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In this work we examine several sentential particles, occurring in imperatives, main exclamative and interrogative sentences, which display a uniform syntactic behaviour. We analyse them as heads of high CP projections which require their specifier to be filled either by the wh-item (in sentences where there is one) or by the whole clause, yielding the sentence final position of the particle. The hypothesis that they are C°-heads accounts for their sensitivity to sentence type and for their occurrence only in matrix contexts. We also provide a first sketch of their semantic contribution, showing that they select ‘non standard’ contexts and interact with tense and modality of the verb when the whole CP has moved to their specifier.
The purpose of this dissertation is to defend the idea that the empirical responsibilities of binding theory can be handled in a more psychologically and historically realistic way when assigned to the field of pragmatics. In particular, I wish to show that Optimality Theory (OT) (Prince & Smolensky, 1993), the stochastic OT and Gradual Learning Algorithm of Boersma (1998), the Recoverability of OT of Wilson (2001) and Buchwald et al. (2002), and the bidirectional OT of Blutner (2000b) and Bidirectional Gradual Learning Algorithm of Jäger (2003a) can all participate in a formal framework in which one can formally spell out and justify the idea that the distributional behavior of bound pronouns and reflexivs is a pragmatic phenomenon.
In what follows, I first briefly review Perlmutter (1968, 1970), in which it is argued that aspectual verbs are ambiguous between control and raising. I suggest that while the argument for the raising analysis is solid, the arguments supporting the control analysis of aspectual verbs are less so. As an alternative hypothesis to consider, I introduce the structural ambiguity hypothesis. In Section 3, I review three recent analyses of control and raising. Although there are important differences among them, they all share the basic assumption that the control/raising distinction is due to differences in selectional restrictions that the lexical items impose. Under such an assumption, the lexical ambiguity hypothesis is the only available option. In Section 4, I present evidence for the structural ambiguity hypothesis from studies concerning aspectual verbs in languages from four distinct families, German (Wurmbrand 2001), Japanese (Fukuda 2006), Romance languages (Cinque 2003), and Basque (Arregi Molina-Azaola 2004). These data strongly suggest that across languages aspectual verbs can appear in two different syntactic positions, either below or above vP, or the projection with which an external argument is introduced (Kratzer 1994, 1996, Chomsky 1995). Given these findings, I argue that it is the aspectual verbs' position with respect to vP which creates the control/raising ambiguity. When an aspectual verb appears in a position that is lower than vP, an external argument takes scope over the aspectual verb. Thus, it is interpreted as control. When an aspectual verb appears in a position that is higher than vP, on the other hand, it is the aspectual verb that takes scope over an entire vP, including the external argument. Thus, it is interpreted as raising. In section 5, I extend the scope of this study to include a discussion of want-type verbs in Indonesian, as analyzed in Polinsky & Potsdam (2006). Polinsky & Potsdam argue that the Indonesian want-type verbs must be raising in at least certain cases where they allow a rather peculiar interpretation. Although they assume that there are also control counterparts of the want-type verbs, I argue that applying the proposed analysis to the want-type verbs does away with the need for stipulating two distinct lexical entries for these verbs. Section 6 concludes the paper.
This paper will examine the role of various factors in affecting the salience, and hence the accessibility to pronominal reference, of entities introduced into a discourse by a full clause. We begin with the premise that the possibility of pronominal reference with it versus that depends on the cognitive status of the referent, in the sense of Gundel, Hedberg and Zacharski (1993). This formulation of the problem provides grounds for an explanation of the data presented above, and provides a framework within which we examine the role of various other factors in promoting the salience of a clausally introduced entity, including the information structure of the utterance in which the entity is introduced. For entities introduced by clausal complements to bridge verbs, we show that the information structure of the utterance introducing the entity has a partial, or one-sided, effect on the salience of the entity. When the complement clause is focal, the salience of the entity depends only on its referential givenness-newness (in the sense of Gundel 1988, 1999b), as we would expect. But when the complement clause is ground material, the salience of an entity introduced by the clause is enhanced. Other factors, including the presuppositionality of factive and interrogative complements, also serve to enhance the salience of entities introduced by complement clauses.
Starting from the basic observation that, across languages, the anticausative variant of an alternating verb systematically involves morphological marking that is shared by passive verbs, the goal of this paper is to provide a uniform and formal account of these arguably two different construction types. The central claim that I put forward is that passives and anticausatives differ only with respect to the event-type features of the verb but both arise through the same operation, namely suppression by special morphology of a feature in v that encodes the ontological event type of the verb. Crucially, I argue for two syntactic primitives, namely act and cause, whereto I trace the passive/anticausative distinction. Passive constructions across languages are made compatible by relegating the differences to simple combinatorial properties of verb and prepositional types and their interactions with other event functors, which are in turn encoded differently morphologically across languages. New arguments are brought forward for a causative analysis of anticausatives. Agentive adverbials are examined, and doubt is cast on the usefulness of by-phrases as a diagnostic for argumenthood.
The 48th volume of the ZAS Papers in Linguistics presents selected papers from the conference on Intersentential pronominal reference in child and adult language held at the ZAS in December, 2006. The conference, organized by the project Acquisition and disambiguation of intersentential pronominal reference, brought together leading researchers dealing with anaphora resolution in diverse theoretical approaches and the acquisition perspective on pronominal reference taken by the ZAS project.
It is well known that English children between the age of 4 and 6 display a so-called Delay of Principle B Effect (DPBE) in that they allow pronouns to refer to a local c-commanding antecedent. Their guessing pattern with pronouns contrasts with their adult-like interpretation of reflexives. The DPBE has been explained as resulting from a lack of pragmatic knowledge or insufficient cognitive resources. However, such extra-grammatical accounts cannot explain why the DPBE only shows up in particular languages and in particular syntactic environments. Moreover, such accounts fail to explain why the DPBE only emerges in comprehension and not in production. This paper hypothesizes that the presence or absence of the DPBE can be explained from the properties of the grammar. Fischer's (2004) optimality-theoretic analysis of binding, explaining cross-linguistic variation, and Hendriks and Spenader's (2005/6) optimality-theoretic account of the acquisition of pronouns and reflexives are combined into a single model. This model yields testable predictions with respect to the presence or absence of the DPBE in particular languages, in particular syntactic environments, and in comprehension and/or production.
This paper compares secondary predication constructions (including small clause complements, resultatives, and/or depictives) in English and Korean and argues that these two typologically different languages employ different modes of satisfying the Case Filter (Chomsky 1981) with regard to the Case of the subjects of secondary predication constructions. More specifically, we argue that the subject of the secondary predicate in English is Accusative Case-marked by the higher governing verb, while that in Korean is Nominative Case-marked by default. Evidence for default Nominative Case will be provided from Korean and other languages.
The complexity of human languages has always inspired research for some human faculty that makes language learning possible. The system that generates the complexity of human languages, ideally, is simple and effective. Recent developments of the generative grammatical theory explore deeper into the issue of simplicity or economy. The Minimalist Program developed in Chomsky (1991, 1993, 1995) tries to provide contents to such notions. What does it mean to be more economic or least effort? An important instantiation of such notions is the proposal that movement is the last resort assuming that movement is more costly than non-movement. Processes occur only because they are necessary. The definition of necessity generally is cast in morphological terms. Moreover, the notion of "economy" or "least effort" is deterministic of the appropriate derivations for sentences: a shorter derivation is better than a longer one. In this work, we show that the notion of "least effort," - do minimally if possible - is manifested not only in derivations but also in other aspects of the grammar. We take Chinese as an example and show that this language exhibits the properties manifesting some "least effort" guidelines in the area of movement and reconstruction, and in the projection of syntactic positions: when there is a choice, non-application of moyement/reconstruction and non-projection of a position are adopted. These phenomena essentially are attested in topic structures. The question arises as to why topic structures exhibit such minimal effort effects. We suggest that this is due to the fact that topic structures can be derived by movement or base-generation. When there are morpho-syntactic clues that reconstruction is necessary, the structure is a movement structure. Otherwise, the less costly non-movement structure is assumed. Moreover, because of the possibility of assuming a topic NP to be base-generated, bearing a predication (or aboutness) relation with the comment clause, the argument position which otherwise would be related to the topic (conveniently termed the trace position) is not projected when there is a choice of projecting or not projecting it.
Editorial preface
(2000)
The present issue grew out of two sources. The main one was the workshop on Adding and Omitting (A & 0) held during the DGfS Conference organized in Konstanz at the beginning of 1999 by our ZAS project on Syntax der Fokusbildung. The purpose of the workshop was to bring together people working on topicalization (addition of expressions, in a sense) and ellipsis (omission, i.e. deletion of linguistic material) and their relations and interaction. Since the workshop was very successful and met with a great deal of interest on the part of both participants and outsiders, we decided to collect and publish the papers that were presented. Towards the end of 1999, a follow-up workshop on Ellipsis and Information Structure was organized by Kerstin Schwabe and Susanne Winkler (Tübingen). The papers given at this second meeting were supposed to be an integral part of the publication as well. More and more people got involved, further developing our common understanding of the topic phenomenon, so that there was too much material for a single volume. We therefore decided to split the enterprise into two volumes. The ellipsis papers are to be published by 'Benjamins' this year in Interpreting Omitted Structures.
Specificity distinction
(2001)
This paper is concerned with semantic noun phrase typology, focusing on the question of how to draw fine-grained distinctions necessary for an accurate account of natural language phenomena. In the extensive literature on this topic, the most commonly encountered parameters of classification concern the semantic type of the denotation of the noun phrase, the familiarity or novelty of its referent, the quantificational/nonquantificational distinction (connected to the weak/strong dichotomy), as well as, more recently, the question of whether the noun phrase is choice-functional or not (see Reinhart 1997, Winter 1997, Kratzer 1998, Matthewson 1999). In the discussion that follows I will attempt to make the following general points: (i) phenomena involving the behavior of noun phrases both within and across languages point to the need of establishing further distinctions that are too fine-grained to be caught in the net of these typologies; (ii) some of the relevant distinctions can be captured in terms of conditions on assignment functions; (iii) distribution and scopal peculiarities of noun phrases may result from constraints they impose on the way variables they introduce are to be assigned values.
Section 2 reviews the typology of definite noun phrases introduced in Farkas 2000 and the way it provides support for the general points above. Section 3 examines some of the problems raised by recognizing the rich variety of 'indefinite' noun phrases found in natural language and by attempting to capture their distribution and interpretation. Common to the typologies discussed in the two sections is the issue of marking different types of variation in the interpretation of a noun phrase. In the light of this discussion, specificity turns out to be an epiphenomenon connected to a family of distinctions that are marked differently in different languages.
This paper presents an analysis of secondary predicates as aspectual modifiers and secondary predication as a summing operation which sums the denotation of the matrix verb and the secondary predicate. I argue that, as opposed to the summing peration involved in simple conjunction, there is a constraint on secondary predication; in the 0 case of depictives, the event introduced by the matrix verb must be PART-OF the event introduced by the secondary predicate, where e1 is PART-OF e2 if the running time of e1 is contained in the running time of e2 and if e1 and e2 share a grammatical argument. I argue resultative predication differs from depictive predication in that the PART-OF constraint holds in resultative constructions between the event which is the culmination of e1 and e2: formally, while depictive predication introduces the statement PART-OF(e1,e2), resultative predication introduces the statement PART-OF(cul(e1),e2). I show that this is all that is necessary to explain the well-known properties of resultative predication.
Nominalizations
(2002)
The present volume is a selection of the papers presented in workshops at ZAS in Berlin in November 2000 and at theUniversity of Tübingen in April 2001, devoted to synchronic and, diachronic aspects of various types of nominalizations. Nominalization has a long history in linguistic research. Its nature can only be captured by taking into account the interface between morphology, syntax and semantics on the one hand, and the interface between semantics and conceptual structure on the other.
This paper develops the formal foundations of semantic theories dealing with various kinds of nominalisations. It introduces a combination of an event-calculus with a type-free theory which allows a compositional description to be given of such phenomena like Vendler's distinction between perfect and imperfect nominals, iteration of gerunds and Cresswell's notorious non-urrival of'the train examples. Moreover, the approach argued for in this paper allows a semantic explanation to be given for a wide range of grammatical observations such as the behaviour of certain tpes of nominals with respect to their verbal contexts or the distribution of negation in nominals.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.
Acquisition of aspect
(2003)
Specifics
(2001)
In all these examples there appears to be mismatch between the position at which an indefinite appears and its preferred interpretation. Following many of the more recent contributions to the literature, I will assume that this is the hallmark of specificity (e.g. Ahusch 1994, Reinhart 1997, Winter 1997, van Geenhoven 1998). Such mismatches are not the norm: indefinites are often interpreted in situ, and there is some reason for taking this to be the default option. The reason is that comparatively 'neutral', i.e. semantically attenuate, indefinites have a preference for in situ readings [...].
Many authors who subscribe to some version of generative syntax account for the two readings of [...] sentences [...] in terms of LF-ambiguity. There is assumed to be covert quantifier raising (QR), which results in two distinct possibilities for the indefinite quantificational expressions involved to take scope over each other [...] In this paper, an alternative account is proposed which dispenses with the idea that there are different scope relations involved in the readings of […] sentences [...] and, consequently, with QR as the syntactic operation to be assumed for generating the respective LFs. I argue that it is rather focus structure in connection with type semantic issues pertaining to the indefinite quantificational expressions involved which result in the different readings associated with [...] sentences.
Even if we can generate a logical form, principles of use may limit the ways in which we can use it. In this paper, I motivate one such principle of use, and explore its effects. Much of the discussion involves kinds of sentences that have received attention in the literature on "individual-level predicates".
What are incremental themes?
(2001)
In this paper I examine the approach to incremental themes developed in Krifka 1992,1998, Dowty 1991 and others, which argues that the extent of a telic event is determined by the extent of its incrementally affected theme. This approach identifies the defining property of an accomplishment event as being the fact that the theme relation is a homomorphism from parts of the event to parts of the (incremental) theme. I show that there are a large number of accomplishments, both lexical and derived via resultative predication, which cannot be characterised in this way. I then show that it is more insightful to characterise accomplishments in terms of their internally complex structure: an accomplishment event consists of a non-incremental activity event and an incrementally structured 'BECOME' event, which are related by a contextually available one-one function in such a way that the incremental structure of the latter is imposed on the activity.
The study examines the hypotheses that the acquisition of the finite verb is an indispensable and linking constituent of the development of SVO utterances. Four apparently separate or at least separable processes are analysed over 6 months in one Russian and one German child: a) the emergence of verbs in the child’s utterances, b) the occurrence of correctly inflected (finite) verb forms, c) the development of multi-component utterances containing a verb, and c) the emergence of (potential) subjects and objects. Russian and German exhibit rich verb morphology, and in both languages finiteness is strongly correlated with inflectional categories like person, number and tense. With both children we find a correlation in the temporal order of these four processes and – what is more relevant for our study – a dependency of a certain development on the utterance level on the emergence of finite verbs. Further, our investigation shows that language-specific development comes in to play already when children start to acquire verb inflection and becomes more contrastive when we observe the onset of the production of the SVO utterances.
Starting from a consideration of the internal make-up of adverbial clauses this paper shows that the widespread assumption that fronted arguments in English and CLLD constituents in Romance occupy the same position leads to a number of problems. I will conclude that the position occupied by English topicalized arguments differs from that of the CLLD topics in Romance. In particular, English topics occupy a higher position in the left periphery. The final part of the paper compares three proposals for the lower topic position in Romance.
'Correction' is the name of a sentence with contrastive focus' the phonological/phonetic realization of which is a single contrastive pitch accent. These sentences predominantly appear in (fictional) dialogues. The first speaker uses grammatical entities against which the next speaker protests with a sentence nearly identical except that it contains a prosodically marked corrective element. This paper makes contrastive focus visible by means of 'KF' (contrastive focus).
This paper focuses on definite descriptions. It will be shown that a definite description refers to a given discourse referent if the descriptive content is completely deaccented. But if there is a focussed element within the descriptive content it introduces a novel referent. This amounts to allowing two readings for definite descriptions without, however, allowing two readings for the definite article.
This paper is about the semantics of wh-phrases. It is argued that wh-phrases should not be analyzed as indefinites as, for example, Karttunen (1977) and many others have done, but as functional expressions with an indefinite core -their function being to restrict possible focus/background structures in direct or congruent answers. This will be argued for on the basis of observations made with respect to the distribution of term answers in well-formed question/answer sequences. This claim having been established, it will be integrated in a categorial variant of Schwarzschild's (1999) information-theoretic approach to F-marking and accent placement, and – second – its consequences with respect to the focus/background structure of wh-questions will be outlined.
Issues on topics
(2000)
The present volume contains papers that bear mainly on issues concerning the topic concept. This concept is of course very broad and diverse. Also, different views are expressed in this volume. Some authors concentrate on the status of topics and non-topics in so-called topic prominent languages (i.e. Chinese), others focus on the syntactic behavior of topical constituents in specific European languages (German, Greek, Romance languages). The last contribution tries to bring together the concept of discourse topic (a non-syntactic notion) and the concept of sentence topic, i.e. that type of topic that all the preceding papers are concerned with.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
Questions and focus
(2003)
We will see how it is reasonable to speak of a minimum distance that an element must cross in order to enter into a well-formed movement dependency. In the course of the discussion of this notion of anti-localiry, a theoretical framework unfolds which is compatible with recent thoughts on syntactic computation regarding local economy and phrase structure, as well as the view that certain pronouns are grammatical formatives, rather than fully lexical expressions. The upshot will be that if an element does not move a certain distance, the derivation crashes at PF, unless the lower copy is spelled out as a pronominal element. The framework presented has a number of implications for the study of clause-typing, of which some will be discussed towards the end.
The Present Perfect in Portuguese has the curious property of forcing iteration of the eventuality described. This paper proposes an account of the iterativity in terms of selectional restrictions of the Present Tense and independent properties of the Perfect and argues against the account of Giorgi and Pianesi 1998 in which the Portuguese Present Perfect is treated as containing two main verbs.
The unusual development of the PDE [present-day English] s-genitive can be historically motivated, if the 's form is supposed to be not a mere leftover of the Old English (henceforth OE) casemarking, but the outcome of the merging of two patterns: the inflectional genitive ending (levelled to -s) and the construction "John his book" (henceforth 'possessive-linked genitive') during the Middle and the Early Modem English phases.
As my corpus analysis will show, the semantic and syntactic constraints ruling the occurrence of the 's pattern in the time interval of the rise of the 's-pattern (1400 - 1650) are the same ones as those ruling the occurrence of the possessive-linked genitive.
This hypothesis is further confirmed by cross-language comparison (with the other West Germanic languages, especially Afrikaans).
These notes grew out of my preoccupation with writing a grammar of a particular language, Cahuilla, which is spoken in Southern California and belongs to the Uto-Aztecan family. [...] The Introduction to the Grammar as a whole – of which two sections are reproduced here in a modified version – tries to integrate the synoptic views of the different chapters into a series of comprehensive statements. The statements cluster around two topics: 1. A presentation of Cahuilla as a type of language. 2. Remarks on writing a grammar.
It has become commonplace to introduce works on aspect with the remark that there is hardly another field in linguistics so much plagued by terminological and notional confusion. [..] About 20 major books claiming a comprehensive treatment have come to my attention during little more than the past half decade […]. Among these books are five that form the subject of this paper in a narrower sense, given that the present article originally started out as a combined review of these five works: […] Even if one is not at all keen on monocultures, it is clear that the obvious disunity in fundamental points of view makes the situation increasingly difficult for the "ordinary working linguist". It is getting impossible to keep up with the many different issues raised in the theoretical literature when, for instance, writing a chapter on aspect for a descriptive grammar of a language. As a result, a tremendous gap between descriptive and theoretical work has arisen. This has not gone unnoticed in the literature. There are several recent publications in which explicit attempts are made to bridge this gap […], all of them trying to add a typological perspective to aspect theory and to free it from its purely truth-conditional embedding, which was the dominant paradigm in the 70ies and 80ies. But again, these works are often themselves cast into specific theoretical frameworks, more often than not ignoring other approaches to the field if they do not fit their persuasions. I will therefore avail myself of the opportunity of this review article by briefly sorting out the differences in the fundamental assumptions and theoretical primitives of the various approaches, in order to come to grips with the aspectological landscape. A general, chiefly historically oriented assessment is presented in the first part of this paper (see section 1). The second part is then devoted to a detailed discussion of the books under review against the background etablished in this survey (see section 2). At the end, I will try to draw some conclusions and hint at some directions for future work with aspect in a descriptive and/or typological context (see section 3).
This paper is concerned with developing Joan Bybee's proposals regarding the nature of grammatical meaning and synthesizing them with Paul Hopper's concept of grammar as emergent. The basic question is this: How much of grammar may be modeled in terms of grammaticalization? In contradistinction to Heine, Claudi & Hünnemeyer (1991), who propose a fairly broad and unconstrained framework for grammaticalization, we try to present a fairly specific and constrained theory of grammaticalization in order to get a more precise idea of the potential and the problems of this approach. Thus, while Heine et al. (1991:25) expand – without discussion – the traditional notion of grammaticalization to the clause level, and even include non-segmental structure (such as word order), we will here adhere to a strictly 'element-bound' view of grammaticalization: where no grammaticalized element exists, there is no grammaticalization. Despite this fairly restricted concept of grammaticalization, we will attempt to corroborate the claim that essential aspects of grammar may be understood and modeled in terms of grammaticalization. The approach is essentially theoretical (practical applications will, hopefully, follow soon) and many issues are just mentioned and not discussed in detail. The paper presupposes a familiarity with the basic facts of grammaticalization and it does not present any new facts.
This paper is concerned with anticausative verbs (or verb-forms), or shortly, anticausatives. [...] [C]ausative/non-causative pairs with a marked non-causative are quite frequent in the languages of the world. However, so far they have not received sufficient attention in general and typological linguistics, a fact which is also manifested in the absence of a generally recognized term for this phenomenon […]. This paper therefore deals with the most important properties of anticausatives (particularly semantic conditions on them), their relationship to other areas of grammar as well as their historical development in different languages. The grammatical domain of transitivity, valence and voice, where the anticausative belongs, takes up a central position in grammar and consequently the present discussion should be of considerable interest to general comparative (or typological) linguists.
It is the aim of this paper to present and elaborate a new solution to the old syntactic problems connected with the Latin gerundive and gerund, two verbal categories which have been interpreted variously either as adjective (or participle) or noun (or infinitive). These questions have been much discussed for quite a number of years […] but for the most part from a philological or purely diachronic point of view. All these linguists try to explain the peculiarities of these categories and their syntax by showing that the gerund is historically prior to the gerundive. [...] It is our thesis […] that in order to arrive at a unified account of gerundive and gerund we do not have to go back to prehistoric times. Even for the classical language gerund and gerundive represent the same category, in the sense that the gerund can be shown to be a special case of the gerundive. Additional evidence from a parallel construction in Hindi is adduced to make the Latin facts more plausible. It is only in the post-classical language that certain tendencies which had shown up already in Old Latin poetry become stronger and finally lead to a reanalysis of the gerundive and a split into two distinct syntactic constructions. The propositional meaning of the gerundive in its attributive use is explained with reference to a conflict between syntactic and cognitive principles. Special constructions which are the effects of such conflicts can be found in other parts of grammar. Languages differ with respect to the degree of syntacticization (or conventionalization) of these special constructions.
Languages vary in whether or not primary grammatical relations (PGRs) are sensitive to information from clause-level case or phrase structures. This variation correlates with a difference between verb agreement systems based on feature unification and systems based on feature composition. The choice between different PGR and agreement principles is found to be highly stable genetically and to characterize Indo-European as systematically different from Sino-Tibetan. Although the choice is partially similar to the Configurationality Parameter, it is shown that Indo-European languages of South Asia are nonconfigurational due to areal pressure but follow their European relatives in PGR and agreement principles.
Ever since Wilhelm von Humboldt’s (1836) pioneering study of Nahuatl, linguists have recurrently recognized that languages differ fundamentally in the syntactic weight they attribute to noun-phrases as the arguments of a verb. Currently, the most prominent attempts to turn this intuition into a precise hypothesis revolve around the notion of ‘configurationality’.
In the late seventies, Bernard Comrie was one of the first linguists to explore the effects of the referential hierarchy (RH) on the distribution of grammatical relations (GRs). The referential hierarchy is also known in the literature as the animacy, empathy or indexibability hierarchy and ranks speech act participants (i.e. first and second person) above third persons, animates above inanimates, or more topical referents above less topical referents. Depending on the language, the hierarchy is sometimes extended by analogy to rankings of possessors above possessees, singulars above plurals, or other notions. In his 1981 textbook, Comrie analyzed RH effects as explaining (a) differential case (or adposition) marking of transitive subject ("A") noun phrases in low RH positions (e.g. inanimate or third person) and of object ("P") noun phrases in high RH positions (e.g. animate or first or second person), and (b) hierarchical verb agreement coupled with a direct vs. inverse distinction, as in Algonquian (Comrie 1981: Chapter 6).
Traditionally, the term "grammatical relation" (GR) refers to the morphosyntactic properties that relate an argument to a clause, as, for example, its subject or its object. Alternative terms are "syntactic function" or "syntactic role", and they highlight the fact that GRs are defined by the way in which arguments are integrated syntactically into a clause, i.e. by functioning as subject, object etc. Whatever terminology one prefers, what is crucial about the traditional notion of GRs is (a) that they are identified by syntactic properties, and (b) that they relate an argument to the clause.
In many languages, clauses can be subordinated by means of case markers. For Bodic languages, a branch of Sino-Tibetan, Genetti (1986) has shown that the meaning of case markers on clauses is in most instances a natural extension of their function on nouns. A dative, for example, which marks a referential goal with a noun, signals a situational goal, i.e., a purpose, when used on a clause. Among the case markers recruited for subordination, we not only get relatively concrete cases like datives, comitatives and various types of locatives, but also core argument relators such as ergatives and accusatives. In this paper, I focus on ergative markers in one subgroup of Bodic, viz. in Kiranti languages spoken in Eastern Nepal, especially in Belhare.
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
In chapters seven and eight of his book Language, Sapir talked about what he called ‘drift’, the changes that a language undergoes through time [...]. Dialects of a language are formed when that language is broken into different segments that no longer move along the same exact drift. Even so, the general drift of a language has its deep and its shallow currents; those features that distinguish closely related dialects will be of the rapid, shallow currents, while the deeper, slower currents may remain consistent between the dialects for millennia. It is this latter type that Sapir felt is ‘fundamental to the genius of the language’ (p. 172), and he said that ‘The momentum of the more fundamental, the pre-dialectal, drift is often such that languages long disconnected will pass through the same or strikingly similar phases’ (p. 172).
In an earlier study (1983) I argued that unlike aorists and athematic presents, Indo-European perfects and thematic presents originally had a dative subject, as in German mir träumt ‘me dreams’ for ich träume ‘I dream’, e.g. Greek oida ‘I know’ < ‘it is known to me’, édomai ‘I will eat’ < ‘it is eatable to me’. On the basis of Oettinger’s epoch-making book (1979), I proposed that the Hittite hi-flexion originated from a merger of the perfect, where *-i was added to 3rd sg. *-e in order to supply a new present, with the thematic flexion of causatives and iteratives, where the final *-e of 3rd sg. *-eie was dropped before the loss of intervocalic *-i- (1983: 315).
Indo-Uralic and Altaic
(2006)
Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins because the reconstructed Indo-European endings can be derived from combinations of Indo-Uralic morphemes by a series of well-motivated phonetic and analogic developments (2002). Moreover, I have claimed (2004b) that the Proto-Uralic consonant gradation accounts for the peculiar correlations between Indo-European root structure and accentuation discovered by Lubotsky (1988).
1. There are two classes of theories of Universal Grammar: (1) Formalist theories, such as the widespread varieties of generative grammar. These theories start from the assumption that certain strings of linguistic forms are grammatical while other strings are ungrammatical. A grammar of this type produces grammatical strings and does not produce ungrammatical ones. All theories of this class fail in the same respect: they do not account for the meaning of the strings. (2) Semiotactic theories, which describe the meaning of a string in terms of the meanings of its constituent forms and their interrelations. The only elaborate formalized theory of this class presently available is the one advanced by C.L. Ebeling (Syntax and Semantics, Leiden: Brill, 1978). I shall discuss some of its mathematical properties here.
Indo-European is a branch of Indo-Uralic which was radically transformed under the influence of a North Caucasian substratum when its speakers moved from the area north of the Caspian Sea to the area north of the Black Sea (cf. Kortlandt 2007b). As a result, Indo-European developed a minimal vowel system combined with a very large consonant inventory including glottalized stops, also grammatical gender and adjectival agreement, an ergative construction which was lost again but has left its traces in the grammatical system, especially in the nominal inflection, a construction with a dative subject which was partly preserved in the historical languages and is reflected in the verbal morphology and syntax, where it gave rise to new categories, and a heterogeneous lexicon. The Indo-Uralic elements of Indo-European include pronouns, case endings, verbal endings, participles and derivational suffixes. In the following I shall give an overview of the grammar of Proto-Indo-European as it may have been spoken around 4000 BC in the eastern Ukraine, shortly after the ancestors of the Anatolians left for the Balkans (for more recent developments I refer to Beekes 1995).