430 Germanische Sprachen; Deutsch
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The present investigation steps back to the claims of the 1990s by assuming that there is a functional opposition in the use of P- and D-PRO which affects the status of the pronoun's referent in the mental model of the discourse. We interpret the earlier findings as an indication of an information structural difference which is specifically relevant on the discourse level. The question we address here is twofold. Firstly, we ask whether the assumed opposition in the information status of P- and D-PRO referents has consequences on referent continuation in the ongoing discourse. So far, the effects of P- vs. D-PRO use were determined concerning the status of the pronoun referent in the actual sequence of discourse, i.e. they were determined by a judgement on the salience or the topic/focus status of the pronominal DP. As far as we can see, this determination has not been operationalized further. Since there are contexts in which both P- and D-PRO would fit in with only a feeling of a difference but without clear-cut exclusiveness, the opposition is empirically not well validated. If we could show that there are effects of type of pronoun on the ongoing discourse this would, in our view, provide the lacking empirical validation. Secondly, we ask whether there are effects of the narrator's point of view on P- and D-PRO use. The idea behind this question is that the way of information unfolding in discourse depends on the speaker. S/he decides which pieces of information come next, what is foreground and what is background information. If type of pronoun choice is related to the processes of discourse organization by the speaker – via fore- and backgrounding of information – and if internal or external location of the narrator's point of view influences the organization strategies of the speaker/narrator this might have an ffect on the use of P- and D-PRO.
Sentence mood in German is a complex category that is determined by various components of the grammatical system. In particular, verbal mood, the position of the finite verb and the wh-characteristics of the so called 'Vorfeld'-phrase are responsible for the constitution of sentence mood in German. This article proposes a theory of sentence mood constitution in German and investigates the interaction between the pronominal binding of indefinite noun phrases which are semantically analyzed as choice functions. It is shown that the semantic objects determined by sentence mood define different kinds of domains which have to be uniquely accessible as the range of the choice function. The various properties of the pronominal binding of indefinites can be derived by the interplay of the proposed theoretical notions.
Although the linear order of arguments (and adverbials) in German is relatively free, it underlies certain restrictions; these don’t apply to the so-called unmarked order for arguments (Lenerz 1977) and adverbials (Frey/Pittner 1998). It is a common assumption to take the unmarked order as basic and derive all other orders from it by scrambling, whatever its specific characteristics may be (cf., amongst others, Haider/Rosengren 1998). The observable restrictions obtaining for some linear ordering may then be considered as constraints on a movement operation (scrambling). [...] In the following, I will try to present the outlines of a possible explanation for the restriction, based on a proposal governing the proper referential interpretation of indefinite NPs.
The filling of the 'Vorfeld' in German sentences is basically obligatory; which constituent, however, actually moves to the Vorfeld is underdetermined by syntax and thus governed presumably by discourse factors. Coming from English, there are certain competing expectations one could have: either the topic — more specifically, the backward-looking center — of a sentence is moved to the Vorfeld, or an element in a poset relationship to a set mentioned in the previous discourse, or elements with other functions, such as the exposition of brand-new information or the setting of a scene. A study of a corpus of texts of different stylistic levels showed that indeed all elements expected to appear in the Vorfeld are eligible for Vorfeld-movement, but that there is a strict ranking. Preferred Vorfeld-fillers are phrases containing brand-new information as well as scene-setting elements; only if no such elements are present can elements in a poset relationship with some previously mentioned set be moved to the Vorfeld. Finally, if such elements are not present either, backward-looking centers can move to the Vorfeld. Backward-looking centers have, for this reason, a relatively poor quota among Vorfeld-fillers, namely around 50%.
In this paper I argue that there are three distinct constructions in Modern German in which a 'topic constituent' is detached to the left: (left-)dislocated topic ('left dislocation'), (left-)attached topic ('mixed left dislocation'), and (left-)hanging topic ('hanging topic'). Presupposing the framework of Integrational Linguistics, I provide syntactic and semantic analyses for them. In particular, I propose that these constructions involve the syntactic function (syntactic) topic, which relates the topic constituent to the remaining part of the sentence. Dislocated and attached topic constituents function in addition as a strong or weak (syntactic) antecedent of some resumptive 'd-pronoun' form.
Dislocated topic, attached topic, and hanging topic are in turn contrasted with 'free topics'. Being sentential units of their own, the latter are syntactically unconnected to the following sentence. In particular, they are not topic constituents.