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This paper is concerned with developing Joan Bybee's proposals regarding the nature of grammatical meaning and synthesizing them with Paul Hopper's concept of grammar as emergent. The basic question is this: How much of grammar may be modeled in terms of grammaticalization? In contradistinction to Heine, Claudi & Hünnemeyer (1991), who propose a fairly broad and unconstrained framework for grammaticalization, we try to present a fairly specific and constrained theory of grammaticalization in order to get a more precise idea of the potential and the problems of this approach. Thus, while Heine et al. (1991:25) expand – without discussion – the traditional notion of grammaticalization to the clause level, and even include non-segmental structure (such as word order), we will here adhere to a strictly 'element-bound' view of grammaticalization: where no grammaticalized element exists, there is no grammaticalization. Despite this fairly restricted concept of grammaticalization, we will attempt to corroborate the claim that essential aspects of grammar may be understood and modeled in terms of grammaticalization. The approach is essentially theoretical (practical applications will, hopefully, follow soon) and many issues are just mentioned and not discussed in detail. The paper presupposes a familiarity with the basic facts of grammaticalization and it does not present any new facts.
This paper is concerned with anticausative verbs (or verb-forms), or shortly, anticausatives. [...] [C]ausative/non-causative pairs with a marked non-causative are quite frequent in the languages of the world. However, so far they have not received sufficient attention in general and typological linguistics, a fact which is also manifested in the absence of a generally recognized term for this phenomenon […]. This paper therefore deals with the most important properties of anticausatives (particularly semantic conditions on them), their relationship to other areas of grammar as well as their historical development in different languages. The grammatical domain of transitivity, valence and voice, where the anticausative belongs, takes up a central position in grammar and consequently the present discussion should be of considerable interest to general comparative (or typological) linguists.
Das vorliegende Arbeitspapier ist das Skript einer Vorlesung, die ich während des Wintersemesters 1986/87 am Institut für Sprachwissenschaft der Universität zu Köln gehalten habe. […] Das Arbeitspapier gliedert sich in zwei Teile. Im ersten Teil, Kapitel 1 - 4, werden die bei der Untersuchung und Beschreibung einer Sprache auftretenden soziolinguistischen Probleme besprochen, während im zweiten Teil, Kapitel 5 - 11, behandelt wird, wie eine Grammatik geschrieben werden sollte. Es geht dabei also nicht um die grammatische Analyse sprachlicher Daten, sondern um die Darstellung einer Sprache, d.h. um die schriftstellerische Aufgabe des Linguisten, des Grammatikers im eigentlichen Sinn.
It is the aim of this paper to present and elaborate a new solution to the old syntactic problems connected with the Latin gerundive and gerund, two verbal categories which have been interpreted variously either as adjective (or participle) or noun (or infinitive). These questions have been much discussed for quite a number of years […] but for the most part from a philological or purely diachronic point of view. All these linguists try to explain the peculiarities of these categories and their syntax by showing that the gerund is historically prior to the gerundive. [...] It is our thesis […] that in order to arrive at a unified account of gerundive and gerund we do not have to go back to prehistoric times. Even for the classical language gerund and gerundive represent the same category, in the sense that the gerund can be shown to be a special case of the gerundive. Additional evidence from a parallel construction in Hindi is adduced to make the Latin facts more plausible. It is only in the post-classical language that certain tendencies which had shown up already in Old Latin poetry become stronger and finally lead to a reanalysis of the gerundive and a split into two distinct syntactic constructions. The propositional meaning of the gerundive in its attributive use is explained with reference to a conflict between syntactic and cognitive principles. Special constructions which are the effects of such conflicts can be found in other parts of grammar. Languages differ with respect to the degree of syntacticization (or conventionalization) of these special constructions.
Književnojezična norma franjevačkih pisaca 18. St. : sastavnica jezičnostandardizacijskih procesa
(2007)
Važnom sastavnicom hrvatskoga predstandardnoga jezika smatra se koine franjevačke književnosti 18. st. Izrasla iz pisane prakse bosanskih franjevaca 17. st., obogaćena u jeziku hrvatskih franjevaca izraznim sredstvima pučkeknjiževnosti, već je u 18. st. pokazivala obilježja standardiziranosti: polifunkcinonalnost, preskriptivnost i neovisnost o organskim idiomima. Koine je opisana u franjevačkim gramatikama, što je naznaka normativnih tendencija.
Languages vary in whether or not primary grammatical relations (PGRs) are sensitive to information from clause-level case or phrase structures. This variation correlates with a difference between verb agreement systems based on feature unification and systems based on feature composition. The choice between different PGR and agreement principles is found to be highly stable genetically and to characterize Indo-European as systematically different from Sino-Tibetan. Although the choice is partially similar to the Configurationality Parameter, it is shown that Indo-European languages of South Asia are nonconfigurational due to areal pressure but follow their European relatives in PGR and agreement principles.
Ever since Wilhelm von Humboldt’s (1836) pioneering study of Nahuatl, linguists have recurrently recognized that languages differ fundamentally in the syntactic weight they attribute to noun-phrases as the arguments of a verb. Currently, the most prominent attempts to turn this intuition into a precise hypothesis revolve around the notion of ‘configurationality’.
In the late seventies, Bernard Comrie was one of the first linguists to explore the effects of the referential hierarchy (RH) on the distribution of grammatical relations (GRs). The referential hierarchy is also known in the literature as the animacy, empathy or indexibability hierarchy and ranks speech act participants (i.e. first and second person) above third persons, animates above inanimates, or more topical referents above less topical referents. Depending on the language, the hierarchy is sometimes extended by analogy to rankings of possessors above possessees, singulars above plurals, or other notions. In his 1981 textbook, Comrie analyzed RH effects as explaining (a) differential case (or adposition) marking of transitive subject ("A") noun phrases in low RH positions (e.g. inanimate or third person) and of object ("P") noun phrases in high RH positions (e.g. animate or first or second person), and (b) hierarchical verb agreement coupled with a direct vs. inverse distinction, as in Algonquian (Comrie 1981: Chapter 6).
Traditionally, the term "grammatical relation" (GR) refers to the morphosyntactic properties that relate an argument to a clause, as, for example, its subject or its object. Alternative terms are "syntactic function" or "syntactic role", and they highlight the fact that GRs are defined by the way in which arguments are integrated syntactically into a clause, i.e. by functioning as subject, object etc. Whatever terminology one prefers, what is crucial about the traditional notion of GRs is (a) that they are identified by syntactic properties, and (b) that they relate an argument to the clause.
In many languages, clauses can be subordinated by means of case markers. For Bodic languages, a branch of Sino-Tibetan, Genetti (1986) has shown that the meaning of case markers on clauses is in most instances a natural extension of their function on nouns. A dative, for example, which marks a referential goal with a noun, signals a situational goal, i.e., a purpose, when used on a clause. Among the case markers recruited for subordination, we not only get relatively concrete cases like datives, comitatives and various types of locatives, but also core argument relators such as ergatives and accusatives. In this paper, I focus on ergative markers in one subgroup of Bodic, viz. in Kiranti languages spoken in Eastern Nepal, especially in Belhare.
Human communication takes place when one person does something that when seen or heard by another person is taken to be done with the intention to communicate, and the other person, having seen the communicator show his or her intention to communicate, then uses inference to determine what the communicator intends to communicate. This is possible because the addressee assumes that the communicator is a rational person, that is, acts with goals in mind (see Grice 1975), and so must be doing the act for a reason, and it is worth the addressee’s effort to try to determine what that reason is, that is, determine the relevance of the act.
In chapters seven and eight of his book Language, Sapir talked about what he called ‘drift’, the changes that a language undergoes through time [...]. Dialects of a language are formed when that language is broken into different segments that no longer move along the same exact drift. Even so, the general drift of a language has its deep and its shallow currents; those features that distinguish closely related dialects will be of the rapid, shallow currents, while the deeper, slower currents may remain consistent between the dialects for millennia. It is this latter type that Sapir felt is ‘fundamental to the genius of the language’ (p. 172), and he said that ‘The momentum of the more fundamental, the pre-dialectal, drift is often such that languages long disconnected will pass through the same or strikingly similar phases’ (p. 172).
In an earlier study (1983) I argued that unlike aorists and athematic presents, Indo-European perfects and thematic presents originally had a dative subject, as in German mir träumt ‘me dreams’ for ich träume ‘I dream’, e.g. Greek oida ‘I know’ < ‘it is known to me’, édomai ‘I will eat’ < ‘it is eatable to me’. On the basis of Oettinger’s epoch-making book (1979), I proposed that the Hittite hi-flexion originated from a merger of the perfect, where *-i was added to 3rd sg. *-e in order to supply a new present, with the thematic flexion of causatives and iteratives, where the final *-e of 3rd sg. *-eie was dropped before the loss of intervocalic *-i- (1983: 315).
Indo-Uralic and Altaic
(2006)
Elsewhere I have argued that the Indo-European verbal system can be understood in terms of its Indo-Uralic origins because the reconstructed Indo-European endings can be derived from combinations of Indo-Uralic morphemes by a series of well-motivated phonetic and analogic developments (2002). Moreover, I have claimed (2004b) that the Proto-Uralic consonant gradation accounts for the peculiar correlations between Indo-European root structure and accentuation discovered by Lubotsky (1988).
1. There are two classes of theories of Universal Grammar: (1) Formalist theories, such as the widespread varieties of generative grammar. These theories start from the assumption that certain strings of linguistic forms are grammatical while other strings are ungrammatical. A grammar of this type produces grammatical strings and does not produce ungrammatical ones. All theories of this class fail in the same respect: they do not account for the meaning of the strings. (2) Semiotactic theories, which describe the meaning of a string in terms of the meanings of its constituent forms and their interrelations. The only elaborate formalized theory of this class presently available is the one advanced by C.L. Ebeling (Syntax and Semantics, Leiden: Brill, 1978). I shall discuss some of its mathematical properties here.
Indo-European is a branch of Indo-Uralic which was radically transformed under the influence of a North Caucasian substratum when its speakers moved from the area north of the Caspian Sea to the area north of the Black Sea (cf. Kortlandt 2007b). As a result, Indo-European developed a minimal vowel system combined with a very large consonant inventory including glottalized stops, also grammatical gender and adjectival agreement, an ergative construction which was lost again but has left its traces in the grammatical system, especially in the nominal inflection, a construction with a dative subject which was partly preserved in the historical languages and is reflected in the verbal morphology and syntax, where it gave rise to new categories, and a heterogeneous lexicon. The Indo-Uralic elements of Indo-European include pronouns, case endings, verbal endings, participles and derivational suffixes. In the following I shall give an overview of the grammar of Proto-Indo-European as it may have been spoken around 4000 BC in the eastern Ukraine, shortly after the ancestors of the Anatolians left for the Balkans (for more recent developments I refer to Beekes 1995).
Eine Reihe von nicht in Kodifikationen des Standards aufgenommenen sprachlichen Mustern wird im Blick auf ihre Karrieren in verschiedenen mündlichen und schriftlichen Texten in einer Flut von Veröffentlichungen thematisiert, meist in der Hoffnung hier grammatische Entwicklungen und die Basis für eine Orientierung der Grammatikschreibung an der Pragmatik zu entdecken. Im Folgenden soll Sprache nicht „konzeptuell schriftlich“ gedacht und „sozusagen literal idealisiert“ werden. Es soll argumentiert werden für eine einheitliche, mit Sprachgeschichte, ontogenetischem Spracherwerb und Variantenbildung verträgliche Erklärung nicht-standardisierter sprachlicher Muster im Rahmen einer Grammatikalisierungstheorie.
Es ist aus mindestens zwei Gründen interessant, sich mit Phänomenen der Fokussierung und Topikalisierung zu beschäftigen: zum einen um der Fokussierung und Topikalisierung selbst willen, zum anderen aber auch, um aus den Beobachtungen hierzu Erkenntnisse für andere Bereiche der Grammatik zu gewinnen. In diesem Aufsatz geht es mir vor allem um dieses zweite Ziel.
I discuss the status of WH-words for interrogative interpretations, and show that the derivation of constituent questions evolves from a specific interplay of syntactic and semantic representations with pragmatics. I argue that WH-pronouns are not ‘interrogative’. Rather, they are underspecified elements; due to this underspecification, WH-words can form a constitutive part not only of interrogative, but also of exclamative and declarative clauses. WH-words introduce a variable of a particular conceptual domain into the semantic representation. Accordingly, they have to be specified for interpretation. Different WH-contexts give rise to different interpretations. In a cross-linguistic overview, I discuss the characteristic elements contributing to the derivation of interrogatives. I argue that specific particles or their phonologically empty counterparts in the head of CP contribute the interrogative aspect. The speech act of ‘asking’ is then carried out via an intonational contour that identifies a question. By default, this intonational contour operates on interrogative sentences; however, other sentence formats – in particular, those of declarative sentences – are possible as well. The distinction of (a) grammatical (syntactic, semantic and phonological) sentence formats for interrogative and declarative sentences, and (b) intonational contours serving the discrimination of speech acts like questions and assertions, can be related to psychological and neurological evidence.