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The purpose of this study was to reconstruct the depositional environment, the genesis and the composition of Miocene coals in the Kutai Basin, East Kalimantan, Indonesia and to improve our understanding of the factors controlling the organic and inorganic composition, variation of biomarkers, and the peat forming vegetation of the coals. To achieve the aim methods belonging to three different disciplines were applied: 1. Coal petrology (chapter 3) 2. Inorganic geochemistry: sulfur, pyrite and mineral matter distributions (chapter 4) 3. Organic geochemistry of saturated, aromatic hydrocarbon fractions and stable carbon isotopic composition (chapter 5 and 6) Coal petrology Coal developes from peat deposited in mires, mainly in swamps and raised bogs. It is therefore necessary to consider how peat was formed in the past. Coal contains a variety of plant tissues in different degrees of preservation. Tissues of distinct origin are microscopically identifiable and can frequently be related to certain parts of the plant, such as cuticles, woody structures, spores, algal, resin, etc. Together with the particles of less certain origin they are termed macerals which are the petrographic components of coal. During and after deposition of plant remains in sedimentary basins, the organic matter will undergo a sequence of physical, biochemical and chemical changes, which finally results in the formation of coals of increasing rank depending mainly on the temperature influence. The process of coalification begins with practically unaltered plant material and peat, and continues with increasing rank through brown coal, bituminous coal, and finally to anthracite as well as graphite. Coal petrography provides valuable of data of maceral and mineral percentages with reflectance values, which can be used to reconstruct the depositional environment and the coalification processes. In lower rank coals, the material is represented by a group of macerals called huminite, and in bituminous and anthracite coals by a group of macerals called vitrinite. Coal petrography analyses have been carried out on samples from some Miocene coal seams from Kutai Basin. The study has shown that huminite reflectance values of coal samples from ...
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorph is present (3-16%) as the only autochtonous structured organic matter and generally more abundant in middle part of the profile. The stable carbon isotopic composition of organic matter (δ13C) varies from -27.0 to -30.5‰ and is generally more depleted in middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Relatively less saline environments are observed in the middle part profile. Fungal remains are generally present only in middle part of the profile with distinct peak of abundances. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to the epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted δ13C and the blooming of B. braunii. The chemocline was also shoaling during deposition of the middle part of the profile according to the higher abundance of isorenieratene derivatives of green sulfur bacteria origin. The warmer climate affected also to increase of water supply and thus less saline environments.
Tectonic subsidence is also thought to be a significant factor for the development of the Kiliran lake. The Zr/Rb ratio, an indicator for grain size, ranges from 0.4 to 1.3 and generally increases upwards along the profile. Three sudden decreases of the ratio are observed, indicating rapid change to finer grain size. These decreases are interpreted to indicate rapid deepening events of the lake due to mainly periodic subsidence. During deposition of lower part of the profile, the subsidence rates might have been relatively higher than sediment and water supply rates, resulting in a higher autochtonous fraction in the oil shale. During deposition of middle part of the profile, the sediment and water supply rates were relatively higher promoting distinct progradational sedimentation. Subsequently, the lake became more shallow and smaller during deposition of the upper part of the profile, leading to a relatively higher terrigenous input to the oil shale.
Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The δ13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone.
4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in uppermost and lower parts of the profile. Ca accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane homologues along the profile. This suggests that the 4-methylsteranes were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom.
The 4-methylsterane homologues are considered to originate from Dinoflagellates. Alternation between Dinoflagellates and B. braunii in Paleogene lake systems due to water chemistry changes are known from previous studies. Moreover, freshwater Dinoflagellates have been frequently reported to occur in the basin depocenters. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane homologues along the studied oil shale profile suggest that the 4-methylsterane homologues were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
Forty two samples of the Late Eocene Kiliran oil shale, Central Sumatra Basin, Indonesia were collected from a 102 m long drill core. The oil shale core represents the deposition time of about 240.000 years. Palynofacies and geochemical analyses have been carried out to reconstruct the paleoenvironmental conditions and paleoecology during deposition of the oil shale. Amorphous organic matter (AOM) is very abundant (>76%). B. braunii palynomorphs are present (3-16%) as the only autochtonous structured organic matter and generally more abundant in the middle part of the profile. The stable carbon isotopic composition of bulk organic matter (13C) varies from -27.0 to -30.5‰ and is generally more depleted in the middle part of the profile. The ratio of total organic carbon to sulfur (TOC/S), used as salinity indicator, ranges from 2.5 to 15.8 and shows variations along the profile. Slightly less saline environments are observed in the middle part of the profile. Fungal remains are generally present only in this part with a distinct peak of abundance. The presence of fungal remains is regarded as an indication for a relatively warmer climate during deposition of the middle part of the profile. The warmer climate is thought to influence the establishment of a thermocline, limiting the supply of recycled nutrients to epilimnion. Consequently, the primary productivity in the Kiliran lake decreased during deposition of the middle part of the profile as indicated by the relatively depleted 13C values and the blooming of B. braunii. The chemocline was also shoaling during the deposition according to the higher abundance of total isorenieratane and its derivatives originated from green sulfur bacteria dwelling in the photic zone euxinia. The warmer climate is also thought to influence the slightly decrease of water salinity during deposition of the middle part of the profile. The occurrence of B. braunii in Kiliran lake is also recognized from organic geochemical data. The distribution of n-alkanes is characterized by the unusual high amount of C27 n-alkane relative to the other long-chain n-alkanes. The concentrations of C27 n-alkane vary from 30.1 to 393.7 μg/g TOC and are generally in parallel with the abundances of B. braunii palynomorphs along the profile. The 13C values of this compound are about -31‰ and up to 2‰ enriched relative to those of the adjacent long-chain n-alkanes. B. braunii race A can thus be regarded as the significant biological source of the C27 n-alkane. Lower amounts of lycopane are observed in many oil shale samples (0 to 54.7 μg/g TOC). The 13C value of this compound is 17.2‰. This strong enrichment of 13C suggests that the lycopane was derived from B. braunii race L. The concentrations of lycopane develop generally in opposite with those of C27 μalkane. It is likely that both B. braunii races bloomed in alternation in the lake, probably due to changes on specific water chemistry. Norneohop-13(18)-ene and neohop-13(18)-ene derived from methanotrophic bacteria are the dominant hopanoid hydrocarbons. The sum of their concentrations varies from 40.6 to 360.0 μg/g TOC. The 13C of these compounds are extremely depleted (-45.2 to -50.2‰). The occurrence of abundant bacteria including methanotrophic bacteria was responsible for the recycling of carbon below the chemocline of the lake. The effect of the recycling of carbon is observed by the presence of a concomitant depletion (about 7-9‰) in 13C of some specific biomarkers derived from organisms dwelling in the whole phototrophic zone. 4-Methylsterane and 4-methyldiasterene homologues occur in the oil shale as the predominant biomarkers. The sum of the concentrations of all homologues are about 40.3-1,009.2 μg/g TOC with generally higher values in the uppermost and lower parts of the profile. Calcium (Ca) accounts as the predominant element in the oil shale, ranging from 5.0 to 16.7%. This element shows generally parallel variation with the 4-methylsterane and 4-methyldiasterene homologues along the profile. This suggests that these compounds were derived from biological sources favoring more alkaline and more trophic environments. On the other hand, these compounds were less abundant in the middle part of the profile which is consistent with less alkaline and less trophic environments promoting B. braunii to bloom. Alternation between Dinoflagellates and B. braunii in ancient lacustrine environments due to water chemistry changes have been known from previous studies. In the present case, distinct alternation between B. braunii abundances and concentrations of 4-methylsterane and 4-methyldiasterene homologues along the studied oil shale profile suggest a hypothesis that these compounds were derived from freshwater Dinoflagellates although dinosterane is not present in the sediment extracts. Water alkalinity and trophic level changes were most likely responsible for the alternation of Dinoflagellates and B. braunii blooming.
Seven different instruments and measurement methods were used to examine the immersion freezing of bacterial ice nuclei from Snomax® (hereafter Snomax), a product containing ice active protein complexes from non-viable Pseudomonas syringae bacteria. The experimental conditions were kept as similar as possible for the different measurements. Of the participating instruments, some examined droplets which had been made from suspensions directly, and the others examined droplets activated on previously generated Snomax particles, with particle diameters of mostly a few hundred nanometers and up to a few micrometers in some cases. Data were obtained in the temperature range from −2 to −38 °C, and it was found that all ice active protein complexes were already activated above −12 °C. Droplets with different Snomax mass concentrations covering 10 orders of magnitude were examined. Some instruments had very short ice nucleation times down to below 1 s, while others had comparably slow cooling rates around 1 K min−1. Displaying data from the different instruments in terms of numbers of ice active protein complexes per dry mass of Snomax, nm, showed that within their uncertainty the data agree well with each other as well as to previously reported literature results. Two parameterizations were taken from literature for a direct comparison to our results, and these were a time dependent approach based on a contact angle distribution Niedermeier et al. (2014) and a modification of the parameterization presented in Hartmann et~al.~(2013) representing a time independent approach. The agreement between these and the measured data were good, i.e. they agreed within a temperature range of 0.6 K or equivalently a range in nm of a factor of 2. From the results presented herein, we propose that Snomax, at least when carefully shared and prepared, is a suitable material to test and compare different instruments for their accuracy of measuring immersion freezing.
Seven different instruments and measurement methods were used to examine the immersion freezing of bacterial ice nuclei from Snomax® (hereafter Snomax), a product containing ice-active protein complexes from non-viable Pseudomonas syringae bacteria. The experimental conditions were kept as similar as possible for the different measurements. Of the participating instruments, some examined droplets which had been made from suspensions directly, and the others examined droplets activated on previously generated Snomax particles, with particle diameters of mostly a few hundred nanometers and up to a few micrometers in some cases. Data were obtained in the temperature range from −2 to −38 °C, and it was found that all ice-active protein complexes were already activated above −12 °C. Droplets with different Snomax mass concentrations covering 10 orders of magnitude were examined. Some instruments had very short ice nucleation times down to below 1 s, while others had comparably slow cooling rates around 1 K min−1. Displaying data from the different instruments in terms of numbers of ice-active protein complexes per dry mass of Snomax, nm, showed that within their uncertainty, the data agree well with each other as well as to previously reported literature results. Two parameterizations were taken from literature for a direct comparison to our results, and these were a time-dependent approach based on a contact angle distribution (Niedermeier et al., 2014) and a modification of the parameterization presented in Hartmann et al. (2013) representing a time-independent approach. The agreement between these and the measured data were good; i.e., they agreed within a temperature range of 0.6 K or equivalently a range in nm of a factor of 2. From the results presented herein, we propose that Snomax, at least when carefully shared and prepared, is a suitable material to test and compare different instruments for their accuracy of measuring immersion freezing.
Active chlorine species play a dominant role in the catalytic destruction of stratospheric ozone in the polar vortices during the late winter and early spring seasons. Recently, the correct understanding of the ClO dimer cycle was challenged by the release of new laboratory absorption cross sections (Pope et al., 2007) yielding significant model underestimates of observed ClO and ozone loss (von Hobe et al., 2007). Under this aspect, Arctic stratospheric limb emission measurements carried out by the balloon version of the Michelson Interferometer for Passive Atmospheric Sounding (MIPAS-B) from Kiruna (Sweden) on 11 January 2001 and 20/21 March 2003 have been reanalyzed with regard to the chlorine reservoir species ClONO2 and the active species, ClO and ClOOCl (Cl2O2). New laboratory measurements of IR absorption cross sections of ClOOCl for various temperatures and pressures allowed for the first time the retrieval of ClOOCl mixing ratios from remote sensing measurements. High values of active chlorine (ClOx) of roughly 2.3 ppbv at 20 km were observed by MIPAS-B in the cold mid-winter Arctic vortex on 11 January 2001. While nighttime ClOOCl shows enhanced values of nearly 1.1 ppbv at 20 km, ClONO2 mixing ratios are less than 0.1 ppbv at this altitude. In contrast, high ClONO2 mixing ratios of nearly 2.4 ppbv at 20 km have been observed in the late winter Arctic vortex on 20 March 2003. No significant ClOx amounts are detectable on this date since most of the active chlorine has already recovered to its main reservoir species ClONO2. The observed values of ClOx and ClONO2 are in line with the established chlorine chemistry. The thermal equilibrium constants between the dimer formation and its dissociation, as derived from the balloon measurements, are on the lower side of reported data and in good agreement with values recommended by von Hobe et al. (2007). Calculations with the ECHAM/MESSy Atmospheric Chemistry model (EMAC) using established kinetics show similar chlorine activation and deactivation, compared to the measurements in January 2001 and March 2003, respectively.
Active chlorine species play a dominant role in the catalytic destruction of stratospheric ozone in the polar vortices during the late winter and early spring seasons. Recently, the correct understanding of the ClO dimer cycle was challenged by the release of new laboratory absorption cross sections (Pope et al., 2007) yielding significant model underestimates of observed ClO and ozone loss (von Hobe et al., 2007). Under this aspect, nocturnal Arctic stratospheric limb emission measurements carried out by the balloon version of the Michelson Interferometer for Passive Atmospheric Sounding (MIPAS-B) from Kiruna (Sweden) on 11 January 2001 and 20/21 March 2003 have been reanalyzed with regard to the chlorine reservoir species ClONO2 and the active species, ClO and ClOOCl (Cl2O2). New laboratory measurements of IR absorption cross sections of ClOOCl for various temperatures and pressures allowed for the first time the retrieval of ClOOCl mixing ratios from remote sensing measurements. High values of active chlorine (ClOx) of roughly 2.3 ppbv at 20 km were observed by MIPAS-B in the cold mid-winter Arctic vortex on 11 January 2001. While nighttime ClOOCl shows enhanced values of nearly 1.1 ppbv at 20 km, ClONO2 mixing ratios are less than 0.1 ppbv at this altitude. In contrast, high ClONO2 mixing ratios of nearly 2.4 ppbv at 20 km have been observed in the late winter Arctic vortex on 20 March 2003. No significant ClOx amounts are detectable on this date since most of the active chlorine has already recovered to its main reservoir species ClONO2. The observed values of ClOx and ClONO2 are in line with the established polar chlorine chemistry. The thermal equilibrium constants between the dimer formation and its dissociation, as derived from the balloon measurements, are on the lower side of reported data and in good agreement with values recommended by von Hobe et al. (2007). Calculations with the ECHAM/MESSy Atmospheric Chemistry model (EMAC) using established kinetics show similar chlorine activation and deactivation, compared to the measurements in January 2001 and March 2003, respectively.
Die Chemie und der Strahlungshaushalt der Erdatmosphäre werden durch die nur in relativ geringen Konzentrationen vorhandenen Spurengase und Aerosolpartikel beherrscht. Mit den zunehmenden anthropogenen Emissionen von atmosphärischen Spurengasen, verursacht durch die wachsende Weltbevölkerung und die zunehmende Industrialisierung, wurde in den letzten Dekaden ein globaler Wandel bei der Zusammensetzung der Erdatmosphäre festgestellt: Konzentrationen von atmosphärischen Spurenstoffen verändern sich nicht mehr auf vergleichsweise langsamen geologischen Zeitskalen, sondern mit viel höheren Geschwindigkeiten, in einzelnen Fällen von bis zu einem Prozent pro Jahr. Die wohl bekanntesten Folgen dieser Veränderungen sind die globale Erwärmung durch die ansteigenden Emissionen von Treibhausgasen und der mit dem antarktischen 'Ozonloch" entdeckte drastische Ozonverlust in der Stratosphäre durch anthropogene Fluor-Chlor-Kohlenwasserstoffe (FCKW). Die Verteilung der für Ozonchemie und Klima relevanten Spurengase in der Atmosphäre hängt dabei nicht nur von der Verteilung ihrer Quellen und Senken ab, sondern wird maßgeblich durch verschiedene Transportprozesse beeinflußt. Der Austausch zwischen der mit anthropogenen Emissionen belasteten Troposphäre und den höheren Atmosphärenschichten Stratosphäre und Mesosphäre spielt dabei eine zentrale Rolle. Im Rahmen der Dissertation wurde zum besseren Verständnis von Stratosphären-Troposphären-Austauschprozessen die Verteilung von langlebigen Spurengasen in den beiden atmosphärischen Kompartimenten Troposphäre und Stratosphäre untersucht. Dazu wurde bei einer Meßkampagne im Sommer 1998 im Rahmen des von der Europäischen Union geförderten Forschungsprojektes STREAM 98 der flugzeuggetragene Gaschromatograph GhOST (Gas chromatograph for the Observation of Stratospheric Tracers) an Bord einer Cessna Citation II der TU Delft in Höhen bis 13 km eingesetzt. Dabei konnten bei zwanzig Meß- und Transferflügen über Kanada, dem Atlantik und Westeuropa umfangreiche Messungen der langlebigen Spurengase N20, F11 und F12 in der oberen Troposphäre und der Untersten Stratosphäre durchgeführt werden. Unter Flugbedingungen wurde mit GhOST während der Kampagne eine Reproduzierbarkeit (1 o) von besser als 0,6 % und eine absolute Genauigkeit von besser als 2 % für alle nachgewiesenen Spurengase erreicht. Diese hohe Meßpräzision konnte durch zahlreiche Vergleichsmessungen mit anderen Meßgeräten und Meßverfahren - im Flugbetrieb und im Labor sichergestellt werden; die Linearität des Geräts wurde zudem mit Hilfe einer barometrisch hergestellten Verdünnungsreihe untersucht. Die mit GhOST bei STREAM 98 gewonnenen Meßwerte wurden zusammen mit Messungen und Modelldaten der am Projekt beteiligten Arbeitsgruppen zur Untersuchung von Spurengasverteilungen und Stratosphären-Troposphären-Austauschprozessen herangezogen. Untersucht wurden dabei unter anderem die Verteilung und Variabilität von N20, F11 und F12 in der Troposphäre und in der Untersten Stratosphäre der mittleren Breiten, Austausch- und Mischungsprozesse in der Tropopausenregion und die Variabilität von Tracer/Tracer-Korrelationen in der Untersten Stratosphäre. Aufbauend auf den Erfahrungen bei STREAM 98 wurde für das vom BMBF geförderte Projekt SPURT im Rahmen dieser Doktorarbeit der in-situ-Gaschromatograph GhOST II entwickelt. Unter Beibehaltung der gaschromatographischen Komponenten von GhOST wurden zur Messung der Spurengase SF6 und CO zwei zusätzliche Detektoren integriert und zahlreiche technische Verbesserungen durchgeführt. Für die vollautomatische rechnergestützte Elektronik zur Steuerung des neuen Gerätes wurden zusammen mit der institutseigenen Elektronikwerkstatt verschiedene Baugruppen zur Signalführung und -verarbeitung, zur Temperaturmessung und zur Ansteuerung von Leistungskomponenten entwickelt. Während einer Testkampagne im April 2001 wurde GhOST II erfolgreich mechanisch und elektrisch auf einem Learjet 35A integriert und kam bei zwei Meßflügen der Meßkampagne SPURT 1 im November 2001 zum Einsatz.
Das 1913 auf dem Gipfel des Kleinen Feldbergs gegründete Taunus-Observatorium (T.O.) ist eine Einrichtung der Johann Wolfgang Goethe-Universität Frankfurt am Main. Es dient dem Institut für Meteorologie und Geophysik als Forschungsstätte für kontinuierliche Messungen und als Standort für Meßkampagnen in Zusammenarbeit mit anderen Instituten, wie z. B. beim The Kleiner Feldberg Cloud Experiment 1990 [Fuzzi, 1995]. Darüber hinaus wird das Observatorium mit seinen Einrichtungen immer wieder für Messungen im Rahmen von Diplom- und Doktorarbeiten genutzt. Primäres Ziel dieser Diplomarbeit war eine Charakterisierung der zeitlichen Variabilität der luftchemischen Bedingungen am Taunus-Observatorium in Abhängigkeit von Wetter und Witterung. In der Zeit vom 13. Dezember 1996 bis zum 26. März 1997 wurden am Taunus- Observatorium auf dem Kleinen Feldberg mit Hilfe eines gaschromatographischen Analyseverfahrens die Spurengase Kohlenmonoxid und molekularer Wasserstoff gemessen, um die zeitliche Variabilität der luftchemischen Bedingungen am Taunus-Observatorium in Abhängigkeit von Wetter und Witterung zu untersuchen. Bei der Meßreihe am Taunus-Observatorium zeigte sich, daß die zeitlichen Variationen der langlebigen Spurengase CO und H2 über Tage und Wochen maßgeblich durch den Ferntransport von Luftmassen und die jeweilige Großwetterlage bestimmt werden. Mit Hilfe von Trajektorienanalysen konnte gezeigt werden, daß die Messungen stark von Herkunft und Zugweg der jeweiligen Luftmassen abhängen. Deutliche Änderungen der mittleren CO- und H2-Mischungsverhältnisse wurden bei Luftmassenänderungen beobachtet, wie z. B. eine markante Abnahme von Kohlenmonoxid und molekularem Wasserstoff nach dem Durchgang von Kalt- oder Warmfronten. Extreme Unterschiede der gemessenen Spurengaskonzentrationen konnten auch bei verschiedenen winterlichen Inversionswetterlagen registriert werden. Befand sich das Taunus-Observatorium unterhalb einer Temperaturinversion in der bodennahen Grenzschicht, wurden ungewöhnlich hohe CO- und H2-Mischungsverhältnisse gemessen; war der Kleine Feldberg dagegen über der Inversion innerhalb der freien Atmosphäre, wurden wiederholtdie atmosphärischen Hintergrundkonzentrationen von Kohlenmonoxid und molekularem Wasserstoff beobachtet. Auch durch lokale und regionale Effekte konnten in Abhängigkeit von der lokalen Windrichtung starke zeitliche Variationen der luftchemischen Bedingungen beobachtet werden. Durch die Orographie bedingt Verursachen kleine Änderungen der lokalen Windrichtung drastische Veränderungen in den gemessenen Spurengaskonzentrationen. So trennt z. B. der Taunuskamm die durch regionale Quellen im Großraum Frankfurt belastete Luft im Vordertaunus von der weniger verschmutzter Luft im ländlichen Hintertaunus. Darüber hinaus kann durch die Kanalisierung des Windes in verschiedenen Tälern oder an den Flanken des Taunuskammskontaminierte Luft aus den Niederungen herangeführt werden. Die hohe Variabilität der gemessenen Mischungsverhältnisse in Abhängigkeit von Meteorologie und Orographie dominiert den Tagesverlauf der CO- und H2-Messungen. Daher war eine Untersuchung von anthropogenen Tages- und Wochengängen oder sogar jahreszeitlicher Variationen der langlebigen Spurengase CO und H2 am Taunus-Observatorium nicht möglich. Zusätzlich zu den Messungen am Taunus-Observatorium wurde mit der in dieser Arbeit vorbereiteten Analytik das Mischungsverhältnis von molekularem Wasserstoff in stratosphärischen Luftproben von drei verschiedenen Ballonflügen gemessen, entsprechende H2-Vertikalprofile erstellt und die Ergebnisse der Messungen mit Modellrechnungen verglichen.
This PhD thesis has been carried out within an interdisciplinary cooperational project between the Deutsches Bergbau-Museum Bochum and the Goethe-Universität Frankfurt, which is dedicated to ancient Pb-Ag mining and metal production in the hinterland of the municipium Ulpiana in central Kosovo. Geochemical analysis (OM, XRD, EMP, MC-ICP-MS) of ores, metallurgical (by-) products and metal artefacts allowed to reconstruct the local chaîne opératoire and to decipher significant chronological differences between presumably Roman/late antique and medieval/early modern metallurgical processing. Pb isotope provenance studies documented the relevance of local metal production within the Roman Empire and confirmed the actual existence of a Metalla Dardanica district, which until now solely has been suspected on basis of epigraphy.
The predominant abundance of the by-products matte (Cu, Pb, Fe and Zn sulphides) and speiss (ferrous speiss: Fe-As compounds; base metal speiss: ~(Cu,Ni,Fe,Ag )x(Sb,Sn,As )y ) at smelting sites with a preliminary Roman/late antique dating points to treatment of complex polymetallic ore. Pb isotope analysis demonstrated that the mining district of Shashkoc-Janjevo (partially) supplied six of the ten investigated metallurgical sites. In this mineralisation, parageneses with elevated Cu, As and Sb abundances comprise significant proportions of particularly tennantite-tetrahedrite minerals, chalcopyrite, arsenopyrite and were generated during the early and main stages of ore formation. Later precipitated ore in contrast is marked by a significantly less versatile mineralogy and consists almost exclusively of galena, sphalerite and pyrite/marcasite. Besides increased Cu, As and Sb contents, ore from the main formation stage also exhibits generally higher Ag abundances, which are mainly hosted by fahlore and locally abundant secondary Cu sulphides (chalcocite, digenite and covellite) and oxidised phases (e.g. malachite, azurite). The higher precious metal grades of this ore type, whose geochemical signature (i.e. higher proportions of Cu, As and Sb) is mirrored by the abundance of the metallurgical by-products matte and speiss (almost exclusively found at potentially Roman/late antique smelting sites; see above), presumably were a pivotal factor leading to its preferential exploitation in earlier times. Matte and base metal-rich speiss contain notable amounts of Ag, which are mainly present in Cu-(Fe) sulphides and particularly antimonides ((Cu,Ni)2Sb, Ag3Sb), respectively. While the speiss compounds due to their close association with Pb bullion presumably were cupelled automatically, the metallurgical treatment of matte could not have been proven unambiguously, but overall certainly is highly likely.
The beneficiated ore (i.e. crushed and sorted, potentially also treated by more lavish techniques such as grinding, sieving or wet-mechanical methods) possibly was partially roasted and subsequently together with fluxes and charcoal submitted to the furnaces. The working temperatures approximately ranged between 1100 and 1400 °C. Slags from all presumably Roman/late antique dated and few of their potentially medieval/early modern analogues were produced from smelting of (partially roasted) ore with charcoal and added siliceous material, thus resulting in fayalite-dominant phase assemblages or rarely observed glassy parageneses. Even though several subtypes of fayalite slags have been established on basis of the abundance of Fe-rich oxide phases (i.e. spinel ss and wüstite), late clinopyroxene and the general solidification sequence of the slags, the process conditions (i.e. temperature, fO2, added fluxing agents) must have been widely similar; chemical variations could be explained by varying degrees of interaction of the slag melt with charcoal ash and furnace material. The other investigated metallurgical remains indicate employment of a calcareous flux, which led to formation of Ca-rich olivine-, olivine+clinopyroxene-, clinopyroxene- or melilite-type slags. These types as well as glassy slags were generated at more oxidising conditions outside the fayalite stability field (FMQ buffer equilibrium, cf. Lindsley, 1976) than their olivine-dominant analogues. Conclusions on the furnace construction could be drawn on basis of the typology of the slags, which mostly were tapped into a basin located outside the furnace, but partially (at two presumably medieval/early modern sites) also accumulated in a reservoir within the smelter.
Lead artefacts excavated in Ulpiana could be isotopically related to ores from mineralisations in its vicinity and demonstrate that the resources were at least utilised for local metal production. However, also ship wreck cargo from Israel - including several lead ingots with the inscription 'MET DARD' (Raban, 1999) - and late antique lead-glazed pottery from Serbia and Romania (Walton & Tite, 2010) could be related to a possible Kosovarian/Serbian provenance of the raw material and thus indicate flourishing trade of metal from the Metalla Dardanica district within the Roman Empire.
References:
Lindsley, D. H. (1976). Experimental studies of oxide minerals. In D. Rumble, III (Hrsg.), Oxide minerals (61-88). Reviews in Mineralogy, Volume 3. Washington, DC: Mineralogical Society of America.
Raban, A. (1999). The lead ingots from the wreck site (area K8). Journal of Roman Archaeology, Supplementary Series, 35, 179-188.
Walton, M. S., & Tite, M. S. (2010). Production technology of Roman lead-glazed pottery and its continuance into late antiquity. Archaeometry, 52(5), 733-759.
Strong seasonal variability of hygric and thermal soil conditions are a defining environmental feature in northern Australia. However, how such changes affect the soil–atmosphere exchange of nitrous oxide (N2O), nitric oxide (NO) and dinitrogen (N2) is still not well explored. By incubating intact soil cores from four sites (three savanna, one pasture) under controlled soil temperatures (ST) and soil moisture (SM) we investigated the release of the trace gas fluxes of N2O, NO and carbon dioxide (CO2). Furthermore, the release of N2 due to denitrification was measured using the helium gas flow soil core technique. Under dry pre-incubation conditions NO and N2O emissions were very low (<7.0 ± 5.0 μg NO-N m−2 h−1; <0.0 ± 1.4 μg N2O-N m−2 h−1) or in the case of N2O, even a net soil uptake was observed. Substantial NO (max: 306.5 μg N m−2 h−1) and relatively small N2O pulse emissions (max: 5.8 ± 5.0 μg N m−2 h−1) were recorded following soil wetting, but these pulses were short lived, lasting only up to 3 days. The total atmospheric loss of nitrogen was generally dominated by N2 emissions (82.4–99.3% of total N lost), although NO emissions contributed almost 43.2% to the total atmospheric nitrogen loss at 50% SM and 30 °C ST incubation settings (the contribution of N2 at these soil conditions was only 53.2%). N2O emissions were systematically higher for 3 of 12 sample locations, which indicates substantial spatial variability at site level, but on average soils acted as weak N2O sources or even sinks. By using a conservative upscale approach we estimate total annual emissions from savanna soils to average 0.12 kg N ha−1 yr−1 (N2O), 0.68 kg N ha−1 yr−1 (NO) and 6.65 kg N ha−1 yr−1 (N2). The analysis of long-term SM and ST records makes it clear that extreme soil saturation that can lead to high N2O and N2 emissions only occurs a few days per year and thus has little impact on the annual total. The potential contribution of nitrogen released due to pulse events compared to the total annual emissions was found to be of importance for NO emissions (contribution to total: 5–22%), but not for N2O emissions. Our results indicate that the total gaseous release of nitrogen from these soils is low and clearly dominated by loss in the form of inert nitrogen. Effects of seasonally varying soil temperature and moisture were detected, but were found to be low due to the small amounts of available nitrogen in the soils (total nitrogen <0.1%).
Strong seasonal variability of hygric and thermal soil conditions are a defining environmental feature in Northern Australia. However, how such changes affect the soil–atmosphere exchange of nitrous oxide (N2O), nitric oxide (NO) and dinitrogen (N2) is still 5 not well explored. By incubating intact soil cores from four sites (3 savanna, 1 pasture) under controlled soil temperatures (ST) and soil moisture (SM) we investigated the release of the trace gas fluxes of N2O, NO and carbon dioxide (CO2). Furthermore, the release of N2 due to denitrification was measured using the helium gas flow soil core technique. Under dry pre-incubation conditions NO and N2O emission were very low (< 7.0± 5.0 μgNO-Nm−2 h−1; < 0.0± 1.4 μgN2O-Nm−2 h−1) or in case of N2O, even a net soil uptake was observed. Substantial NO (max: 306.5 μgNm−2 h−1) and relatively small N2O pulse emissions (max: 5.8±5.0 μgNm−2 h−1) were recorded following soil wetting, but these pulses were short-lived, lasting only up to 3 days. The total atmospheric loss of nitrogen was dominated by N2 emissions (82.4–99.3% of total N lost), although NO emissions contributed almost 43.2% at 50% SM and 30 °C ST. N2O emissions were systematically higher for 3 of 12 sample locations, which indicates substantial spatial variability at site level, but on average soils acted as weak N2O sources or even sinks. Emissions were controlled by SM and ST for N2O and CO2, ST and pH for NO, and SM and pH for N2.
Hauptanliegen dieser Arbeit ist es, statistische Zusammenhänge zwischen der Nord-Atlantik-Oszillation (NAO) und der bodennahen Lufttemperatur in Europa zu untersuchen. Dazu wurden zunächst die Korrelationskoeffizienten nach Pearson, Kendall, Spearman und die Transinformation berechnet, sowie die zugehörigen Signifikanzen abgeschätzt. Diese Analysen wurden auch zeitlich gleitend durchgeführt, um mögliche Veränderungen im Einfluß der NAO auf die Temperatur nachweisen zu können. Weiterhin wurde mit Hilfe der selektiven Zeitreihenzerlegung nach signifikanten, charakteristischen zeitlichen Strukturen sowohl in der NAO als auch in den Zeitreihen der Lufttemperatur gesucht: Trend, glatte, saisonale, harmonische Komponente und Rauschen. Zweck dieser Untersuchung war es, gegebenenfalls gleichartige zeitliche Strukturen in der NAO und Temperatur zu finden, um den Zusammenhang zwischen NAO und Temperatur näher beschreiben zu können. Die Untersuchungen wurden fur den Zeitraum von 1871 bis 1990 in monatlicher, saisonaler und jährlicher Auflösung auf Basis von Zeitreihen der mittleren monatlichen Lufttemperatur 41 europäischer WMO- (World Meteorological Organization) Stationen, sowie zwei unterschiedlich definierten NAO-Index-Zeitreihen, die ebenfalls in Monatsmitteln vorlagen, durchgeführt. Ergänzend wurde auf einen globalen Datensatz von Temperaturflächenmitteln zuruckgegriffen, um auch aus globaler Sicht Aussagen uber Zusammenhänge zwischen NAO und bodennaher Lufttemperatur zu erhalten. Die Untersuchungen bezogen sich hierbei auf das Zeitintervall von 1892 bis 1994. Der Zusammenhang zwischen den in Europa beobachteten Temperaturen und der NAO ist linearer Natur und vor allem in den Wintermonaten ausgeprägt. Ein maximaler Zusammenhang findet sich im nordeuropäischen Winter mit einer erklärten Varianz um 40%. Ein Vergleich von extrem kalten Wintern mit der NAO hat gezeigt, daß extreme Kältereignisse nur bei einer schwachen NAO (negativer NAO-Index) auftreten. Im Jahresgang findet eine Verschiebung des durch die NAO beeinflußten Gebietes in Ost-West-Richtung statt. Das Minimum des Zusammenhanges besteht im Sommer bei maximaler Ost-Verschiebung. Weiterhin ist der Einfluß der NAO auf die Temperatur stark zonal ausgeprägt. Es besteht ein Nord-Süd-Gefälle von positiver Korrelation im Norden zu negativer im Süden Europas. Zu diesem Ergebnis führte sowohl die Analyse der Europadaten wie des globalen Datensatzes. Der Einfluß der NAO auf die Temperatur ist nicht stationär; seit Beginn dieses Jahrhunderts hat sich dieser zunehmend ostwärts verlagert. Ein signifikanter Trend konnte in den Indexreihen der NAO aber nicht nachgewiesen werden. Signifikante zeitliche Strukturen der NAO konnten im Bereich der niederfrequenten und auch hochfrequenten Variabilität gefunden werden. Die Winter-NAO (mittlerer Indexwert von Dezember bis Februar) zeigt insbesondere einen in den Wintertemperaturen (Temperaturmittel der Monate Dezember bis Februar) gleichartigen niederfrequenten Verlauf, der durch Polynome vierter und fünfter Ordnung beschrieben werden kann. Im Bereich der hochfrequenten Variabilität konnte mit Ausnahme der Sommer- und Herbstdaten in allen Indexreihen der NAO eine harmonische Schwingung mit einer Periode von etwa 7 Jahren detektiert werden. Die gleiche Schwingung findet sich in den Wintertemperaturen West- und Mitteleuropas.
Since the discovery of the ozone hole [Farman et al., 1985], the dynamics of the stratosphere and the transport of anthropogenic trace gases from the surface to the higher atmosphere has come into the focus of interest. In the tropics, air rises high into the stratosphere and is transported poleward. Trace gases like the CFCs1, photochemically stable in the troposphere, are thus transported into regions where they are photolyzed. The products of the photolysis reactions (eg. Cl, Br) interact in the catalytic ozone cycles and lead to enhanced ozone depletion. Regarding the transport of trace gases, the so-called lowermost stratosphere (LMS) is a very interesting region, where the troposphere and the stratosphere directly interact and air masses out of both regions are mixed. It is the lowest part of the stratosphere between the tropopause and the 380 K isentrope. Tropospheric air can enter this region directly via isentropic transport across the extra-tropical tropopause whereas stratospheric air descends across the 380 K isentrope via the mean meridional circulation. Stratosphere-troposphere exchange (STE) controls the chemical composition of the LMS as well as of the tropopause region and thus has an important effect on the radiative and chemical balance of these regions and the climate system. STE exhibits a strong seasonality [Holton et al., 1995]. While downwelling of stratospheric air across the 380 K isentrope is the dominant process in winter, troposphere-to-stratosphere transport (TST) gains importance in summer, when the downwelling from the stratosphere is only weak. Isentropic transport across the extra-tropical tropopause occurs in regions where the tropopause is strongly disturbed and is connected to tropopause folds, streamer events, frontal zones, polar and subtropical jets, warm conveyor belts and cut-off low systems. A short introduction into STE, the LMS region, and methods to study atmospheric transport is given in Chapter 1. One useful tool to analyse the motions of air and transport processes are longlived trace gases. Since the lifetimes of these tracers are longer than the time scale of the transport processes they are involved in, the distribution of tracers in the atmosphere is mostly determined by dynamics. In the context of this thesis, measurements of such long-lived tracers were performed and used to study transport into the LMS region in the northern hemisphere. During the Vintersol/EuPLEx and ENVISAT validation campaigns in winter 2003, long-lived tracers such as N2O, CH4, CFC-12, CFC-11, H-1211, H2, SF6 and CO2 were measured with the High Altitude Gas Analyser (HAGAR), a two channel in-situ gas chromatograph combined with a CO2 instrument, based on nondispersive infrared absorption. Combined with measurements taken during campaigns in Forli/Italy (ENVISAT validation) in July and October 2002, tracer data were gathered from the tropopause up to altitudes around 20 km during 25 flights on board the Russian high-altitude aircraft M55 Geophysica. Thus, a substantial set of high quality tracer data has been obtained covering the polar vortex region as well as the mid latitudes of the northern hemisphere. Chapter 2 gives an overview of the HAGAR instrument and necessary improvements of the instrumental set up (implementing a CH4 channel) that were performed in the context of this thesis, and review data processing, the measurement campaigns. In order to study transport into the LMS it is assumed that air basically enters the LMS via three different pathways: a) quasi-isentropic transport from the troposphere, b) downward advection from the middle stratosphere through the 380 K surface and c) in the polar vortex region subsidence of air from of the polar vortex. Fractions of air originating in each of these source regions are determined with a simple mass balance calculation by using observations of a subset of the above species with distinct lifetimes (N2O, CH4, CFC-11, H-1211, H2 and O3) yielding complementary constraints on transport from each region. Details of the mass balance calculation and the results are presented in Chapter 3. During the mid-latitude measurement campaigns in Forlí the passing of a cut-off low system associated with an elongated streamer over Europe was observed. The impacts of this event on the trace gas mixing ratios in the LMS are examined in Chapter 4. Finally, a summary is given in Chapter 5.
In this dissertation, different aspects of turbulent transport and thermally driven flows over complex terrain are investigated. Two publications concentrate on the vertical heat and moisture exchange in the convective boundary layer over mountainous terrain. To study this, Large-Eddy Simulation (LES) is used. Both turbulent and advective transport mechanisms are evaluated over the simple orography of a quasi-two-dimensional, periodic valley with prescribed surface fluxes. Here, terrain elevation varies along only one of the horizontal coordinate axes. Even a relatively shallow orography, possibly unresolved in existing numerical weather prediction models, modifies the domain-averaged moisture and temperature profiles. For the analysis, the flow is decomposed into a local turbulent part, a local mean circulation, and a large-scale part. An analysis of the turbulent kinetic energy and turbulent heat and moisture flux budgets shows that the thermal circulation significantly contributes to the vertical transport. It is found that thermal upslope winds are important for the moisture transport from the valley to the mountain tops. In total, moisture export out of the valley is mostly accomplished by the mean circulation. On the temperature distribution, which is horizontally relatively homogeneous, the thermal circulation has a weaker impact. If an upper-level wind is present, it interacts with the thermal circulation. This weakens the vertical transport of moisture and thus reduces its export out of the valley. The heat transport is less affected by the upper-level wind because of its weaker dependence on the thermal circulation. These findings were corroborated in a more realistic experiment simulating the full diurnal cycle using radiation forcing and an interactive land surface model.
Based on these results, coherent turbulent structures in the convective boundary layer over non-flat terrain are studied in further detail. A conditional sampling method based on the concentration of a decaying passive tracer is implemented in order to identify the boundary-layer plumes objectively. Conditional sampling allows to quantify the contribution of plume structures to the vertical transport of heat and moisture. In case of the idealized valley, vertical transport by coherent structures is the dominant contribution to the turbulent components of both heat and moisture flux. It is comparable in magnitude to the advective transport by the mean slope-wind circulation, although it is more important for heat than for moisture transport. A set of less idealized simulations considers the flow over three-dimensional terrain. In this case, conditional sampling is carried out by using a simple domain-decomposition approach. We demonstrate that thermal updrafts are generally more frequent on hill tops than over the surroundings, but they are less persistent on the windward sides when large-scale winds are present in the free atmosphere.
The tools for flow decomposition and budget analysis are also applied in another idealized case with a quasi-two-dimensional valley featuring the stable boundary layer. Here, the formation of a low stratus cloud is investigated. The main driver for the cloud formation is radiative cooling due to outgoing longwave radiation. Despite a purely horizontal flow, the advection terms in the prognostic equations for heat and moisture produce vertical mixing across the upper cloud edge leading to a loss of cloud water content. However, this behavior is not due to any kind of thermally-driven circulation. Instead, this spurious mixing is caused by the diffusive error of the advection scheme in regions where the sloping surfaces of the terrain-following vertical coordinate intersect the cloud top. It is shown that the intensity of the (spurious) numerical diffusion strongly depends on the horizontal resolution, the order of advection, and the choice of the scalar advection scheme. A LES with 4 m horizontal resolution serves as a reference. For horizontal resolutions of a few hundred meters, carried out with a model setup as it is used in Numerical Weather Prediction, a strong reduction of the simulated liquid-water path is observed. In order to keep the (spurious) numerical diffusion at coarser resolutions small, at least a fifth-order advection scheme should be used. In the present case, a WENO scalar advection scheme turns out to increase the numerical diffusion along a sharp cloud edge compared to an upwind scheme. Furthermore, the choice of the vertical coordinate has a strong impact on the simulated liquid-water path over orography. With a modified definition of the terrain-following sigma coordinate, it is possible to produce cloud water where the classical sigma coordinate does not allow any cloud formation.
We present the prototype of a regional climate system model based on the COSMO-CLM regional climate model coupled with several model components, analyze the performance of the couplings and present a strategy to find an optimum configuration with respect to computational costs and time to solution.
The OASIS3-MCT coupler is used to couple COSMO-CLM with two land surface models (CLM and VEG3D), a regional ocean model for the Mediterranean Sea (NEMO-MED12), two ocean models for the North and Baltic Sea (NEMO-NORDIC and TRIMNP+CICE) and the atmospheric component of an earth system model (MPI-ESM). We present a unified OASIS3-MCT interface which handles all couplings in a similar way, minimizes the model source code modifications and describes the physics and numerics of the couplings. Furthermore, we discuss solutions for specific regional coupling problems like handling of different domains, multiple usage of MCT interpolation library and efficient exchange of 3D fields.
A series of real-case simulations over Europe has been conducted and the computational performance of the couplings has been analyzed. The usage of the LUCIA tool of the OASIS3-MCT coupler enabled separation of the direct costs of: coupling, load imbalance and additional computations. The resulting limits for time to solution and costs are shown and the potential of further improvement of the computational efficiency is summarized for each coupling.
It was found that the OASIS3-MCT coupler keeps the direct coupling costs of communication and horizontal interpolation small in comparison with the costs of the additional computations and load imbalance for all investigated couplings. For the first time this could be demonstrated for an exchange of approximately 450 2D fields per time step necessary for the atmosphere-atmosphere coupling between COSMO-CLM and MPI-ESM.
A procedure for finding an optimum configuration for each of the couplings was developed considering the time to solution and costs of the simulations. The optimum configurations are presented for sequential and concurrent coupling layouts. The procedure applied can be regarded as independent on the specific coupling layout and coupling details.
his study aims at a detailed characterization of an ultra-fine aerosol particle counting system for operation on board the Russian high altitude research aircraft M-55 "Geophysica" (maximum ceiling of 21 km). The COndensation PArticle counting Systems (COPAS) consists of an aerosol inlet and two dual-channel continuous flow Condensation Particle Counters (CPCs).
The aerosol inlet, adapted for COPAS measurements on board the M-55 "Geophysica", is described concerning aspiration, transmission, and transport losses. The counting efficiencies of the CPCs using the chlorofluorocarbon FC-43 as the working fluid are studied experimentally at two pressure conditions, 300 hPa and 70 hPa. Three COPAS channels are operated with different temperature differences between the saturator and the condenser block yielding smallest detectable particle sizes (dp50 – as 50% detection "cut off" diameters) of 6 nm, 11 nm, and 15 nm, respectively, at ambient pressure of 70 hPa. The fourth COPAS channel is operated with an aerosol heating line (250°C) for a determination of the non-volatile number of particles. The heating line is experimentally proven to volatilize pure H2SO4-H2O particles for a particle diameter (dp) range of 11 nm<dp<200 nm.
Additionally this study includes investigation to exclude auto-nucleation of the working fluid inside the CPCs. An instrumental inter-comparison (cross-correlation) has been performed for several measurement flights and mission flights in the Arctic and the Tropics are discussed. Finally, COPAS measurements are used for an aircraft plume crossing analysis.
A characterization of the ultra-fine aerosol particle counter COPAS (COndensation PArticle counting System) for operation on board the Russian high altitude research aircraft M-55 Geophysika is presented. The COPAS instrument consists of an aerosol inlet and two dual-channel continuous flow Condensation Particle Counters (CPCs) operated with the chlorofluorocarbon FC-43. It operates at pressures between 400 and 50 hPa for aerosol detection in the particle diameter (dp) range from 6 nm up to 1 micro m. The aerosol inlet, designed for the M-55, is characterized with respect to aspiration, transmission, and transport losses. The experimental characterization of counting efficiencies of three CPCs yields dp50 (50% detection particle diameter) of 6 nm, 11 nm, and 15 nm at temperature differences (DeltaT) between saturator and condenser of 17°C, 30°C, and 33°C, respectively. Non-volatile particles are quantified with a fourth CPC, with dp50=11 nm. It includes an aerosol heating line (250°C) to evaporate H2SO4-H2O particles of 11 nm<dp<200 nm at pressures between 70 and 300 hPa. An instrumental in-flight inter-comparison of the different COPAS CPCs yields correlation coefficients of 0.996 and 0.985. The particle emission index for the M-55 in the range of 1.4–8.4×10 16 kg -1 fuel burned has been estimated based on measurements of the Geophysika's own exhaust.