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The filling of the 'Vorfeld' in German sentences is basically obligatory; which constituent, however, actually moves to the Vorfeld is underdetermined by syntax and thus governed presumably by discourse factors. Coming from English, there are certain competing expectations one could have: either the topic — more specifically, the backward-looking center — of a sentence is moved to the Vorfeld, or an element in a poset relationship to a set mentioned in the previous discourse, or elements with other functions, such as the exposition of brand-new information or the setting of a scene. A study of a corpus of texts of different stylistic levels showed that indeed all elements expected to appear in the Vorfeld are eligible for Vorfeld-movement, but that there is a strict ranking. Preferred Vorfeld-fillers are phrases containing brand-new information as well as scene-setting elements; only if no such elements are present can elements in a poset relationship with some previously mentioned set be moved to the Vorfeld. Finally, if such elements are not present either, backward-looking centers can move to the Vorfeld. Backward-looking centers have, for this reason, a relatively poor quota among Vorfeld-fillers, namely around 50%.
Chicheŵa, a Bantu language of East Central Africa, displays mixed properties of configurationality such as the existence of VP, on the one hand, and discontinuous constituents (DCs), on the other. In the present work we examine the discourse and syntactic properties of DCs, and show that DCs in Chicheŵa arise naturally from the discourse-configurational nature of the language. We argue that the fronted DCs in Chicheŵa are contrastive topics that appear in a leftdislocated external topic position, with the remnant part of the split NP in the right-dislocated topic position. Once the precise discourse functions of DCs are properly integrated into the syntactic analysis, all the facts and restrictions observed in Chicheŵa DCs can be explained in a straightforward fashion.
In what follows, we will first put forward the claim that syntactic ergativity results from morphological ergativity by examining relativization and pea-coordination in Tongan (Section 2). In Sections 3 and 4, we compare 'O-constructions with pea-constructions to conclude a) that unlike pea, 'O should be regarded as a complementizer rather than a conjunction; and b) that the gap in 'O-clauses is not an outcome of deletion, but a null anaphor. We will then discuss a Minimalist approach to binding proposed by Reuland (2001) and see how it accounts for the distribution and behavior of proSE in Tongan. Some implications of the current proposal are discussed in Section 6, with section 7 in conclusion.
The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints.
This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred.
The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw.
This paper examines substantive noun phrases in Niuean, a Polynesian language of the Tongic subgroup with VSO word order, isolating morphology, and an ergative case system. We describe the allowable orderings of elements in the Niuean noun phrase, which include certain variations in the placement of numerals and the genitive possessor, then we provide a phrasal movement analysis for these variations, treating first the possessor variation, then the numeral variation. Parallels will be drawn between the derivation of nominal and sentential word order.
German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects.
The aim of this paper is to investigate Rizzi's (2001) recent claim that in combien constructions full movement correlates with a specific or D-linking interpretation of the nominal (see also Obenauer, 1994) while the in-situ option corresponds to focus of the noun. On the one hand, it is argued that the notion of specificity or D-linking for the raised nominal is too strong while on the other hand it is shown that the stranded nominal is not a focus, but a topic, albeit of a special kind. It is also argued that there is a dedicated postverbal position for this kind of topic and that the nominal has all the properties of an incorporated nominal: it is interpreted as an asserted background topic. In the final part of the article, some time is spent discussing the pragmatics and the modality involved in discontinous structures, and showing that the stranded nominal is interpreted inside the VP/below the event variable.
Speakers have a wide range of noncanonical syntactic options that allow them to mark the information status of the various elements within a proposition. The correlation between a construction and constraints on information status, however, is not arbitrary; there are broad, consistent, and predictive generalizations that can be made about the information-packaging functions served by preposing, postposing, and argument-reversing constructions. Specifically, preposed constituents are constrained to represent discourse-old information, postposed constituents are constrained to represent information that is either discourse-new or hearer-new, and argument-reversing constructions require that the information represented by the preposed constituent be at least as familiar as that represented by the postposed constituent (Birner & Ward 1998). The status of inferable information (Clark 1977; Prince 1981), however, is problematic; a study of corpus data shows that such information can be preposed in an inversion or a preposing (hence must be discourse-old), yet can also be postposed in constructions requiring hearer-new information (hence must be hearer-new). This information status – discourse-old yet hearer-new – is assumed by Prince (1992) to be non-occurring on the grounds that what has been evoked in the discourse should be known to the hearer. I resolve this difficulty by arguing for a reinterpretation of the term 'discourse-old' as applying not only to information that has been explicitly evoked in the prior discourse, but rather to any information that provides a salient inferential link to the prior discourse. Extending Prince’s notion in this manner allows us to account for the distribution of noncanonically positioned peripheral constituents in a principled and unified way.