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This paper addresses remarks made by Flemming (2003) to the effect that his analysis of the interaction between retroflexion and vowel backness is superior to that of Hamann (2003b). While Hamann maintained that retroflex articulations are always back, Flemming adduces phonological as well as phonetic evidence to prove that retroflex consonants can be non-back and even front (i.e. palatalised). The present paper, however, shows that the phonetic evidence fails under closer scrutiny. A closer consideration of the phonological evidence shows, by making a principled distinction between articulatory and perceptual drives, that a reanalysis of Flemming’s data in terms of unviolated retroflex backness is not only possible but also simpler with respect to the number of language-specific stipulations.
In Ocotepec Mixe, the stem-initial sibilants /s tÉs ß/ undergo a palatalization process when the prefix /j/ is added. Descriptions of other Mixe languages report that this palatalization is realized either as addition of a glide (in the case of the alveolar and retroflex sibilants) or as a change in the primary place of articulation (in the case of the affricate). The acoustic measurements in the present study indicate that all palatalized sibilants in Ocotepec have an additional glide, unless they are followed by the high front vowel(s) /i (e)/, and that both the affricate and retroflex fricative show a consistent change in primary place of articulation under palatalization.
Experimental data shows that adult learners of an artificial language with a phonotactic restriction learned this restriction better when being trained on word types (e.g. when they were presented with 80 different words twice each) than when being trained on word tokens (e.g. when presented with 40 different words four times each) (Hamann & Ernestus submitted). These findings support Pierrehumbert’s (2003) observation that phonotactic co-occurrence restrictions are formed across lexical entries, since only lexical levels of representation can be sensitive to type frequencies.
At the outset of this dissertation one might pose the question why retroflex consonants should still be of interest for phonetics and for phonological theory since ample work on this segmental class already exists. Bhat (1973) conducted a quite extensive study on retroflexion that treated the geographical spread of this class, some phonological processes its members can undergo, and the phonetic motivation for these processes. Furthermore, several phonological representations of retroflexes have been proposed in the framework of Feature Geometry, as in work by Sagey (1986), Pulleyblank (1989), Gnanadesikan (1993), and Clements (2001). Most recently, Steriade (1995, 2001) has discussed the perceptual cues of retroflexes and has argued that the distribution of these cues can account for the phonotactic restrictions on retroflexes and their assimilatory behaviour. Purely phonetically oriented studies such as Dixit (1990) and Simonsen, Moen & Cowen (2000) have shown the large articulatory variation that can be found for retroflexes and hint at the insufficiency of existing definitions.
Glide formation, a process whereby an underlying high front vowel is realized as a palatal glide, is shown to occur only in unstressed prevocalic position in German, and to be blocked by specific surface restrictions such as *ji and *“j. Traditional descriptions of glide formation (including derivational as well as Optimality theoretic approaches) refer to the syllable in order to capture its conditions. The present study illustrates that glide formation (plus the distribution of long and short tense /i/) in German can better be captured in a Functional Phonology account (Boersma 1998) which makes reference to stress instead of the syllable and thus overcomes problems of former approaches.
A common topic in recent literature on phonology is the question of whether phonological processes and segments are licensed by prosodic position or by perceptual cues. The former is the traditional view, as represented by e.g. Lombardi (1995) and Beckman (1998), and holds that segments occur in specific prosodic positions such as the coda. In a licensing by cue approach, as represented by Steriade (1995, 1999), on the other hand, segments are assumed to occur in those positions only where their perceptual cues are prominent, independent of the prosodic position. In positions where the cues are not salient, neutralization occurs.
The present study argues that variation across listeners in the perception of a non-native contrast is due to two factors: the listener-specic weighting of auditory dimensions and the listener-specic construction of new segmental representations. The interaction of both factors is shown to take place in the perception grammar, which can be modelled within an OT framework. These points are illustrated with the acquisition of the Dutch three-member labiodental contrast [V v f] by German learners of Dutch, focussing on four types of learners from the perception study by Hamann and Sennema (2005a).
The present study poses the question on what phonetic and phonological grounds postalveolar fricatives in Polish can be analyzed as retroflex and whether postalveolar fricatives in other Slavic languages are retroflex as well. Velarization and incompatibility with front vowels are introduced as articulatory criteria for retroflexion, based on crosslinguistic data. According to these criteria, Polish and Russian have retroflex fricatives, whereas Bulgarian and Czech do not. In a phonological representation of these Slavic retroflexes, the necessity of perceptual features is shown. Lastly, it is illustrated that palatalization of retroflex fricatives both in Slavic languages and more generally causes a phonetic and phonological change to a non-retroflex sound.
Arguing against Bhat’s (1974) claim that retroflexion cannot be correlated with retraction, the present article illustrates that retroflexes are always retracted, though retraction is not claimed to be a sufficient criterion for retroflexion. The cooccurrence of retraction with retroflexion is shown to make two further implications; first, that non-velarized retroflexes do not exist, and second, that secondary palatalization of retroflexes is phonetically impossible. The process of palatalization is shown to trigger a change in the primary place of articulation to non-retroflex. Phonologically, retraction has to be represented by the feature specification [+back] for all retroflex segments.
The present study shows that though retroflex segments can be considered articulatorily marked, there are perceptual reasons why languages introduce this class into their phoneme inventory. This observation is illustrated with the diachronic developments of retroflexes in Norwegian (North- Germanic), Nyawaygi (Australian) and Minto-Nenana (Athapaskan). The developments in these three languages are modelled in a perceptually oriented phonological theory, since traditional articulatorily-based features cannot deal with such processes.