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The first concerted multi-model intercomparison of halogenated very short-lived substances (VSLS) has been performed, within the framework of the ongoing Atmospheric Tracer Transport Model Intercomparison Project (TransCom). Eleven global models or model variants participated, simulating the major natural bromine VSLS, bromoform (CHBr3) and dibromomethane (CH2Br2), over a 20-year period (1993-2012). The overarching goal of TransCom-VSLS was to provide a reconciled model estimate of the stratospheric source gas injection (SGI) of bromine from these gases, to constrain the current measurement-derived range, and to investigate inter-model differences
due to emissions and transport processes. Models ran with standardised idealised chemistry, to isolate differences due to transport, and we investigated the sensitivity of results to a range of VSLS emission inventories. Models were tested in their ability to reproduce the observed seasonal and spatial distribution of VSLS at the surface, using measurements from NOAA’s long-term global monitoring network, and in the tropical troposphere, using recent aircraft measurements - including high altitude observations from the NASA Global Hawk platform.
The models generally capture the seasonal cycle of surface CHBr3 and CH2Br2 well, with a strong model measurement correlation (r ≥0.7) and a low sensitivity to the choice of emission inventory, at most sites. In a given model, the absolute model-measurement agreement is highly sensitive to the choice of emissions and inter-model differences are also apparent, even when using the same inventory, highlighting the challenges faced in evaluating such inventories at the global scale. Across the ensemble, most consistency is found within the tropics where most of the models (8 out of 11) achieve optimal agreement to surface CHBr3 observations using the lowest of the three CHBr3 emission inventories tested (similarly, 8 out of 11 models for CH2Br2). In general, the models are able to reproduce well observations of CHBr3 and CH2Br2 obtained in the tropical tropopause layer (TTL) at various locations throughout the Pacific. Zonal variability in VSLS loading in the TTL is generally consistent among models, with CHBr3 (and to a lesser extent CH2Br2) most elevated over the tropical West Pacific during boreal winter. The models also indicate the Asian Monsoon during boreal summer to be an important pathway for VSLS reaching the stratosphere, though the strength of this signal varies considerably among models.
We derive an ensemble climatological mean estimate of the stratospheric bromine SGI from CHBr3 and CH2Br2 of 2.0 (1.2-2.5) ppt, ∼57% larger than the best estimate from the most re- cent World Meteorological Organization (WMO) Ozone Assessment Report. We find no evidence for a long-term, transport-driven trend in the stratospheric SGI of bromine over the simulation period. However, transport-driven inter-annual variability in the annual mean bromine SGI is of the order of a ±5%, with SGI exhibiting a strong positive correlation with ENSO in the East Pacific
The first concerted multi-model intercomparison of halogenated very short-lived substances (VSLS) has been performed, within the framework of the ongoing Atmospheric Tracer Transport Model Intercomparison Project (TransCom). Eleven global models or model variants participated (nine chemical transport models and two chemistry–climate models) by simulating the major natural bromine VSLS, bromoform (CHBr3) and dibromomethane (CH2Br2), over a 20-year period (1993–2012). Except for three model simulations, all others were driven offline by (or nudged to) reanalysed meteorology. The overarching goal of TransCom-VSLS was to provide a reconciled model estimate of the stratospheric source gas injection (SGI) of bromine from these gases, to constrain the current measurement-derived range, and to investigate inter-model differences due to emissions and transport processes. Models ran with standardised idealised chemistry, to isolate differences due to transport, and we investigated the sensitivity of results to a range of VSLS emission inventories. Models were tested in their ability to reproduce the observed seasonal and spatial distribution of VSLS at the surface, using measurements from NOAA's long-term global monitoring network, and in the tropical troposphere, using recent aircraft measurements – including high-altitude observations from the NASA Global Hawk platform.
The models generally capture the observed seasonal cycle of surface CHBr3 and CH2Br2 well, with a strong model–measurement correlation (r ≥ 0.7) at most sites. In a given model, the absolute model–measurement agreement at the surface is highly sensitive to the choice of emissions. Large inter-model differences are apparent when using the same emission inventory, highlighting the challenges faced in evaluating such inventories at the global scale. Across the ensemble, most consistency is found within the tropics where most of the models (8 out of 11) achieve best agreement to surface CHBr3 observations using the lowest of the three CHBr3 emission inventories tested (similarly, 8 out of 11 models for CH2Br2). In general, the models reproduce observations of CHBr3 and CH2Br2 obtained in the tropical tropopause layer (TTL) at various locations throughout the Pacific well. Zonal variability in VSLS loading in the TTL is generally consistent among models, with CHBr3 (and to a lesser extent CH2Br2) most elevated over the tropical western Pacific during boreal winter. The models also indicate the Asian monsoon during boreal summer to be an important pathway for VSLS reaching the stratosphere, though the strength of this signal varies considerably among models.
We derive an ensemble climatological mean estimate of the stratospheric bromine SGI from CHBr3 and CH2Br2 of 2.0 (1.2–2.5) ppt, ∼ 57 % larger than the best estimate from the most recent World Meteorological Organization (WMO) Ozone Assessment Report. We find no evidence for a long-term, transport-driven trend in the stratospheric SGI of bromine over the simulation period. The transport-driven interannual variability in the annual mean bromine SGI is of the order of ±5 %, with SGI exhibiting a strong positive correlation with the El Niño–Southern Oscillation (ENSO) in the eastern Pacific. Overall, our results do not show systematic differences between models specific to the choice of reanalysis meteorology, rather clear differences are seen related to differences in the implementation of transport processes in the models.
The transport of air masses originating from the Asian monsoon anticyclone into the extratropical upper troposphere and lower stratosphere (Ex-UTLS) above potential temperatures Θ = 380K was identified during the HALO aircraft mission TACTS in August and September 2012. In-situ measurements of CO, O3 and N2O during TACTS Flight 2 on the 30 August 2012 show the irreversible mixing of aged with younger (originating from the troposphere) stratospheric air masses within the Ex-UTLS. Backward trajectories calculated with the trajetory module of the CLaMS model indicate that these tropospherically affected air masses originate from the Asian monsoon anticyclone. From the monsoon circulation region these air masses are quasi-isentropically transported above Θ = 380 K into the Ex-UTLS where they subsequently mix with stratospheric air masses. The overall trace gas distribution measured during TACTS shows that this transport pathway has a significant impact on the Ex-UTLS during boreal summer and autumn. This leads to an intensification of the tropospheric influence on the Ex-UTLS with ∆Θ > 30 K (relative to the tropopause) within three weeks during the TACTS mission. In the same time period a weakening of the tropospheric influence on the lowermost stratosphere (LMS) is determined. Therefore, the study shows that the transport of air masses originating from the Asian summer monsoon region within the lower stratosphere above Θ = 380K is of major importance for the change of the chemical composition of the Ex-UTLS from summer to autumn.
The transport of air masses originating from the Asian monsoon anticyclone into the extratropical upper troposphere and lower stratosphere (Ex-UTLS) above potential temperatures Θ = 380 K was identified during the HALO aircraft mission TACTS in August and September 2012. In situ measurements of CO, O3 and N2O during TACTS flight 2 on 30 August 2012 show the irreversible mixing of aged stratospheric air masses with younger (recently transported from the troposphere) ones within the Ex-UTLS. Backward trajectories calculated with the trajectory module of CLaMS indicate that these tropospherically affected air masses originate from the Asian monsoon anticyclone. These air masses are subsequently transported above potential temperatures Θ = 380 K from the monsoon circulation region into the Ex-UTLS, where they subsequently mix with stratospheric air masses. The overall trace gas distribution measured during TACTS shows that this transport pathway had affected the chemical composition of the Ex-UTLS during boreal summer and autumn 2012. This leads to an intensification of the tropospheric influence on the extratropical lower stratosphere with PV > 8 pvu within 3 weeks during the TACTS mission. During the same time period a weakening of the tropospheric influence on the lowermost stratosphere (LMS) is determined. The study shows that the transport of air masses originating from the Asian summer monsoon region within the lower stratosphere affects the change in the chemical composition of the Ex-UTLS over Europe and thus contributes to the flushing of the LMS during summer 2012.
We present an estimation of the uptake coefficient (γ) and yield of nitryl chloride (ClNO2) (f) for the heterogeneous processing of dinitrogen pentoxide (N2O5) using simultaneous measurements of particle and trace gas composition at a semi-rural, non-coastal, mountain site in the summer of 2011. The yield of ClNO2 varied between (0.035 ± 0.027) and (1.38 ± 0.60) with a campaign average of (0.49 ± 0.35). The large variability in f reflects the highly variable chloride content of particles at the site. Uptake coefficients were also highly variable with minimum, maximum and average γ values of 0.004, 0.11 and 0.028 ± 0.029, respectively, with no significant correlation with particle composition, but a weak dependence on relative humidity. The uptake coefficients obtained are compared to existing parameterisations based on laboratory datasets and with other values obtained by analysis of field data.
We present an estimation of the uptake coefficient (γ) and yield of nitryl chloride (ClNO2) (f) for the heterogeneous processing of dinitrogen pentoxide (N2O5) using simultaneous measurements of particle and trace gas composition at a semi-rural, non-coastal, mountain site in the summer of 2011. The yield of ClNO2 varied between (0.035 ± 0.027) and (1.38 ± 0.60) with a campaign average of (0.49 ± 0.35). The large variability in f reflects the highly variable chloride content of particles at the site. Uptake coefficients were also highly variable with minimum, maximum and average γ values of 0.004, 0.11 and 0.028 ± 0.029, respectively, with no significant correlation with particle composition, but a weak dependence on relative humidity. The uptake coefficients obtained are compared to existing parameterizations based on laboratory datasets and with other values obtained by analysis of field data.
The exact mechanisms for new particle formation (NPF) under different boundary layer conditions are not known yet. One important question is if amines and sulfuric acid lead to efficient NPF in the atmosphere. Furthermore, it is not clear to what extent highly oxidized organic molecules (HOM) are involved in NPF. We conducted field measurements at a rural site in central Germany in the proximity of three larger dairy farms to investigate if there is a connection between NPF and the presence of amines and/or ammonia due to the local emissions from the farms. Comprehensive measurements using a nitrate Chemical Ionization-Atmospheric Pressure interface-Time Of Flight (CI-APi-TOF) mass spectrometer, a Proton Transfer Reaction-Mass Spectrometer (PTR-MS), particle counters and Differential Mobility Analyzers (DMAs) as well as measurements of trace gases and meteorological parameters were performed. It is shown that the nitrate CI-APi-TOF is suitable for sensitive measurements of sulfuric acid, amines, a nitrosamine, ammonia, iodic acid and HOM. NPF was found to correlate with sulfuric acid, while an anti-correlation with RH, amines and ammonia is observed. The anti-correlation between NPF and amines could be due to the efficient uptake of these compounds by nucleating clusters and small particles. Much higher HOM dimer (C19/C20 compounds) concentrations during the night than during the day indicate that these HOM do not efficiently self-nucleate as no night-time NPF is observed. Observed iodic acid probably originates from an iodine-containing reservoir substance but the iodine signals are very likely too low to have a significant effect on NPF.
The exact mechanisms for new particle formation (NPF) under different boundary layer conditions are not known yet. One important question is whether amines and sulfuric acid lead to efficient NPF in the atmosphere. Furthermore, it is not clear to what extent highly oxidized organic molecules (HOMs) are involved in NPF. We conducted field measurements at a rural site in central Germany in the proximity of three larger dairy farms to investigate whether there is a connection between NPF and the presence of amines and/or ammonia due to the local emissions from the farms. Comprehensive measurements using a nitrate chemical ionization–atmospheric pressure interface time-of-flight (CI-APi-TOF) mass spectrometer, a proton-transfer-reaction mass spectrometer (PTR-MS), particle counters and differential mobility analyzers (DMAs), as well as measurements of trace gases and meteorological parameters, were performed. We demonstrate here that the nitrate CI-APi-TOF is suitable for sensitive measurements of sulfuric acid, amines, a nitrosamine, ammonia, iodic acid and HOMs. NPF was found to correlate with sulfuric acid, while an anti-correlation with RH, amines and ammonia is observed. The anti-correlation between NPF and amines could be due to the efficient uptake of these compounds by nucleating clusters and small particles. Much higher HOM dimer (C19/C20 compounds) concentrations during the night than during the day indicate that these HOMs do not efficiently self-nucleate as no nighttime NPF is observed. Observed iodic acid probably originates from an iodine-containing reservoir substance, but the iodine signals are very likely too low to have a significant effect on NPF.
A new global synthesis and biomization of long (> 40 kyr) pollen-data records is presented and used with simulations from the HadCM3 and FAMOUS climate models and the BIOME4 vegetation model to analyse the dynamics of the global terrestrial biosphere and carbon storage over the last glacial–interglacial cycle. Simulated biome distributions using BIOME4 driven by HadCM3 and FAMOUS at the global scale over time generally agree well with those inferred from pollen data. Global average areas of grassland and dry shrubland, desert, and tundra biomes show large-scale increases during the Last Glacial Maximum, between ca. 64 and 74 ka BP and cool substages of Marine Isotope Stage 5, at the expense of the tropical forest, warm-temperate forest, and temperate forest biomes. These changes are reflected in BIOME4 simulations of global net primary productivity, showing good agreement between the two models. Such changes are likely to affect terrestrial carbon storage, which in turn influences the stable carbon isotopic composition of seawater as terrestrial carbon is depleted in 13C.
New particle formation driven by acid–base chemistry was initiated in the CLOUD chamber at CERN by introducing atmospherically relevant levels of gas-phase sulfuric acid and dimethylamine (DMA). Ammonia was also present in the chamber as a gas-phase contaminant from earlier experiments. The composition of particles with volume median diameters (VMDs) as small as 10 nm was measured by the Thermal Desorption Chemical Ionization Mass Spectrometer (TDCIMS). Particulate ammonium-to-dimethylaminium ratios were higher than the gas-phase ammonia-to-DMA ratios, suggesting preferential uptake of ammonia over DMA for the collected 10–30 nm VMD particles. This behavior is not consistent with present nanoparticle physicochemical models, which predict a higher dimethylaminium fraction when NH3 and DMA are present at similar gas-phase concentrations. Despite the presence in the gas phase of at least 100 times higher base concentrations than sulfuric acid, the recently formed particles always had measured base : acid ratios lower than 1 : 1. The lowest base fractions were found in particles below 15 nm VMD, with a strong size-dependent composition gradient. The reasons for the very acidic composition remain uncertain, but a plausible explanation is that the particles did not reach thermodynamic equilibrium with respect to the bases due to rapid heterogeneous conversion of SO2 to sulfate. These results indicate that sulfuric acid does not require stabilization by ammonium or dimethylaminium as acid–base pairs in particles as small as 10 nm.
New particle formation driven by acid-base chemistry was initiated in the CLOUD chamber at CERN by introducing atmospherically relevant levels of gas phase sulfuric acid and dimethylamine (DMA). Ammonia was also present in the chamber as a gas-phase contaminant from earlier experiments. The composition of particles with volume median diameters (VMDs) as small as 10 nm was measured by the Thermal Desorption Chemical Ionization Mass Spectrometer (TDCIMS). Particulate ammonium-to-dimethylaminium ratios were higher than the gas phase ammonia-to-DMA ratios, suggesting preferential uptake of ammonia over DMA for the collected 10-30 nm VMD particles. This behavior is not consistent with present nanoparticle physico-chemical models, which predict a higher dimethylaminium fraction when NH3 and DMA are present at similar gas phase concentrations. Despite the presence in the gas phase of at least 100 times higher base concentrations than sulfuric acid, the recently formed particles always had measured base:acid ratios lower than 1:1. The lowest base fractions were found in particles below 15 nm VMD, with a strong size-dependent composition gradient that suggests a change to a mixed-phase state as the particles grew beyond this size. The reasons for the very acidic composition remain uncertain, but a possible explanation is that the particles did not reach thermodynamic equilibrium with respect to the bases due to rapid heterogeneous conversion of SO2 to sulfate. These results indicate that sulfuric acid does not require stabilization by ammonium or dimethylaminium as acid-base pairs in particles as small as 10 nm.
A new global synthesis and biomization of long (> 40 kyr) pollen-data records is presented, and used with simulations from the HadCM3 and FAMOUS climate models to analyse the dynamics of the global terrestrial biosphere and carbon storage over the last glacial–interglacial cycle. Global modelled (BIOME4) biome distributions over time generally agree well with those inferred from pollen data. The two climate models show good agreement in global net primary productivity (NPP). NPP is strongly influenced by atmospheric carbon dioxide (CO2) concentrations through CO2 fertilization. The combined effects of modelled changes in vegetation and (via a simple model) soil carbon result in a global terrestrial carbon storage at the Last Glacial Maximum that is 210–470 Pg C less than in pre-industrial time. Without the contribution from exposed glacial continental shelves the reduction would be larger, 330–960 Pg C. Other intervals of low terrestrial carbon storage include stadial intervals at 108 and 85 kaBP, and between 60 and 65 kaBP during Marine Isotope Stage 4. Terrestrial carbon storage, determined by the balance of global NPP and decomposition, influences the stable carbon isotope composition (δ 13C) of seawater because terrestrial organic carbon is depleted in 13C. Using a simple carbon-isotope mass balance equation we find agreement in trends between modelled ocean δ 13C based on modelled land carbon storage, and palaeo-archives of ocean δ 13C, confirming that terrestrial carbon storage variations may be important drivers of ocean δ 13 C changes.
This article reviews the most recent results concerning second harmonic generation (SHG) experiments of non-phase matchable and phase matchable powder samples at high pressures and explains the pressure dependence of the intensity of the SHG signal by correlating it to the ratio between the average coherence length and the average particle size. The examples discussed here include pressure-induced structural changes in quartz, ZnO, ice VII and KIO3. It is shown that the second harmonic generation technique is a unique tool for the detection of pressure-induced structural phase transitions. It is laboratory based and allows fast measurements. It is complementary to X-ray diffraction and provides additional information about the presence of an inversion center for unknown or controversially discussed structures at high pressure.
Many natural minerals exist in the form of a solid solution. The systematic changes in structural and physical properties of oxide solid solutions are of geological importance and allow for wide applications. In order to understand the composition-structureproperty relations, substitutional solid solutions of CuxZn2−xTiO4, ZnxMg1−xTi2O5 and CuxMg1−xTi2O5 have been synthesised by mechanochemical activation assisted solid state synthesis. Self-propagating high-temperature synthesis has been employed to achieve the interstitial solid solutions of Ti5Si3Zx (Z refers to the element boron or oxygen).
The changes in the crystal structure and physical properties due to the formation of solid solutions are investigated by employing X-ray diffraction, neutron diffraction, Raman spectroscopy, low-temperature heat capacity, thermal expansion, scanning electron microscopy, UV-vis spectroscopy, plane-wave ultrasound spectroscopy and density functional theory calculations.
Melt segregation inside the earth consists of two different processes: 1) Generation of partially molten rock and 2) separation of melt, produced from partially molten rock, from the solid residual matrix. This thesis focuses on the later process. The 2 phase flow dynamics combines the study of flow dynamics of melt and matrix. Several studies have given the background theoretical frameworks for the flow dynamics of melt inside the earth. [McKenzie, 1984] summarizes the studies of [Ahern and Turcotte, 1979; Frank, 1968; Sleep, 1975] and gives a complete set of governing equations for the 2-phase flow problem.
[Bercovici et al., 2001] gives a general formulation considering the univariate system of equations related to matrix and melt flow which includes the interfacial surface force. The assumption of melt having negligible viscosity compare to the matrix has been abandoned. Therefore, based on these formulations, we have constructed our numerical model and thereafter a fortran code PERCOL2D to get an insight of melt percolation process through porous media. Additionally, we have used the Helmhotz decomposition, which splits a smooth and rapidly decaying vector field into an irrotational vector field and an incompressible vector field [Srámek, 2007], for matrix and fluid viscosity in order to lower the number of linearly independent variables to minimize the computational complications. The melt residing at inter-granular areas of lithosphere, forms an interconnected network even at low porosity. Therefore, being less dense than the matrix, melt moves up through porous media due to its buoyancy. Compaction of matrix, which occurs to compensate the melt separation, is considered in this thesis, where the effective bulk and shear viscosity of matrix are function of melt fraction. We have effective bulk viscosity of matrix as inversely proportional to melt fraction. Porosity dependence of effective bulk and shear viscosity leads to stronger melt focusing in highly porous region like mid ocean ridges [Katz, 2008] since the ratio of bulk and shear viscosity is smaller (< 10) than the constant viscosity case for the porous waves having non dimensional amplitude 5% or higher. Moreover, it is observed in [Richard et al., 2012] that the solitary wave formed in porosity dependent viscous matrix settings are steeper than the one formed in the constant matrix viscosity setting.
Firstly some 1D numerical experiments with PERCOL2D have been carried out using fixed and periodic boundary conditions for zero source term (i.e. no melting or no freezing) and negligible surface tension.
3 series of model setups with different initial conditions have been carried out varying the width, non-dimensional amplitude and the background porosity value of the initial input of porous wave.
A mathematical derivation for 1D solitary wave solution for the two phase flow through porosity dependent compacting media, is obtained in this thesis which is different than the study of [Barcilon and Lovera, 1989; Barcilon and Richter, 1986; Scott and Stevenson, 1984; Spiegelman, 1993a,b] as the effective viscosity of matrix is constant there.
Although [Simpson and Spiegelman, 2011] gives the solitary wave solutions in 1D, 2D and 3D considering the porosity dependent effective viscosity of the matrix, but using the small background porosity approximation, they neglect the background porosity (i.e φ0) and therefore the effect of variation of compaction lengths, which causes variation in the shape and dynamics of the solitary wave. Therefore, the study [This thesis, Richard et al., 2012] can be used for more general purpose. Solitary waves in varying viscous medium, are steeper (cf fig.5.1) compared to the one in constant viscous medium and their speed decreases as an inverse function of the background porosity. Additionally, this analytical solution is used in our code PERCOL2D and also in FDCON for numerical benchmarking (1D) of PERCOL2D.
The role of melt grain contiguity is considered in the revised viscosity formulation [Schmeling et al., 2012] based on elastic moduli theory of a fluid filled poro-elastic medium. This formulation is used in this thesis to produce a comparative dispersion relationship between speed of the wave and the non dimensional amplitude of porous wave, based on both the viscosity formulations (fig. 6.20) where one can see that the model based on [Bercovici et al., 2001] formulation, converges to the same dispersion relationship obtained from [Simpson and Spiegelman, 2011]. Whereas, the dispersion relationship using [Schmeling et al., 2012] formulations, shows time-dependent decrease of phase velocity with increasing amplitude and it is not yet clear that whether these solutions converge to steady state porosity waves before the porosity becomes 1.
Development of the flash-heating method for measuring melting temperatures in the diamond anvil cell
(2016)
A new ‘laser flash-heating’ method has been developed for measuring melting temperatures above 2000 K in a diamond anvil cell at gigapascals of pressure. It overcomes the general difficulties in detecting an onset of melting in a diamond anvil cell. It also circumvents the notorious experimental difficulties associated with the long heating durations of the CW laser-heating and the short timescales in the pulsed laser-heating and shock-compression experiments.
In this method, the duration of heating a sample is tuned to avoid chemical reactions of the sample with the diamond anvils and the surrounding pressure medium, while maintaining the accuracy of the temperature measurements. The absence of chemical reactions is confirmed by the EDS technique. Melt detection is now unambiguous from the analysis of textures on the surface and in depth of the recovered samples using the SEM and FIBM techniques, respectively. Using this method, the following has been achieved.
1. The melting curve of hcp-Re has been measured to 48 GPa, 4200 K for the first time. It has a significantly steeper slope than those observed for other transition metals like W and Mo with bcc structures. Above 20 GPa, Re becomes the most refractory metal surpassing W.
2. The melting curve of bcc-Mo has been measured to 45 GPa, 3100 K. It agrees with previous melt-slopes approaching zero value with pressure as reported in the LHDAC experiments using ADXRD and visual observation techniques for inferring the onset of melting. Flash-heating experiments at pressures higher than 50 GPa are required to further corroborate the flat melt-slope and resolve the long standing controversy about melting of Mo.
3. The melting curve of bcc-Ta has been measured to 85 GPa, 4300 K. Unlike in previous experiments using ADXRD and visual observation as probes, it has been tightly bracketed with an unambiguous detection of the onset of melting, without any chemical reaction. The present melting curve cannot be reconciled with shock measurements and theoretical predictions, and the precision of measurements calls for a reevaluation of theoretical, shock compression, and other DAC approaches to determine melting at high pressures. A further analysis with TEM technique for investigating the structure of the heated portion below and above melting temperatures of Ta may benefit in resolving various phase transitions predicted to explain the vast discrepancies in the reported melt-slopes.
When extrapolated to one atmosphere pressure, all the measured flashmelting curves agree with the known melting points.
This thesis addresses the reconstruction of the topographic evolution and the climate dynamics of the Early Cenozoic North American Cordillera through integrated geochronology, sedimentology, stable isotope, and clumped isotope thermometry studies. It encompasses the scientific disciplines of geochemistry, tectonics, and Earth surface processes.
Die vorliegende Arbeit beschäftigt sich mit der Entwicklung von regionalen Klimasimulationen für die Region Ostasien. Hierfür werden zwei verschiedene Modellierungsansätze verwendet. Der dynamische Regionalmodellierungsansatz, vertreten durch COSMO CLM (CCLM), und der statistische Modellierungsansatz, vertreten durch STARS. Die Simulationen erfolgten unter den Rahmenbedingungen des Coordinated Regional Climate Downscaling Experiment (CORDEX). Beide Regionalmodelle wurden im Rahmen dieser Arbeit umfassend für die Region CORDEX-Ostasien kalibriert und evaluiert. Das statistische Modell STARS wurde hierbei erstmals auf kontinentaler Ebene angewendet. Auf Basis der kalibrierten Modelle wurden Projektionen der zukünftigen klimatischen Entwicklung der Region durchgeführt.
Zur Auswertung der einzelnen Kalibrierungsläufe wurde ein komplexes Evaluierungsschema, mit einem Gütekennzahlensystem basierend auf einer linearisierten Form der relativen Modelldifferenz, entwickelt. Neben den etablierten univariaten statistischen Kennwerten (Mittelwert, Varianz, Trend) enthält das Gütekennzahlensystem auch ein bivariates statistisches Maß, welches die zweidimensionalen Stichprobenverteilungen zweier Variablen (beispielsweise Temperatur und Niederschlag) bewertet.
Im Rahmen der Kalibrierung konnte ein Großteil des Parameterraums des statistischen Modells STARS systematisch untersucht werden. Es zeigte sich, dass nur wenige Parameter einen Einfluss auf die Simulationen haben. Die meisten Parameter zeigten eine geringe und teilweise unsystematische Beeinflussung. Es konnte zudem eine Schwachstelle des Modells in Bezug auf die Variablenkorrelationen identifiziert werden. Bei der Kalibrierung des dynamischen Regionalmodells CCLM zeigte sich, dass aufgrund der groben horizontalen Auflösung des Modells eine signifikante Verbesserung der Simulationen durch eine Anpassung der physikalischen Parametrisierungen erfolgen kann.
Im Rahmen einer abschließenden Evaluierung wurden beide Modelle hinsichtlich ihres räumlichen Bias, des simulierten Jahresgangs und der Abbildung des asiatischen Monsunphänomens untersucht. Im ersten Punkt ergab sich kein qualitativer Unterschied zwischen CCLM und STARS. Beide Modelle zeigen eine deutliche Überschätzung der 2m-Temperatur im Winter über dem nördlichen Teil CORDEX-Ostasiens und eine Überschätzung des Luftdrucks über dem Hochland von Tibet im Sommer. Unterschiede zwischen beiden Modellen ergaben sich hingegen beim simulierten Jahresgang.
In Bezug auf die Modellierung des Monsunphänomens zeigt CCLM eine Unterschätzung der Intensität des indischen Sommermonsuns und eine Überschätzung des Sommermonsuns über dem westlichen Nordpazifik. Das statistische Modell STARS zeigte eine Auffälligkeit bei der Simulation des Jahresgangs sowie der räumlichen und zeitlichen Entwicklung des Sommermonsuns. Aufgrund der Konzeption des Modells ergab sich in einzelnen Regionen eine systematische Deformation des Jahresgangs. Trotz der identifizierten Schwachstellen von CCLM und STARS, bilden beide Modelle das Klima über der Region CORDEX-Ostasien qualitativ ähnlich gut ab wie aktuelle Reanalysen (ERA-Interim).
Auf Basis der kalibrierten und evaluierten Modelle wurden Klimaprojektionen für einen nahen (2020-2046), mittleren (2041-2070), und späten (2071-2100) Projektionszeitraum unter den Emissionsszenarien RCP2.6, RCP4.5 und RCP8.5 durchgeführt. Aufgrund von Modellbeschränkungen begrenzen sich die Rechnungen des Modells STARS auf den nahen Projektionszeitraum und die Emissionsszenarien RCP2.6 und RCP4.5. Die Projektionen beider Modelle zeigen eine deutliche und statistisch signifikante Erhöhung der 2m-Temperatur über der gesamten Region mit einer stärkeren Erwärmung über dem Kontinent gegenüber dem Meer. Aufgrund der relativ großen interannulären Variabilität des Niederschlags und des Luftdrucks werden statistisch nicht signifikante Änderungssignale und teils widersprüchliche Änderungen für den nahen Projektionszeitraum simuliert. Für den späten Projektionszeitraum ergeben sich jedoch deutliche Änderungssignale in den Simulationen des Modells CCLM. Insbesondere über dem Hochland von Tibet wird für den Zeitraum von 2071-2100 eine Temperaturerhöhung von über 7.0°C simuliert. Der Luftdruck und der Niederschlag zeigen räumlich heterogene Änderungssignale. Die spezifische Ausprägung der Luftdruckänderungen deutet auf eine Abschwächung der indischen Sommermonsunzirkulation und eine deutlichen Intensivierung des Sommermonsun über dem westlichen Nordpazifik hin. Die Niederschlagsänderungen über dem ostasiatischen Monsungebiet lassen auf eine Entkopplung der östlichen Monsunsysteme schließen. Trotz der heterogenen Änderungssignale im Niederschlag wird in den meisten Regionen eine Zunahme der Intensität von Extremniederschlägen simuliert. Dies gilt selbst für Regionen mit einer simulierten Abnahme der jährlichen Niederschlagssumme wie Westindonesien.
This thesis presents microstructural investigations of rock salt from the central part of the Gorleben salt dome (Northern Germany). The main emphasis was to characterize the rock salt microfabrics, to identify operating deformation mechanisms in halite and anhydrite and to decipher the macro- and microstructural distribution of hydrocarbons, which have been encountered during the underground exploration of the salt dome. The microfabrics of the Knäuel- and the Streifensalz formation indicate that strain-induced grain boundary migration has been active during deformation of halite. Crystal plastic deformation of halite is further documented by lattice bending, subgrain formation and minor subgrain rotation. Evidence for pressure solution of halite has not been found, but cannot be excluded because of the small grain size, the lack of LPO and the low differential stress (1.1 - 1.3 MPa) as deduced from subgrain-size piezometry. Solution precipitation creep was proven for intercalated anhydrite layers and clusters, which have been deformed in the brittle-ductile regime. Brittle deformation of anhydrite in terms of boudinage and fracturing was counteracted by viscous creep of halite which caused a re-sealing of fractures and a reestablishing of the characteristic sealing capacity of rock salt. Hydrocarbons are mainly located along cross cut 1 West of the Gorleben exploration mine and are heterogeneously distributed in the rock salt. They are incorporated in the rock salt foliation in the form of streaks, dispersed clouds, clusters and isolated patches. On the micro-scale, hydrocarbons are trapped along grain boundaries of halite and/or anhydrite, in micro-capillary tubes of anhydrite and in pore space of the rare rock salt with elevated porosity (< 1.26 vol.-%). Such elevated porosities correlate with elevated hydrocarbon concentrations of several hundred ppm. The overall concentrations of hydrocarbons, however, are very low (< 0.05 wt.-%). Elevated porosity is depicted to be a remnant originating from an early stage of salt uplift when fluid and hydrocarbons have migrated and spread from the Staßfurt Karbonat (z2SK) into the superjacent Gorleben Hauptsalz. During halokinesis and the strong reworking of the salt body hydrocarbons have been redistributed and dismembered resulting in the isolated present-day occurrences. The distribution of hydrocarbons shows no relation to local variations in the rock salt fabric. The microstructures of hydrocarbon-bearing and hydrocarbon-free Gorleben rock salt are not distinguishable from each other. Likewise, the presence of hydrocarbons should not have influenced the mechanical behavior or the rock salt as indicated by the microfabrics studied and by geomechanical data. The pure amounts of hydrocarbons are too low for any detectable impact on the barrier properties of this part of rock salt. Although hydrocarbons have migrated into the Gorleben Hauptsalz during an early stage of salt uplift when the sealing capacity of rock salt was diminished, the major implication of their isolated distribution patterns is that the Gorleben rock salt was able to regain its sealing capacity during subsequent deformation and re-equilibration. Former migration pathways for fluid and hydrocarbons have been healed and do not exist anymore. The application of X-ray computed tomography (CT) allows the 3D visualization and quantification of anhydrite, pore space and fluid phases located along grain-boundaries or trapped as intracrystalline inclusions. The 3D reconstruction of anhydrite clusters and pore space for the same sample reveals different spatial distribution patterns. This fact implies that anhydrite is not responsible for such elevated pore space in the rock salt studied, which has been largely closed during the polyphase deformation history of the Gorleben salt dome. High-resolution nanoCT scans (≤ 1 μm voxel size) of single intra- and intercrystalline fluid inclusions in rock salt enable a characterization of gaseous, solid and liquid phases inside single fluid inclusions and give exact information on morphology and shape. The 3D reconstruction of grain boundary fluid inclusions allows the amount, volumes, surface areas or diameters of various types to be determined. Non-destructive X-ray CT imaging is presented as very useful tool to characterize the structural inventory of rock salt. This non-destructive technique offers new perspectives for microstructural studies and for a wide range of research in structural geology, in general.
Clouds and precipitation are essential climate variables. Because of their high spatial and temporal variability, their observation and modeling is difficult. In this thesis multiple observational data sources, including satellite data and station data are globally analyzed to understand the distribution and variability of clouds and precipitation, while a special focus is on the diurnal cycle of both variables. Substantial diurnal cycles of clouds and precipitation are observed in the tropics, with different properties over land and ocean. But also in Europe cloud diurnal cycles are observed in the summer season. Overall the maximum cloud cover and also the maximum precipitation is observed in the afternoon over land, and in the morning over ocean. The analyzed climate model simulations and the model-based reanalysis fail to simulate the observed diurnal cycles. Owing to their limited resolution, models can not fully resolve the processes responsible for the existence of diurnal cycles of clouds and precipitation.
Hygroscopicity of nanoparticles produced from homogeneous nucleation in the CLOUD experiments
(2015)
Sulfuric acid, amines and oxidized organics have been found to be important compounds in the nucleation and initial growth of atmospheric particles. Because of the challenges involved in determining the chemical composition of objects with very small mass, however, the properties of the freshly nucleated particles and the detailed pathways of their formation processes are still not clear. In this study, we focus on a challenging size range, i.e. particles that have grown to diameters of 10 and 15nm following nucleation, and measure their water uptake. Water uptake constrains their chemical composition. We use a nanometer-hygroscopicity tandem differential mobility analyzer (nano-HTDMA) at subsaturated conditions (ca. 90% relative humidity at 293 K) to measure the hygroscopicity of particles during the seventh Cosmics Leaving OUtdoor Droplets (CLOUD7) experiments performed at CERN in 2012. In CLOUD7, the hygroscopicity of nucleated nanoparticles was measured in the presence of sulfuric acid, sulfuric acid-dimethylamine, and sulfuric acid-organics derived from α-pinene oxidation. The hygroscopicity parameter Κ decreased with increasing particle size indicating decreasing acidity of particles. No clear effect of the sulfuric acid monomer concentrations on the hygroscopicities of 10nm particles produced from sulfuric acid and dimethylamine was observed, whereas the hygroscopicity of 15nm particles sharply decreased with decreasing sulfuric acid monomer concentrations. In 20 particular, when the concentrations of sulfuric acid was 5.1 x 106 molecules cm exp -3 in the gas phase, and the dimethylamine mixing ratio was 11.8 ppt, the measured Κ of 15nm particles was 0.3 ± 0.01 close to the value reported for dimethylamine sulfate (DMAS) (Κ DMAS ~ 0.28). Furthermore, the difference in Κ between sulfuric acid and sulfuric acid-dimethylamine experiments increased with increasing particle size. The Κ values of particles in the presence of sulfuric acid and organics were much smaller than those of particles in the presence of sulfuric acid and dimethylamine. This suggests that the organics produced from α-pinene ozonolysis play a significant role in particle growth already at 10nm sizes.
The stable isotope geochemistry of pedogenic and lacustrine carbonate and fossil herbivore tooth enamel is a powerful tool to study the evolution of terrestrial paleoenvironments. This thesis aims to reconstruct Neogene ecosystems in the Karonga Basin in the southern part the East African Rift (EAR) and the Central Anatolian Plateau (CAP).
Karonga Basin: Understanding the development of East African savanna biomes is crucial for reconstructing the evolution, migration and dietary behaviors of early hominins. These rift ecosystems range from closed woodland to open grassland savanna and vary widely in fraction of woody cover. Here I present Plio-Pleistocene carbon (δ13C) and oxygen (δ18O) records from pedogenic carbonate and fossil herbivore tooth enamel collected from the Malawi Rift. This is the first southern hemisphere long-term record in the East African Rift.
The studied ca. 4.3 Ma to 0.6 Ma deposits of the Chiwondo Beds (Karonga Basin) are home to two hominin fossil finds, a maxillary fragment of Paranthropus boisei and a mandible of Homo rudolfensis, both dated to ca. 2.4 Ma. The study site is situated between the well-known hominin-bearing localities of eastern and southern Africa and hence fills an important geographical gap for early hominin research.
The δ13C values of pedogenic carbonate (n = 321) and of enamel from 14 different large-bodied herbivorous mammal taxa (suid, equid, bovid, elephant an hippopotamus; n = 122) permit assessment of the evolutionary history of C3 and C4 biomass, which is closely linked to climate patterns. The reconstruction of C4-grassland development offers insights into the retreat of tree cover and the distribution and seasonality of precipitation. δ18O values reflect hydrological patterns, and we supplement the data of fossil proxy material with analyses of modern meteoric water to evaluate influences of seasonality and evaporation.
Consistent δ13C values around -9‰ and δ18O values of ca. 24‰ of the pedogenic carbonate from 14 sections spanning the last 4.3 Ma indicate a relatively mesic and persistent climate with C3-dominated woodland savannas in the Karonga Basin. The data from tooth enamel of suid, elephant, and hippo taxa complement these findings with constantly low δ13C and δ18O values, demonstrating intake of mainly C3 biomass and water from sources which are only very limited affected by evaporation.
In contrast, Karonga Basin equid and bovid taxa reflect much more complex dietary patterns, ranging from mixed C3/C4-feeders to strongly C4-influenced diets. Intra-tooth δ18O values also show large variations, indicating water intake from resources that differ in their isotopic composition and therefore experienced different hydrological settings.
Overall, the stable isotope data reflect a mostly C3-dominated mesic paleoecosystem, which comprises patches of more open C4-grasslands within the range of migrating mammals. Supplementary analyses of δ18O values of modern meteoric water (precipitation, lake, river and groundwater; n = 111) show a similar magnitude to the fossil herbivore oxygen isotopic values. Expected 18O values of the drinking water calculated from herbivore enamel of animals with a mixed- or C3-diet indicate water intake from barely evaporated sources. Specialized feeders with a high C4-consumtion, however, reflect s|||||||||||||||||||||values of 16O-depleted reservoirs, similar in δ18O |||||||||||| to modern evaporated lakes.
The absence of long-term trends towards more positive δ13C and δ18O values in the Karonga Basin contrasts the increasing role of C4-grasslands since ca. 2.5 Ma in the Eastern Rift. Our data hence point to regional differences in climate and vegetation dynamics during the Plio-Pleistocene. Therefore, regions that are home to early hominins such as H. rudolfensis and P. boisei may have had a different environmental history when compared to the Eastern Rift. This suggests that hominin adaptation is not necessarily directly linked to the emergence of open landscapes.
Central Anatolian Plateau: The development of relief and climate patterns in the Central Anatolian Plateau is long-standing debate in modern paleoecological studies. This thesis presents long-term δ13C and δ18O records on five lacustrine successions, which are widely distributed across the CAP. Also, new 40Ar/39Ar geochronological data from volcanic ashes are established in addition to existing biostratigraphic and paleomagnetic data.
Field relationships combined with stable isotope data of 230 lacustrine carbonates indicate a Late Oligocene environment that was characterized by large, temporally open freshwater lakes in a relatively humid subtropic climate. In the middle Aquitanian, an increase in lake δ18O values reflects more arid settings and an overall increasing dominance of closed saline lakes. This time was probably characterized by frequent climatic fluctuations, recording the influence of seasonality, topography and the waxing and waning of aridity.
The growth of aerosol due to the aqueous phase oxidation of sulfur dioxide by ozone was measured in laboratory-generated clouds created in the Cosmics Leaving OUtdoor Droplets (CLOUD) chamber at the European Organization for Nuclear Research (CERN). Experiments were performed at 10 and −10 °C, on acidic (sulfuric acid) and on partially to fully neutralised (ammonium sulfate) seed aerosol. Clouds were generated by performing an adiabatic expansion – pressurising the chamber to 220 hPa above atmospheric pressure, and then rapidly releasing the excess pressure, resulting in a cooling, condensation of water on the aerosol and a cloud lifetime of approximately 6 min. A model was developed to compare the observed aerosol growth with that predicted using oxidation rate constants previously measured in bulk solutions. The model captured the measured aerosol growth very well for experiments performed at 10 and −10 °C, indicating that, in contrast to some previous studies, the oxidation rates of SO2 in a dispersed aqueous system can be well represented by using accepted rate constants, based on bulk measurements. To the best of our knowledge, these are the first laboratory-based measurements of aqueous phase oxidation in a dispersed, super-cooled population of droplets. The measurements are therefore important in confirming that the extrapolation of currently accepted reaction rate constants to temperatures below 0 °C is correct.
Hygroscopicity of nanoparticles produced from homogeneous
nucleation in the CLOUD experiments
(2016)
Sulfuric acid, amines and oxidized organics have been found to be important compounds in the nucleation and initial growth of atmospheric particles. Because of the challenges involved in determining the chemical composition of objects with very small mass, however, the properties of the freshly nucleated particles and the detailed pathways of their formation processes are still not clear. In this study, we focus on a challenging size range, i.e., particles that have grown to diameters of 10 and 15 nm following nucleation, and measure their water uptake. Water uptake is useful information for indirectly obtaining chemical composition of aerosol particles. We use a nanometer-hygroscopicity tandem differential mobility analyzer (nano-HTDMA) at subsaturated conditions (ca. 90 % relative humidity at 293 K) to measure the hygroscopicity of particles during the seventh Cosmics Leaving OUtdoor Droplets (CLOUD7) campaign performed at CERN in 2012. In CLOUD7, the hygroscopicity of nucleated nanoparticles was measured in the presence of sulfuric acid, sulfuric acid–dimethylamine, and sulfuric acid–organics derived from α-pinene oxidation. The hygroscopicity parameter κ decreased with increasing particle size, indicating decreasing acidity of particles. No clear effect of the sulfuric acid concentration on the hygroscopicity of 10 nm particles produced from sulfuric acid and dimethylamine was observed, whereas the hygroscopicity of 15 nm particles sharply decreased with decreasing sulfuric acid concentrations. In particular, when the concentration of sulfuric acid was 5.1 × 106 molecules cm−3 in the gas phase, and the dimethylamine mixing ratio was 11.8 ppt, the measured κ of 15 nm particles was 0.31 ± 0.01: close to the value reported for dimethylaminium sulfate (DMAS) (κDMAS ∼ 0.28). Furthermore, the difference in κ between sulfuric acid and sulfuric acid–imethylamine experiments increased with increasing particle size. The κ values of particles in the presence of sulfuric acid and organics were much smaller than those of particles in the presence of sulfuric acid and dimethylamine. This suggests that the organics produced from α-pinene ozonolysis play a significant role in particle growth even at 10 nm sizes.
The growth of aerosol due to the aqueous phase oxidation of sulfur dioxide by ozone was measured in laboratory-generated clouds created in the Cosmics Leaving OUtdoor Droplets (CLOUD) chamber at the European Organization for Nuclear Research (CERN). Experiments were performed at 10 and −10 °C, on acidic (sulfuric acid) and on partially to fully neutralised (ammonium sulfate) seed aerosol. Clouds were generated by performing an adiabatic expansion – pressurising the chamber to 220 hPa above atmospheric pressure, and then rapidly releasing the excess pressure, resulting in a cooling, condensation of water on the aerosol and a cloud lifetime of approximately 6 min. A model was developed to compare the observed aerosol growth with that predicted using oxidation rate constants previously measured in bulk solutions. The model captured the measured aerosol growth very well for experiments performed at 10 and −10 °C, indicating that, in contrast to some previous studies, the oxidation rates of SO2 in a dispersed aqueous system can be well represented by using accepted rate constants, based on bulk measurements. To the best of our knowledge, these are the first laboratory-based measurements of aqueous phase oxidation in a dispersed, super-cooled population of droplets. The measurements are therefore important in confirming that the extrapolation of currently accepted reaction rate constants to temperatures below 0 °C is correct.
In Belize, which is well known for the Belize Barrier Reef and its offshore atolls, coastal lagoons are frequent morphological features along the coast. They represent transitional environments between siliciclastic and carbonate settings. In order to shed light into the Holocene evolution of coastal lagoon environments, five localities along the central coast of Belize were selected as coring sites. These include four coastal lagoons and one marsh area, namely Mantatee Lagoon, Mullins River Beach, Colson Point Lagoon, Commerce Bight Lagoon and Sapodilla Lagoon. A total of 26 sediment cores with core lengths ranging from 109 cm to 500 cm, were drilled using a Lanesky-vibracorer. Overall, 73 m of Holocene sediments and Pleistocene soil were recovered. Together with 58 radiocarbon dates the sediments reveal details on the sediment architecture and depositional features of the localities.
Marine inundation of the mainland and coastal lagoon formation started around 6 kyrs cal BP.
As a response to sea-level rise during the Holocene transgression, facies retrograded towards the coast, as seen in marginal marine overlying brackish mollusk faunas. Evidence for late Holocene progradation of facies due to sea-level stagnation is largely lacking. The occurrence of landward thinning sand beds, hiatuses and marine fauna in lagoonal successions are indications of event (overwash) sedimentation. Sediments recovered are largely of Holocene age (<7980 cal BP), overlying Pleistocene sections. Analyses of sediment composition and texture, radiocarbon dating and mollusk shell identification were used to describe and correlate sedimentary facies.
XRD analyses have identified quartz as the dominant mineral, with the Maya Mountains as main source of coastal lagoon sediments. The most common sedimentary facies include peat and peaty sediment, mud, sand, and poorly sorted sediments. Pleistocene soil forms the basement of Holocene sediments. Holocene mud represents lagoon background permanent sedimentation.
Peats and peat-rich sequences were deposited in mangrove swamp environments, whereas sandy facies mainly occur in the shoreface, beach, barriers, bars, barrier spits and overwash deposits. Facies successions could be identified for each locality, but it has proven difficult to correlate the stratigraphic sequences, especially among localities. These differences among the five locations studied suggest that apart from regional influence such as sea-level rise, local environmental factors such as small-scale variation in geomorphology and resulting facies heterogeneity, connectivity of the lagoon with the sea, antecedent topography and river discharge, were responsible for coastal sedimentation and lagoon development in the Holocene of Belize.
Faunal composition and distribution patterns of mollusk assemblages from 20 shell concentrations in cores collected in coastal lagoons, a mangrove-fringed tidal inlet and the marginal marine area (shallow subtidal) show considerable variation due to environmental heterogeneity and the interplay of several environmental factors in the course of the mid-late Holocene (ca. 6000 cal BP to modern). The investigated fauna ≥2 mm comprises 2246 bivalve, gastropod and 11 scaphopod specimens. Fifty-three mollusk species, belonging to 42 families, were identified. The bivalve Anomalocardia cuneimeris and cerithid gastropods are the dominant species and account for 78% of the total fauna. Diversity indices are low in concentrations from lagoons and relatively high in the marginal marine and tidal inlet areas.
Based on cluster analysis and nonmetric multidimensional scaling (NMDS), seven lagoonal assemblages and three marginal marine/tidal inlet assemblages were defined. A separation between lagoonal and marginal marine/tidal inlet assemblages seen in ordination indicates a lagoon-onshore gradient. The statistical separation among lagoonal assemblages demonstrates environmental changes during the Holocene evolution of the coastal lagoons, which is probably related to the formation of barriers and spits. The controlling factors of species distribution patterns are difficult to figure out, probably due to the heterogeneity of the barrier-lagoon systems and the interaction of paleoecological and paleoenvironmental factors. In addition to the taxonomic analysis, a taphonomic analysis of 1827 valves of A. cuneimeris from coastal lagoons was carried out. There is no relationship between depth and age of shells and their taphonomic condition. Size-frequency distributions and right-left valve ratios of A. cuneimeris suggest that valves were not transported over long distances but were deposited parautochthonously in their original habitat. Shells from tidal inlet and marginal marine environments were also predominantly deposited in their original habitats.
Since the Belize coast was repeatedly affected by hurricanes and the paleohurricane record for this region is poor, the sediment cores have been examined in order to identify storm deposits.
The paleohurricane record presented in this study spans the past 8000 years and exhibits three periods with increased evidences of hurricane strikes occurring at 6000-4900 cal yr BP, 4200-3600 cal yr BP and 2200-1500 cal yr BP. Two earlier events around 7100 and 7900 cal yr BP and more recent events around 180 cal yr BP and during modern times have been detected. Sand layers, redeposited corals and lagoon shell concentrations have been used as proxies for storm deposition. Additionally, hiatuses and reversed ages may indicate storm influence. While sand layers and corals represent overwash deposits, the lagoon shell concentrations, which mainly comprise the bivalve Anomalocardia cuneimeris and cerithid gastropods, have been deposited due to changes in lagoon salinity during and after storm landfalls. Comparison with other studies reveals similarities with one record from Belize, but hardly any matches with other published records. The potential for paleotempestology reconstructions of the barrier-lagoon complexes along the central Belize coast differs depending on geomorphology, and deposition of washovers in the lagoon basins is limited, probably due to the interplay of biological, geological and geomorphological processes.
Water is scarce in semi-arid and arid regions. Using alternative water sources (i.e. non-conventional water sources), such as municipal reuse water and harvested rain, contributes to using existing water resources more efficiently and productively. The aim of this study is to evaluate the two alternative water sources reuse water and harvested rain for the irrigation of small-holder agriculture from a system perspective. This helps decision and policy makers to have proper information about which system and technology to adopt under local conditions. For this, the evaluation included ecologic, societal, economic, institutional and political as well as technical aspects. For the evaluation, the study area in central-northern Namibia was chosen in the frame of the research and development project CuveWaters. The main methods used include a mathematical material flow analysis, the computation and modelling of crop requirements, a multi-criteria decision analysis using the Analytical Hierarchy Process (AHP) method and a financial cost-benefit analysis. From a systemic perspective, the proposed novel systems were compared to the exciting conventional infrastructure. The results showed that both water reuse and rainwater harvesting systems for the irrigation of small-holder horticulture offer numerous technological, ecologic, economic, societal, institutional and political benefits. Rainwater harvesting based gardens have a positive benefit-cost ratio under favorable conditions. Government programs could fund the infrastructure investment costs, while the micro-entrepreneur can assume a micro-credit to finance operation and maintenance costs. Installing sanitation in informal settlements and reusing municipal water for irrigation reduces the overall water demand of households and agriculture by 39%, compared to improving sanitation facilities in informal settlements without reusing the water for agriculture. Given that water is the limiting factor for crop fertigation, the generated nutrient-rich reuse water is sufficient to annually irrigate about 10 m2 to 13 m2 per sanitation user. Compared to crop nutrient requirements, there are too many nutrients in the reuse water. Thus when using nutrient-rich reuse water, no use of fertilizers and a careful salt management is necessary. When comparing this novel system with improved sanitation, advanced wastewater treatment and nutrient-rich water reuse to the conventional and to two adapted systems, results showed that the novel CuveWaters system is the best option for the given context in a semi-arid developing country. Therefore, the results of this study suggest a further roll-out of the novel CuveWaters system. The methodology developed and the results of this study demonstrated that taking sanitation users into consideration plays a major role for the planning of an integrated water reuse infrastructure because they are the determinant factor for the amount of available nutrient-rich reuse water. In addition, it could be shown that water reuse and rainwater harvesting systems for the irrigation of small-scale gardens provide a wide range of benefits and can be key to using scarce water resources more efficiently and to contributing to the Sustainable Development Goals.
Im Fokus der vorliegenden Arbeit standen die Landschaftsrekonstruktion und die Abschätzung der Mensch-Umwelt Wechselwirkungen im Umfeld der kupferzeitlichen (ca. 5. Jts. v. Chr.) Siedlung Magura Gorgana im heutigen Süd-Rumänien. Im Zuge der sedimentologischen Untersuchungen wurde deutlich, dass zur Zeit der kupferzeitlichen Besiedlung in der Donauaue ein Paläosee existierte, welcher sich nahezu über den gesamten Auenbereich im Untersuchungsgebiet erstreckte. Mit der Entdeckung des Paläosees ‚Lacul Gorgana‘ ergaben sich, durch die exzellenten Eigenschaften von Seesedimenten als Geoarchiv, neue Möglichkeiten zur Paläomilieurekonstruktion und zur Abschätzung von Mensch-Umwelt-Interaktionen. Bis etwa in das 8. Jt. v. Chr. war die Donau in diesem Gebiet durch ein fluviales System charakterisiert, welches vermutlich aus einer Vielzahl von Gerinnen bestand und einem ‚braided river‘ ähnelte. Während des 8. Jt. v. Chr. begann die Bildung des Paläosees ‚Lacul Gorgana‘. Die Gründe hierfür sind unbekannt, wenngleich ein Zusammenhang zum Anstieg des Schwarzmeerspiegels in diesem Zeitraum naheliegt. Spätestens ab dem 13. Jh. n. Chr. kommt es zur Aggradation- bzw. Verlandung des Paläosees ‚Lacul Gorgana‘. Infolge progradierender Zuflüsse wurde die einstige Seefläche in kleinere Seen fragmentiert. Dies dauerte bis zu den Trockenlegungsmaßnahmen in den 1960er Jahren an. Somit ist die Verlandung zum gegenwärtigen Zeitpunkt, zumindest theoretisch, noch nicht abgeschlossen. Die Ausprägung des rezenten Flussbettes der Donau begann spätestens mit der Verlandung des Paläosees, genaue chronologische Angaben sind jedoch anhand der aktuellen Datenlage nicht möglich. Auf der Grundlage geochemischer Untersuchungen geben die Sedimente des Paläosees ‚Lacul Gorgana‘ Hinweise auf alternierende Bedingungen bezüglich aerober und anaerober Akkumulationsmilieus. Dabei sind die aeroben Abschnitte durch einen höheren Anteil klastischen Materials, einem niedrigeren Anteil organischen Materials und allgemein helleren Sedimenten gegenüber den anaeroben, allgemein dunkleren Abschnitten gekennzeichnet. Die Gesamtheit der sedimentologischen Befunde, und der Vergleich mit Untersuchungen anderer Autoren in benachbarten Einzugsgebieten legen nahe, dass das alternierende Seemilieu in erster Linie durch Variationen der klimatischen Bedingungen im Einzugsgebiet der Donau verursacht wurde. Diese Variationen führten zur Veränderung der Stärke von Erosion und dem Charakter des erodierten Materials. Der hohe, zeitlich begrenzte Eintrag organisch gebundenen Phosphates in Bereichen der unteren Dunklen Lage, welcher weitestgehend zeitgleich zur neolithischen und kupferzeitlichen Besiedlung akkumuliert wurde und mit hoher Wahrscheinlichkeit zu einer Eutrophierung des ‚Lacul Gorganas‘ führte, lässt sich vermutlich durch die menschliche Besiedlung der Uferzone des Sees in diesem Zeitraum erklären. Im Verlauf der Untersuchungen im Einzugsgebiet erwies sich der ‚Regionalisierungsansatz‘ als effektives und unabdingbares Werkzeug bei der Differenzierung der Seegenese. Diese Methode dient der Relativierung bzw. Abschätzung der raumzeitlichen Heterogenität des Akkumulationsmilieus anhand des Vergleiches von Sedimentstratigraphien bzw. Sedimentbohrkernen von unterschiedlichen Standorten innerhalb des Paläosees. So konnten die alternierenden Milieubedingungen innerhalb der Seesedimente deutlich als allgemeine und nicht nur als lokale Eigenschaft einzelner Bereiche des Paläosees Lacul Gorgana identifiziert werden. Daneben zeigte die Regionalisierung, dass die aeroben Bereiche nicht nur durch einen erhöhten klastischen Eintrag gekennzeichnet sind, sondern dass dieser auch in Richtung des nördlichen Litorals zunimmt. Dies spricht für eine Herkunft des Materials aus dieser Richtung und erlaubt eine räumlich differenzierte Betrachtung der Seegenese. Darüber hinaus ermöglicht der ‚Regionalisierungsansatz‘, die räumliche Variabilität bestimmter Parameter, beispielsweise des TOC/TN Anstiegs in Richtung Litoral, zu relativieren. Diese Relativierung trägt zum besseren Verständnis spezifischer Prozessabläufe bei. Während der Untersuchung wurde ebenfalls deutlich, dass das Geoarchiv Seesediment eine Vielzahl verschiedenster Signale unterschiedlichster Genese aus dem Einzugsgebiet und dem Gewässermilieu selbst als Proxy-Information speichert. Die Überlagerung dieser Signale innerhalb der Sedimentstratigraphie erschwert mitunter die Identifikation einzelner Prozesse oder Prozesskaskaden. In diesem Zusammenhang erweist sich der ‚Regionalisierungsansatz‘ erneut als sinnvolles Hilfsmittel, da über diesen eine Signaldifferenzierung erfolgen kann, unter der Annahme, dass es eher unwahrscheinlich ist, dass alle Signale in allen Bereichen des Milieus in gleicher Intensität vorliegen. Gerade für die Untersuchung sowohl allochthoner als auch autochthoner Ereignissedimentation ist jedoch die Differenzierung zur ‚Hintergrundsedimentation‘ unabdingbar für ein umfassendes Prozessverständnis.
Sulfuric acid is an important gas influencing atmospheric new particle formation (NPF). Both the binary (H2SO4-H2O) system, and the ternary system involving ammonia (H2SO4-H2O-NH3) may be important in the free troposphere. An essential step in the nucleation of aerosol particles from gas-phase precursors is the formation of a dimer, so an understanding of the thermodynamics of dimer formation over a wide range of atmospheric conditions is essential to describe NPF. We have used the CLOUD chamber to conduct nucleation experiments for these systems at temperatures from 208 to 248 K. Neutral monomer and dimer concentrations of sulfuric acid were measured using a Chemical Ionization Mass Spectrometer (CIMS). From these measurements dimer evaporation rates in the binary system were derived for temperatures of 208 and 223 K. We compare these results to literature data from a previous study that was conducted at higher temperatures but is in good agreement with the present study. For the ternary system the formation of H2SO4·NH3 is very likely an essential step in the formation of sulfuric acid dimers, which were measured at 210, 223, and 248K. We estimate the thermodynamic properties (dH and dS) of the H2SO4·NH3 cluster using a simple heuristic model and the measured data. Furthermore, we report the first measurements of large neutral sulfuric acid clusters containing as many as 10 sulfuric acid molecules for the binary system using Chemical Ionization-Atmospheric Pressure interface-Time Of Flight (CI-APi-TOF) mass spectrometry.
Sulfuric acid is an important gas influencing atmospheric new particle formation (NPF). Both the binary (H2SO4–H2O) system and the ternary system involving ammonia (H2SO4–H2O–NH3) may be important in the free troposphere. An essential step in the nucleation of aerosol particles from gas-phase precursors is the formation of a dimer, so an understanding of the thermodynamics of dimer formation over a wide range of atmospheric conditions is essential to describe NPF. We have used the CLOUD chamber to conduct nucleation experiments for these systems at temperatures from 208 to 248 K. Neutral monomer and dimer concentrations of sulfuric acid were measured using a chemical ionization mass spectrometer (CIMS). From these measurements, dimer evaporation rates in the binary system were derived for temperatures of 208 and 223 K. We compare these results to literature data from a previous study that was conducted at higher temperatures but is in good agreement with the present study. For the ternary system the formation of H2SO4·NH3 is very likely an essential step in the formation of sulfuric acid dimers, which were measured at 210, 223, and 248 K. We estimate the thermodynamic properties (dH and dS) of the H2SO4·NH3 cluster using a simple heuristic model and the measured data. Furthermore, we report the first measurements of large neutral sulfuric acid clusters containing as many as 10 sulfuric acid molecules for the binary system using chemical ionization–atmospheric pressure interface time-of-flight (CI-APi-TOF) mass spectrometry.
Within the framework of the Transboundary Waters Assessment Programme (TWAP), initiated by the Global Environment Facility (GEF), we contributed to a comprehensive baseline assessment of transboundary aquifers (TBAs) by quantifying different groundwater indicators using the global water resources and water use model WaterGAP 2.2. All indicators were computed under current (2010) and projected conditions in 2030 and 2050 for 91 selected TBAs larger than 20,000 km2 and for each nation’s share of the TBAs (TBA-CU: country unit). TBA outlines were provided by the International Groundwater Resources Assessment Centre (IGRAC). The set of indicators comprises groundwater recharge, groundwater depletion, per-capita groundwater recharge, dependency on groundwater, population density, and groundwater development stress (groundwater withdrawals to groundwater recharge). Only the latter four indicators were projected to 2030 and 2050. Current-state indicators were quantified using the Watch Forcing Data climate dataset, while projections were based on five climate scenarios that were computed by five global climate models for the high-emissions scenario RCP 8.5. Water use projections were based on the Shared Socio-economic Pathway SSP2 developed within ISI-MIP. Furthermore, two scenarios of future irrigated areas were explored. For individual water use sectors, the fraction of groundwater abstraction was assumed to remain at the current level.
According to our assessment, aquifers with the highest current groundwater depletion rates worldwide are not transboundary. Exceptions are the Neogene Aquifer System (Syria) with 53 mm/yr between 2000 and 2009 and the Indus River Plain aquifer (India) with 28 mm/yr. For current conditions, we identified 20 out of 258 TBA-CUs suffering from medium to very high groundwater development stress, which are located in the Middle East and North Africa region, in South Asia, China, and the USA. Considering projections, ensemble means of per-cent changes or percent point changes to current conditions were determined. Per-capita groundwater recharge is projected to decrease in 80-90% of all TBA-CUs until 2030/2050. Due to the strongly varying projections of the global climate models, we applied a worst-case scenario approach to define future hotspots of groundwater development stress, taking into account the strongest computed increase until either 2030 or 2050 among all scenarios and individual GCMs. Based on this approach, the number of TBA-CUs under at least medium groundwater development stress increases from 20 to 58, comprising all hotspots under current conditions. New hotspots are projected to develop mainly in Sub-Saharan Africa, China, and Mexico.
Ziel dieser Arbeit, die im Rahmen der Ice Nuclei Research Unit (INUIT) Forschergruppe erstellt wurde, war ursprünglich die saisonale und geographische Variabilität von bodennahen Eiskeimen zu untersuchen. Die Konzentrationen, Quellen und Zusammensetzung der Eisnuklei (ice nuclei, IN) sollte als Basis für Parametrisierungen dienen. Das Verständnis von Eiskeimen und deren Einfluss auf Wetter und Klima sind nur zum Teil bekannt und bedürfen daher noch weitgehender Forschung. Auch die Änderung der Eiskeimkonzentration mit der Zeit kann von Bedeutung sein, diese sollte durch die Fortführung einer Langzeitmessreihe untersucht werden. Durch Hinzuziehen von lokalen Parametern und Trajektorien sollten Proxies für die IN Konzentration ermittelt werden.
Im Rahmen dieser Arbeit taten sich jedoch Probleme am Messverfahren auf, weshalb die ursprünglichen Ziele in den Hintergrund gerieten und die Verbesserung und Neuaufnahme des Messverfahrens in den Vordergrund trat. Anhand von zielgerichteten Experimenten wurde ein Messfehler ermittelt, der durch die vorherige Fehlinterpretation von deliqueszierenden Partikeln und von Tröpfchen als vermeintliche Eiskristalle entstand. Dieser Fehler wurde charakterisiert und durch optische Analysen dessen Ursprung ermittelt. Datensätze, die durch diese hygroskopischen Partikel fehlerbehaftet waren, wurden korrigiert und reanalysiert. Ein in früheren Arbeiten am Taunus Observatorium/Kleiner Feldberg ermittelter Jahresgang in der Eiskeimkonzentration mit einem Maximum im Sommer und einem Minimum im Winter konnte bestätigt werden, die Absolutzahlen sind jedoch deutlich geringer als bisher angenommen. Lokale Parameter sowie Trajektorien wurden zur weiteren Analyse hinzugezogen.
Die Reevaluierung der Datensätze vom Taunus Observatorium führte zu keinem abschließenden Ergebnis. Ein allgemein gültiger Zusammenhang zwischen Eiskeimkonzentration und Parametern, welche das Staubvorkommen in der Atmosphäre quantifizieren (PM10 und Aerosol Optische Dicke), konnte nicht festgestellt werden. Da die Messungen bei relativ warmen Bedingungen (≥-18°C) durchgeführt wurden, Staub aber erst bei kälteren Temperaturen als effektiver Eiskeim gilt, ist dieses Ergebnis jedoch zu erwarten gewesen.
Auch die Luftmassenherkunft scheint keinen eindeutigen Einfluss zu haben. Betrachtungen der Bodenfeuchte lieferten signifikante Korrelationen, welche jedoch monatsabhängig positiv oder negativ ausfallen können. Im Frühling ist eine hohe Bodenfeuchte mit einer erhöhten Konzentration von IN in Verbindung zu bringen, im Sommer liegt bei niedriger Bodenfeuchte eine tendenziell höhere Eiskeimkonzentration vor. Die Windrichtung hat für die Eiskeimkonzentration einen Einfluss, wenn der Wind aus Südost zum Taunus Observatorium strömt. Anthropogenes Aerosol aus Frankfurt am Main hemmt hier vermutlich die Eisbildung, was zu einer signifikant niedrigeren mittleren Konzentration aus dieser Richtung führt.
Da das Messverfahren noch nicht in seinem vollen Potential genutzt wurde, wurde es um eine Analysemethode erweitert. Mittels Tröpfchengefrierexperimenten konnte ein weiterer Gefriermodus betrachtet werden. Nun deckt das hier genutzte Messverfahren drei der vier bekannten Gefriermoden ab. Anhand von Testsubstanzen wurde die Zuverlässigkeit der neu eingeführten Methode überprüft und nachgewiesen.
Erste Parallelproben der korrigierten Depositions- und Kondensationsgefriermessmethode und der neu eingeführten Immersionsgefriermessung wurden am Taunus Observatorium/Kleiner Feldberg genommen. Dabei wurde auch ein Staubereignis beprobt und detailliert ausgewertet. Zwischen lokalen Parametern und Eiskeimkonzentration fanden sich Zusammenhänge. Bei Messbedingungen <-20°C konnte ein signifikanter Zusammenhang zwischen PM10 und Eiskeimkonzentration im Immersions- und Kondensationsmodus gefunden werden. Der Depositionsgefriermodus blieb unauffällig. Zwischen Bodenfeuchte und IN-Konzentration konnten ebenfalls wie bei der Reevaluierung der alten Messdaten Signifikanzen festgestellt werden.
Die neu eingeführte Immersionsmessmethode und die korrigierte Methode zur Bestimmung von Depositions- und Kondensationsgefrierkernen liefern Messdaten, welche im Bereich anderer Eiskeimzähler liegen. Vergleiche mit Parametrisierungen zeigen, dass die Messwerte dem aktuellen Stand der Forschung entsprechen und davon ausgegangen werden kann, dass sie vertrauenswürdig und belastbar sind.
The timing and duration of leaf deployment strongly regulate earth-atmosphere interactions and biotic processes. Leaf dynamics therefore have major implications for life on earth, including the global energy balance, carbon and water cycles, feedbacks to climate, species extinction risk and agriculture. Evidence of shifts in the timing of leaf deployment and senescence (leaf phenology) as a result of climate change has been accumulating over the past decades, particularly in relation to spring phenology in the northern hemisphere. However, leaf phenological change in other parts of the world has received less attention. This thesis quantifies global phenological change over the past three decades using remotely sensed data. Phenological change was found to be widespread and severe, also in the southern hemisphere. While the detected change testifies of the phenological plasticity of many plant species, it is not clear if the duration of leaf deployment (leaf habit) is equally sensitive to environmental change. Since evergreen and deciduous leaf habits are often distinctly sorted along environmental gradients, ecologists have hypothesised that these patterns result from natural selection for an optimal leaf habit, under a given environmental regime. Such evolutionary convergence can be examined by testing if the physiological niche that is occupied by a particular leaf habit (evergreen or deciduous) is similar among regions with distinct evolutionary histories. Using a process-based model of plant growth and a constructed map of evergreen and deciduous vegetation, the physiological niche of leaf habits was quantified in four global biogeographic realms. Substantial niche overlap was found between the same leaf habit in different realms, suggesting evolutionary convergence of the physiological niche. This implies a sensitivity of leaf habit to environmental change, as environmental variables determine the geographic space where the physiological niche allows a positive carbon balance, and therefore occurrence of the leaf habit. Since the physiological niche consists of the integrated effects of physiological traits and trade-offs, environmental dependencies and leaf habit and phenology, an understanding of the carbon economy of individual plants requires decomposing the physiological niche into its components. Using empirical data on leaf phenology, leaf habit and physiological processes from woody species in a seasonally dry African savanna, a simple carbon balance model was parametrised. Carbon gain varied considerably between species as a result of substantial variation in leaf habit, leaf phenology and physiological traits. The multiple lines of evidence in this thesis therefore suggest that, while convergent selective forces may determine the dominant leaf habit in a particular environment, inter-specific variation is substantial, potentially as a consequence of historical contingencies or competitive interactions.
Die Freisetzung von Fluorchlorkohlenwasserstoffen (FCKW) in die Atmosphäre ist seit Inkrafttreten des Montreal-Protokolls zum Schutz der Ozonschicht im Jahr 1987 reglementiert. Aber die ozonzerstörenden Gase sind äußerst langlebig. Sie können erst in der Stratosphäre, also in Höhen oberhalb von etwa zehn Kilometern, durch kurzwelliges, energiereiches Sonnenlicht gespalten werden. Messungen der FCKW und ihrer Ersatzstoffe am Institut für Atmosphäre und Umwelt erlauben es, die Lebenszeiten dieser Substanzen zu bestimmen und damit auch ihr Potenzial, die Ozonschicht zu schädigen und zur Klimaerwärmung beizutragen. Sie stellen einen wichtigen Beitrag zur Klimaforschung dar.
Ein Finite-Volumen-Modell des differentiell geheizten rotierenden Annulus wird verwendet, um die spontane Schwerewellenabstrahlung durch die großskalige, von baroklinen Wellen beherrschte Strömung zu untersuchen. Bei diesem Vorgang bilden barokline Wellen und der durch sie abgelenkte und verzerrte Strahlstrom, die sich näherungsweise im hydrostatischen und geostrophischen Gleichgewicht befinden, durch ihre Dynamik Ungleichgewichte aus, die sich als Schwerewellen ausbreiten. Neben der Anregung von Schwerewellen durch Prozesse wie Gebirgsüberströmung, Konvektion und Frontogenese, bildet dieser Vorgang vermutlich eine weitere wichtige Quelle von Schwerewellen in der Atmosphäre. Anders als für orographisch und konvektiv angeregte Schwerewellen gibt es für die spontane Schwerewellenabstrahlung bislang keine befriedigende Parametrisierung in Wettervorhersage- und Klimamodellen, die diesen Prozess nicht auflösen können. Die Durchführung von Messungen zur spontanen Schwerewellenabstrahlung in der Atmosphäre ist üblicherweise sehr aufwendig, sodass die Untersuchung dieses Vorganges in einem wiederholbaren und steuerbaren Laborexperiment reizvoll erscheint. Ob dafür möglicherweise das Experiment des differentiell geheizten rotierenden Annulus infrage kommt, untersuchen wir mit einem eigens dafür entwickelten numerischen Modell, dessen Tauglichkeit wir zunächst im Rahmen einer Validierung durch den Vergleich mit Labormessungen überprüfen. Damit die Ergebnisse zur Schwerewellendynamik im Annulus auf die Atmosphäre übertragbar sind, verwenden wir eine neue, atmosphärenähnliche Annuluskonfiguration. Im Gegensatz zu den klassischen Annuluskonfigurationen ist in der neuen Konfiguration die Brunt-Väisälä-Frequenz größer als der Coriolis-Parameter, sodass die Schwerewellen ein ähnliches Ausbreitungsverhalten zeigen sollten wie in der Atmosphäre. Deutliche Hinweise auf eine Schwerewellenaktivität in der atmosphärenähnlichen Konfiguration geben die horizontale Geschwindigkeitsdivergenz und eine Normalmodenzerlegung der kleinräumigen Strukturen der simulierten Strömung. Um der Herkunft der beobachteten Schwerewellen auf den Grund zu gehen, zerlegen wir die Strömung in den schwerewellenfreien quasigeostrophischen Anteil und den schwerewellenenthaltenden ageostrophischen Anteil. Bereiche innerhalb der baroklinen Welle, in denen ein erhöhter spontaner Antrieb des ageostrophischen Anteils durch die quasigeostrophische Strömung beobachtet wird, fallen mit Bereichen erhöhter Schwerewellenaktivität zusammen. Dies deutet darauf hin, dass die spontane Schwerewellenabstrahlung auch im Annulus zum Schwerewellenfeld beiträgt, sodass dieses Experiment als Labormodell dieser Schwerewellenquelle für deren weitere Erforschung geeignet erscheint.
During this study clumped isotope analysis of carbonates was established at the Goethe University of Frankfurt, Germany. Therefore, preparation protocols and analytical parameters were elaborated to obtain precise and accurate Δ47 data. Briefly, analyte CO2 was cleaned cryogenically using glass extraction lines to remove traces of water that enable re-equilibration of C–O bonds in the gases. Furthermore, analyte CO2 was passed through a gas chromatograph (GC) to clean it from contaminants that produce isobaric interferences with m/z 47. Initially, phosphoric acid digestions of carbonates was conducted at 25 °C in McCrea-type reaction vessels. Afterwards samples were reacted at 90 °C using a common acid bath. Mass spectrometric analyses were performed using a MAT 253 equipped with a dual inlet system. Δ47 values were directly projected to the absolute scale using CO2 gases equilibrated at distinct temperatures.
In cooperation with Stefano Bernasconi and his research group at ETH Zurich we studied the non-linearity that occurs for the measurement of m/z 47. This effect results from secondary electrons created by the m/z 44 beam. These electrons cause a negative background on the m/z 47 collector. A correction procedure was proposed that relies on the determination of the negative background on the m/z 47 Faraday cup. This approach might reduce time-consuming analyses of heated gases which were used so far to account for the observed non-linearity. However, the suggested correction of the negative background on the m/z 47 cup is only applicable if the slit width of the m/z 44 beam is significantly wider than that of the m/z 47 beam.
This thesis, furthermore, presents a comparison of the different phosphoric acid digestion techniques which are commonly used for carbonate clumped isotope analysis. For calcitic and aragonitic material digested at 25 °C in McCrea-type vessels we observed that the sample size has an effect on Δ47 data: higher mean Δ47 values and a larger scatter of data were received for samples <7 mg than for larger aliquots. For carbonate samples digested at 90 °C in a common acid bath no sample size effect was determined. We assume that secondary re-equilibration of CO2 with water preferentially occurs at 25 °C producing the observed differences. However, a sample size effect can be avoided if reaction temperature is increased to 90 °C.
In order to make carbonate Δ47 data obtained from acid digestions at 90 °C comparable to Δ47 data received from reactions at 25 °C the difference of the acid fractionation factores (Δ47*25-90) between both temperatures has to be known. For the determination of the Δ47*25-90 value we have considered Δ47 data made at 25 °C from samples >7 mg only. For calicte and aragonite we obtained differences in fractionation factores of 0.075‰ and 0.066‰, respectively. These Δ47*25-90 values are coincident with the theoretical prediction of 0.069‰ proposed for calcite (Guo et al., 2009).
Moreover, this dissertation comprises a calibration study of the clumped isotope thermometer based on various natural calcites that grew between 9 and 38 °C. The samples include a brachiopod shell, a bivalve shell, an eggshell of an ostrich and foraminifera tests which formed from distinct biomineralizing processes. Furthermore we included an authigenic carbonate crystallized from biological-induced precipitation. The following linear relationship between 1/T2 and Δ47 was determined (with Δ47 in ‰ and T in K):
Δ47 = 0.0327 (± 0.0026) x 106 / T2 + 0.3030 (± 0.0308) (R2 = 0.9915)
This equation differs from the pioneering Ghosh et al. (2006a) calibration. However, our regression line is statistically indistinguishable from that of Henkes et al. (2013) which is based on aragonitic mollusks and calcitic brachiopod shells. Both studies have in common that calibration data were, at first, directly referenced to the absolute scale. In addition, both datasets rely on similar digestion techniques. Furthermore, the two calibrations are conform with the theoretical prediction of Guo et al. (2009).
The calcite calibration of the clumped isotope paleothermometer received in this study was applied to Δ47 data measured for Silurian brachiopods shells from Gotland/Sweden. Prior to isotopic analysis the fossils were intensively investigated for their preservation state (CL, SEM, trace elements). The lowest T(Δ47) values of ca. 28 to 33 °C were estimated from ultrastructurally well-preserved regions of some shells. For these samples also the lowest δ18Ow values of Silurian seawater were determined. These estimates of ca. −1‰ confirm the assumption that the δ18O value of the Silurian ocean was buffered to (0 ± 1)‰.
Nevertheless, most studied shells were characterized by a patchwork of pristine and altered shell portions resulting in elevated T(Δ47) values which plot mostly between 40 and 60 °C. Our results indicate that the clumped isotopic composition of the shells were altered at low water-rock ratios, not affecting the δ18O values. Δ47 and δ18O data of associated diagenetic phases (sparitic and micritic phases of the inner fillings of the fossils) provide evidence that the sparitic cements grew during several diagenetic events which occurred at different temperatures in fluid-buffered systems. We, furthermore, conclude that the micritic phases lithified at a very early diagenetic stage with the δ18O values being most probably close to a Silurian seawater composition
Background: Despite its largely mountainous terrain for which this Himalayan country is a popular tourist destination, Nepal is now endemic for five major vector-borne diseases (VBDs), namely malaria, lymphatic filariasis, Japanese encephalitis, visceral leishmaniasis and dengue fever. There is increasing evidence about the impacts of climate change on VBDs especially in tropical highlands and temperate regions. Our aim is to explore whether the observed spatiotemporal distributions of VBDs in Nepal can be related to climate change.
Methodology: A systematic literature search was performed and summarized information on climate change and the spatiotemporal distribution of VBDs in Nepal from the published literature until December 2014 following providing items for systematic review and meta-analysis (PRISMA) guidelines.
Principal findings: We found 12 studies that analysed the trend of climatic data and are relevant for the study of VBDs, 38 studies that dealt with the spatial and temporal distribution of disease vectors and disease transmission. Among 38 studies, only eight studies assessed the association of VBDs with climatic variables. Our review highlights a pronounced warming in the mountains and an expansion of autochthonous cases of VBDs to non-endemic areas including mountain regions (i.e., at least 2,000 m above sea level). Furthermore, significant relationships between climatic variables and VBDs and their vectors are found in short-term studies.
Conclusion: Taking into account the weak health care systems and difficult geographic terrain of Nepal, increasing trade and movements of people, a lack of vector control interventions, observed relationships between climatic variables and VBDs and their vectors and the establishment of relevant disease vectors already at least 2,000 m above sea level, we conclude that climate change can intensify the risk of VBD epidemics in the mountain regions of Nepal if other non-climatic drivers of VBDs remain constant.
Terrestrial climate and ecosystem evolution during ‘Greenhouse Earth’ phases of the early Paleogene remain incompletely known. Particularly, paleobotanical records from high southern latitudes are giving only limited insights into the Paleocene and early Eocene vegetation of the region. Hence, data from continuous well-calibrated sequences are required to make progress with the reconstruction of terrestrial climate and ecosystem dynamics from the southern latitudes during the early Paleogene.
In order to elucidate the terrestrial conditions from the high southern latitudes during the early Paleogene, terrestrial palynology was applied in the present study to two well-dated deep-marine sediment cores located at the Australo-Antarctic region: (i) IODP Site U1356 (Wilkes Land margin, East Antarctica) and (ii) ODP Site 1172 (East Tasman Plateau, southwest Pacific Ocean). The studied sequence from IODP Site U1356 comprises mid-shelfal sediments from the early to middle Eocene (53.9 – 46 million years ago [Ma]). For the ODP Site 1172, the studied succession is characterized by sediments deposited in shallow marine environments of the middle Paleocene to the early Eocene (60.7 – 54.2 Ma).
Based on the obtained pollen and spores (sporomorphs) results from the studied sequences of Site U1356 and Site 1172, this study aims to: (1) decipher the terrestrial climate conditions along the Australo-Antarctic region from the middle Paleocene to the middle Eocene; (2) evaluate the structure, diversity and compositional patterns of forests that throve in the Australo-Antarctic region during the early Paleogene; (3) understand the response of forests from the high southern latitudes to the climate dynamics from the early Paleogene; (4) establish a connection between the generated terrestrial palynomorph data and published Sea Surface Temperatures (SSTs) from the same cores.
To decipher the terrestrial climatic conditions on the Australo-Antarctic region, this study relies on the nearest living relative (NLR) concept that assumes that fossil taxa have similar climate requirements as their modern counterparts. This approach was applied to the sporomorph results of Site U1356 and Site 1172, following mainly the bioclimatic analysis. With regard to the structure and diversity patterns of the vegetation from the same region, the present study presents combined qualitative (i.e., reconstruction of the vegetation based mainly on the habitats of the known living relatives) and quantitative (i.e., application of ordination techniques, rarefaction and diversity indices) analyses of the fossil sporomorphs results.
The overall results from the paleoclimatic and vegetation reconstruction approaches applied in the present study, indicate that temperate and paratropical forests during the early Paleogene throve under different climatic conditions on the Wilkes Land margin and on Tasmania, at paleolatitudes of ∼70°S and ∼65°S, respectively.
Specifically, the sporomorph results from Site U1356, suggest that a highly diverse forest similar to present-day forests from New Caledonia was thriving on Antarctica during the early Eocene (53.9 – 51.9 Ma). These forests were characterized by the presence of termophilous taxa that are restricted today to tropical and subtropical settings, notably Bombacoideae, Strasburgeria, Beauprea, Spathiphyllum, Anacolosa and Lygodium. In combination with MBT/CBT paleotemperature results, they provide strong evidence for near-tropical warmth at least in the coastal lowlands along the Wilkes Land margin. The coeval presence of frost tolerant taxa such as Nothofagus, Araucariaceae and Podocarpaceae during the early Eocene on the same record suggests that paratropical forests were thriving along the Wilkes Land margin. Due to the presence of this kind of vegetation, it is possible to suggest that forests in this region were subject to a climatic gradient related to differences in elevation and/or the proximity to the coastline.
By the middle Eocene, the paratropical forests that characterized the vegetation of the early Eocene on the Wilkes Land margin were replaced by low diversity temperate forests dominated by Nothofagus, and similar to present-day cool-temperate forests from New Zealand. The dominance of these forests and the absence of thermophilous elements together with the lower temperatures suggested by the MBT/CBT and the sporomorph-based temperatures indicate consistently cooler conditions during this time interval.
With regard to the sporomorph results of Site 1172, this study suggests that three vegetation types were thriving on Tasmania from the middle Paleocene to the early Eocene under different climatic conditions. During the middle to late Paleocene, warm-temperate forests dominated by Podocarpaceae and Araucariaceae were the prevailing vegetation on Tasmania. The dominance of these forests was interrupted by the transient predominance of cool-temperate forests dominated by Nothofagus and Araucariaceae across the middle/late Paleocene transition interval (~59.5 to ~59.0 Ma). This cool-temperate forest was characterized by a lack of frost-sensitive elements (i.e., palms and cycads) indicating cooler conditions with harsher winters on Tasmania during this time interval. By the early Eocene, and linked with the Paleocene Eocene Thermal Maximum (PETM), Paleocene temperate forests dominated by gymnosperms were replaced by paratropical rainforests with the remarkable presence of the tropical mangrove palm Nypa during the PETM and the earliest Eocene. The overall results from Site U1356 and Site 1172, provide a new assessment of the terrestrial climatic conditions in the Australo-Antarctic region for validating climate models and understanding the response of high-latitude terrestrial ecosystems to the climate dynamics of the early Paleogene on southern latitudes.
The climatic conditions in the higher latitudes during the early Paleogene were further unravelled by comparing the obtained terrestrial and marine results. The integration of the obtained sporomorph data with previously published TEX86-based SSTs from Site 1172 documents that the vegetation dynamics were closely linked with the temperature evolution from the Australo-Antarctic region. Moreover, the comparison of TEX86-based SSTs and sporomorph-based climatic estimations from Site 1172 suggests a warm-season bias of both calibrations of TEX86 (i.e., TEX86Hand TEX86H), when this proxy is applied to high southern latitudes records of the early Paleogene.
To reconstruct ocean circulation changes during specific periods of Earth history, benthic and planktic foraminifera were used as proxies in the different parts of this thesis. Both studied time periods, the Late Cretaceous and the early Pleistocene, are characterized by long-term climate cooling and major changes in ocean circulation. The first part of this thesis concentrated in the Late Cretaceous. During the Late Cretaceous long-term cooling phase, benthic foraminiferal δ18O values show a positive shift lasting about 1.5 Myr (71.5–70 Ma). This shift can be observed on a global scale and has become known as the Campanian-Maastrichtian Boundary Event (CMBE). It is proposed that this δ18O excursion is influenced either by changing intermediate- to deep-water circulation or by temporal build-up of Antarctic ice sheets. Benthic foraminiferal assemblage counts from a southern high-latitudinal site near Antarctica (ODP Site 690) are analyzed to test if the influence of the CMBE on the benthic species composition. One of the two discussed hypotheses for the causation of the δ18O transition is a change in intermediate- to deep-water circulation from low-latitude to high-latitude water masses. This change would result in cooler temperatures, higher oxygen concentration, and possibly lower organic-matter flux at the seafloor, causing a major benthic foraminiferal assemblage change. Another possible explanation of the δ18O transition of the CMBE is significant ice formation on Antarctica. However no major benthic foraminiferal assemblage change would be expected in this case. The benthic foraminiferal assemblage of Site 690 shows a separation of the studied succession into two parts with significantly different species composition. The older part (73.0–70.5 Ma) is dominated by species, which are typical for lower bottom water oxygen concentration and more common in low-latitude assemblages. Species dominating the younger part (70.0–68.0 Ma) are indicators for well-oxygenated bottom waters and more common in high-latitude assemblages. This change in the benthic foraminiferal assemblages is interpreted to represent a shift of low-latitude toward high-latitude dominated intermediateto deep-water sources. A change in oceanic circulation was therefore at least a major component of the CMBE. The Pacific Ocean contributed significantly to the climatic development during the Late Cretaceous cooling period. The contribution of ocean circulation changes in the Pacific Ocean to the Late Cretaceous climatic development in general and the CMBE and Mid-Maastrichtian Event (MME) in particular, however, is poorly understood. Previously measured high resolution planktic and benthic stable isotope data and a neodymium (Nd) isotope record from the Pacific ODP Site 1210 (Shatsky Rise, tropical Pacific Ocean) for the Campanian to Maastrichtian (69.5 to 72.5 Ma) are used to reconstruct changes in surface- and bottom water temperatures as well as changes in the source region of deep- to intermediate waters [see Appendix 4; Jung et al. 2013]. The results of the benthic foraminiferal δ18O and Nd isotope records in combination with Nd isotope records from other studies indicate changes in the intensity of intermediate- to deep ocean circulation in the tropical Pacific across the Campanian-Maastrichtian interval [see Appendix 4; Jung et al. 2013]. During the early Maastrichtian (72.5 to 69.5 Ma), a three-million-year-long period of cooler conditions and a simultaneous change towards less radiogenic Nd isotope signatures is interpreted to represent a period of increased admixture and northward flow of deep waters from the Southern Ocean (Southern Component Water, SCW). This change was probably caused by an intensified formation of deep waters in the Southern Ocean. This was reduced again during the MME (69.5 to 68.5 Ma). This early Maastrichtian cold interval is similar to the CMBEδ13C fall and succeeding δ13C rise towards the MME and is therefore also interpreted to represent tectonically forced, long-term changes in the global carbon cycle and thus a tectonic forcing of the early Maastrichtian climate cooling. Overall, the Campanian-Maastrichtian Nd and stable isotope records of Shatsky Rise indicate changes in ocean circulation that are paralleled by global warming and cooling periods. The fluctuating strength of SCW contribution in the tropical Pacific points towards an increased respectively weakened ocean circulation, which is probably related to the strength of deep-water formation in the Southern Ocean [see Appendix 4; Jung et al. 2013]. For this study, the analysis of benthic foraminiferal assemblages of Site 1210 is carried out for the same time interval (69.5 to 72.5 Ma) as Nd and stable isotopes to evaluate the influence of intermediate- to deep ocean circulation changes on the benthic foraminiferal community. The possible reaction of benthic foraminiferal assemblages is compared to the results of stable isotope and neodymium isotopes. The observed changes in species abundances only partly reflect the circulation changes reconstructed with Nd and stable oxygen istopes. For example, Stensioina spp., Aragonia spp. and Lenticulina spp., cold-water preferring species, start to be increasingly abundant at the beginning of enhanced influence of SCW. However, their abundance pattern does not follow the varying strength of the cold SCW influence at Shatsky Rise. Other species prefer lesser oxygen concentrations and warmer bottom water, e.g. Paralabamina spp. and Globorotalites spp. Paralabamina spp. has its highest relativ abundance at the beginning of the studied succession, where the influence of SCW is small. However, this taxa occurs throughout the record, even though the influence of SCW increases. Globorotalites spp. is even most abundance after the CMBE, where bottom waters are till cold and influenced by SCW. This leads to the conclusion that the varying strength of SCW in the tropical Pacific at Shatsky Rise through the studied interval is not facilitating a significant faunal turnover as has been observed at the South Atlantic Site 690 (Chapter 3). These results of the benthic foraminiferal assemblage analysis suggest a rather minor influence of the SCW on the major environmental factors that are generally influencing benthic foraminiferal communities (e.g., oxygen concentration, organic matter flux to the sea floor, bottom-water temperature). The second major part of this thesis focused on the late Pliocene-earliest Pleistocene. The late Pliocene is characterized by a long-term global cooling trend resulting in a major increase of Arctic ice sheets from around 3 Ma onwards, culminating in the Plio-Pleistocene intensification of the Northern Hemisphere glaciation. At around 2.7 Ma, large amplitude glacial-interglacial excursions (~1‰ δ18O in benthic foraminiferal calcite) in benthic oxygen isotopes can be observed. Marine isotope stage (MIS) 100 at around 2.55 Ma is the first glacial, when widespread ice rafted debris has been found in sediments in the North Atlantic Ocean. To gain a deeper understanding of the climatic evolution of the latest Pliocene-early Pleistocene, it is necessary to improve the reconstructions of North Atlantic paleohydrography, as the North Atlantic provides a key region for global climate. The consequences of the intensification of Northern Hemisphere on the early Pleistocene North Atlantic thermocline stratification and intermediate waters are still poorly understood. However, surface hydrography, the history of the thermocline and development of North Atlantic intermediate waters are well-studied for the Last Glacial Maximum (LGM). These well-known mechanisms responsible for the LGM in comparison with the present-day interglacial North Atlantic are used as an analogue for te early Pleistocene glacialinterglacials cycles. In this study, suborbitally resolved stable oxygen and carbon isotope and Mg/Ca records are measured from a deep-dwelling planktic foraminifera (Globorotaliacrassaformis) from Integrated Ocean Drilling Program Site U1313 (North Atlantic, 41°N) covering marine oxygen isotope stages MIS 103 to 95 (early Pleistocene, 2.6 to 2.4 Ma). The results are interpreted to represent a change in intermediate-water masses on glacialinterglacial timescales. During glacials geochemical records in G. crassaformis (~500–1000 m) bear the imprint of Glacial North Atlantic Intermediate Water (GNAIW), while during interglacials this species reflects the signature of the influence of Mediterranean Outflow Water (MOW) in combination with the subtropical gyre. The comparison of this data with the published records from G. ruber from the same samples facilitates the reconstruction of glacial-interglacial stratification changes of the upper water column at Site U1313. The results show that larger gradients of temperature, salinity and δ13C prevailed during glacials, suggesting a stronger stratification of the upper water column. This can be seen to indicate glacial-interglacial changes in ntermediate water masses in the North Atlantic similar to those reconstructed for the latest Pleistocene. As an additional proxy, the clumped isotope paleothermometer is applied for the Late Cretaceous study as well as for the early Pleistocene. This proxy is commonly assumed to be independent of other factors than temperature. Clumped isotopes are measured for the Late Cretaceous Site 690 on the planktic foraminiferal species Archaeoglobigerina australis and compared to already existing stable oxygen isotopes of this species. This is assumed to enable the reconstruction of paleotemperature independent of ice volume and therefore contribute to the long-lasting discussion whether there was a temporal ice build-up on Antarctic during the Campanian-Maastrichtian cooling period. For the early Pleistocene, the planktic foraminiferal species G. crassaformis is used from Site U1313 from MIS 99 (interglacial) and MIS 98 (glacial). This provides the opportunity to separate ice volume, salinity and temperature effects on the measured δ18O record of G. crassaformis. The results of the clumped isotope measurements reveal comparatively large standard errors. For the Late Cretaceous the standard error of the clumped isotope measurements proved too large to allow any conclusions on the temperature component on the δ18O record of A. australis. For the early Pleistocene, the temperature difference is also too small to be reconstructed with the standard error of the clumped isotope measurements in this study. Measuring many replicates of one sample would minimize the standard error considerably. However, the amount necessary to measure replicates cannot be gained for either time period, as almost all foraminifera were picked from the respective samples. It is concluded that the respective questions may be solved with a different method of clumped isotope analysis requiring less sample material. This method is, for example, available at the ETH Zurich.
Mantle convection is the process by which heat from the Earth’s core is transferred upwards to the surface and it is accepted to explain the dynamics of the Earth’s interior. On geological time-scales, mantle material flows like a viscous fluid as a consequence of the buoyancy forces arising from thermal expansion. Indeed, mantel convection provides a framework which links together the major disciplines, such as seismology, mineral physics, geochemistry tectonic and geology. The numerical model has been applied to understand the dynamic, structure and evaluation of the Earth, and other terrestrial planets and the investigations continue to explore, different aspects of the mantle convection.
In fact, to model this phenomenon, two complementary approaches are possible. On the one hand, one can solve self-consistently the equations of thermal convection, including parameters and employing physical relationships derived from mineral physics. Our understanding of mantle convection depends ultimately upon the success of such fully self-consistent dynamic models in explaining observable features of the flow. Although, these models presently unable to predict the actual convection pattern of the Earth, they are extremely useful to investigate general characteristics of given physical systems. On the other hand, to permit comparison with specific observables associated with the flow, one can consider a more restricted problem. Instead of focusing on the time evolution of mantle flow, if we know a priori the temperature - and hence presumably the density - anomalies that drive the convection, we can try to build a snapshot of the present-day flow pattern, consistent with those anomalies, that can successfully predict the observables. As matter of fact, the aim of this study is to investigate both approaches in comparison with the main geophysical constraints on mantle structure. These constraints include the geoid anomalies, the dynamic surface and core-mantle boundary topography and tectonic plate motions.
The most appropriate mathematical basis functions for describing a bounded and continuous function on a spherical surface are spherical harmonics. We may therefore expand the geodynamic observables in terms of spherical harmonics. We have investigated two methods of the global spherical harmonic analysis by specific attention to the dynamic geoid computation of the geodynamic models. The first method is the quadrature method in which the loss of the orthogonality of the Legendre functions in transition from continues to discrete case is the major drawback to the method. Particularly, we showed that in the absence of the tesseral harmonics, quadrature formulation leads to obtain inaccurate results. The second method is the least-squares which can be considered as the best linear unbiased estimator that provides the exact results. We showed that even with a low resolution grid data it is possible to reconstruct the data and achieve an accurate result by using this method, which is extremely remarkable in three-dimensional global convection studies. However, special care has to be taken since there is some source of errors that might influence the efficiency of this method.
In general, to better understanding of the properties of the mantle, it is useful to assess observable characteristics of plumes in the mantle, including geoid, topography and heat flow anomalies. However, only few studies exist on geoid and topography for axi-symmetric convection and their models were restricted to isoviscous (or stratified) mantle and low Rayleigh numbers. We studied fully coupled depth and temperature dependent Arrhenius type of viscosity in axi-symmetric spherical shell geometry in order to investigate the shape of geoid anomalies and dynamic topography above a plume. Indeed, the topography and geoid anomalies produced from plumes are sensitive to rheology of the mantle and rheology of the plume; both have effects on shape and amplitude of the geoid anomalies. As results we are able to define different classes of plumes by their geoid signals.
Mainly depth-dependent viscosity models show a geoid with negative sign above the plume which can turn to the positive sign by decrease the viscosity contrast. This can be considered as a transition between the strongly depth dependent and the constant viscosity case. Our results basically support the idea by Morgan [1965] and McKenzie [1977]. They have shown the magnitude and even the sign of the total gravity anomaly depend on the spatial variation in effective viscosity. In addition, Hager [1984] has concluded that the total gravity field is depend on the radial distribution of effective viscosity, and a small change in viscosity contrast leads to varying sign of the response function.
In the case of temperature-dependent viscosity, the formation of an immobile lithosphere is a natural result, and the flow as well as the total geoid becomes strongly time dependent. When we increase the activation energy, all geoids associated with the first arriving plumes look like bell shaped whereas for typical plumes, after reaching a statistical steady state, bell-shaped geoids with decreasing amplitude as well as linear flank shaped geoids are observed. It is surprising that in spite of large differences in lateral and depth varying viscosities, the shapes of the geoid anomalies remained rather similar. We also identified different behaviors in the combined model with temperature-and pressure-dependent viscosity. In fact, in spite of the strongly different rheology, the geoid anomalies in all cases were surprisingly similar. Furthermore, we proposed a scaling law for the geoid which makes our results directly applicable to other planets. Moreover, we can apply the results of our calculation to find relations between different rheology and sub-lid temperature, since we know that the mantle temperature can change significantly with variation in pressure-temperature dependent viscosity. It is also possible to define a range of stagnant lid thickness related to the amplitude of the geoid which can be reasonable for study of the lid thickness in Venus or Mars.
Nevertheless, in these series of models, we simplified a number of complexities within the Earth. One of the most important of such simplification is the Boussinesq approximation. This approximation is valid if the temperature scale height (i.e. the depth over which temperature increases by a factor of “ ” due to adiabatic compression) is much greater than the convection depth. However, a temperature scale height in the Earth’s mantle is at best only slightly greater than the mantle depth. Hence, the Boussinesq approximation could mask some very important stratification and compressibility effects that influence both the spatial and temporal structure of the convection. Therefore, in more advance models we considered compressibility in our mantle convection models, assuming that density vary both radially and laterally, being determined as a function of pressure and temperature through an appropriate equation of the state. Moreover, thermodynamic properties assumed to be a function of depth.
We examined the details of the structure of the spherical axi-symmetric Anelastic Liquid Approximation model (ALA) with special attention to the Arrhenius rheology, and compare it to the cases of compressible convection without depth dependent thermodynamical properties, and to cases of the extended Boussinesq approximation. At the same time, the effects of the interaction between temperature and pressure-dependent viscosity and thermodynamic parameters in the compressible mantle convection on the geoid and topography have been studied. We showed that assuming compressible convection with depth-dependent thermodynamic properties strongly influence the geoid undulations. Using compressible convection with constant thermodynamic properties is physically inconsistent and may lead to spurious results for the geoid and convection pattern. Indeed, by a systematic study of different approaches of compressibility in the spherical shell convection for different Arrhenius viscosity laws we proved that only in the unrealistic case of zero activation energy the different compressibility modes result in comparable convection and geoid patterns. In all other rheological cases, large differences have been obtained, that stressing the important role of consistent compressible thermodynamic properties for mantle convection.
In addition, we examine the impact of compressibility as well as different rheologies on the power law relation that connects the Nusselt number to the Rayleigh number. We have discovered that the power law index of the relationship is controlled by the rheology, independent of which approximation is used. Instead, the bound of this relation is controlled by a combination of different approximation and rheology.
Next, instead of focusing on the time evolution of mantle flow, we have carried out three-dimensional spherical shell models of mantle circulation to investigate the effects of joint radial and lateral viscosity variations on the Earth’s non-hydrostatic geoid, surface and core-mantle boundary topographies. These models include realistic lateral viscosity variations (LVV) in the lithosphere, upper mantle and lower mantle in combination with different stratified viscosity structures. We have demonstrated that the contradictory results concerning the effects of LVV can be clarified by the most straight-forward problem in geoid modeling; namely, rather poorly known stratified viscosity structure. We explored three classes of dynamic geoid models due to lateral viscosity variations. In the first class, the LVV strongly improved the fit to the observed geoid. Indeed, when the viscosity contrast between lower and upper mantles is not large enough to produce a good fit to geoid the LVVs are able to perform this action by adjusting amplitudes, so that it becomes comparable with observation. In the second class, inducing the LVV moderately improved the fit. Actually, when the geoid induced by a stratified viscosity structure already has a good correlation with observation, then the LVV causes its amplitude to further improve. In the last class, if the viscosity contrast between upper and lower mantle would be high enough, inducing LVV deteriorate the fit to the observed geoid.. Indeed, depending on the stratified viscosity, inducing the LVV may take place in one of these categories.
We also quantified the effects of LVV in the mantle and lithosphere individually. We found that the presence of LVV in the mantle (upper and lower) improves the fit to the observed geoid regardless of stratified viscosity. While LVV in the lithosphere is a crucial parameter, and dependent of the stratified viscosity, may increase or decrease the geoid fit. In fact, when the lower mantle considers being viscous enough, it would support the negative buoyancy of subducting slabs. Thus, it transmits some of the stress back to the top boundary and causes a weak coupling between slab and surface. Therefore, by including the low viscous plate boundaries in this model, the slabs and overriding plates decouples and the fit to the observed geoid degrades. In contrast, when the lower mantle viscosity is not sufficiently stiff, the presence of the low viscous plate boundaries assists to weaken the strong mechanical coupling between slab and surface. Hence, a better fit achieved.
Die Seismizität des nördlichen Oberrheingrabens (ORG) ist aufgrund seines Potentials für die geothermische Nutzung und der damit möglicherweise verbundenen seismischen Risiken von allgemeinem Interesse. Detaillierte Kenntnisse der natürlichen Seismizität erlauben Rückschlüsse auf aktive Störungszonen und Spannungsverhältnisse im Untergrund. Sie liefert außerdem wichtige Hintergrundinformationen für die Abschätzung einer möglichen induzierten Seismizität. Untersuchungen zur Charakterisierung der natürlichen Seismizität, des Spannungsfeldes und der seismischen Gefährdung des nördlichen ORG sind Hauptbestandteil dieser Arbeit, die innerhalb des BMU/BMWi-Projektes SiMoN (Seismisches Monitoring im Zusammenhang mit der geothermischen Nutzung des Nördlichen Oberrheingrabens) entstanden ist. Aufzeichnungen eines Netzwerkes aus 13 seismischen Stationen dienen als Datengrundlage zur Charakterisierung der Seismizität innerhalb eines etwa 50 x 60 km2 großen Areals im dichtbesiedelten Rhein-Main Gebiet. Untersuchungen der Rauschbedingungen zur Bewertung der Eignung der Stationsorte für das Aufzeichnen der natürlichen Seismizität lieferten bei den Stationen auf felsigem Untergrund sehr gute spektrale Eigenschaften, während alle Stationen im Sediment des ORG deutlich höhere Rauschanteile aufzeigten. Anhand systematischer Messungen in flachen Bohrlöchern konnten laterale und vertikale Variationen des seismischen Rauschens beschrieben werden und dadurch eine Verbesserung der Detektionsschwelle beobachtet werden.
Es werden die Ergebnisse des seismischen Monitorings für den Zeitraum November 2010 bis Dezember 2014 dargestellt. Die Detektionsschwelle für das Netzwerk liegt bei einer Lokalmagnitude von etwa 0,5, die Vollständigkeitsmagnitude beträgt Mc = 1,2. Seit Beginn der Datenaufzeichnung konnten 243 Erdbeben im unmittelbaren Bereich des Stations-netzwerkes mit Magnituden im Bereich zwischen ML = -0,5 und ML = 4,2 lokalisiert werden. Die Epizentren liegen hauptsächlich entlang der östlichen Grabenschulter und im Graben; entlang der westlichen Grabenschulter ist die seismische Aktivität deutlich geringer. Eine weitere aktive Region konnte entlang der südlichen Ausläufer des Taunus im Nordwesten des Untersuchungsgebietes identifiziert werden. Die Seismizität erstreckt sich bis in eine Tiefe von 24 km mit einem Maximum der hypozentralen Tiefenverteilung im Bereich von 12-18 km. Im Graben ist die Seismizität dabei auf die tiefere Kruste im Bereich von 9-24 km beschränkt. Das Fehlen von seismischer Aktivität in der oberen Kruste bis ca. 9 km Tiefe im Graben könnte auf eine aseismische Deformation in diesem Tiefenbereich hindeuten. Seit Mai 2014 konnte südöstlich von Darmstadt bei der Ortschaft Ober-Ramstadt zum ersten Mal seit fast 150 Jahren eine Schwarmbebenaktivität im Bereich des nördlichen ORG registriert werden. Die Hypozentren sind in zwei Cluster unterteilt, die räumlich voneinander getrennt sind und unterschiedliche Aktivitätsraten aufweisen. Die Herdtiefen liegen im Bereich von 1-8 km.
Zusätzlich zu den Daten des SiMoN Netzwerkes wurden Aufzeichnungen der regionalen Erdbebendienste in Herdflächenanalysen für insgesamt 58 Erdbeben einbezogen. Die Herdflächenlösungen weisen überwiegend Blattverschiebungen (Strike-slip-Mechanismen) auf. Auf- und Abschiebungen spielen nur eine untergeordnete Rolle. Die berechneten Herdmechanismen bestätigen, dass sich das Spannungsfeld des nördlichen ORG transtensional verhält, im Vergleich zu früheren Studien konnte jedoch eine deutlich ausgeprägte Blattverschiebungskomponente identifiziert werden. Zur Bestimmung der Hauptspannungsachsen wurde eine Inversion der Herdflächenlösungen durchgeführt und die Richtung der maximalen horizontalen Spannung, welche hauptsächlich in N135°E orientiert ist, bestimmt.
Aufbauend auf den neu gewonnen Erkenntnissen zur natürlichen Seismizität und zum Spannungsfeld des nördlichen ORG wurde eine probabilistische seismische Gefährdungsanalyse durchgeführt. Um Unsicherheiten in den seismischen Quellregion-modellen zu berücksichtigen, wurden sechs unterschiedliche Modelle entwickelt. Für jede Quellregion wurden spezifische Parameter bestimmt. Ihre Unsicherheiten werden in einem logischen Baum behandelt. Auf der Grundlage eines neu zusammengestellten Momentmagnituden-basierten Erdbebenkatalogs wurden die Magnitudenhäufigkeits-parameter bestimmt. Unter Berücksichtigung des tektonischen Regimes in jeder Quelle wurden unterschiedliche Dämpfungsrelationen der Bodenbeschleunigung verwendet. Zur Quantifizierung der maximal zu erwartenden Magnitude in jeder Quelle wurden Wahrscheinlichkeitsdichtefunktionen berechnet. Die Resultate der Gefährdungsanalyse werden in Form von Karten der Spektralbodenbeschleunigungen und Spitzenboden-beschleunigungen für Wiederkehrperioden von 475 und 2475 Jahren und Antwortbeschleunigungsspektren dargestellt. Im Vergleich zu früheren Studien konnte eine erhöhte seismische Gefährdung für den nördlichen ORG festgestellt werden.
This study describes the Holocene sedimentary lagoonal deposition history, including event sedimentation and benthic foraminiferal analyzes, from about 10 kyrs BP until today. This is the first study describing the sedimentation of a Maldivian atoll lagoon in such detail. Thirty-nine sediment cores have been recovered from the deep Rasdhoo Atoll lagoon of the Maldives (4°N/73°W). Seventeen sediment cores were opened, described, and 296 sediment samples have been collected and analyzed. Different methods have been used to evaluate the coarse- and fine-grained carbonate components and a total of fifty-eight samples have been dated radiometrically by Beta Analytic Inc., Miami, Florida. In general, the Rasdhoo Atoll lagoon sediments can be divided into (1) a Late Pleistocene soil, (2) an early Holocene peat layer composed of mangrove deposits which mark the beginning inundation of the atoll lagoon by the rising Holocene sea-level at 10,320 ± 100 yrs BP, and (3) carbonate sediments starting to fill up the lagoon 7850 ± 140 yrs BP until today. The transition from peat to carbonate is characterized by a considerable hiatus. Six different carbonate sediment facies are classified by statistical analyses, listed in decreasing abundance:
(1) mollusk-coral-algal floatstone to rudstone (30%)
(2) mollusk-coral-red algae rudstone (23%)
(3) mollusk-coral-algal wackestone to floatstone (23%)
(4) mollusk-coral wackestone (13%)
(5) mollusk-coral mudstone to wackestone (9%)
(6) mollusk mudstone (2%)
Based on grain-sizes in combination with coral identification, the facies represent both lagoonal background sedimentation (mostly fine-grained sediments (matrix >50%)) and event sedimentation (coarse-grained sediment layers composing reefal components).
Six coarser grained layers in muddy background sediments of the Rasdhoo Atoll lagoon were interpreted as Holocene tsunami events, based on the increase of allochthonous skeletal material with shallow-water reef affinity such as fragments of shallow-water coral species, coralline red algae, and reef-dwelling foraminifera in these layers, as well as AMS dating:
• Event 1: 420 - 890 yrs BP (655 yrs BP)
• Event 2: 890 - 1560 yrs BP (1225 yrs BP)
• Event 3: 2040 - 2340 yrs BP (2190 yrs BP)
• Event 4: 2420 - 3380 yrs BP (2900 yrs BP)
• Event 5: 3890 - 4330 yrs BP (4110 yrs BP)
• Event 6: 5480 - 5760 yrs BP (5620 yrs BP)
Five of the six layers may be correlated to previously published tsunami events at adjacent coastal research sites. The mid-late Holocene atoll lagoon archive is incomplete though based on the assumption that major earthquakes at the Indonesian subduction zone generated more than six major tsunamis during the past 6.5 kyrs.
According to Gischler (2006), the sediments of the Rasdhoo Atoll lagoon can be divided into two areas: (1) a central to marginal deep lagoon with a lateral west-to-east gradient of sediment facies distribution, visible in sections <4 kyrs BP with sedimentary facies of mudstone to wackestone in the western part (e.g., cores 16, 18, and 34) and coarse-grained coral and algal-rich sediments in the eastern part of the lagoon (e.g., cores 30 and 31). (2) A northern enclosed and shallow area between the sand apron and the sand spit accumulating “sandy” sediments of wackestone facies (cores 2, 19, 25, and 26).
Comparing the sediment accumulation data of the lagoon with two reconstructed local sea-level curves, three different sequence-stratigraphical systems tracts are visible: (1) a lowstand systems tract (LST) >10 kyrs BP. Pleistocene brownish soil superposing subaerially exposed Pleistocene reef limestone. (2) A transgressive systems tract (TST) 10-6.5 kyrs BP. A peat layer marks the beginning of the inundation, and the carbonate sedimentation starts with very low sedimentation rates of 0.02 m/kyr. (3) A highstand systems tract (HST) 6.5-0 kyrs BP, further divided into three stages (6.5-3, 3-1, 1-0 kyrs BP). The sea-level rise slowed down, sedimentation rates are increasing continuously up to a maximum of 1.4 m/kyr, the sand spit developed some 4 kyrs BP, the lagoonal circulation got restricted, and the lateral west-to-east gradient of grain-size accumulation started. From 1-0 kyrs BP the sedimentation rates slowed down to modern mean sedimentation rates of 0.6 m/kyr.
Two cores, one core from the center of the lagoon (core 16) and one core from the northern margin of the lagoon (core 19), have been analyzed on diversity and assemblages of benthic foraminifera in high-resolution. The transitions of Ammonia spp. to a more even and diverse fauna marks a significant environmental change at 7.0 kyrs BP in core 16 (onset of a stable environment in the deep lagoon after the sea-level rise slowed down at HST stage 1) and at 4.0 kyrs BP in core 19. A continuing environmental change after 1.4 kyrs BP in core 16 caused the fauna to become more even, a recovery of diversity and a permanent decline of foraminiferal accumulation rate. The changes in the faunas at 4.0 kyrs BP and at 1.4 kyrs BP could be explained with the sand spit formation in the northwestern and western lagoon. The sand spit has apparently acted as an obstacle in lagoonal circulation and might have caused unstable environmental conditions due to a more rapid circulation at the shallow marine site of core 19 and a slowdown of bottom water circulation in the main lagoon (core 16) leading to higher residence times and to lower oxygen and higher nutrient concentrations.
Derivation and characterization of a new filter for nonlinear high-dimensional data assimilation
(2015)
Data assimilation (DA) combines model forecasts with real-world observations to achieve an optimal estimate of the state of a dynamical system. The quality of predictions in nonlinear and chaotic systems such as atmospheric or oceanic circulation is strongly sensitive to the initial conditions. Therefore, beyond the consistent reconstruction of past states, a primary relevance of advanced DA methods concerns the proper model initialization. The ensemble Kalman filter (EnKF) and its deterministic variants, mostly square root filters such as the ensemble transform Kalman filter (ETKF), represent a popular alternative to variational DA schemes. They are applied in a wide range of research and operations. Their forecast step employs an ensemble integration that fully respects the nonlinear nature of the analyzed system. In the analysis step, they implicitly assume the prior state and observation errors to be Gaussian. Consequently, in nonlinear systems, the mean and covariance of the analysis ensemble are biased and these filters remain suboptimal. In contrast, the fully nonlinear, non-Gaussian particle filter (PF) relies on Bayes' theorem without further assumptions, which guarantees an exact asymptotic behavior. However, it is exposed to weight collapse, particularly in higher-dimensional settings, known as the curse of dimensionality.
This work presents a new method to obtain an analysis ensemble with mean and covariance that exactly match the corresponding Bayesian estimates. This is achieved by a deterministic matrix square root transformation of the forecast ensemble, and subsequently a suitable random rotation that significantly contributes to filter stability while preserving the required second-order statistics. The forecast step remains as in the ETKF. The algorithm, which is fairly easy to implement and computationally efficient, is referred to as the nonlinear ensemble transform filter (NETF). The limitation with respect to fully-nonlinear filtering is that the NETF only considers the mean and covariance of the Bayesian analysis density, neglecting higher-order moments.
The properties and performance of the proposed algorithm are investigated via a set of experiments. The results indicate that such a filter formulation can increase the analysis quality, even for relatively small ensemble sizes, compared to other ensemble filters in nonlinear, non-Gaussian scenarios. They also confirm that localization enhances the applicability of this PF-inspired scheme in larger-dimensional systems. Finally, the novel filter is coupled to a large-scale ocean general circulation model with a realistic observation scenario. The NETF remains stable with a small ensemble size and shows a consistent behavior. Additionally, its analyses exhibit low estimation errors, as revealed by a comparison with a free ensemble integration and the ETKF. The results confirm that, in principle, the filter can be applied successfully and as simple as the ETKF in high-dimensional problems. No further modifications are needed, even though the algorithm is only based on the particle weights. Thus, it is able to overcome the curse of dimensionality, even in deterministic systems. This proves that the NETF constitutes a promising and user-friendly method for nonlinear high-dimensional DA.
In the past sixty years, excessive water consumption and dam construction have significantly influenced natural flow regimes and surface freshwater ecosystems throughout China, and thus resulted in serious environmental problems. In order to balance the competing water demands between human and environment and provide knowledge on sustainable water management, assessments on anthropogenic flow alterations and their impacts on aquatic and riparian ecosystems in China are needed.
In this study, the first evaluation on quantitative relationships between anthropogenic flow alterations and ecological responses in eleven river basins and watersheds in China was performed based on the data that could be obtained from published case studies. Quantitative relationships between changes in average annual discharge, seasonal low flow and seasonal high flow and changes in ecological indicators (fish diversity, fish catch and vegetation cover, etc.) were analyzed. The results showed that changes in riparian vegetation cover as well as changes in fish diversity and fish catch were strongly correlated with the changes in flow magnitude (r = 0.77, 0.66), especially with changes in average annual river discharge. In addition, more than half of the variations in vegetation cover could be explained by changes in average annual river discharge (r² = 0.63) and roughly 50 % changes in fish catch in arid and semi-arid region and 60% changes of fish catch in humid region could be related to alterations in average annual river discharge (r² = 0.53, 0.58).
In a supplementary analysis of this study, the first estimation on quantitative relationships between decreases in native fish species richness and anthropogenic flow alterations in 34 river basins and sub-basins in China was conducted. Linear relationships between losses of native fish species and five ecologically relevant flow indicators were analyzed by single and multiple regression models. For the single regression analysis, significant linear relationships were detected for the indicators of long-term average annual discharge (ILTA) and statistical low flow Q90 (IQ90). For the multiple regressions, no indicator other than ILTA has significant relationships with changes in number of fish species mainly due to collinearity. Two conclusions emerged from the analysis: 1) losses of fish species were positively correlated with changes in ILTA in China and 2) indicator of ILTA was dominant over other flow indicators included in this research for the given dataset. These results provide a guideline for the sustainable water resources management in rivers with high risk of fish extinction in China.
Diese Diplomarbeit untersucht die Güte eines globalen Datensatzes (IA), der die monatliche Ausdehnung der terrestrischen Oberflächengewässer für den Zeitraum von 1993 bis 2004 beinhaltet. IA ist aus komplementären, räumlich geringauflösenden Satellitendaten generiert. Die Wasserausdehnungen werden als prozentuale Flächenanteile von 0,5°-Gitterzellen angegeben. IA wäre durch seine monatliche Dynamik zur Kalibrierung und Validierung eines globalen Modells von temporären Überflutungsgebieten geeignet. Im Rahmen dieser Diplomarbeit werden die Wasserbedeckungen aus IA in einzelnen 0,5°-Zellen zu mehreren Zeitpunkten mithilfe von räumlich hochauflösenden Satellitenbildern des Enhanced Thematic Mapper Plus (ETM+) validiert. Aus Gründen der Effizienz (Minimierung des Speicheraufwands und der Verarbeitungszeit) wird nur ein einziger ETM+ Kanal im mittleren Infrarot zur Bestimmung der Wasserbedeckung verwendet: Band 5. Durch überwachte Klassifikationen wird der Anteil der Wasserflächen an der Gesamtfläche der 0,5°-Zellen ermittelt. Insgesamt werden 262 Klassifikationen in vier Untersuchungsgebieten durchgeführt. Zwischen den prozentualen Wasserbedeckungen aus IA und den ETM+ (Band 5)-Validierungsdaten werden häufige und unregelmäßige Abweichungen festgestellt. Die maximalen absoluten Abweichungen betragen mehr als 60%. Aufgrund dieser Ergebnisse sind die IA-Wasserausdehnungen nur sehr begrenzt als Validierungsdaten für die Modellierung von temporären Überflutungsgebieten geeignet.
In situ rainwater harvesting has a long history in arid and semi-arid regions of the world buffering water shortages for human consumption and agriculture. In the context of an Integrated Water Resource Management (IWRM) in the Cuvelai Basin in northern Namibia, roof top rainwater harvesting is being introduced to a rural community for the irrigation of household scale gardens for the cultivation of horticulture products. This study elaborates how harvested rainwater can be used for garden irrigation in a sustainable manner evaluating ecologic, economic and social implications. Considering local conditions eight cropping scenarios were designed, including different criteria as well as one and two annual planting seasons. These schemes were tested under present climate conditions and under three future climate change scenarios for 2050 with the help of a tank model designed to model monthly tank inflows and outflows. Special attention was laid on risk and uncertainty aspects of varying inter-annual and interseasonal precipitation and future climate change. A framework for the assessment of sustainability was adapted to the purposes of this study and indicators have been developed in order to assess the cropping and irrigation schemes for sustainability.
The study found that with the given tank size of 30 m³, depending on crop scenario, under optimized conditions a garden area of 60 to 90 m³ can be irrigated. The choice of crops highly impacts water use efficiency and economic profitability, compared to the considerably lower impact of amount of annual planting seasons and future climate change. In the case of worsening future climate conditions, adaptation measures need to be taken as especially the economic as well as the environmental situation are expected to exacerbate due to expected decreases in yields and revenues. Already under present conditions however, the economic dimension represents the most limiting factor to sustainability, particularly due to the excessive investment costs of the rainwater harvesting and gardening facility. Nonetheless, rainwater harvesting in combination with gardening can be regarded as successful in securing household nutrition, providing sufficient horticulture products for household consumption or market sale. At the same time with the optimal choice of crops the investment costs can be recovered within the end of the lifespan of the facility.