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In der Abteilung Grammatik des Instituts für Deutsche Sprache, Mannheim, wird derzeit ein neues Projekt entwickelt, und zwar das einer Grammatik des Deutschen im europäischen Vergleich (GDE). Dieses Projekt fügt sich ein in die kontrastive Tradition des IDS, ist jedoch andererseits auch in vieler Hinsicht innovativ. Bevor ich das Projekt im Einzelnen vorstelle, versuche ich den Bogen zurück zu den kontrastiven Grammatiken zu schlagen. Gerade die Leserschaft polnischer Germanisten braucht an die Tradition kontrastiver Grammatikschreibung sicher nicht eigens erinnert zu werden. Denn diese Tradition, die untrennbar mit dem Namen Ulrich Engel verknüpft ist, ist gerade erst in der neu erschienenen deutsch-polnischen kontrastiven Grammatik kulminiert. Im Bereich der kontrastiven Grammatiken zu Sprachenpaaren, von denen das Deutsche ein Element ist, verfügt das IDS also über eine vergleichsweise reiche Tradition. Am IDS oder in Kooperation mit dem IDS wurden kontrastive Grammatiken zu den Sprachenpaaren Deutsch – Französisch (Zemb 1978), Deutsch – Serbokroatisch , Deutsch – Spanisch (Cartegena/Gauger 1989), Deutsch – Rumänisch (Engel u.a. 1993) erarbeitet. Zum Sprachenpaar Englisch – Deutsch liegt mit Hawkins 1986 eine typologisch-vergleichende Grammatik vor. Die deutsch-polnische kontrastive Grammatik, die unter der Leitung von Ulrich Engel erarbeitet wurde, ist 1999 erscheinen. Abraham 1994 und Glinz 1994 konfrontieren das Deutsche, mit durchaus unterschiedlicher Akzentsetzung, mit mehreren anderen europäischen Sprachen. An der Berliner Humboldt-Universität laufen derzeit die Vorarbeiten zu einer deutsch-russischen kontrastiven Grammatik (Initiative Wolfgang Gladrow und Michail Kotin). Die Aufgabe einer 'Grammatik des Deutschen im europäischen Kontext' ist also hinlänglich vorbereitet.
I discuss the status of WH-words for interrogative interpretations, and show that the derivation of constituent questions evolves from a specific interplay of syntactic and semantic representations with pragmatics. I argue that WH-pronouns are not ‘interrogative’. Rather, they are underspecified elements; due to this underspecification, WH-words can form a constitutive part not only of interrogative, but also of exclamative and declarative clauses. WH-words introduce a variable of a particular conceptual domain into the semantic representation. Accordingly, they have to be specified for interpretation. Different WH-contexts give rise to different interpretations. In a cross-linguistic overview, I discuss the characteristic elements contributing to the derivation of interrogatives. I argue that specific particles or their phonologically empty counterparts in the head of CP contribute the interrogative aspect. The speech act of ‘asking’ is then carried out via an intonational contour that identifies a question. By default, this intonational contour operates on interrogative sentences; however, other sentence formats – in particular, those of declarative sentences – are possible as well. The distinction of (a) grammatical (syntactic, semantic and phonological) sentence formats for interrogative and declarative sentences, and (b) intonational contours serving the discrimination of speech acts like questions and assertions, can be related to psychological and neurological evidence.
Generative grammar
(2001)
Generative Grammar is the label of the most influential research program in linguistics and related fields in the second half of the 20. century. Initiated by a short book, Noam Chomsky's Syntactic Structures (1957), it became one of the driving forces among the disciplines jointly called the cognitive sciences. The term generative grammar refers to an explicit, formal characterization of the (largely implicit) knowledge determining the formal aspect of all kinds of language behavior. The program had a strong mentalist orientation right from the beginning, documented e.g. in a fundamental critique of Skinner's Verbal behavior (1957) by Chomsky (1959), arguing that behaviorist stimulus-response-theories could in no way account for the complexities of ordinary language use. The "Generative Enterprise", as the program was called in 1982, went through a number of stages, each of which was accompanied by discussions of specific problems and consequences within the narrower domain of linguistics as well as the wider range of related fields, such as ontogenetic development, psychology of language use, or biological evolution. Four stages of the Generative Enterprise can be marked off for expository purposes.
In the present paper, I will discuss the semantic structure of nouns and nominal number markers. In particular, I will discuss the question if it is possible to account for the syntactic and semantic formation of nominals in a parallel way, that is I will try to give a compositional account of nominal semantics. The framework that I will use is "twolevel semantics". The semantic representations and their type-theoretical basis will account for general cross-linguistic characteristics of nouns and nominal number and will show interdependencies between noun classes, number marking and cardinal constructions. While the analysis will give a unified account of bare nouns (like dog / water), it will distinguish between the different kinds of nominal terms (like a dog / dogs / water). Following the proposal, the semantic operations underlying the formation of the SR are basically the same for DPs as for CPs. Hence, from such an analysis, independent semantic arguments can be derived for a structural parallelism of nominals and sentences - that is, for the "sentential aspect" of noun phrases. I will first give a sketch of the theoretical background. I will then discuss the cross-linguistic combinatorial potential of nominal constructions, that is, the potential of nouns and number markers to combine with other elements and form complex expressions. This will lead to a general type-theoretical classification for the elements in question. In the next step, I will model the referential potential of nominal constructions. Together with the combinatorial potential, this will give us semantic representations for the basic elements involved in nominal constructions. In an overview, I will summarize our modeling of nouns and nominal number. I will then discuss in an outlook the "sentential aspect" of noun phrases.
In his 1995 monograph, Apresyan suggests that it would be extremely interesting to investigate the means of expressing the definiteness/indefiniteness opposition in languages that do not have articles. In this paper, I will attempt to find possible correlations between the organization of discourse and the positions in which the (in)definite nominals may appear within a sentence of Russian. I will examine the information structure of Russian sentences and, based on the previous analyses, provide a new account of their organization with respect to information packaging. I will then look at various nominal elements contained in certain parts of a sentence and arrive at a system describing the distribution of NPs in Russian with respect to the information structure. The ultimate goal of this paper is to establish and motivate a system of correlations between various types of NPs and functions of information structure. This goal will be achieved by determining which characteristic of a NP may serve as a criterion allowing to provide a one-to-one mapping.
Sentence mood in German is a complex category that is determined by various components of the grammatical system. In particular, verbal mood, the position of the finite verb and the wh-characteristics of the so called 'Vorfeld'-phrase are responsible for the constitution of sentence mood in German. This article proposes a theory of sentence mood constitution in German and investigates the interaction between the pronominal binding of indefinite noun phrases which are semantically analyzed as choice functions. It is shown that the semantic objects determined by sentence mood define different kinds of domains which have to be uniquely accessible as the range of the choice function. The various properties of the pronominal binding of indefinites can be derived by the interplay of the proposed theoretical notions.
The goal of this paper is to study the influence of information structure in the referential status of linguistic expressions such as bare plurals and indefinite NPs in Spanish. In particular, we will argue for the following claims: (a) Spanish bare plurals can receive a generic interpretation in object position and (b) Spanish bare plurals in object position can be topics in siru. We will focus on object position because of the well known semantic and syntactic constraints that affect preverbal subject bare plurals in Spanish.
Although the linear order of arguments (and adverbials) in German is relatively free, it underlies certain restrictions; these don’t apply to the so-called unmarked order for arguments (Lenerz 1977) and adverbials (Frey/Pittner 1998). It is a common assumption to take the unmarked order as basic and derive all other orders from it by scrambling, whatever its specific characteristics may be (cf., amongst others, Haider/Rosengren 1998). The observable restrictions obtaining for some linear ordering may then be considered as constraints on a movement operation (scrambling). [...] In the following, I will try to present the outlines of a possible explanation for the restriction, based on a proposal governing the proper referential interpretation of indefinite NPs.
Current analyses of specificity are unable to provide an explanatory account for why specific and nonspecific uses of indefinites are available. While Abusch (1994), Reinhart (1997), and Kratzer (1998) provide successful mechanisms for deriving specific readings, they do not provide a fundamental explanation for the availability of this mechanism. This is due to the fact that specific indefinites are treated as involving an interpretive component or procedure unique to themselves: storage (Abusch) or choice function (Reinhart and Kratzer), for example. It would be preferable if specific indefinites could be understood as deriving from the use of independently motivated meaning components and interpretive mechanisms.
Here I will pursue the idea, building on Portner & Yabushita (1998), that specificity has to do with the indefinite's interaction with a topical domain (note similarities with the proposals of Enç 1991, Cresti 1995, and Schwarzschild 2000). In this conception, specificity is a matter of degree: the narrower the topical domain, the more specific the indefinite. More precisely, sentences containing specific indefinites will be understood as involving ordinary existential quantification in combination with a topical domain function.
Many authors who subscribe to some version of generative syntax account for the two readings of [...] sentences [...] in terms of LF-ambiguity. There is assumed to be covert quantifier raising (QR), which results in two distinct possibilities for the indefinite quantificational expressions involved to take scope over each other [...] In this paper, an alternative account is proposed which dispenses with the idea that there are different scope relations involved in the readings of […] sentences [...] and, consequently, with QR as the syntactic operation to be assumed for generating the respective LFs. I argue that it is rather focus structure in connection with type semantic issues pertaining to the indefinite quantificational expressions involved which result in the different readings associated with [...] sentences.
Sluicing phenomena
(2001)
The paper shows that in various sluicing types, the wh-phrase in the sluicing sentence as well as its relatum in the antecedent clause must be F-marked, and it explains this observation with Schwarzschild's (1999) and Merchant's (1999) focus theory. According to the semantics of the wh-phrase, it will argue that the relatum of the wh-phrase is an indefinite expression that must allow a specific interpretation. Following Heusinger (1997, 2000), specificity will be defined as an anchoring relation between the discourse referent introduced by the indefinite expression and a discourse given item. Because specific indefinite expressions are always novel, contexts like the scope of definite DPs, the scope of thematic matrix predicates, and the scope of downward-monotonic quantifiers which all exhibit non-novel indefinites do not allow sluicing.
Specificity distinction
(2001)
This paper is concerned with semantic noun phrase typology, focusing on the question of how to draw fine-grained distinctions necessary for an accurate account of natural language phenomena. In the extensive literature on this topic, the most commonly encountered parameters of classification concern the semantic type of the denotation of the noun phrase, the familiarity or novelty of its referent, the quantificational/nonquantificational distinction (connected to the weak/strong dichotomy), as well as, more recently, the question of whether the noun phrase is choice-functional or not (see Reinhart 1997, Winter 1997, Kratzer 1998, Matthewson 1999). In the discussion that follows I will attempt to make the following general points: (i) phenomena involving the behavior of noun phrases both within and across languages point to the need of establishing further distinctions that are too fine-grained to be caught in the net of these typologies; (ii) some of the relevant distinctions can be captured in terms of conditions on assignment functions; (iii) distribution and scopal peculiarities of noun phrases may result from constraints they impose on the way variables they introduce are to be assigned values.
Section 2 reviews the typology of definite noun phrases introduced in Farkas 2000 and the way it provides support for the general points above. Section 3 examines some of the problems raised by recognizing the rich variety of 'indefinite' noun phrases found in natural language and by attempting to capture their distribution and interpretation. Common to the typologies discussed in the two sections is the issue of marking different types of variation in the interpretation of a noun phrase. In the light of this discussion, specificity turns out to be an epiphenomenon connected to a family of distinctions that are marked differently in different languages.
The paper makes two contributions to semantic typology of secondary predicates. It provides an explanation of the fact that Russian has no resultative secondary predicates, relating this explanation to the interpretation of secondary predicates in English. And it relates depictive secondary predicates in Russian, which usually occur in the instrumental case, to other uses of the instrumental case in Russian, establishing here, too, a difference to English concerning the scope of the secondary predication phenomenon.
In this paper I firstly argue that secondary predicates are complement of v, and v is overtly realized by Merge or Move in secondary predication in Chinese. The former option derives the de-construction, whereas the latter option derives the V-V construction. Secondly, I argue that resultatives are hosted by complement vPs, whereas depictives are hosted by adjunct vPs. This complement-adjunct asymmetry accounts for a series of syntactic properties of secondary predication in Chinese: the position of a secondary predicate with respect to the verb of the primary predicate, the co-occurrence patterns of secondary predicates, the hierarchy of depictives, the control and ECM properties of resultative constructions, and the locality constraint on the integration of secondary predicates into the structure of primary predication. Thirdly, I argue that the surface position of de is derived by a PF operation which attaches de to the right of the leftmost verbal lexical head of the construction. Finally, I argue that in the V-V resultative construction, the assumed successive head-raising may account for the possible subject-oriented reading of the resultative predicate, and that the head raising out of the lower vP accounts for the possible non-specific reading of the subject of the resultative predicate.
The paper characterizes three different domains in the German middle field which are relevant for the interpretation of an indefinite. It is argued that the so-called 'strong' reading of an indefinite is the basic one and that the 'weak' reading needs special licensing which is mirrored by certain syntactic requirements. Some popular claims about the relation between the position and the interpretation of indefinites as well as some claims about scrambling are discussed and rejected. From the findings also follows that the strong reading of an indefinite is independent of its information status.
Wortformen wie Berliner und Potsdamer treten in pränominaler attributiver Funktion auf: eine Position, in der sowohl Adjektive als auch Substantive stehen können. Substantive kommen in der Position vor als sächsische Genitive (Leos Auto), als vorangestellte Genitivattribute (des Vaters Pflicht) oder als Bestandteile einer engen Apposition (Bundeskanzler Schröder). Adjektive stehen an dieser Stelle als adjektivische Attribute (rotes Auto). Gegen jede dieser Interpretationen von Berliner sprechen jeweils formale Argumente, die im wesentlichen darauf hinauslaufen, daß Berliner in Berliner Ballen niemals flektiert wird - weder wie ein Substantiv noch wie ein Adjektiv.
Welcher Wortart sind Wortformen wie Berliner in Berliner Ballen also zuzuordnen? Zur Beantwortung dieser Frage folgen zunächst einige (kommentierte) Literaturstellen, anschließend werde ich die Bezeichnung 'Stadtadjektive' einführen, ich nehme also zum Zwecke der Benennung eine Entscheidung vorweg. Darauf folgt die Untersuchung: das Verhalten der Stadtadjektive in Bezug auf Flexion, Derivation, Komposition und Syntax.
'Correction' is the name of a sentence with contrastive focus' the phonological/phonetic realization of which is a single contrastive pitch accent. These sentences predominantly appear in (fictional) dialogues. The first speaker uses grammatical entities against which the next speaker protests with a sentence nearly identical except that it contains a prosodically marked corrective element. This paper makes contrastive focus visible by means of 'KF' (contrastive focus).
This paper focuses on definite descriptions. It will be shown that a definite description refers to a given discourse referent if the descriptive content is completely deaccented. But if there is a focussed element within the descriptive content it introduces a novel referent. This amounts to allowing two readings for definite descriptions without, however, allowing two readings for the definite article.
This paper is about the semantics of wh-phrases. It is argued that wh-phrases should not be analyzed as indefinites as, for example, Karttunen (1977) and many others have done, but as functional expressions with an indefinite core -their function being to restrict possible focus/background structures in direct or congruent answers. This will be argued for on the basis of observations made with respect to the distribution of term answers in well-formed question/answer sequences. This claim having been established, it will be integrated in a categorial variant of Schwarzschild's (1999) information-theoretic approach to F-marking and accent placement, and – second – its consequences with respect to the focus/background structure of wh-questions will be outlined.
Exclamative clauses exhibit a structural diversity which raises the question of whether they form a clause type in the sense of Sadock & Zwicky (1985). Based on data from English, Italian, and Paduan, we argue that the class of exclamatives is syntactically characterizable in terms of a pair of abstract syntactic properties. Moreover, we propose that these properties encode two components of meaning which uniquely define the semantics and pragmatics of exclarnatives. Overall, our paper is a contribution to the study of the syntaxlsemantics interface and offers a new perspective on the notion of clause type.