticalization, we try to present a fairly specific and constrained theory of grammaticalization in order to get a more precise idea of the potential and the problems of this approach. Thus, while Heine et al. (1991:25) expand – without discussion – the traditional notion of grammaticalization to the clause level, and even include non-segmental structure (such as word order), we will here adhere to a strictly 'element-bound' view of grammaticalization: where no grammaticalized element exists, there is no grammaticalization. Despite this fairly restricted concept of grammaticalization, we will attempt to corroborate the claim that essential aspects of grammar may be understood and modeled in terms of grammaticalization. The approach is essentially theoretical (practical applications will, hopefully, follow soon) and many issues are just mentioned and not discussed in detail. The paper presupposes a familiarity with the basic facts of grammaticalization and it does not present any new facts.
This paper is concerned with anticausative verbs (or verb-forms), or shortly, anticausatives. [...] [C]ausative/non-causative pairs with a marked non-causative are quite frequent in the languages of the world. However, so far they have not received sufficient attention in general and typological linguistics, a fact which is also manifested in the absence of a generally recognized term for this phenomenon […]. This paper therefore deals with the most important properties of anticausatives (particularly semantic conditions on them), their relationship to other areas of grammar as well as their historical development in different languages. The grammatical domain of transitivity, valence and voice, where the anticausative belongs, takes up a central position in grammar and consequently the present discussion should be of considerable interest to general comparative (or typological) linguists.
It is the aim of this paper to present and elaborate a new solution to the old syntactic problems connected with the Latin gerundive and gerund, two verbal categories which have been interpreted variously either as adjective (or participle) or noun (or infinitive). These questions have been much discussed for quite a number of years […] but for the most part from a philological or purely diachronic point of view. All these linguists try to explain the peculiarities of these categories and their syntax by showing that the gerund is historically prior to the gerundive. [...] It is our thesis […] that in order to arrive at a unified account of gerundive and gerund we do not have to go back to prehistoric times. Even for the classical language gerund and gerundive represent the same category, in the sense that the gerund can be shown to be a special case of the gerundive. Additional evidence from a parallel construction in Hindi is adduced to make the Latin facts more plausible. It is only in the post-classical language that certain tendencies which had shown up already in Old Latin poetry become stronger and finally lead to a reanalysis of the gerundive and a split into two distinct syntactic constructions. The propositional meaning of the gerundive in its attributive use is explained with reference to a conflict between syntactic and cognitive principles. Special constructions which are the effects of such conflicts can be found in other parts of grammar. Languages differ with respect to the degree of syntacticization (or conventionalization) of these special constructions.
Languages vary in whether or not primary grammatical relations (PGRs) are sensitive to information from clause-level case or phrase structures. This variation correlates with a difference between verb agreement systems based on feature unification and systems based on feature composition. The choice between different PGR and agreement principles is found to be highly stable genetically and to characterize Indo-European as systematically different from Sino-Tibetan. Although the choice is partially similar to the Configurationality Parameter, it is shown that Indo-European languages of South Asia are nonconfigurational due to areal pressure but follow their European relatives in PGR and agreement principles.
Ever since Wilhelm von Humboldt’s (1836) pioneering study of Nahuatl, linguists have recurrently recognized that languages differ fundamentally in the syntactic weight they attribute to noun-phrases as the arguments of a verb. Currently, the most prominent attempts to turn this intuition into a precise hypothesis revolve around the notion of ‘configurationality’.
In the late seventies, Bernard Comrie was one of the first linguists to explore the effects of the referential hierarchy (RH) on the distribution of grammatical relations (GRs). The referential hierarchy is also known in the literature as the animacy, empathy or indexibability hierarchy and ranks speech act participants (i.e. first and second person) above third persons, animates above inanimates, or more topical referents above less topical referents. Depending on the language, the hierarchy is sometimes extended by analogy to rankings of possessors above possessees, singulars above plurals, or other notions. In his 1981 textbook, Comrie analyzed RH effects as explaining (a) differential case (or adposition) marking of transitive subject ("A") noun phrases in low RH positions (e.g. inanimate or third person) and of object ("P") noun phrases in high RH positions (e.g. animate or first or second person), and (b) hierarchical verb agreement coupled with a direct vs. inverse distinction, as in Algonquian (Comrie 1981: Chapter 6).
Traditionally, the term "grammatical relation" (GR) refers to the morphosyntactic properties that relate an argument to a clause, as, for example, its subject or its object. Alternative terms are "syntactic function" or "syntactic role", and they highlight the fact that GRs are defined by the way in which arguments are integrated syntactically into a clause, i.e. by functioning as subject, object etc. Whatever terminology one prefers, what is crucial about the traditional notion of GRs is (a) that they are identified by syntactic properties, and (b) that they relate an argument to the clause.
In many languages, clauses can be subordinated by means of case markers. For Bodic languages, a branch of Sino-Tibetan, Genetti (1986) has shown that the meaning of case markers on clauses is in most instances a natural extension of their function on nouns. A dative, for example, which marks a referential goal with a noun, signals a situational goal, i.e., a purpose, when used on a clause. Among the case markers recruited for subordination, we not only get relatively concrete cases like datives, comitatives and various types of locatives, but also core argument relators such as ergatives and accusatives. In this paper, I focus on ergative markers in one subgroup of Bodic, viz. in Kiranti languages spoken in Eastern Nepal, especially in Belhare.
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
In chapters seven and eight of his book Language, Sapir talked about what he called ‘drift’, the changes that a language undergoes through time [...]. Dialects of a language are formed when that language is broken into different segments that no longer move along the same exact drift. Even so, the general drift of a language has its deep and its shallow currents; those features that distinguish closely related dialects will be of the rapid, shallow currents, while the deeper, slower currents may remain consistent between the dialects for millennia. It is this latter type that Sapir felt is ‘fundamental to the genius of the language’ (p. 172), and he said that ‘The momentum of the more fundamental, the pre-dialectal, drift is often such that languages long disconnected will pass through the same or strikingly similar phases’ (p. 172).
In an earlier study (1983) I argued that unlike aorists and athematic presents, Indo-European perfects and thematic presents originally had a dative subject, as in German mir träumt ‘me dreams’ for ich träume ‘I dream’, e.g. Greek oida ‘I know’ < ‘it is known to me’, édomai ‘I will eat’ < ‘it is eatable to me’. On the basis of Oettinger’s epoch-making book (1979), I proposed that the Hittite hi-flexion originated from a merger of the perfect, where *-i was added to 3rd sg. *-e in order to supply a new present, with the thematic flexion of causatives and iteratives, where the final *-e of 3rd sg. *-eie was dropped before the loss of intervocalic *-i- (1983: 315).
Indo-Uralic and Altaic
(2006)
Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins because the reconstructed Indo-European endings can be derived from combinations of Indo-Uralic morphemes by a series of well-motivated phonetic and analogic developments (2002). Moreover, I have claimed (2004b) that the Proto-Uralic consonant gradation accounts for the peculiar correlations between Indo-European root structure and accentuation discovered by Lubotsky (1988).
1. There are two classes of theories of Universal Grammar: (1) Formalist theories, such as the widespread varieties of generative grammar. These theories start from the assumption that certain strings of linguistic forms are grammatical while other strings are ungrammatical. A grammar of this type produces grammatical strings and does not produce ungrammatical ones. All theories of this class fail in the same respect: they do not account for the meaning of the strings. (2) Semiotactic theories, which describe the meaning of a string in terms of the meanings of its constituent forms and their interrelations. The only elaborate formalized theory of this class presently available is the one advanced by C.L. Ebeling (Syntax and Semantics, Leiden: Brill, 1978). I shall discuss some of its mathematical properties here.
Indo-European is a branch of Indo-Uralic which was radically transformed under the influence of a North Caucasian substratum when its speakers moved from the area north of the Caspian Sea to the area north of the Black Sea (cf. Kortlandt 2007b). As a result, Indo-European developed a minimal vowel system combined with a very large consonant inventory including glottalized stops, also grammatical gender and adjectival agreement, an ergative construction which was lost again but has left its traces in the grammatical system, especially in the nominal inflection, a construction with a dative subject which was partly preserved in the historical languages and is reflected in the verbal morphology and syntax, where it gave rise to new categories, and a heterogeneous lexicon. The Indo-Uralic elements of Indo-European include pronouns, case endings, verbal endings, participles and derivational suffixes. In the following I shall give an overview of the grammar of Proto-Indo-European as it may have been spoken around 4000 BC in the eastern Ukraine, shortly after the ancestors of the Anatolians left for the Balkans (for more recent developments I refer to Beekes 1995).
I discuss the status of WH-words for interrogative interpretations, and show that the derivation of constituent questions evolves from a specific interplay of syntactic and semantic representations with pragmatics. I argue that WH-pronouns are not ‘interrogative’. Rather, they are underspecified elements; due to this underspecification, WH-words can form a constitutive part not only of interrogative, but also of exclamative and declarative clauses. WH-words introduce a variable of a particular conceptual domain into the semantic representation. Accordingly, they have to be specified for interpretation. Different WH-contexts give rise to different interpretations. In a cross-linguistic overview, I discuss the characteristic elements contributing to the derivation of interrogatives. I argue that specific particles or their phonologically empty counterparts in the head of CP contribute the interrogative aspect. The speech act of ‘asking’ is then carried out via an intonational contour that identifies a question. By default, this intonational contour operates on interrogative sentences; however, other sentence formats – in particular, those of declarative sentences – are possible as well. The distinction of (a) grammatical (syntactic, semantic and phonological) sentence formats for interrogative and declarative sentences, and (b) intonational contours serving the discrimination of speech acts like questions and assertions, can be related to psychological and neurological evidence.
This volume brings together a cross-section of recent research on the grammar and representation of pronouns, centering around the typology of pronominal paradigms, the generation of syntactic and semantic representations for constructions containing pronouns, and the neurological underpinnings for linguistic distinctions that are relevant for the production and interpretation of these constructions. In this introductory chapter we first give an exposition of our topic (section 2). Taking the interpretation of pronouns as a starting point, we discuss the basic parameters of pronominal representations, and draw a general picture of how morphological, semantic, discourse-pragmatic and syntactic aspects come together. In section 3, we sketch the different domains of research that are concerned with these phenomena, and the particular questions they are interested in, and show how the papers in the present volume fit into the picture. Section 4 gives summaries of the individual papers, and a short synopsis of their main points of convergence.